Menu burger Close thin Facebook Twitter Google plus Linked in Reddit Email arrow-right-sm arrow-right
Loading
Tap on the profile icon to edit
your financial details.

Top Financial Advisors in Brookfield, WI

Your Details Done
by Updated

This review was produced by SmartAsset based on publicly available information. The named firm and its financial professionals have not reviewed, approved, or endorsed this review and are not responsible for its accuracy. Review content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named firm and its financial professionals, and firms and financial professionals having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s reviews. This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the firm mentioned in this review or its financial professionals.

Finding a Top Financial Advisor Firm in Brookfield, WI

It can be difficult to find the right financial advisor. You’ll have many options for advisors in the Brookfield area, but it’s important to choose the professional that best suits your financial situation. We’ve formed a list of the top Brookfield advisors based off each firm’s assets under management (AUM), fee structure, investment strategies and advisory services. You can also use SmartAsset’s free financial advisor matching service to connect with up to three local advisors.

Find a Fiduciary Financial Advisor

We match more than 50,000 people with financial advisors per month. Get connected to an advisor that serves your area today.
Free inital consultations. All advisors are fiduciaries.

Rank Financial Advisor Assets Managed Minimum Assets Financial Services More Information
1 Charter Capital Management, Inc. Charter Capital Management, Inc. logo Find an Advisor

Read Review

$254,283,244 Varies based on account type
  • Portfolio management
  • Financial planning
  • Pension consulting

Minimum Assets

Varies based on account type

Financial Services

  • Portfolio management
  • Financial planning
  • Pension consulting
2 Brook Capital Brook Capital logo Find an Advisor

Read Review

$174,551,921 $100,000
  • Portfolio management
  • Financial planning
  • Selection of other advisors

Minimum Assets

$100,000

Financial Services

  • Portfolio management
  • Financial planning
  • Selection of other advisors
3 Review Services, Inc. Review Services, Inc. logo Find an Advisor

Read Review

$117,449,233 No set account minimum
  • Portfolio management
  • Financial planning

Minimum Assets

No set account minimum

Financial Services

  • Portfolio management
  • Financial planning
4 Granite Financial Group Granite Financial Group logo Find an Advisor

Read Review

$145,536,129 Varies based on account type
  • Financial planning
  • Portfolio management
  • Pension consulting
  • Wrap fee programs

Minimum Assets

Varies based on account type

Financial Services

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Wrap fee programs

What We Use in Our Methodology

To find the top financial advisors in Brookfield, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:

  • AUM
    Firms with more total assets under management are ranked higher.
  • Individual Client Count
    Firms who serve more individual clients (as opposed to institutional clients) are ranked higher.
  • Clients Per Advisor
    Firms with a lower ratio of clients per financial advisor are ranked higher.
  • Age of Firm
    Firms that have been in business longer are ranked higher.
  • Fee Structure
    Firms with a fee-only (as opposed to fee-based) compensation structure are ranked higher.

All information is accurate as of the writing of this article. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria.

Charter Capital Management, Inc.

Charter Capital Management, Inc. is a fee-only firm with millions in client assets. Its client base includes non-high-net-worth and high-net-worth individuals, trusts, pension and profit sharing plans and foundations. The firm’s advisory fees are based on a percentage of AUM. Its account minimum varies based on account type and only the firm itself has the discretion to waive any minimum. 

Charter Capital’s team offers a range of specialities, including the CFA, CFP, CRPC, certified public accountant (CPA) and chartered retirement plans specialist (CRPS) designations. 

Charter Capital Management Background

Charter Capital was established as an independent investment advisory firm in 1977. The firm’s principal owners are Joel T. Hassler and Daniel R. Glaser. Charter Capital chiefly provides portfolio management and financial planning services, but the firm also offers pension consulting services.

The firm’s wealth management services also feature education planning, tax planning, retirement income planning, estate planning and other services.

Charter Capital Management Investment Strategy

Charter Capital generally invests in individual stocks and bonds, mutual funds, ETFs and money market securities. Firm advisors utilize a long-term asset allocation approach, along with various sources of information and data. This includes third-party research, corporate filings and press releases and internal research. 

The firm says it aims to create portfolios that generate long-term return, and it structures portfolios so that they align with each client’s needs.

Brook Capital

Brook Capital manages millions in client assets. The fee-based firm’s clients include non-high-net-worth and high-net-worth individuals, charitable organizations, trusts, pension and profit sharing plans and corporations. Though the firm’s fee-based structure could present a conflict of interest, advisors are bound to their fiduciary duty to prioritize client needs. 

The firm is compensated through asset-based fees and fixed fees. Brook Capital requires clients to have a minimum of $100,000 to open an account. This may be negotiated with the client on a case-by-case basis.

Brook Capital Background

Conducting business under the name Brook Capital, the firm was formed as Ramiah Investment Group in 2004. Ramu Ramiah acts as the firm’s principal shareholder. 

Brook Capital’s key advisory services include asset management and financial planning.

Brook Capital Investment Strategy

Some of Brook Capital's primary investment strategies include portfolio diversification, portfolio rebalancing and “buy-and-hold” investing. The firm also utilizes index ETFs and individual stocks, and advisors implement technical analysis when studying securities. 

Brook Capital also offers long-term growth and fixed income portfolios that may gain exposure to domestic and international equities, real estate investment trusts (REITs), domestic and international bonds, commodities and currencies. 

Review Services, Inc.

Fee-only financial advisor firm Review Services, Inc. manages hundreds of millions in AUM. All of the firm’s advisors offer the CFP designation.

Review Services’ clients include non-high-net-worth and high-net-worth individuals, charitable organizations, corporations, trusts, pension and profit sharing plans and estates. Clients either pay asset-based or fixed fees for advisory services, and the firm doesn’t have a set account minimum. It does, however, require a negotiated down payment prior to beginning consulting services.

Review Services Background

Owned by Tim Konicke and Patricia Kiefer, the independent financial planning and investment management firm was founded in 1991. Clients have access to a range of wealth management services, including portfolio management and financial planning and consulting services. 

The firm’s consulting services also feature other areas of wealth planning, including:

Review Services Investment Strategy

Review Services mainly utilizes fundamental analysis and technical analysis to study securities, and the firm describes its investment approach as one that values long-term investment performance. Review Services also believes that portfolio diversification enhances investment success.

The firm mainly invests in mutual funds, stocks, bonds, warrants, ETFs, government bonds, municipal securities, cash and cash equivalents. 

Granite Financial Group

Granite Financial Group is a fee-based firm serving a client base that consists of individuals, high-net-worth individuals, pension and profit sharing plans, charitable organizations, trusts, estates, corporations or business entities. 

Though Granite Financial earns asset-based, hourly and fixed fees, some advisors also generate commission-based compensation from the sale of securities. This can create a conflict of interest if advisors develop incentive to favor commissioned-products, but the firm says it works under a fiduciary obligation

Granite Financial requires a minimum of $100,000 for its Manager Access Select Program, but the firm may also charge higher or lower minimums in other instances, according to its brochure.

Granite Financial Group Background 

Founded in 2013, Granite Financial primarily provides portfolio management, wrap fee programs, financial planning and pension consulting advisory services.

The firm’s owners are Ellen M. Duhamel and Thomas J. Dornoff.

Granite Financial Group Investment Strategy 

Granite Financial employs numerous securities analysis methods when offering investment recommendations for its clients. These include fundamental analysis, charting analysis, technical analysis and cyclical analysis. The firm also relies upon short-term purchases and long-term purchases in its investment process.

How Long $1mm Lasts in Retirement

SmartAsset's interactive map highlights places where $1 million will last the longest in retirement. Zoom between states and the national map to see the top spots in each region. Also, scroll over any city to learn about the cost of living in retirement for that location.

Least
Most
Rank City Housing Expenses Food Expenses Healthcare Expenses Utilities Expenses Transportation Expenses

Methodology We analyzed data on average expenditures for seniors, cost of living and investment returns to determine how many years of retirement a $1 million nest egg would cover in cities across America.

First, we looked at data from the Bureau of Labor Statistics (BLS) on the average annual expenditures of seniors. We then applied cost of living data from the Council for Community and Economic Research to adjust those national average spending levels based on the costs of each expense category (housing, food, healthcare, utilities, transportation and other) in each city. Using this data, SmartAsset calculated the average cost of living for retirees in the largest U.S. cities.

We assumed the $1 million would grow at a real return (interest minus inflation) of 2%. Then, we divided $1 million by the sum of each of those annual numbers to determine how long $1 million would cover retirement expenses in each of the cities in our study. Cities where $1 million lasted the longest ranked the highest in the study.

Sources: Bureau of Labor Statistics (BLS), Council for Community and Economic Research