Finding a Top Financial Advisor Firm in Brookfield, WI
It can be difficult to find the right financial advisor. You’ll have many options for advisors in the Brookfield area, but it’s important to choose the professional that best suits your financial situation. We’ve formed a list of the top Brookfield advisors based off each firm’s assets under management (AUM), fee structure, investment strategies and advisory services. You can also use SmartAsset’s free financial advisor matching service to connect with up to three local advisors.
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|Rank||Financial Advisor||Assets Managed||Minimum Assets||Financial Services||More Information|
|1||Charter Capital Management, Inc. Find an Advisor||$254,283,244||Varies based on account type|| || |
Minimum AssetsVaries based on account type
|2||Brook Capital Find an Advisor||$174,551,921||$100,000|| || |
|3||Review Services, Inc. Find an Advisor||$117,449,233||No set account minimum|| || |
Minimum AssetsNo set account minimum
|4||Granite Financial Group Find an Advisor||$145,536,129||Varies based on account type|| || |
Minimum AssetsVaries based on account type
What We Use in Our Methodology
To find the top financial advisors in Brookfield, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
- AUMFirms with more total assets under management are ranked higher.
- Individual Client CountFirms who serve more individual clients (as opposed to institutional clients) are ranked higher.
- Clients Per AdvisorFirms with a lower ratio of clients per financial advisor are ranked higher.
- Age of FirmFirms that have been in business longer are ranked higher.
All information is accurate as of the writing of this article. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria.
Charter Capital Management, Inc.
Charter Capital Management, Inc. is a fee-only firm with millions in client assets. Its client base includes non-high-net-worth and high-net-worth individuals, trusts, pension and profit sharing plans and foundations. The firm’s advisory fees are based on a percentage of AUM. Its account minimum varies based on account type and only the firm itself has the discretion to waive any minimum.
Charter Capital’s team offers a range of specialities, including the CFA, CFP, CRPC, certified public accountant (CPA) and chartered retirement plans specialist (CRPS) designations.
Charter Capital Management Background
Charter Capital was established as an independent investment advisory firm in 1977. The firm’s principal owners are Joel T. Hassler and Daniel R. Glaser. Charter Capital chiefly provides portfolio management and financial planning services, but the firm also offers pension consulting services.
The firm’s wealth management services also feature education planning, tax planning, retirement income planning, estate planning and other services.
Charter Capital Management Investment Strategy
Charter Capital generally invests in individual stocks and bonds, mutual funds, ETFs and money market securities. Firm advisors utilize a long-term asset allocation approach, along with various sources of information and data. This includes third-party research, corporate filings and press releases and internal research.
The firm says it aims to create portfolios that generate long-term return, and it structures portfolios so that they align with each client’s needs.
Brook Capital manages millions in client assets. The fee-based firm’s clients include non-high-net-worth and high-net-worth individuals, charitable organizations, trusts, pension and profit sharing plans and corporations. Though the firm’s fee-based structure could present a conflict of interest, advisors are bound to their fiduciary duty to prioritize client needs.
The firm is compensated through asset-based fees and fixed fees. Brook Capital requires clients to have a minimum of $100,000 to open an account. This may be negotiated with the client on a case-by-case basis.
Brook Capital Background
Conducting business under the name Brook Capital, the firm was formed as Ramiah Investment Group in 2004. Ramu Ramiah acts as the firm’s principal shareholder.
Brook Capital’s key advisory services include asset management and financial planning.
Brook Capital Investment Strategy
Some of Brook Capital's primary investment strategies include portfolio diversification, portfolio rebalancing and “buy-and-hold” investing. The firm also utilizes index ETFs and individual stocks, and advisors implement technical analysis when studying securities.
Brook Capital also offers long-term growth and fixed income portfolios that may gain exposure to domestic and international equities, real estate investment trusts (REITs), domestic and international bonds, commodities and currencies.
Review Services, Inc.
Fee-only financial advisor firm Review Services, Inc. manages hundreds of millions in AUM. All of the firm’s advisors offer the CFP designation.
Review Services’ clients include non-high-net-worth and high-net-worth individuals, charitable organizations, corporations, trusts, pension and profit sharing plans and estates. Clients either pay asset-based or fixed fees for advisory services, and the firm doesn’t have a set account minimum. It does, however, require a negotiated down payment prior to beginning consulting services.
Review Services Background
Owned by Tim Konicke and Patricia Kiefer, the independent financial planning and investment management firm was founded in 1991. Clients have access to a range of wealth management services, including portfolio management and financial planning and consulting services.
The firm’s consulting services also feature other areas of wealth planning, including:
- Estate planning
- Financial planning
- Retirement planning
- Tax planning
- Insurance planning
Review Services Investment Strategy
Review Services mainly utilizes fundamental analysis and technical analysis to study securities, and the firm describes its investment approach as one that values long-term investment performance. Review Services also believes that portfolio diversification enhances investment success.
The firm mainly invests in mutual funds, stocks, bonds, warrants, ETFs, government bonds, municipal securities, cash and cash equivalents.
Granite Financial Group
Granite Financial Group is a fee-based firm serving a client base that consists of individuals, high-net-worth individuals, pension and profit sharing plans, charitable organizations, trusts, estates, corporations or business entities.
Though Granite Financial earns asset-based, hourly and fixed fees, some advisors also generate commission-based compensation from the sale of securities. This can create a conflict of interest if advisors develop incentive to favor commissioned-products, but the firm says it works under a fiduciary obligation.
Granite Financial requires a minimum of $100,000 for its Manager Access Select Program, but the firm may also charge higher or lower minimums in other instances, according to its brochure.
Granite Financial Group Background
Founded in 2013, Granite Financial primarily provides portfolio management, wrap fee programs, financial planning and pension consulting advisory services.
The firm’s owners are Ellen M. Duhamel and Thomas J. Dornoff.
Granite Financial Group Investment Strategy
Granite Financial employs numerous securities analysis methods when offering investment recommendations for its clients. These include fundamental analysis, charting analysis, technical analysis and cyclical analysis. The firm also relies upon short-term purchases and long-term purchases in its investment process.