Menu burger Close thin Facebook Twitter Google plus Linked in Reddit Email arrow-right-sm arrow-right
Loading
Tap on the profile icon to edit
your financial details.

Top Financial Advisors in Brookfield, WI

Your Details Done
by Updated

This review was produced by SmartAsset based on publicly available information. The named firm and its financial professionals have not reviewed, approved, or endorsed this review and are not responsible for its accuracy. Review content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named firm and its financial professionals, and firms and financial professionals having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s reviews. This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the firm mentioned in this review or its financial professionals.

Finding a Top Financial Advisor Firm in Brookfield, WI

It can be difficult to find the right financial advisor. You’ll have many options for advisors in the Brookfield area, but it’s important to choose the professional that best suits your financial situation. We’ve formed a list of the top Brookfield advisors based off each firm’s assets under management (AUM), fee structure, investment strategies and advisory services. You can also use SmartAsset’s free financial advisor matching service to connect with up to three advisors who serve your area.

Find a Fiduciary Financial Advisor

We match more than 50,000 people with financial advisors per month. Get connected to an advisor that serves your area today.
Free inital consultations. All advisors are fiduciaries.

Rank Financial Advisor Assets Managed Minimum Assets Financial Services More Information
1 Charter Capital Management, Inc. Charter Capital Management, Inc. logo Find an Advisor

Read Review

$297,620,065 Varies based on account type
  • Portfolio management
  • Financial planning
  • Pension consulting

Minimum Assets

Varies based on account type

Financial Services

  • Portfolio management
  • Financial planning
  • Pension consulting
2 Sterling Capital Management Inc Sterling Capital Management Inc logo Find an Advisor

Read Review

$260,991,548 $100,000
  • Portfolio management
  • Financial planning
  • Pension consulting
  • Selection of other advisors

Minimum Assets

$100,000

Financial Services

  • Portfolio management
  • Financial planning
  • Pension consulting
  • Selection of other advisors
3 Brook Capital Brook Capital logo Find an Advisor

Read Review

$207,840,969 $100,000
  • Portfolio management
  • Financial planning
  • Selection of other advisors (including private fund managers)

Minimum Assets

$100,000

Financial Services

  • Portfolio management
  • Financial planning
  • Selection of other advisors (including private fund managers)
4 Review Services, Inc. Review Services, Inc. logo Find an Advisor

Read Review

$172,058,559 No set account minimum
  • Portfolio management
  • Financial planning

Minimum Assets

No set account minimum

Financial Services

  • Portfolio management
  • Financial planning
5 Granite Financial Group Granite Financial Group logo Find an Advisor

Read Review

$185,100,000 Varies based on account type
  • Financial planning
  • Portfolio management
  • Pension consulting

Minimum Assets

Varies based on account type

Financial Services

  • Financial planning
  • Portfolio management
  • Pension consulting
6 Entasis Asset Management LLC Entasis Asset Management LLC logo Find an Advisor

Read Review

$119,832,928 Varies based on account type
  • Financial planning
  • Portfolio management
  • Selection of other advisors (including private fund managers)
  • Educational seminars/workshops

Minimum Assets

Varies based on account type

Financial Services

  • Financial planning
  • Portfolio management
  • Selection of other advisors (including private fund managers)
  • Educational seminars/workshops
7 Envision Financial LLC Envision Financial LLC logo Find an Advisor

Read Review

$130,766,254 No set account minimum
  • Financial planning
  • Portfolio management

Minimum Assets

No set account minimum

Financial Services

  • Financial planning
  • Portfolio management

What We Use in Our Methodology

To find the top financial advisors in Brookfield, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:

  • AUM
    Firms with more total assets under management are ranked higher.
  • Individual Client Count
    Firms who serve more individual clients (as opposed to institutional clients) are ranked higher.
  • Clients Per Advisor
    Firms with a lower ratio of clients per financial advisor are ranked higher.
  • Age of Firm
    Firms that have been in business longer are ranked higher.
  • Fee Structure
    Firms with a fee-only (as opposed to fee-based) compensation structure are ranked higher.

All information is accurate as of the writing of this article. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria.

Charter Capital Management, Inc.

Charter Capital Management, the No. 1 firm on our list of the top financial advisors in Brookfield, is a fee-only practice with millions in client assets. Its client base includes non-high-net-worth and high-net-worth individuals, trusts, pension and profit sharing plans and foundations. The firm’s advisory fees are based on a percentage of AUM. Unlike fee-based firms, advisors at Charter Capital do not sell investment products or insurance for commissions. Account minimums vary based on account type and only the firm itself has the discretion to waive any minimum. 

Charter Capital’s team offers a range of specialities, including the chartered financial analyst (CFA), certified financial planner (CFP), chartered retirement planning counselor (CRPC), certified public accountant (CPA) and chartered retirement plans specialist (CRPS) designations. 

Charter Capital Management Background

Charter Capital was established as an independent investment advisory firm in 1977. The firm’s principal owners are Joel T. Hassler and Daniel R. Glaser. Charter Capital chiefly provides portfolio management and financial planning services, but the firm also offers pension consulting services.

The firm’s wealth management services also feature education planning, tax planning, retirement income planning, estate planning and other services.

Charter Capital Management Investment Strategy

Charter Capital generally invests in individual stocks and bonds, mutual funds, exchange-traded funds (ETFs) and money market securities. Firm advisors utilize a long-term asset allocation approach, along with various sources of information and data. This includes third-party research, corporate filings and press releases and internal research. 

The firm says it aims to create portfolios that generate long-term returns, and it structures portfolios so that they align with each client’s needs.

Sterling Capital Management Inc

Fee-based financial advisor firm Sterling Capital Management serves various clients, including non-high-net-worth and high-net-worth individuals, as well as a pooled investment vehicle. The firm imposes an account minimum of $100,000, though it may waive it at its discretion. It charges asset-based, performance-based, hourly or fixed fees for its advisory services. 

While the firm's advisory team features certified financial planners (CFPs), Sterling Capital sells mutual funds, annuities, insurance products, and receives commissions from personnel of the firm. his poses a potential conflict of interest, but Sterling Capital is an SEC-registered advisor which must put client interests before its own

Sterling Capital Management Background

Tom Portz founded Sterling Capital in 1997 and remains its sole owner. Portz and his son, also named Tom Portz, serve as advisors. Sterling Capital primarily provides investment advisory, financial planning, advisor referral and pension consulting services. The firm also acts as the general partner and investment advisor to Sterlingworth Capital Partners, LP, a hedge fund. 

Sterling Capital Management Investment Strategy

 

Sterling Capital mainly invests client assets in stocks, bonds and mutual funds. The firm largely focuses on changing factors in the global economy that influence market prices. Sterling Capital also says it utilizes various data sources, including commercially available software, rating services, general market/financial information or due diligence reviews -- and it is of course relies on the accuracy and validity of the information provided by selected vendors, rating services, market data and the primary issuers of said data.

Brook Capital

Brook Capital is a fee-based financial advisor that works with non-high-net-worth and high-net-worth individuals, charitable organizations, trusts, pension and profit sharing plans and corporations. Though the firm’s fee-based structure could present a conflict of interest, advisors are bound to their fiduciary duty to prioritize client needs. 

The firm is compensated through asset-based fees and fixed fees. Brook Capital requires clients to have a minimum of $100,000 to open an account. This may be negotiated with the client on a case-by-case basis.

Brook Capital's advisory team does not hold any financial accreditations, like the certified finanal planner (CFP) or chartered financial analyst (CFA) designations.

Brook Capital Background

Conducting business under the name Brook Capital, the firm was formed as Ramiah Investment Group in 2004. Ramu Ramiah acts as the firm’s principal shareholder. 

Brook Capital’s key advisory services include asset management and financial planning.

Brook Capital Investment Strategy

Some of Brook Capital's primary investment strategies include portfolio diversification, portfolio rebalancing and “buy-and-hold” investing. The firm also utilizes index ETFs and individual stocks, and advisors implement technical analysis when studying securities. 

Brook Capital also offers long-term growth and fixed income portfolios that may gain exposure to domestic and international equities, real estate investment trusts (REITs), domestic and international bonds, commodities and currencies. 

Review Services, Inc.

Fee-only financial advisor firm Review Services, Inc. has hundreds of millions in assets under management. All of the firm’s advisors hold the CFP designation.

Review Services’ clients include non-high-net-worth and high-net-worth individuals, charitable organizations, corporations, trusts, pension and profit sharing plans and estates. Clients either pay asset-based or fixed fees for advisory services, and the firm doesn’t have a set account minimum. It does, however, require a negotiated down payment prior to beginning consulting services.

Review Services Background

Owned by Tim Konicke and Patricia Kiefer, the independent financial planning and investment management firm was founded in 1991. Clients have access to a range of wealth management services, including portfolio management, financial planning and consulting services. 

The firm’s consulting services also feature other areas of wealth planning, including:

Review Services Investment Strategy

Review Services mainly utilizes fundamental analysis and technical analysis to study securities, and the firm describes its investment approach as one that values long-term investment performance. Review Services also believes that portfolio diversification enhances investment success.

The firm mainly invests in mutual funds, stocks, bonds, warrants, ETFs, government bonds, municipal securities, cash and cash equivalents. 

Granite Financial Group

Granite Financial Group is a fee-based firm serving a client base that consists of individuals, high-net-worth individuals, pension and profit sharing plans, charitable organizations, trusts, estates, corporations or business entities. 

Though Granite Financial earns asset-based, hourly and fixed fees, some advisors also generate commission-based compensation from the sale of securities. This can create a conflict of interest if advisors develop incentive to favor commissioned-products, but the firm says it works under a fiduciary obligation

Granite Financial requires a minimum of $100,000 for its Manager Access Select Program, but the firm may also charge higher or lower minimums in other instances, according to its brochure.

The team at Granite Financial features two advisors who hold the certified financial planner (CFP) designation. 

Granite Financial Group Background 

Founded in 2013, Granite Financial primarily provides portfolio management, wrap fee programs, financial planning and pension consulting advisory services.

Thomas J. Dornoff is the sole owner of the business. 

Granite Financial Group Investment Strategy 

Granite Financial employs numerous securities analysis methods when offering investment recommendations for its clients. These include fundamental analysis, charting analysis, technical analysis and cyclical analysis. The firm also relies upon short-term purchases and long-term purchases in its investment process.

Entasis Asset Management LLC

Entasis Asset Management is a fee-only advisory firm that primarily works with individual clients, both above and below the high-net-worth threshold. Entasis also serves corporations and other business entities, pension and profit sharing plans, endowments, foundations, charitable organizations, investment advisors, estates, government entities and trusts. The firm's minimum account size varies based on the type of account a client holds, ranging from $50,000 to $250,000. 

The team at Entasis features three advisors who hold the chartered financial analyst (CFA) designation, one of whom is also a certified financial planner (CFP). 

As a fee-only practice, Entasis and its advisors do no collect commissions for recommending third-party financial products or insurance. Instead, all of the money the business makes comes from client-paid fees. 

Entasis Asset Management Background

Founded in 2016, Entasis is managed by K. Robert J. Batchelor, Charles J. Batchelor and Michael J. Peters. The firm's core services are investment advisory and financial planning. 

Entasis Asset Management Investment Strategy

Entasis customizes investment portfolios to the needs of individual clients. The firm typically provides advice related to exchange-listed securities and securities traded over the counter, mutual fund shares, money market funds, corporate debt securities, municipal securities, real estate investment trusts (REITs), structured products and derivatives, as well as hedge fund shares. 

Entasis offers the following investment strategies:

  • Equity
  • Core fixed income
  • Core plus fixed income
  • High income
  • Dynamic total return
  • GenerationTech

 

Envision Financial LLC

Envision Financial is a fee-only firm and the youngest practice on our list, having only been established in June 2021. The firm primarily works with high-net-worth individuals, although it does manage the assets of pension and profit sharing plans, as well as charitable organizations. While Envision Financial does not impose a minimum account size, the firm typically targets clients with at least $500,000 to invest. 

As a fee-only practice, Envision Financial's compensation comes solely from client-paid fees. The firm and its advisors do not sell financial products or insurance for commissions. 

The small team at Envision Financial features a certified financial planner (CFP) and two certified public accountants (CPAs). 

Envision Financial Background

Envision Financial opened for business in June 2021 and is currently registered with the Securities and Exchange Commission. Kevin P. Ellis, a CFP and CPA, is the sole owner of the practice. 

As for services, Envision Financial offers investment advice, financial planning, tax planning, estate planning and trust administration. The firm generally manages client assets on a discretionary basis, meaning the firm has full authority to conduct trades and transactions within client accounts. 

Envision Financial Investment Strategy

Envision Financial believes asset allocation is the most important decision that an investor faces. Due to the distinct differences in historical returns and volatility of stocks, bonds and cash, the firm holds that an investor's time horizon and risk tolerance  are the most important factors in selecting the appropriate asset allocation target.

The primary asset classes that Envision Financial uses within client portfolios are equities (stocks, mutual funds, commodities, etc.) fixed income and cash equivalents. 

 

How Long $1 Million Lasts in Retirement

SmartAsset's interactive map highlights places where $1 million will last the longest in retirement. Zoom between states and the national map to see the top spots in each region. Also, scroll over any city to learn about the cost of living in retirement for that location.

Least
Most
Rank City Housing Expenses Food Expenses Healthcare Expenses Utilities Expenses Transportation Expenses

Methodology We weighed potential expenditures for a prospective retiree with a  $1 million nest egg to assess how many years that fund would cover in retirement in America’s largest cities.

We applied cost of living data from the Council for Community and Economic Research to adjust those national average spending levels based on the costs of each expense category (housing, food, healthcare, utilities, transportation and other) in each city. Using this data, SmartAsset calculated the average cost of living for retirees in metro areas across the U.S.

We assumed the $1 million would grow at a net annual return of 2% after inflation. Then, we divided $1 million by the sum of each of those annual numbers to determine how long $1 million would cover retirement expenses in each of the cities in our study. Cities where $1 million lasted the longest ranked the highest in the study.