Finding a Top Financial Advisor Firm in Atlanta, Georgia
If you’re looking for a financial advisor in Atlanta, Georgia, we can help. SmartAsset’s financial experts vetted all registered investment advisors (RIAs) in Atlanta to find the top firms. You can also use our free financial advisor matching tool to connect with up to three advisors in your area.
|Rank||Financial Advisor||Assets Managed||Minimum Assets||Financial Services||More Information|
|1||Homrich Berg Find an Advisor||$8,929,223,000||No set account minimum|| || |
Minimum AssetsNo set account minimum
|2||BT Family Office, LLC Find an Advisor||$1,340,000,000||No set account minimum|| || |
Minimum AssetsNo set account minimum
|3||Capital Investment Advisors, LLC Find an Advisor||$3,227,446,139||$500,000|| || |
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|4||Brightworth, LLC Find an Advisor||$4,583,516,499||$1,000,000|| || |
|5||SignatureFD, LLC Find an Advisor||$4,577,997,054||$2,000,000|| || |
|6||Capital Directions LLC Find an Advisor||$2,947,589,115||$150,000|| || |
|7||Edge Capital Group, LLC Find an Advisor||$4,322,974,338||$5,000,000|| || |
|8||Iron Capital Advisors Inc. Find an Advisor||$5,046,955,853||No set account minimum|| || |
Minimum AssetsNo set account minimum
|9||ZWJ Investment Counsel, Inc. Find an Advisor||$2,715,301,449||$1 million|| || |
Minimum Assets$1 million
|10||Balentine Find an Advisor||$3,348,156,610||$5,000,000|| || |
How We Found the Top Financial Advisor Firms in Atlanta, Georgia
To find the top financial advisors in Atlanta, Georgia, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services; those that don't serve primarily individual clients; and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
Homrich Berg Wealth Management
Homrich Berg Wealth Management has by far the most assets under management (AUM) of any firm on this list. It manages nearly $7 billion in assets.
The fee-only firm has several financially certified advisors on staff, including a number of certified financial planners (CFPs). In addition, Homrich Berg has six certified public accountants (CPAs), and four chartered financial analysts (CFA).
There's no minimum required to be a client of Homrich Berg Wealth Management. However, you may be charged a minimum fee if you have below $500,000 in investable assets.
Homrich Berg Wealth Management Background
The firm was formed in 1989 by David Homrich and Andy Berg upon the “core belief that investors deserve unbiased advice,” its website explains. Berg remains the firm’s main owner and he’s a principal at the firm.
Since Homrich Berg Wealth Management’s founding, it has continued to grow, adding a second office in Atlanta in 2008 and another in 2013. At Homrich Berg Wealth Management, each client is serviced by a team of three to four people. This includes a principal, a director or senior associate, an associate and a client care coordinator.
Homrich Berg Wealth Management Investment Strategy
The firm has an internal investments team responsible for providing updates on each asset class and the issues affecting portfolios.
While the firm’s portfolios include traditional investments in each asset class, it uses a wide range of investments that may extend to alternative investments. In some instances, the firm may create pooled access fund vehicles to give investors access to a diversified portfolio of alternative investments at no additional charge.
BT Family Office is a fee-only firm that works exclusively with high-net-worth individuals -- and has fewer than a dozen clients. The firm doesn’t provide a minimum account size, but does not that all relationships are “reviewed and at our sole discretion,” so it is likely that significant assets are required to be taken on as a client.
Fixed-fees, hourly fees and asset based fees are all used at the firm. There are no financial advisory certifications listed on the firm’s website.
BT Family Office Background
BTFO was founded in 2019 and is owned by Bennett Thrasher, LLP, which is in turn owned by that firm’s limited partners.
Services offered at the firm include wealth management, asset allocation, investment strategy, selection and oversight of third-party managers, portfolio monitoring, legacy planning, estate planning and education.
BT Family Office Investment Strategy
BTFO acts mostly as a “manager of managers,” putting client money into the hands of other asset managers and maintaining the ability to fire them and move money elsewhere it if deems that worthwhile. Hedge funds, private equity and real estate are all used extensively, as are individual bonds. No money is invested directly in individual securities.
Capital Investment Advisors is a fee-only firm working mostly with individuals, around two-thirds of whom are not high-net-worth. The only institutional clients at the firm are pension and profit-sharing plans.
The advisor team includes 14 certified financial planners (CFPs), two chartered retirement planning counselors (CRPCs), one chartered investment management analyst (CIMA) and one (CFA). The minimum investment requirement is generally $500,000. Fees for wealth management are based on a percentage of assets under management.
Capital Investment Advisors Background
CIA was founded in 1996. The principal owners are Mitchell Reiner, Matthew Reiner, and Wesley Moss.
Services offered at the firm include asset management, pension consulting, and financial planning.
Capital Investment Advisors Investment Strategy
Advisors at CIA split investments into “growth” and “income” investments -- the former designed to appreciate in value over time, the latter to bring new money into the account. More than two-thirds of investments are in individual stocks, with the rest going to mutual funds, bonds, derivatives and cash holdings.
The team of advisors at Brightworth, LLC boasts an impressive array of expertise. The fee-only firm’s team consists of certified financial planners (CFPs), certified public accountants (CPAs), chartered financial analysts (CFAs), certified investment management analyst (CIMAs) and personal financial specialists (PFS).
The firm, which serves a majority of high-net-worth individuals, has had a 98% client retention rate since it began tracking it in 2000. To be a client, you’ll need $1 million in investable assets.
Brightworth, LLC Background
Brightworth, LLC was founded in 1997 under the name Polstra & Dardaman, LLC. It also does business under the name McGill Advisors, a division of the firm that has an office in Charlotte, North Carolina.
The firm’s portfolios may use separate stock and bond accounts, mutual funds, exchange-traded funds (ETFs) and private investment strategies. The firm emphasizes a long-term perspective as the key to success, but it also keeps an eye on the investment markets to make adjustments as necessary to client portfolios.
Billed as the Brightworth difference, the firm lets its clients call anytime to talk to their advisors about their financial situation or simply to discuss an idea with an expert.
Brightworth, LLC Investment Strategy
Brightworth’s website is packed with helpful resources and information and the website’s intuitive and creative design makes it all very easy to find. Brightworth provides a quarterly market commentary and it also has an array of articles, which can be searched through by topic area. The firm compiles its highlight articles from the year in a 20-page publication called Bright Ideas.
There’s also an offering of videos, which illuminate the firm’s perspectives on topics like Brexit and President Trump’s impact on its investment thinking. The firm also hosts events.
Brightworth clients are provided with a Brightworth Performance Report, which tracks their investment portfolios from the outset. BrightView is the firm’s online portal for clients.
SignatureFD, LLC is the next financial advisory firm on our list of the top advisors in Atlanta, Georgia. You’ll need least $2 million in investable assets for SignatureFD to take you on as a client. The firm employs certified public accountants (CPAs), chartered financial analysts (CFAs) and certified divorce financial analysts (CDFAs).
The fee-based firm is involved in a variety of other business activities. So while the advisors must by law look out for your best interest as fiduciaries, there could be times when the company could benefit from selling you a certain product. SignatureFD owns several private funds, for which it could earn compensation, and it is also an insurance broker/agent and a mortgage broker. The firm is also affiliated with a certified public accounting firm. Prospective clients should be sure to ask questions to ensure they fully understand how advisors and/or the company get paid if you purchase these products.
SignatureFD, LLC Background
Founded in 1997 by SignatureFD, LLC has many varied experts on staff.
Services include financial planning and wealth management.
SignatureFD, LLC Investment Strategy
The firm takes a threefold approach to investment: maximize returns, minimize taxes and expenses and control risk through proper diversification. The firm primarily allocates client investment among mutual funds and exchange-traded funds (ETFs). SignatureFD’s financial planning and investment management services are offered on a standalone basis for separate fees.
A unique feature of the firm is its distinct signature initiatives, which were designed to meet the needs of its diverse client groups. There’s SignatureEXEC, SignatureHEALTH, SignatureGENEROSITy, SignatureLAW, SignatureWOMEN and SignatureENTREPRENEUR. SignatureWOMEN, for instance, offers women a specialized approach toward meeting their financial goals by taking women’s unique challenges and needs into account. SignatureFD hosts a monthly event for its clients.
Capital Directions, LLC
To be a client of Capital Directions, you’ll need at least $150,000 in investable assets. The firm has a small team of wealth advisors. However, several of its advisors are certified financial planners (CFPs).
For investors wanting to plan for retirement, Capital Directions is worth considering. The firm has expertise in assisting clients with their company retirement plans.
Capital Directions, LLC Background
Capital Directions, LLC was founded in 1985 and it’s now a leading fee-only firm in the Southeast. It’s owned by its principals, Dennis Covington, N. Scott Pritchard and Terry P. Hartigan.
Capital Directions, LLC Investment Strategy
Capital Directions believes that emotions are the main thing standing between investors getting rewarded for a diversified, long-term portfolio. The firm thus views one of its main responsibilities to be serving as “the emotional barrier between clients and their money” to ensure there aren’t any “emotion-driven derivations” from their investment approach during periods of market extremes, the firm says on its website.
Capital Directions creates these well-diversified portfolios based on the modern portfolio theory (MPT) and the efficient-market hypothesis (EMH). The firm states that they don't chase performance or the latest fads in investment, instead opting to focus on diversifying across asset classes, minimizing costs and maximizing returns.
Edge Capital Group, LLC
According to official documents filed with the SEC, Edge Capital group’s individual client base consists almost entirely of those in the high-net-worth category. It’s not surprising considering you’d generally need a minimum account balance of $3 million to receive investment advisory services.
The Atlanta team features chartered financial analysts (CFA) and certified financial planners (CFP).
Edge Capital Group Background
Edge was founded in 2007 as a limited liability company under the laws of Delaware. However, it’s currently based in Atlanta. In addition, the firm is a wholly-owned subsidiary of Focus Operating, LLC (Focus Operating), which is a wholly-owned subsidiary of Focus Financial Partners, LLC (Focus LLC). It’s currently managed by Henry Jones, Bert Rayle, Will Skeean, Dennis Sabo and Elizabeth Mackie.
The firm aims to provide holistic wealth management services that consist of financial planning and investment management. Depending on your situation, the firm may invest your assets in mutual funds, exchange-traded funds (ETFs), private investment funds or external managers of separately managed accounts.
Edge Capital Group Investment Strategy
Edge’s mission is to provide its clients with a complete financial action plan that touches on every aspect of their financial wellness including strategic asset allocation, cash flow solutions and finding the right accounting and banking partners.
According to its website, Edge uses hedge funds “to serve as an investment tool minimizing investment risk, diversifying portfolios, and targeting reliable returns over time.” The firm’s website also features a Market Updates section offering financial news, quarterly outlooks and Edge’s proprietary research insights.
Iron Capital Advisors, Inc.
Iron Capital Advisors, Inc. takes the next spot on our list of the top financial advisors in Atlanta, Georgia. This firm works mainly with individual clients both with and without a high net worth. It also works with pensions and profit sharing plans. While there isn't a set account minimum if you're interested in working with Iron Capital Advisors, the firm may choose to impose one if they so choose.
This fee-only firm provides clients with a range of advisory services. As a fee-only firm, it does not receive commissions from third-party sources and is not subject to potential conflicts of interest like a fee-based firm might be.
Iron Capital Advisors Background
Iron Capital Advisors was founded in 2003. Charles E. Osborne is the firm's principal owner. He is a chartered financial analyst (CFA) and serves as the firm's co-founder and managing director. He has over two decades of investment experience. Osborne is the only financially certified employee on staff as an advisor at Iron Capital.
The firm manages assets on both a discretionary and non-discretionary basis. Services are typically comprehensive, as the firm looks to help with all aspects of a client's financial situation. However, services can be broken down between financial consulting and financial or investment management.
Iron Capital Advisors Investment Strategy
Iron Capital Advisors crafts their investment strategies based on the individual financial situation of each client. This includes developing client profiles that detail their circumstances, goals and tolerance for risk as well as their investment objectives and guidelines for how they'd like their assets managed.
The firm and its advisors continually monitor all client portfolios. They also make updates to client portfolios as they see fit and as clients communicate changes in preferences and financial situations to them. When choosing stocks, the firm takes into account over 3000 companies. They also perform top-down sector analysis. Portfolios typically consist of 20-30 stocks.
ZWJ Investment Counsel is a fee-only firm with a $1 million minimum account size. Most of the clients are individuals, more of whom are high-net-worth than not. Institutional clients include pension and profit-sharing plans, charitable organizations, government entities and corporations.
The firm’s team includes 11 chartered financial advisors (CFAs).
ZWJ Investment Counsel Background
ZWJ was founded in 1974 and is owned principally by directors Clay Jackson, Charles Abney and John Shepard.
Services offered include financial planning and investment counseling.
ZWJ Investment Counsel Investment Strategy
More than two-thirds of investments at the firm are in individual stocks. Myriad types of bonds are also used, and cash holdings make up more than 10% of portfolios.
Balentine, LLC, has one of the highest account minimums out of these Atlanta firms. To be a client of Balentine, you’ll need at least $5 million in investable assets.
The fee-only firm, whose investment strategy is centered up on risk management, offers a decent array of expertise, though many firms on this list boast more certifications. They include certified financial planners (CFPs), chartered financial analysts (CFAs) and certified public accountants (CPA).
Balentine, LLC Background
Balentine was formed in 2009, and it began operating in January 2010. The firm is solely owned by Balentine Partners LLC, which is owned by officers or employees of Balentine. The majority is owned by the chairman and chief executive officer and his family trust.
Balentine has a dedicated onboarding team and system in place to make the introductory phase easier for new clients, according to the firm. The company believes that no two clients’ portfolios should look the same. Success is measured not against a benchmark but against clients’ financial roadmaps, which are designed with their unique goals, needs and aspirations in mind.
Unlike most firms, Balentine doesn’t view its client portfolios as a division of assets among primary asset classes. Instead, it divides assets into building blocks, which are divided up according to risk level. The firm’s entire investment model is essentially built around managing risk, with an eye toward cost-effectiveness and tax efficiency.
Balentine, LLC Resources
Balentine’s full-time onboarding team is far from the only resource it provides clients. The firm provides portfolio and market commentaries and annual reports and forecasts.
The firm also provides clients with online access tools to keep tabs on their account summaries, trades and tax statements and to view their quarterly Balentine performance reports.