Finding a Top Financial Advisor Firm in Marietta, Georgia
If you're looking for a financial advisor, it can be difficult to know which one can best meet your needs. In an attempt to streamline your search, SmartAsset compiled this list of the top advisory firms in Marietta, Georgia. We dug through company records and U.S. Securities and Exchange Commission (SEC) filings to bring you essential information about the city's top firms. If you’re still unsure of whom to work with, SmartAsset’s financial advisor matching tool can connect you with up to three advisors who serve your area.
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|Rank||Financial Advisor||Assets Managed||Minimum Assets||Financial Services||More Information|
|1||Narwhal Capital Management Find an Advisor||$1,367,983,837||No set account minimum|| || |
Minimum AssetsNo set account minimum
|2||American Financial Advisors, LLC Find an Advisor||$925,887,267||Varies based on account type|| || |
Minimum AssetsVaries based on account type
|3||Marietta Wealth Management, LLC Find an Advisor||$1,010,918,437||$500,000|| || |
|4||Yeomans Consulting Group, Inc. Find an Advisor||$317,025,428||Varies based on account type|| || |
Minimum AssetsVaries based on account type
|5||Wiser Wealth Management, Inc. Find an Advisor||$225,918,828||No set account minimum|| || |
Minimum AssetsNo set account minimum
|6||Strickland Davis Advisors LLC Find an Advisor||$121,352,230||$250,000|| || |
|7||Sentara Capital Find an Advisor||$116,399,753||No set account mimimum|| || |
Minimum AssetsNo set account mimimum
What We Use in Our Methodology
To find the top financial advisors in Marietta, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
- AUMFirms with more total assets under management are ranked higher.
- Individual Client CountFirms who serve more individual clients (as opposed to institutional clients) are ranked higher.
- Clients Per AdvisorFirms with a lower ratio of clients per financial advisor are ranked higher.
- Age of FirmFirms that have been in business longer are ranked higher.
All information is accurate as of the writing of this article. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria.
Narwhal Capital Management
Narwhal Capital Management is the first firm on our list. The firm’s advisors work with a number of different clients, including non-high-net-worth individuals, high-net-worth individuals, pooled investment vehicles, charitable organizations and businesses. The firm doesn’t impose an account minimum.
Among the firm's advisors are chartered financial analysts (CFAs), certified financial planners (CFPs) and certified public accountants (CPAs).
Narwhal Capital is a fee-based firm, which means some of its advisors may earn commissions by selling insurance products to clients. While this is a potential conflict of interest, the firm is still bound by fiduciary duty to always act in the best interests of its clients at all times.
Narwhal Capital Management Background
Matthew D. Burton founded Narwhal Capital Management back in 2005. Today, he continues to serve as the firm’s president and principal owner. Burton has over 25 years of experience in various areas of the financial services industry.
This firm specializes in financial planning, including retirement planning, philanthropic advisement, insurance reviews, estate planning and more. Portfolio management services are usually offered on a discretionary basis, but the firm may also provide non-discretionary investment consulting to clients who desire a less extensive engagement. The firm also has accounting and tax preparation services.
Narwhal Capital Management Investment Philosophy
Narwhal Capital Management uses factors specific to each client’s financial circumstances to drive the formulation of a unique investment strategy. These factors typically include the client’s overall financial objectives, timeline until retirement, relationship with risk, investment preferences and more. Based on these variables, the firm will put together an asset allocation that's designed to help you reach your goals.
The firm constructs portfolios that are diversified across several asset classes. To do this, it relies on investments such as individual stocks, corporate bonds, government securities, exchange-traded funds (ETFs) and mutual funds. When deciding which specific securities to invest in, the firm utilizes fundamental, technical and cyclical methods of analysis.
American Financial Advisors
American Financial Advisors, LLC is the next firm on our list. It is fee-only and works exclusively with individual clients. The majority of these individuals come in below the high-net-worth threshold.
Rather than institute a minimum investment requirement, this firm utilizes a minimum annual fee. More specifically, any portfolio management clients with less than $30,000 in AUM will need to adhere to a $300 minimum fee.
American Financial Advisors Background
American Financial Advisors first opened its doors back in 2000. The firm has two principal owners: CEO Michael David Stark and member Patrick Francis Viglotti. This duo has over 60 years of combined experience in financial services.
The firm provides its clients with ongoing investment supervisory services, either through individual portfolio management or through model portfolios. Additionally, the firm offers financial planning, which typically touches on some combination of personal budgeting, financial goal-setting, tax planning, cash flow analysis, insurance planning, retirement planning, death and disability preparation and estate planning.
American Financial Advisors Investment Philosophy
American Financial Advisors analyzes potential investments in a number of different ways, including reviewing fundamental financial documents, analyzing historical price data, tracking management experience of fund managers and more. The firm doesn’t generally lean toward a long- or short-term perspective, as it instead bases its philosophy on what makes the most sense for the client’s situation and timeline.
While the firm’s advisory recommendations aren’t limited to a set range of securities, it generally provides advice on the following investments:
- Exchange-listed securities
- Securities traded over-the-counter (OTC)
- Corporate debt securities (other than commercial paper)
- Certificates of deposit (CDs)
- Municipal securities
- Mutual fund shares
- Government securities
- Options contracts on securities
Marietta Wealth Management
Marietta Wealth Management is the youngest firm on our list, having opened for business in 2015. This is a fee-only firm. High-net-worth individuals make up two-thirds of this client base, with the rest including non-high-net-worth individuals, pension plans, charitable organizations, insurance companies, corporations and trusts.
The team of advisors at Marietta Wealth Management includes certified financial planners (CFPs), chartered financial analysts (CFAs) and certified public accountants (CPAs).
Marietta Wealth Management Background
Marietta Wealth Management was co-founded in 2015 by managing principal Scott Keller and principals Benjamin Crowe, Wesley Hackney and Charles Holloway III. These four employees still own the firm to this day.
The firm specializes in asset management, financial planning and consulting for both individuals and retirement plans. Specific services include marital/divorce financial planning, insurance planning, real estate planning, retirement planning, estate planning, education fund planning, survivor/beneficiary planning and more.
Marietta Wealth Management Investment Philosophy
Marietta Wealth Management has an in-house investment committee that governs the investment research and strategies at the firm. The committee makes general recommendations on investment vehicles and asset allocation plans. From there, your investment advisor will take those recommendations and tailor them to factors specific to you, such as your investment objectives, risk tolerance, time horizon and income needs.
With an asset allocation tailored to you, the firm will execute that plan by investing in securities like mutual funds, exchange-traded funds (ETFs), separately managed accounts (SMAs), fixed-income instruments, real estate investment trusts (REITs), limited partnerships and individual equities. In some cases, the firm may also recommend that you roll over your employee retirement account assets into an IRA or cash it out.
Yeomans Consulting Group
Next on the list and ranking fourth is Yeomans Consulting Group, also known as Your Retirement Coach. The firm's client base includes individuals (both with and without a high net worth) and other investment advisors. Most of its clients are individuals below the high-net-worth cutoff. Yeomans Consulting Group employs several certified financial planners (CFPs).
As a fee-based firm, certain advisors here may earn commissions for overseeing securities transactions or selling clients insurance products. While this practice may create a potential conflict of interest, it doesn’t alter the firm’s fiduciary duty to act in its clients’ best interests.
Yeomans Consulting Group Background
Yeomans Consulting Group began advising the people of Marietta back in 1995. The firm is principally owned by two individuals: CEO Randall J. Yeomans and president Nicholas B. Yeomans.
The firm divides its service offerings into six categories:
- Investment management services
- Selection of other advisers
- Financial planning and consulting services
- Investment consulting/portfolio monitoring services
- Consulting services to investment advisers and investment adviser representatives
- Succession and transition planning for business owners
Yeomans Consulting Group Investment Philosophy
Yeomans Consulting Group formulates its investment recommendations by employing a few different methods of security analysis. These include charting, technical analysis and fundamental analysis.
Wiser Wealth Management
Wiser Wealth Management is a fee-only firm that works mostly with individuals, around 80% of whom do not have a high net worth. The only institutional clients at the firm are pension/profit sharing plans. There is no minimum account size at the firm.
Investment management fees at Wiser are based on a percentage of assets under management. Financial planning fees are charged hourly.
The team at the firm includes two certified financial planners (CFPs), one chartered financial consultancy (ChFC) and one chartered life underwriter (CLU).
Wiser Wealth Management Background
Wiser Wealth was founded in 2001 and is solely owned by president and principal Casey Tyler Smith.
Services offered at the firm include financial planning, investment management, estate planning, tax preparation, tx planning and retirement plan investment management.
Wiser Wealth Management Investment Strategy
Exchange-traded funds (ETFs) are the primary investments used to put together portfolios for clients. Asset allocation strategy is driven by modern portfolio theory and long-term capital market assumptions. The two basic strategies used are one focused on equity and one focused on fixed-income, which can be blended to create the right balance for a client.
Strickland Davis Advisors
Strickland Davis Advisors, formerly known as Investment Management Advisors, is the sixth firm on our list. The firm’s advisors work with a number of different clients, including non-high-net-worth individuals, high-net-worth individuals, pension and profit-sharing plans, charitable organizations and businesses. The firm generally imposes a $250,000 account minimum.
Strickland Davis is a fee-based firm, which means some of its advisors may earn commissions by selling insurance products to clients. While this is a potential conflict of interest, the firm is still bound by fiduciary duty to always act in the best interests of its clients at all times.
Strickland Davis Advisors Background
Kendyl C. Strickland founded Strickland Davis Advisors back in 1998. Today, he continues to serve as the firm's sole principal owner.
This firm specializes in portfolio management and retirement plan services. Portfolio management services are usually offered on a discretionary basis, but the firm may also provide non-discretionary investment consulting to clients who desire a less extensive engagement.
Strickland Davis Advisors Investment Philosophy
Strickland Davis uses typically utilizes a mutual fund asset-allocation strategy for managing its clients' portfolios, offered through Capital Directions.
Sentara Capital is a fee-based firm that works mostly with individuals, the majority of whom are not high-net-worth. The only institutional clients at the firm are pension and profit-sharing plans. Some advisors at the firm are also insurance agents and can earn commissions, which is a conflict of interest -- but all are still bound by fiduciary duty when acting as an advisor.
The team at Sentara includes one chartered retirement plan consultant (CRPC) and one accredited investment fiduciary (AIF). Fees for investment advisory services are based on a percentage of assets under management, while financial planning services are charged hourly. There is no set account minumum.
Sentara Capital Background
Sentara was founded in 2012 and is majority-owned by Michael Brooks and William Allen, who are also the two advisors at the firm. Services include asset management and financial planning.
Sentara Capital Management Investment Strategy
There are six primary investment strategies used at Sentara:
- Capital Preservation
Exchange-traded funds (ETFs) and individual stocks are among the assets used to build client portfolios.