Finding a Top Financial Advisor Firm in Green Bay, Wisconsin
If you’re looking for a financial advisor in Green Bay, Wisconsin, you’ve come to the right place. We conducted intensive research to find the top registered financial advisor (RIA) firms in Green Bay. As fiduciaries, RIAs are required by law to always provide advice in your best interests. We narrowed your search to the top 2 advisory firms in Green Bay. And to make the process even easier, we developed an interactive advisor matching tool. It connects you with up to three fiduciary financial advisors who serve your area.
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| Rank | Financial Advisor | Assets Managed | Minimum Assets | Financial Services | More Information |
|---|---|---|---|---|---|
| 1 |
Nicolet Wealth Management
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$2,930,862,255 | Varies based on account type |
|
Minimum AssetsVaries based on account typeFinancial Services
|
| 2 |
Harbor Wealth Management, LLC
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$294,358,597 | No set account minimum |
|
Minimum AssetsNo set account minimumFinancial Services
|
| 3 |
Titletown Wealth Management, LLC
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|
$94,004,601 | No set account minimum |
|
Minimum AssetsNo set account minimumFinancial Services
|
What We Use in Our Methodology
To find the top financial advisors in Green Bay, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
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AUMFirms with more total assets under management are ranked higher. -
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Individual Client CountFirms who serve more individual clients (as opposed to institutional clients) are ranked higher. -
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Clients Per AdvisorFirms with a lower ratio of clients per financial advisor are ranked higher. -
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Age of FirmFirms that have been in business longer are ranked higher.
All information is obtained through public records and is updated annually after the firms’ form ADV filing. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria. SmartAsset is not a client of the aforementioned firms, and did not receive compensation for including any of the firms on the aforementioned list.
Nicolet Advisory Wealth Management
Nicolet Wealth Mangaement, also known as Nicolet Advisory Services, tops our list with over two billion dollars in assets under management (AUM). This fee-based firm employs several advisors, including ones with notable designations in the financial services space. Below, we list some of their certifications:
- Accredited investment fiduciary (AIF)
- Chartered financial analyst (CFA)
- Certified financial planner (CFP)
- Accredited asset management specialist (AAMS)
Nicolet does not impose a minimum portfolio value for clients, but it reserves the right to do so on a case-by-case basis. Nicolet clients who obtain portfolio management through Schwab Wealth Investment Advisory are subject to a $5,000 account minimum. The firm primarily serves non-high-net-worth individuals, but clients also include high-net-worth individuals, charitable organizations, government entities, corporations and businesses.
As a fee-based practice, advisors aren't compensated solely by the fees that advisory clients pay. Instead, some advisors also earn commissions for selling insurance or securities, which can lead to a conflict of interest. Then again, the firm is a fiduciary and is legally obligated to act in your best interests.
Nicolet Wealth Management Background
Nicolet Advisory Services became an RIA in 2016 and is owned by Nicolet Bankshares, Inc. The firm offers wealth management and personal banking services. Its wealth management program combines portfolio management services with financial planning advice. Depending on your needs, your financial plan may cover the following:
- Business Planning
- Estate Planning
- Insurance Planning
- Retirement Planning
- Risk Management
- Corporate Retirement Planning
Moreover, the firm also can provide advice on managing existing investments such as 401(k) plans, 529 college savings plans and annuity contracts. Nicolet also offers investment management services through the Institutional Intelligent Portfolios program. This is a robo-advisor option sponsored by Schwab Wealth Investment Advisory.
Nicolet Wealth Management Investment Strategy
Nicolet tailors its investment strategies to the risk tolerance and financial goals of its clients. Investment management services are typically provided on a discretionary basis. so you can let the investment managers take control of your portfolio.
In general, Nicolet designs portfolios with mutual funds, exchange-traded funds (ETFs), individual equities and individual debt securities.
Institutional Intelligent Portfolios invest in ETFs. Although the program is sponsored by Schwab, Nicolet would design the investment strategies applied to your robo-advisor portfolio.
Harbor Wealth Management, LLC
Harbor Wealth Management is a fee-based firm that previously made the Baron's Hall of Fame and the InvestmentNews list of Icons & Innovators. The investment advisor has millions in assets under management (AUM) and several hundrend client accounts, all of which belong to individuals and high-net-worth indidividuals. There is no account balance minimum.
When it comes to advisory fees, Harbor Wealth earns its compensation from asset-based fees, hourly fees, fixed fees and commissions. The firm’s commissioned-based compensation arrangements can present a conflict of interest with clients if advisors favor investment products with higher fees over more suitable, non-commissioned products. However, the firm mitigates this risk by acting as a fiduciary.
The Harbor Wealth team also includes individuals with several prestigious designations. Below, we list different financial services certifications and how many members in the broader team hold these. One advisor may have multiple designations.
- Certified public accountant (CPA)
- Certified financial planner (CFP)
- Chartered financial analyst (CFA)
- Accredited estate planners (AEP)
- Chartered financial consultants (ChFC)
- Certified retirement plan counselor (CRPC)
- Personal finance specialist (PFS)
- Certified trust and financial advisor (CTFA)
- Chartered advisor in philanthropy (CAP)
- Retirement income certified professional (RICP)
Moreover, the team also represents an LLM (master of laws) and an MBA.
Harbor Wealth Management Background
Harbor Wealth Management launched operations in 2010. It’s owned by Eric Heus and Brent Polzin. Combined, these advisors have more than 30 years of experience in the financial services industry. They oversee a team that offers discretionary asset management services and financial guidance on the following topics:
- Life Planning
- Risk Management
- Estate Planning
- Tax Planning
- Philanthropy and Planned Giving
Harbor Wealth Management Investment Strategies
Harbor Wealth Management’s investment strategy is driven by Modern Portfolio Theory. This involves applying mathematical principles to the historic characteristics of different asset classes to design an asset-allocation that may maximize returns for a given level of risk. The firm also makes investment decisions based on other factors like the client’s investment goals and time horizon.
