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Top Financial Advisors in Middleton, WI

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Finding a Top Financial Advisor Firm in Middleton, Wisconsin

Choosing a financial advisor just got a lot easier. To help you make this important decision, we collected a number of factors you should consider - fundamentals such as assets under management (AUM), fee basis and investment strategy. Then we put all the info together, here, for convenient comparing and contrasting. Start your search with this list of the top financial advisor firms in Middleton, Wisconsin. Then use SmartAsset’s free financial advisor matching tool to personalize your search.

Rank Financial Advisor Assets Managed Minimum Assets Financial Services More Information
1 Filbrandt Wealth Management, LLC Filbrandt Wealth Management, LLC logo Find an Advisor

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$ 795,873,096 $250,000
  • Financial Planning Services
  • Portfolio Management

Minimum Assets

$250,000

Financial Services

  • Financial Planning Services
  • Portfolio Management
2 Milestone Investment Advisors, LLC Milestone Investment Advisors, LLC logo Find an Advisor

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$ 662,489,000 No minimum
  • Financial planning services
  • Portfolio management
  • Pension consulting services
  • Selection of advisers (including private fund managers)

Minimum Assets

No minimum

Financial Services

  • Financial planning services
  • Portfolio management
  • Pension consulting services
  • Selection of advisers (including private fund managers)
3 Canopy Wealth Management Canopy Wealth Management logo Find an Advisor

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$ 583,249,740 $250,000
  • Financial planning services
  • Portfolio management
  • Pension consulting services

Minimum Assets

$250,000

Financial Services

  • Financial planning services
  • Portfolio management
  • Pension consulting services
4 Googins Advisors, Inc. Googins Advisors, Inc. logo Find an Advisor

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$ 229,728,966 No minimum
  • Financial planning services
  • Portfolio management

Minimum Assets

No minimum

Financial Services

  • Financial planning services
  • Portfolio management
5 Jacobson & Schmitt Advisors Jacobson & Schmitt Advisors logo Find an Advisor

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$188,536,710

$25,000

  • Financial planning
  • Portfolio management
  • Pension consulting services

Minimum Assets

$25,000

Financial Services

  • Financial planning
  • Portfolio management
  • Pension consulting services
6 Michael A. Dubis Financial Planning, LLC Michael A. Dubis Financial Planning, LLC logo Find an Advisor

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$ 138,395,826 No minimum
  • Financial planning
  • Portfolio management

Minimum Assets

No minimum

Financial Services

  • Financial planning
  • Portfolio management
7 T. Anton Investment House, Inc. T. Anton Investment House, Inc. logo Find an Advisor

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$ 126,678,526 No minimum
  • Financial planning services
  • Portfolio management

Minimum Assets

No minimum

Financial Services

  • Financial planning services
  • Portfolio management

How We Found the Top Financial Advisor Firms in Middleton, Wisconsin

For this list, we only considered financial advisor firms in Middleton that are registered fiduciaries with the U.S. Securities and Exchange Commission (SEC). We removed from consideration any advisory practices that have had a disclosure or disciplinary issue within the past 10 years or whose individual accounts make up less than 50% of their client base. The top seven firms are listed here, sorted by AUM, from highest to lowest.

Filbrandt Wealth Management, LLC

Filbrandt Wealth Management, LLC

At the top of our list, Filbrandt Wealth Management (FWM) has almost $795.9 million in assets under management. Fittingly, the team at the fee-only firm is large. Together, the team consists of five certified financial planners (CFPs), three chartered financial consultants (ChFCs), three chartered life underwriter (CLUs), two chartered financial analysts (CFAs), one accredited wealth management advisor (AWMA) and one certified private wealth advisor (CPWA). (Advisors may have more than one professional accreditation.)  

The firm serves both high-net-worth and non-high-net-worth individuals, with a focus on university and healthcare professionals. Most accounts are discretionary, which means clients give FWM the power to make trades without their approval. The minimum to open an investment advisory account is $250,000.

Filbrandt Wealth Management Background

WM was founded in 2018, but previously existed as Filbrandt Investment Advisers, Inc. for 24 years. Its principal owner is the old firm, which is owned, in turn, by President Patricia Filbrandt and Vice President Michael Filbrandt. The other owners all currently work at the firm: James Haywood, Travis Cliff and Scott Kornstedt. 

The practice offers what it calls Filbrandt Total Solution, which integrates investment, retirement and estate management. It also provides investment management services alone, financial and portfolio analysis services, project advisory services and non-investment consulting services such as estate planning, tax planning and insurance.

Filbrandt Wealth Management Investment Strategy

FWM’s strategies invest in an array of securities, including mutual funds, stocks, corporate debt, municipal and U.S. government bonds, annuities, certificates of deposit (CDs) and real estate limited partnerships. The firm will implement long- and short-term purchases and limited short-term trading strategies.

Milestone Investment Advisors, LLC

Milestone Investment Advisors, LLC

With nearly $662.5 million in assets under management, Milestone Investment Advisors is primarily staffed by its owners. The team includes three certified financial planners (CFPs) and one certified divorce financial analyst (CDFA). (Advisors may have more than one professional accreditation.)  

The fee-only firm’s clients are mostly non high net worth, though its high-net-worth clients’ assets outsize those of the non-high-net-worth clients almost three to one ($452.8 million to $170.9 million). The practice also serves charities, pension and profit sharing plans and businesses. The vast majority of accounts are discretionary. There is no minimum requirement to open an investment management account, though there is a minimum annual fee of $2,500.   

Milestone Investment Advisors Background

Milestone was founded in 2013 by Robert Armstrong, Daniel Kauper and Angel McClarey. As mentioned earlier, all three work as advisors at the boutique firm.

The firm’s website says it specializes in highly personalized portfolio management and financial consulting. The firm also offers 401(k) retirement consulting and tailored services, in which MIW allows clients to restrict investing in certain securities or types of securities.

Milestone Investment Advisors Investment Strategy    

Milestone creates an individualized asset allocation model for each client, based on his risk tolerance, goals and investment objectives. It then builds a portfolio, using fundamental and technical analysis. It may invest in mutual funds, exchange-traded funds (ETFs), government securities, real estate investment trusts (REITs), structured notes, annuities and separately managed accounts. 

Canopy Wealth Management

Canopy Wealth Management

Though founded in 2018, Canopy Wealth Management manages more than $503.2 million in assets. The fee-only firm has two chartered financial consultants (ChFCs), two certified financial planners (CFPs), one chartered life underwriter (CLU) and one retirement income certified professional (RICP). (Advisors may have more than one professional accreditation.)  

Canopy’s client base is split almost evenly between high-net-worth and non-high-net-worth clients. The practice also serves corporations, other business entities, pension and profit sharing plans, endowments, foundations, charities, investment advisors, estates and trusts. Most investment accounts are discretionary, though clients are allowed to provide written restrictions or guidelines. The minimum to open an investment management account is generally $250,000 (Canopy may accept smaller accounts on a case-by-case basis).

Canopy Wealth Management Background

The principal owners of Canopy are Ern Michigan, Inc., and Ern Wisconsin, Inc. The first is owned, in turn, by founding partner and CEO Ernest Moosherr. The latter is owned in part by President Eric Raether. COO Scott Conwell has a small stake in the company. 

Canopy offers investment advice and investment management It also provides financial planning services, which include income tax planning, retirement planning, credit planning, insurance planning and risk management, estate planning and education planning.

Canopy Wealth Management Investment Strategy

The advisory practice primarily invests in registered investment companies (e.g., mutual funds and exchange-traded funds) and business development companies. It may also buy:

  • Exchange-listed securities
  • Securities traded over-the-counter  
  • Closed end fund shares
  • U.S. governmental securities
  • Municipal securities 
  • Corporate debt securities  
  • Money market funds and other cash instruments  
  • Certificates of deposit (CDs)
  • Options  
  • Variable (no-load) annuity products (not held by our custodian)  

Canopy will determine investments and allocations based on such criteria as a client's objectives, risk tolerance, time horizon, financial horizon, financial information and liquidity needs. Any client restrictions may also affect the composition of the client's portfolio. 

Googins Advisors, Inc.

Googins Advisors, Inc.

The two advisors at Googins Advisors oversee more than $229.7 million in assets. They are one certified financial planner (CFP), one chartered financial analyst (CFA) and one chartered life underwriter (CLU). (Advisors may have more than one professional accreditation.)  

Googins’ clients are all non high net worth, though the practice does serve high-net-worth individuals, corporations and other businesses. The fee-based firm has no minimum to open an investment account, though recommends an investment of at least $100,000. Accounts are primarily discretionary.

Googins Advisors Background

Googins began as a broker dealer in 1983. Louise Googins then registered it as an investment advisory firm in 1985. She owns the firm with Karl Kuelthau. As mentioned earlier, the two partners are the firm’s advisors.

The firm offers asset and wealth management, retirement planning, personal lifestyle and education planning, small business financial planning, insurance planning, estate planning support and tax planning support.

Googins Advisors Investment Strategy

The practice primarily invests in mutual funds. It also may trade in equity securities and cash and cash equivalents. Additionally, it can manage or give advice on:

  • Warrants
  • Corporate debt
  • Commercial paper
  • Certificates of deposit (CDs)
  • Municipal securities
  • Investment company securities (e.g., variable life insurance and variable annuities) 
  • Interests in partnership investments in real estate, oil and gas

When analyzing investments, Googins takes a “bottom-up” or fundamental approach, seeking to evaluate a company’s intrinsic value and future prospects,  based on such things as its management, debt, equity and cash flow, history of financial performance and operating efficiency.

Jacobson & Schmitt Advisors, LLC

Jacobson & Schmitt Advisors

Jacobson & Schmitt Advisors (JSA) manages more than $188.5 million in assets. Its advisors include two certified financial planners (CFPs), one certified private wealth advisor (CPWA) and one certified financial analyst (CFA). (Advisors may have more than one professional accreditation.)  

JSA puts an emphasis on corporate social responsibility. Its clients are both high net worth and non high net worth. It also provides services to charitable organizations, small businesses and advisors. The fee-only firm has a $25,000 investment minimum. All accounts are discretionary.

Jacobson & Schmitt Advisors Background 

Jason Schmitt and Allen Jacobson founded their firm in 2006. In 2012, Richard Vanden Boogard joined the team. Three years later, Jacobsen stepped down into a consultative role, and Schmitt became the majority shareholder of the firm.

JSA offers wealth management, which it specifies as “purposeful planning,  conscious investing and thoughtful advice.” It also provides financial planning and retirement planning advisory services.

Jacobson & Schmitt Advisors Investment Strategy

As mentioned earlier, JSA invests in companies that practice corporate social responsibility. It does this, it says, so clients “can be proud of the assets that are owned.” For its clients, JSA creates “individual security portfolios,” which typically include 20 to 30 stocks and some bonds. Investments are global and all cap.

That said, if clients prefer, they can opt for a low-cost portfolio fund.

Michael A. Dubis Financial Planning, LLC

Michael A. Dubis Financial Planning, LLC

Opened in 2002, Michael A. Dubis Financial Planning is a one-man advisory that manages almost $138.4 million in assets. Founder and owner Michael Dubis is a certified financial planner (CFP), and in 2014, Investment News named him one of the “Top 40 Advisors Under 40.”

The fee-only firm caters mostly to high-net-worth clients. All accounts are discretionary. There is no minimum required investment, though there is a minimum annual fee of $10,000, which may be waived or negotiable.

Michael A. Dubis Financial Planning Background

As mentioned earlier, Michael A. Dubis Financial Planning is a solo shop (though there is an operations manager who works remotely from Los Angeles). The name may sound familiar, because Dubis, the owner, writes for financial publications and has often been quoted as an expert in local papers as well as Bloomberg, The Wall Street Journal and Kiplinger.

Dubis provides investment management along with financial planning services that focus on such issues as cash flow planning, retirement planning, education planning, estate and tax awareness, business influence decisions and insurance planning. In rare circumstances, he will provide financial planning services by themselves.

Michael A. Dubis Financial Planning Investment Strategy

Dubis primarily invests assets in mutual funds, exchange-traded funds, municipal bonds, bond funds, cash equivalents and certificates of deposit (CDs). He uses fundamental strategies of investing in: 

  • Long-term purchases (securities held at least a year) and
  • Short-term purchases (securities sold within a year)

T. Anton Investment House, Inc.

T. Anton Investment House, Inc.

Last but not least, T. Anton Investment House has almost $126.7 million in assets under management. Sole founder Tracey Anton calls the fee-only boutique firm an “investment house” because, as the firm site explains, “she wanted to create a place where people feel just as comfortable with investing as they feel in their own house.” She is a certified financial planner (CFP).

Anton’s client base is made up of high-net-worth and non-high-net-worth clients. She also offers services to corporations, other businesses, pension and profit-sharing plans, charitable organizations, estates and trusts. All accounts are discretionary, and there is no minimum required investment. 

T. Anton Investment House Background

Anton founded her firm in 2015. She is the sole owner and president. The money manager also gives advice through her weekly radio program, “Straight Talk from the House,” on WIBA 1310.

The advisory offers investment management and financial planning services. It also can provide tax planning, retirement planning, insurance advice, cash flow analysis and estate planning.

T. Anton Investment House Investment Strategy

Anton primarily focuses asset allocation across mutual funds. She can also provide advice and manage investments in:

  • Equity securities
  • Warrants
  • Corporate debt
  • Commercial paper
  • Certificates of deposit
  • Municipal securities
  • Investment company securities (e.g., variable life insurance and variable annuities)
  • U.S. government securities
  • Interests in partnerships investing in real estate, oil and gas

The firm will allow for margin accounts.

How Many Years $1 Million Lasts in Retirement

SmartAsset's interactive map highlights places where $1 million will last the longest in retirement. Zoom between states and the national map to see the top spots in each region. Also, scroll over any city to learn about cost of living in retirement there.

Least
Most
Rank City Housing Expenses Food Expenses Healthcare Expenses Utilities Expenses Transportation Expenses

Methodology SmartAsset calculated the average cost of living for retirees in the largest U.S. cities. Using that calculation, we determined how many years $1 million would last in retirement in each major city.

First, we looked at data from the Bureau of Labor Statistics (BLS) on the average annual expenditures of seniors throughout the country. We then applied cost of living data from the Council for Community and Economic Research to adjust those national average spending levels based on the costs of each expense category (housing, food, healthcare, utilities, transportation and other) in each city.

We assumed the $1 million would grow at a real return (interest minus inflation) of 2%, reflecting the typical return on a conservative investment portfolio. Finally, we divided $1 million by the sum of each of those annual numbers to determine how long $1 million would last in each of the cities in our study.

Sources: Bureau of Labor Statistics (BLS), Council for Community and Economic Research