Finding a Top Financial Advisor Firm in Greenwood Village, Colorado
Choosing a financial advisor just got easier. To help you narrow the very large field, we collected some fundamentals such as assets under management (AUM), advisor certifications, fee basis and investment strategy. Then we put all the info together here for convenient comparing and contrasting. Start your search with this list of the top financial advisor firms in Greenwood Village, Colorado. Then use SmartAsset’s free financial advisor matching tool to get paired with advisors who serve your area.
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|Rank||Financial Advisor||Assets Managed||Minimum Assets||Financial Services||More Information|
|1||Transform Wealth, LLC Find an Advisor||$1,642,985,080||$500,000|| || |
|2||Nilsine Partners, LLC Find an Advisor||$1,009,267,036||$500,000|| || |
|3||Stordahl Capital Management, Inc. Find an Advisor||$474,549,362||$1,000,000|| || |
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|4||Denver Wealth Management, Inc. Find an Advisor||$304,869,037||No set account minimum|| || |
Minimum AssetsNo set account minimum
|5||Heirloom Wealth Management, LLC Find an Advisor||$339,721,547||No set account minimum|| || |
Minimum AssetsNo set account minimum
|6||Capital Financial Group, Inc. Find an Advisor||$233,463,700||$25,000|| || |
|7||Financially Speaking, Inc. Find an Advisor||$155,803,819||No set account minimum|| || |
Minimum AssetsNo set account minimum
|8||Tandem Financial, LLC Find an Advisor||$224,545,051||No set account minimum|| || |
Minimum AssetsNo set account minimum
|9||Lifetime Capital Management Find an Advisor||$132,712,650||$250,000|| || |
|10||Alpha Capital Family Office, LLC Find an Advisor||$191,504,456||$2,000,000|| || |
What We Use in Our Methodology
To find the top financial advisors in Greenwood Village, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
- AUMFirms with more total assets under management are ranked higher.
- Individual Client CountFirms who serve more individual clients (as opposed to institutional clients) are ranked higher.
- Clients Per AdvisorFirms with a lower ratio of clients per financial advisor are ranked higher.
- Age of FirmFirms that have been in business longer are ranked higher.
All information is obtained through public records and is updated annually after the firms’ form ADV filing. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria. SmartAsset is not a client of the aforementioned firms, and did not receive compensation for including any of the firms on the aforementioned list.
Fee-only firm Transform Wealth manages the assets of thousands of clients, including individuals with and without a high net worth, trusts, pension and profit sharing plans, charitable organizations, corporations and more. For advisory relationship account minimums, the firm generally requires $500,000, though it may be willing to accept those with less.
Transform Wealth’s team features several qualifications, including the certified investment management analyst (CIMA), certified private wealth advisor (CPWA), certified public accountant (CPA), certified financial planner (CFP), chartered financial analyst (CFA), chartered retirement planning counselor (CRPC) and chartered alternative investment analyst (CAIA) designations.
Transform Wealth Background
Transform Wealth was established in 2011, and the firm legally changed its name from Carnick & Kubik Group, LLC to Transform Wealth in 2019. The firm’s advisory services are financial planning, portfolio management, pension consulting and selection of other advisors.
The firm’s managing principals are Nathan Kubik and David Kubik.
Transform Wealth Investing Strategy
Transform Wealth employs a mixture of fundamental analysis and technical analysis when applying asset allocation strategies for its clients’ portfolios, according to its firm brochure. In managing risk, the firm may utilize options strategies such as covered puts and calls.
The firm also says it focuses on risk analysis, liquidity, diversification and cash flow by using nationally-recognized securities exchanges.
Nilsine Partners, a heavily individual-centric firm, is second on our list. In fact, the firm works with hundreds of individuals and their families, with most of them having a high net worth. The firm's small institutional client base consists of businesses. The minimum investment requirement at Nilsine is $500,000.
Despite a relatively small advisory staff, Nilsine's staff holds a wide range of certifications. These include certified financial planner (CFP), certified private wealth advisor (CPWA), chartered retirement planning counselor (CRPC), certified divorce financial analyst (CDFA) and more.
Some of the advisors at Nilsine can sell insurance and securities on a commission basis. Although this represents a potential conflict of interest, the firm's fiduciary duty ensures it must act in clients' best interests at all times.
Nilsine Partners Background
Nilsine Partners is a young firm, as it started doing business in just 2021. The firm is wholly owned by its parent company, Nilsine Assets, LLC, and is led by CEO R. Scott Bills.
The services available at Nilsine span across investment management and financial planning. The latter can cover a wide range of topics, such as tax minimization, estate planning, insurance analysis, retirement planning, charitable gift planning and more.
Nilsine Partners Investing Strategy
When managing client assets, the advisors at Nilsine Partners will work to build a custom plan for each and every client's personal circumstances. For instance, the firm will account for your time horizon, short- and long-term financial goals, income and liqudity needs and overall risk tolerance.
The firm doesn't shy away from many investment types within clients' portfolios. According to its Form ADV, the firm may be willing to invest in some combination of ETFs, stocks, bonds, options, mutual funds and more.
Stordahl Capital Management
With hundreds of millions in assets under management (AUM), Stordahl Capital Management is a distant third to Nilsine Partners’ total AUM. Its advisors include three certified financial planners (CFPs) and one certified public accountant (CPA).
The fee-only firm has a $1 million minimum to open an account, though exceptions to this may be made. In turn, its clients who do not have a high net worth currently outnumber those who do. In addition to individuals, Stordahl Capital also works with trusts, estates, charitable organizations, pension and profit-sharing plans and corporations.
Stordahl Capital Management Background
Bill Stordahl launched his namesake firm in 2009. He and his wife, Julie Stordahl, the firm’s chief compliance officer (CCO) and chief operating officer (COO), own the firm. Bill serves as managing director and senior advisor.
The firm offers financial planning and consulting and asset management services. They can be on a stand-alone basis or in combination with each other. Asset management can be on a discretionary or non-discretionary basis. Stordahl Capital may also recommend third-party money managers. Additionally, it offers retirement plan consulting.
Stordahl Capital Management Investing Strategy
The firm does not believe in timing the market. Instead, it believes that markets are fundamentally efficient, and so it seeks to track indices or benchmarks rather than try to beat their performance. Stordahl also uses global diversification to reduce risk. Based on the client’s profile and goals, the firm will recommend one of seven model portfolios, which range from aggressive growth to income.
Denver Wealth Management
Denver Wealth Management oversees a large amount of client assets. Some of its advisors are also brokers and insurance agents, which are roles in which they can receive compensation. This makes the firm fee-based, though it still maintains a fiduciary duty to act in clients' best interests. The advisor team also includes two chartered life underwriters (CLUs) two chartered financial consultants (ChFCs) and two certified financial planners (CFPs).
While the firm does not have a minimum investment account size, it does have a minimum annual fee of $1,500. Of its individual clients, about 80% do not have a high net worth. Its other clients include pensions and retirement plans.
Denver Wealth Management Background
After working together at Waddell & Reed, Blair Braden and Zachary Bouck set off on their own and started Denver Wealth Management in 2012. In early 2017, three members of the Frum family (Buzz, Christi and David) joined from LPL Financial. The firm is principally owned by Braden and Bouck.
Denver Wealth is primarily in the business of providing discretionary investment advisory and management services. It also offers financial planning and consulting at an hourly or flat-fee rate. Additionally, it advises retirement plans on a non-discretionary basis.
Denver Wealth Management Investing Strategy
The firm generally employs a long-term investment strategy, using fundamental analysis to evaluate securities. According to its recent SEC filings, assets under its management were allocated mostly to mutual funds and similar ivestments, with stocks used extensively. Bonds, alternatives and cash holdings are also employed.
Heirloom Wealth Management
Heirloom Wealth Management is the business venture of two long-time friends and colleagues at Wells Fargo, Michael Euston and Mike Miller. The firm is headquartered in Greenwood Village with a branch in Denver. The advisory team here includes two accredited investment fiduciaries (AIFs), four certified financial planners (CFPs), one chartered retirement planning counselor (CRPC), one certified investment management analyst (CIMA) and more.
Heirloom Wealth has no minimum investment requirement, and its clientele is mostly individuals who do not have a high net worth. The firm also serves high-net worth investors, employer-sponsored retirement plans, institutions, charitable organizations, trusts, estates and businesses. The firm is fee-based, as some advisors earn commissions. That's a potential conflict of interest, but all advisors must still act as fiduciaries.
Heirloom Wealth Management Background
Heirloom has been in business since 2014, though it registered with the SEC only in 2018. A third advisor on the team, Rick Hurley, joined Euston and Miller as a principal in 2017.
Heirloom Wealth mainly offers customized investment management services on a discretionary basis. These services include financial planning. The firm also provides investment advisory services to retirement plans.
Heirloom Wealth Management Investing Strategy
Heirloom Wealth will tailor a portfolio and asset allocation to a client’s profile and goals. It will generally construct portfolios using open end mutual funds, closed end mutual funds, exchange-traded funds (ETFs), individual stocks, real estate investment trusts (REIT), master limited partnerships (MLPs), and alternative investments.
At the core of the firm’s investing process are three main principles:
- Compounding can help initial investments grow exponentially.
- Investing in assets that behave differently from each other will benefit long-term performance.
- The compounding of interest and dividends, not rising prices, are the most important component of long-term stock and bond market returns.
Capital Financial Group
Capital Financial Group is a fee-based firm that serves hundreds of clients, each of whom must meet the firm's minimum account size of $25,000. As for client types, Capital Financial manages the assets of individuals with and without a high net worth, pension and profit sharing plans, and businesses.
This firm charges asset-based fees, fixed fees and hourly fees for its advisory services. However, some Capital Financial advisors also charge insurance and securities commissions. This can create a potential conflict of interest, though the firm must honor its fiduciary duty to protect each client’s best interests.
Capital Financial’s staff includes designations like certified financial planner (CFP), chartered life underwriter (CLU), chartered financial consultant (ChFC) and more.
Capital Financial Group Background
Principally owned by Alexander Leonida, Capital Financial has been providing advisory services since 1990. The firm specializes in investment management, financial planning and selection of other advisors.
Capital Financial Group Investing Strategy
Capital Financial employs various strategies when offering investment advice. These include fundamental analysis, short-term purchases, technical analysis, short sales, long-term purchases, margin transactions and option writing.
The firm provides advice on equity securities, warrants, certificates of deposit (CDs), municipal securities, investment company securities, U.S. government securities and more.
Financially Speaking manages hundreds of millions in assets primarily on a discretionary basis. All clients at this fee-only firm are non-high-net-worth individuals.
This boutique advisory shop does not require a minimum investment for its advisory services. However, it does generally require that individual clients have annual incomes of at least $125,000 or a net worth of at least $500,000. For families, it looks for minimum annual incomes of $250,000 or net worths of $1 million or more.
Financially Speaking Background
This one-advisor firm is led by founder Philip Luccock, who is a certified financial planner (CFP) and certified management accountant (CMA). He established Financially Speaking in 1991 and remains its majority owner.
The firm’s investment management services involve daily monitoring of client portfolios. It also offer financial planning that covers retirement planning, education planning, estate planning, tax planning, insurance evaluation, succession and transition planning and compensation strategies for small businesses.
Financially Speaking Investing Strategy
Unlike many of the other firms on this list, Financially Speaking takes an active trading approach. As it puts it, the practice takes “a dynamic asset allocation approach to investing, which enables our investment strategy to change with market conditions.” In other words, it seeks to identify outperforming market segments - and may sell positions more frequently than those with passive strategies. Similarly, it try to sell before major market downturns to avoid large losses. To minimize costs, it may use no-load/no-transaction fee mutual funds offered by Charles Schwab.
Tandem Financial does not have a minimum investment for new clients. This is apparent in the composition of its client base, as it works with far more non-high-net-worth individuals than their high-net-worth counterparts. The firm also manages investments for charitable organizations and retirement plan sponsors.
The advisory staff at Tandem includes one certified financial planner (CFP). This group also has members who can receive commissions from the sale of securities and insurance products. Although this presents a potential conflict of interest, the firm's fiduciary duty means it must act in clients' best interests.
Tandem Financial Background
Tandem Financial was established back in 2018 by co-founders Michael Franklin and Ryan Erickson. Franklin and Erickson still own the firm to this day, with each of them serving as chief compliance officer (CCO) and CEO, respectively.
Wealth management services are the most prevalent offering at Tandem, as it combines financial planning and investment management.
Tandem Financial Investing Strategy
Tandem Financial works with clients on an individual basis to built a personalized plan for their financial life, circumstances and objectives. To determine these factors, the firm will converse directly with the client about their situation. From this conversation will come a number of important investor characteristics, such as your risk tolerance, income needs, time horizon and long-term goals.
Generally speaking, Tandem tends to invest in the following securities:
- Limited partnerships
- Mutual funds
- Private equity
Lifetime Capital Management
Lifetime Capital Management only works with individual clients and their families. About two-thirds of these clients are below the high-net-worth threshold, with the rest being above it. The firm has a $250,000 minimum investment, though it's willing to waive this under certain circumstances.
Both of the on-staff advisors at Lifetime are certified financial planners (CFPs). This is a fee-only firm, meaning its compensation structure avoids all third-party sales commissions.
Lifetime Capital Management Background
Lifetime Capital Management has been in business since 2008. The firm was founded by Shawn Rogers, who remains its principal owner along with Kyle Hurt, making the duo partners.
The services at Lifetime are split into two main categories: private money management and financial planning. The former is heavily focused around investing for your future, while the latter is centered around planning for specific tasks or events.
Lifetime Capital Management Investing Strategy
Lifetime Capital Management has four typical investment types it tends to invest client assets in. These include individual stocks and bonds, exchange-traded funds (ETFs) and mutual funds. However, the composition of your portfolio will depend heavily on what type of investor you are, as well as what your financial situation looks like. For example, the firm will account for your risk tolerance, time horizon, financial goals, income needs and liquidity needs.
Alpha Capital Family Office
Alpha Capital Family Office is a fee-based firm featuring one certified financial planner (CFP) and one accredited investment fiduciary (AIF) on-staff. Some advisors at Alpha Capital earn commissions as insurance agents. This is a potential conflict of interest, but the fiduciary standard still applies. The minimum account size here is also $2 million, though it may be willing to accept clients with less than that.
Investment management fees are charged based on fixed-dollar amounts, negotiated with each client. Clients are mostly individuals, the majority of whom do not have a high net worth. All institutional clients are either pension/profit sharing plans or charitable organizations.
Alpha Capital Family Office Background
Alpha Capital Family Office was founded in 2020 and is owned by Douglas Campbell, Christopher Baxter and Thomas Dameron. This trio makes up the firm's entire advisory team.
Services include investment management, family office services and wealth planning.
Alpha Capital Family Office Investment Strategy
Stocks, bonds and mutual funds are all used frequently as investments at ACFO. Real estate investments also make up more than 15% of investments, a relatively uncommon occurrence at financial advisors.