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Top Financial Advisors in Greenwood Village, CO

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This review was produced by SmartAsset based on publicly available information. The named firm and its financial professionals have not reviewed, approved, or endorsed this review and are not responsible for its accuracy. Review content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named firm and its financial professionals, and firms and financial professionals having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s reviews. This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the firm mentioned in this review or its financial professionals.

Finding a Top Financial Advisor Firm in Greenwood Village, Colorado

Choosing a financial advisor just got easier. To help you narrow the very large field, we collected some fundamentals such as assets under management (AUM), advisor certifications, fee basis and investment strategy. Then we put all the info together here for convenient comparing and contrasting. Start your search with this list of the top financial advisor firms in Greenwood Village, Colorado. Then use SmartAsset’s free financial advisor matching tool.

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Rank Financial Advisor Assets Managed Minimum Assets Financial Services More Information
1 Transform Wealth, LLC Transform Wealth, LLC logo Find an Advisor

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$1,400,901,123 $500,000
  • Financial planning
  • Portfolio management
  • Pension consulting
  • Selection of other advisors

Minimum Assets

$500,000

Financial Services

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Selection of other advisors
2 Stordahl Capital Management, Inc. Stordahl Capital Management, Inc. logo Find an Advisor

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$394,814,287 $1,000,000
  • Financial planning 
  • Portfolio management
  • Pension consulting services

Minimum Assets

$1,000,000

Financial Services

  • Financial planning 
  • Portfolio management
  • Pension consulting services
3 Providence Capital Partners Inc. Providence Capital Partners Inc. logo Find an Advisor

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$269,162,579 No set account minimum
  • Financial planning
  • Portfolio management
  • Pension consulting services

Minimum Assets

No set account minimum

Financial Services

  • Financial planning
  • Portfolio management
  • Pension consulting services
4 Capital Financial Group, Inc. Capital Financial Group, Inc. logo Find an Advisor

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$198,177,796 $25,000
  • Portfolio management
  • Financial planning
  • Selection of other advisors

Minimum Assets

$25,000

Financial Services

  • Portfolio management
  • Financial planning
  • Selection of other advisors
5 Heirloom Wealth Management LLC Heirloom Wealth Management LLC logo Find an Advisor

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$242,480,224 No set account minimum
  • Financial planning
  • Portfolio management
  • Pension consulting services

Minimum Assets

No set account minimum

Financial Services

  • Financial planning
  • Portfolio management
  • Pension consulting services
6 The Retirement Planning Specialists, LLC The Retirement Planning Specialists, LLC logo Find an Advisor

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$187,330,697 $500,000
  • Financial planning
  • Portfolio management

Minimum Assets

$500,000

Financial Services

  • Financial planning
  • Portfolio management
7 Financially Speaking Inc Financially Speaking Inc logo Find an Advisor

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$167,068,379 No set account minimum
  • Financial planning
  • Portfolio management
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops

Minimum Assets

No set account minimum

Financial Services

  • Financial planning
  • Portfolio management
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
8 Integrity Wealth Solutions LLC Integrity Wealth Solutions LLC logo Find an Advisor

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$137,691,389 $500,000
  • Financial planning services
  • Portfolio management
  • Pension consulting services

Minimum Assets

$500,000

Financial Services

  • Financial planning services
  • Portfolio management
  • Pension consulting services
9 Alpha Capital Family Office, LLC Alpha Capital Family Office, LLC logo Find an Advisor

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$139,949,137 $2 million
  • Financial planning services
  • Portfolio management

Minimum Assets

$2 million

Financial Services

  • Financial planning services
  • Portfolio management

What We Use in Our Methodology

To find the top financial advisors in Greenwood Village, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:

  • AUM
    Firms with more total assets under management are ranked higher.
  • Individual Client Count
    Firms who serve more individual clients (as opposed to institutional clients) are ranked higher.
  • Clients Per Advisor
    Firms with a lower ratio of clients per financial advisor are ranked higher.
  • Age of Firm
    Firms that have been in business longer are ranked higher.
  • Fee Structure
    Firms with a fee-only (as opposed to fee-based) compensation structure are ranked higher.

All information is accurate as of the writing of this article. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria.

Transform Wealth LLC

Fee-only firm Transform Wealth LLC manages more than 1,600 clients, including individuals, high-net-worth individuals, trusts, pension and profit sharing plans, charitable organizations, corporations and business entities. The firm charges asset-based fees, hourly charges, fixed fees and performance-based fees. 

Transform Wealth’s team features several qualifications, including the certified investment management analyst (CIMA), certified private wealth advisor (CPWA), certified public accountant (CPA), certified financial planner (CFP), chartered financial analyst (CFA), chartered retirement planning counselor (CRPC) and chartered alternative investment analyst (CAIA) designations. 

For advisory relationship account minimums, the firm generally requires $500,000. 

Transform Wealth Background

Transform Wealth was established in 2011, and the firm legally changed its name from Carnick & Kubik Group, LLC to Transform Wealth in 2019. The firm’s advisory services are financial planning, portfolio management, pension consulting and selection of other advisors. 

The firm’s managing principals are Nathan Kubik and David Kubik.

Transform Wealth Investing Strategy

Transform Wealth employs a mixture of fundamental analysis and technical analysis when applying asset allocation strategies for its clients’ portfolios, according to its firm brochure.  In managing risk, the firm may utilize options strategies such as covered puts and calls. 

The firm also says it focuses on risk analysis, liquidity, diversification and cash flow by using nationally-recognized securities exchanges.

Stordahl Capital Management, Inc.

With millions in assets under management (AUM), Stordahl Capital Management, Inc. is a distant third to M.J. Smith and Associates’ amount in AUM. Its advisors include three certified financial planners (CFPs) and one certified public accountant (CPA)l

The fee-only firm recently raised its minimum to open an account to $1,000,000. So its clients who do not have a high net worth currently outnumber those who do. In addition to individuals, Stordahl Capital also works with trusts, estates, charitable organizations, pension and profit-sharing plans, corporations, limited liability companies and other business entities.

Stordahl Capital Management Background

Bill Stordahl launched his namesake firm in 2009. He and his wife, Julie Stordahl, the firm’s chief compliance officer and chief operating officer, own the firm. Bill serves as managing director and senior advisor.

The firm offers financial planning and consulting and asset management services. They can be on a stand-alone basis or in combination with each other. Asset management can be on a discretionary or non-discretionary basis. Stordahl Capital may also recommend third-party money managers. Additionally, it offers retirement plan consulting.

Stordahl Capital Management Investing Strategy

The firm does not believe in timing the market. Instead, it believes that markets are fundamentally efficient, and so it seeks to track indices or benchmarks rather than try to beat their performance. Stordahl also uses global diversification to reduce risk. Based on the client’s profile and goals, the firm will recommend one of seven model portfolios, which range from aggressive growth to income.

Providence Capital Partners Inc.

Providence Capital Partners Inc., which also goes by Denver Wealth Management, oversees a large amount in assets. Most of its advisors are also brokers and all are insurance agents. They include two chartered life underwriters (CLUs) two chartered financial consultants (ChFCs) and twp certified financial planners (CFPs).

While the firm does not have a minimum investment account size, it does have a minimum annual fee of $1,500. Of its individual clients, about 80% do not have a high net worth. Its other clients include trusts, estates, businesses, pensions and retirement plans.

Providence Capital Partners Background

After working together at Waddell & Reed, Blair Braden and Zachary Bouck set off on their own and started Denver Wealth Management in 2012. Four years later, they took on the name of Providence Capital, and in 2018 registered with the SEC as a fiduciary investment advisor. In early 2017, three Frums (Buzz, Christi and David) joined from LPL Financial. The firm is principally owned by Braden and Bouck. Richard Goblirsch also has a stake.

Providence Capital is primarily in the business of providing discretionary investment advisory and management services. It also offers financial planning and consulting at an hourly or flat-fee rate. Additionally, it advises retirement plans on a non-discretionary basis.

Providence Capital Partners Investing Strategy

The firm generally employs a long-term investment strategy, using fundamental analysis to evaluate securities. According to its recent SEC filings, assets under its management were allocated mostly to mutual funds and similar ivestments, with stocks used extensively. Bonds, alternatives and cash holdings are also employed.

Capital Financial Group, Inc.

Capital Financial Group, Inc. is a fee-based firm with the sixth-largest amount in client assets on this list. The firm serves more than 490 clients, each of which has met a minimum account size of $25,000. As for client types, Capital Financial manages individuals, high-net-worth individuals, pension and profit sharing plans, trusts, estates, charitable organizations, corporations and other businesses. 

This firm charges asset-based fees, fixed fees and hourly fees for its advisory services. However, some Capital Financial advisors also charge insurance commissions, mutual fund 12b-1 fees and securities commissions. This can create a conflict of interest if advisors favor products with higher fees, but the firm says it honors a fiduciary duty to protect each client’s interests. 

Capital Financial’s staff includes two certified financial planners (CFPs), two chartered life underwriters (CLUs) and two chartered financial consultants (ChFCs) designations.

Capital Financial Group Background

Principally owned by Dennis Leonida and Alexander Leonida, Capital Financial has been providing advisory services since 2001. The firm specializes in investment management, financial planning and selection of other advisors. 

Capital Financial Group, Inc. Investing Strategy

Capital Financial employs various strategies when offering investment advice. These include fundamental analysis, short-term purchases, technical analysis, short sales, long-term purchases, margin transactions and option writing. 

The firm provides advice on equity securities, warrants, certificates of deposit (CDs), municipal securities, investment company securities, U.S. government securities and more. 

Heirloom Wealth Management LLC

Heirloom Wealth Management LLC is the business venture of two long-time friends and colleagues at Wells Fargo, Michael Euston and Mike Miller. The firm is headquartered in Greenwood Village with a branch in Denver. The five-advisor team includes three accredited investment fiduciaries (AIFs), three certified financial planners (CFPs), one chartered retirement planning counselor (CRPC), one chartered retirement plans specialist (CRPS), one certified investment management analyst (CIMA). Additionally, all five advisors are insurance agents and one is a broker.

Heirloom Wealth has no minimum investment requirement, and its clientele is mostly individuals who do not have a high net worth. The firm also serves high-net worth investors, employer-sponsored retirement plans, institutions, charitable organizations, trusts and estates. The firm is fee-based, as some advisors earn commissions. That's a conflict of interest, but all advisors must still act as fiduciaries.

Heirloom Wealth Management Background

The firm has been in business since 2014, though it registered with the SEC only in 2018. A third advisor on the team, Rick Hurley, joined Euston and Miller as a principal in 2017.

Heirloom Wealth mainly offers customized investment management services on a discretionary basis. These services include financial planning. The firm also provides investment advisory services to retirement plans.

Heirloom Wealth Management Investing Strategy

Heirloom Wealth will tailor a portfolio and asset allocation to a client’s profile and goals. It will generally construct portfolios using open end mutual funds, closed end mutual funds, exchange-traded funds (ETFs), individual stocks, real estate investment trusts (REIT), master limited partnerships (MLPs), and alternative investments.

At the core of the firm’s investing process are three main principles: 

  1. Compounding can help initial investments grow exponentially. 
  2. Investing in assets that behave differently from each other will benefit long-term performance.
  3. The compounding of interest and dividends, not rising prices, are the most important component of long-term stock and bond market returns.

The Retirement Planning Specialists, LLC

A fee-only firm, The Retirement Planning Specialists (RPS) oversees millions in assets on a discretionary basis, and both of its advisors are certified financial planners (CFPs).

The minimum to open an investment account is $500,000, though the firm may waive the minimum at its discretion. Not surprisingly, the great majority of the practice’s clients do not have a high net worth. RPS also works with trusts and estates, and offers its services to retirement plan sponsors. 

The Retirement Planning Specialists Background

Sean Curley founded the firm in 2001, after putting in time at American Express Financial Advisors. He is the sole owner of RPS.

As the name suggests, RPS focuses on retirement financial planning. So included in its investment management and advisory services, the firm may provide financial planning on such topics as retirement planning analysis and projections, retirement income and distribution planning and review and determination of life, disability and long-term care insurance needs. RPS also offers stand-alone financial planning and investment advisory services to employer-sponsored retirement plans.

The Retirement Planning Specialists Investing Strategy

RPS’s investing approach is based on the widely held understanding that markets are efficient and that pertinent information is already “priced into” the value of securities. As a result, it does not engage in stock picking. Instead, it designs passively structured, broadly diversified portfolios tailored to clients’ profiles and goals. It implements its asset allocations across several major asset classes (domestic and global, large and small, value and growth) with low cost mutual funds and/or exchange-traded funds (ETFs) whenever possible. 

Financially Speaking Inc

Financially Speaking Inc. manages millions in assets primarily on a discretionary basis. All clients at the fee-only firm are non-high-net-worth individuals. 

The boutique shop does not require a minimum investment for its advisory services. But it does generally require that clients have annual incomes of at least $125,000 or a net worth of at least $500,000. For families, it looks for minimum annual incomes of $250,000 or net worths of $1,000,000 or more.

Financially Speaking Background

The one-advisor firm is led by founder Philip Luccock, who is a certified financial planner (CFP) and certified management accountant (CMA). He established Financially Speaking in 1991 and is the majority owner. Two other Luccocks, including Stacy Luccock Myers, who is a financial planner in the practice, have small stakes.

The firm’s investment management services involve daily monitoring of client portfolios. It also offer financial planning that covers retirement planning, education planning, estate planning, tax planning, insurance evaluation, succession and transition planning and compensation strategies for small businesses.

Financially Speaking Investing Strategy

Unlike the second and third firms on this list, Financially Speaking takes an active trading approach. As it puts it, the practice takes “a dynamic asset allocation approach to investing, which enables our investment strategy to change with market conditions.” In other words, it seeks to identify outperforming market segments - and may sell positions more frequently than those with passive strategies. Similarly, it try to sell before major market downturns to avoid large losses. To minimize costs, it may use no-load/no-transaction fee mutual funds offered by Charles Schwab. 

Alpha Capital Family Office is a fee-based firm featuring one certified financial planner (CFP). Some advisors earn commissions as insurance agents. This is a conflict of interest, but the fiduciary standard still applies. The minimum account size is $2 million.

Investment management fees are charged based on fixed-dollar amounts, negotiated with each client. Clients are mostly individuals, the majority of whom do not have a high net worth. All institutional clients are either pension/profit sharing plans or charitable organizations.

Alpha Capital Family Office Background

ACFO was founded in 2002 and is owned by Douglas Campbell and Christopher Baxter.

Services include investment management, family office services and wealth planning.

Alpha Capital Family Office Investment Strategy

Stocks, bonds and mutual funds are all used frequently as investments at ACFO. Real estate investments also make up more than 15% of investments, a relatively uncommon occurrence at financial advisors.

How Long $1mm Lasts in Retirement

SmartAsset's interactive map highlights places where $1 million will last the longest in retirement. Zoom between states and the national map to see the top spots in each region. Also, scroll over any city to learn about the cost of living in retirement for that location.

Least
Most
Rank City Housing Expenses Food Expenses Healthcare Expenses Utilities Expenses Transportation Expenses

Methodology We analyzed data on average expenditures for seniors, cost of living and investment returns to determine how many years of retirement a $1 million nest egg would cover in cities across America.

First, we looked at data from the Bureau of Labor Statistics (BLS) on the average annual expenditures of seniors. We then applied cost of living data from the Council for Community and Economic Research to adjust those national average spending levels based on the costs of each expense category (housing, food, healthcare, utilities, transportation and other) in each city. Using this data, SmartAsset calculated the average cost of living for retirees in the largest U.S. cities.

We assumed the $1 million would grow at a real return (interest minus inflation) of 2%. Then, we divided $1 million by the sum of each of those annual numbers to determine how long $1 million would cover retirement expenses in each of the cities in our study. Cities where $1 million lasted the longest ranked the highest in the study.

Sources: Bureau of Labor Statistics (BLS), Council for Community and Economic Research