Menu burger Close thin Facebook Twitter Google plus Linked in Reddit Email arrow-right-sm arrow-right
Loading
Tap on the profile icon to edit
your financial details.

Top Financial Advisors in Littleton, CO

Your Details Done
by Updated

This review was produced by SmartAsset based on publicly available information. The named firm and its financial professionals have not reviewed, approved, or endorsed this review and are not responsible for its accuracy. Review content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named firm and its financial professionals, and firms and financial professionals having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s reviews. This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the firm mentioned in this review or its financial professionals.

Finding a Top Financial Advisor Firm in Littleton, Colorado

If you live in the Littleton, Colorado area and you need help picking a financial advisor, our list of the top firms in the city can help. Below, we go into detail about each firm's account minimum, client base, advisory services, investment strategies and more. SmartAsset also provides a unique free financial advisor matching tool which can pair you with up to three local advisors.

Find a Fiduciary Financial Advisor

We match more than 50,000 people with financial advisors per month. Get connected to an advisor that serves your area today.
Free inital consultations. All advisors are fiduciaries.

Rank Financial Advisor Assets Managed Minimum Assets Financial Services More Information
1 Wambolt & Associates, LLC Wambolt & Associates, LLC logo Find an Advisor

Read Review

$327,625,599 No set account minimum
  • Financial planning
  • Portfolio management
  • Pension consulting
  • Advisor selection

Minimum Assets

No set account minimum

Financial Services

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Advisor selection
2 Marshall Investment Management, LLC Marshall Investment Management, LLC logo Find an Advisor

Read Review

$197,229,057 $25,000
  • Financial planning
  • Portfolio management
  • Pension consulting
  • Advisor selection

Minimum Assets

$25,000

Financial Services

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Advisor selection
3 WhippleWood Advisors, LLC Find an Advisor

Read Review

$166,852,630 No set account minimum
  • Financial planning
  • Portfolio management
  • Selection of other advisors

Minimum Assets

No set account minimum

Financial Services

  • Financial planning
  • Portfolio management
  • Selection of other advisors

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

What We Use in Our Methodology

To find the top financial advisors in Littleton, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:

  • AUM
    Firms with more total assets under management are ranked higher.
  • Individual Client Count
    Firms who serve more individual clients (as opposed to institutional clients) are ranked higher.
  • Clients Per Advisor
    Firms with a lower ratio of clients per financial advisor are ranked higher.
  • Age of Firm
    Firms that have been in business longer are ranked higher.
  • Fee Structure
    Firms with a fee-only (as opposed to fee-based) compensation structure are ranked higher.

All information is accurate as of the writing of this article. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria.

Wambolt & Associates

Wambolt & Associates holds the top spot on our list. The firm provides clients with asset and wealth management services, as well as financial planning and consulting. Its client base mostly consists of individuals both with and without a high net worth, though it also works with a handful of retirement plans, charities, trusts and businesses. There is no minimum account size needed to become a client of this firm.

Wambolt & Associates is a fee-based firm. This means that some of its advisors can earn commissions from the sale of insurance products to clients. This is a potential conflict of interest, though the firm's fiduciary duty legally binds it to act in the best interests of clients at all times.

Wambolt & Associates Background

Wambolt & Associates began doing business in 1986 under Northwestern Mutual. Nearly 25 years later, in 2010, the firm registered as an independent investment advisor with the SEC. Gregory Wambolt is the firm's sole owner and senior wealth management advisor. He is also a certified financial planner (CFP), chartered life underwriter (CLU) and chartered financial consultant (ChFC). He also has over 30 years of experience in the financial services industry.

Wambolt & Associates offers wealth management, asset management and financial planning services. Asset management services bundle portfolio management with financial planning, and wealth management services bundle asset management, financial planning and consulting with tax preparation services.

Wambolt & Associates Investment Strategy

Wambolt & Associates looks to tailor its investment strategies to the individual needs of clients on a case-by-case basis. The firm begins client relationships by conducting interviews to determine their personal risk tolerance, liquidity needs, current financial resources and  objectives. This gathered information is then used to determine the best course of action for their portfolio.

Advisors then populate client portfolios using a mix of stocks, bonds, exchange traded funds (ETFs), options and other securities. Portfolios are routinely monitored and rebalanced. Advisors use fundamental, technical and cyclical analysis in conjunction with long-term purchases, short-term purchases, trading and margin transactions.

Marshall Investment Management

Marshall Investment Management is a fairly small advisory firm that works almost entirely with individual clients. The majority of these individuals do not have a high net worth, though a good amount do. The firm has one institutional client: a retirement plan.

This firm provides clients with portfolio management, financial planning and consulting services. You'll need a $25,000 minimum aggregate account balance to work with Marshall Investment Management. This minimum may be negotiable under certain circumstances.

As a fee-based firm, some of the advisors who work here may receive commissions from the sale of insurance products or securities. This is a potential conflict of interest, though the firm is still a registered fiduciary, legally binding it to act in clients' best interests.

Marshall Investment Management Background

Marshall Investment Management was founded relatively recently, in 2015. Firm founder Dennis Edward Marshall, lead advisor Kristin Schoenfelder and compliance officer Sharon Evans are the three principal owners of this firm. Marshall has two decades of experience in the investment advisory industry, while Schoenfelder has just over 10 years of experience.

This firm's services include asset management, financial planning and consulting. Asset management services include portfolio management, which is provided on an ongoing and discretionary basis. Financial planning and consulting services may touch on topics such as retirement planning, estate planning and tax planning.

Marshall Investment Management Investment Strategy

Marshall Investment Management's investment philosophy varies based on the specific needs of the client they are working with. Advisors here use an LPL Financial-sponsored asset management program called the Advisor Managed Portfolios Platform. This program offers a fully customizable set of services that can fit the needs of any client.

Investments may include stocks, bonds, mutual funds and closed-end funds. Portfolios are managed with an eye towards the risk tolerance and time horizon of clients.

WhippleWood Advisors

WhippleWood Advisors is the smallest firm on this list, but not by much. The firm serves over 100 clients, most of whom are a combination of individuals with and without a high net worth. The firm's lone institutional clients include charitable organizations. There is no specific minimum for prospective clients of WhippleWood.

Insurance products can be sold by some of the advisors at WhippleWood Advisors on a commission basis. However, the firm's fiduciary duty limits this potential conflict of interest, as it requires advisors to act in clients' best interests at all times.

WhippleWood does not have a website, so you'll need to research the firm through its SEC filings.

WhippleWood Advisors Background

WhippleWood Advisors is the youngest firm on this list, as it was created in 2016. The firm's founders, Rick Whipple and Mona Feeley, are still its owners, along with Joe Hubbard.

Investment management services are offered on both a discretionary and non-discretionary basis at WhippleWood. Financial planning covers a wide variety of issues, such as tax planning, investment planning, estate planning, risk management and more.

WhippleWood Advisors Investing Strategy

WhippleWood Advisors meets and speaks with each client individually before making any investment recommendations on their behalf. That's because the firm wants to get to know you before placing your money anywhere. This involves taking a deep look into your financial goals, both long- and short-term, as well as your personal time horizon, risk tolerance and income needs. Once these factors become clearer, the firm will make a physical, written copy to ensure everything is accounted for.

Because WhippleWood uses an asset allocation approach, your portfolio's structure may lose shape as returns begin coming in. However, the firm can rebalance your portfolio to ensure your asset allocation remains intact.

How Long $1mm Lasts in Retirement

SmartAsset's interactive map highlights places where $1 million will last the longest in retirement. Zoom between states and the national map to see the top spots in each region. Also, scroll over any city to learn about the cost of living in retirement for that location.

Least
Most
Rank City Housing Expenses Food Expenses Healthcare Expenses Utilities Expenses Transportation Expenses

Methodology We analyzed data on average expenditures for seniors, cost of living and investment returns to determine how many years of retirement a $1 million nest egg would cover in cities across America.

First, we looked at data from the Bureau of Labor Statistics (BLS) on the average annual expenditures of seniors. We then applied cost of living data from the Council for Community and Economic Research to adjust those national average spending levels based on the costs of each expense category (housing, food, healthcare, utilities, transportation and other) in each city. Using this data, SmartAsset calculated the average cost of living for retirees in the largest U.S. cities.

We assumed the $1 million would grow at a real return (interest minus inflation) of 2%. Then, we divided $1 million by the sum of each of those annual numbers to determine how long $1 million would cover retirement expenses in each of the cities in our study. Cities where $1 million lasted the longest ranked the highest in the study.

Sources: Bureau of Labor Statistics (BLS), Council for Community and Economic Research