Top Financial Advisors in Utah

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Soltis Investment Advisors in St. George is the top-rated financial advisor on our list. Soltis generally requires clients to maintain an account size of at least $750,000. The majority of the firm’s clients are individuals and high-net-worth individuals, but it also serves institutions, corporations, endowments, charitable organizations, foundations, pension plans and 401(k) plans.

Soltis is a fee-only advisory practice, which means neither the firm nor its advisors can earn additional compensation for selling securities or insurance. The firm's services include the creation of investment policy statements, asset allocation recommendations and selection, as well as financial planning. The latter may cover retirement planning and income planning, estate preservation, charitable giving and asset protection.

Advisors on staff hold a variety of professional credentials, including the Certified Financial Planner™ (CFP®), Chartered Financial Analyst (CFA), certified public accountant (CPA) designations, among others.

Soltis Investment Advisors applies both quantitative and qualitative methods of analysis when selecting a manager or stock. Quantitative evaluation uses computer databases and securities pricing services to analyze performance, while qualitative evaluation involves looking at the education, experience and performance of money managers. Soltis aims to identify investment opportunities that most closely align with clients' objectives and risk tolerance. 

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Summit Global Investments (SGI) is a fee-based firm located in Bountiful. The firm mainly works with individuals, high-net-worth individuals and families. However, the firm also serves investment companies, institutional investors, trusts, estates, charitable organizations, businesses, retirement plans, pooled investment vehicles and financial advisors. SGI generally requires $20,000 for individual managed accounts, $500,000 for institutional separate accounts and $250,000 for its private fund. 

Services at SGI include discretionary investment management, separately managed accounts, mutual fund and ETF advisory services, private fund management, model-based portfolio strategies, financial planning, estate planning support, annuity and reigstered index-linked annuity advisory services, family office services and services for financial advisors. Access to the firm’s private fund is limited to qualified clients and accredited investors.

As a fee-based firm, there is the potential for a conflict of interest, as the firm and its advisors can receive compensation from sources other than advisory fees. This may include brokerage-related compensation through certain dual-registered representatives, affiliated fund fees, performance-based fees for certain qualified clients and marketing partnership compensation. However, the firm and its advisors must abide by a fiduciary duty to put the needs of each client first.

SGI's investment approach centers on managed risk portfolio construction. The firm uses quantitative and fundamental analysis, proprietary security valuation and ongoing portfolio supervision when managing client assets. Investments may include domestic and global equities, fixed income, ETFs, mutual funds, private capital, options, structured products, advisory annuities, cash instruments and other securities, depending on the client or strategy.

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Diversify Advisory Services is a fee-based firm in Sandy that offers financial guidance to a diverse clientele, including individuals, high-net-worth individuals, corporations, pension and profit-sharing plans and trusts. This fee-based firm does not require a minimum account size, making it accessible to a broad range of investors.

As a fee-based firm, there is the potential for a conflict of interest as the firm and its advisors can earn a commission for the sale of certain securities. However, the firm and its advisors must abide by a fiduciary duty to put the needs of each client first. 

Services offered by the firm include financial planning and consulting, investment management, multi-family office services, among others.

The firm’s investment management approach generally incorporates diversification, asset allocation and tactical allocation. Portfolio strategies are based on factors such as a client’s financial situation, family obligations, goals, risk tolerance, liquidity needs, time horizon and tax considerations. The firm uses this information to develop investment recommendations that reflect each client’s profile and objectives.

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Portside Wealth Group is a fee-based firm located in Provo. The firm works with individuals, high-net-worth individuals, pension and profit-sharing plans, charitable organizations, corporations and other businesses. Portside does not have a specific minimum account size, though it may terminate accounts it determines are too small to manage effectively.

As a fee-based firm, there is the potential for a conflict of interest as the firm and its advisors can earn commissions from securities or insurance transactions. However, the firm and its advisors must abide by a fiduciary duty to put the needs of each client first. Services at Portside include discretionary portfolio management, financial planning, pension consulting, co-advisory services for retirement plans and donor advised fund advisory services.

Portside uses charting, technical, fundamental and cyclical analysis to evaluate investment opportunities. Its strategies may include long-term purchases, short-term purchases, margin transactions, option writing and modern portfolio theory. The firm may also use third-party money managers, model portfolio programs, outsourced investment management and OCIO services.

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Located in Salt Lake City, the Cynosure Group is a fee-based firm that works with high-net-worth individuals, wealthy families, charitable organizations, family limited partnerships, family offices, corporations and other business entities. Cynosure Wealth Advisors, a division of the Cynosure Group that works with individual clients, typically requires a minimum account size of $10 million.

Services at Cynosure include portfolio advisory services, integrated financial planning, consolidated reporting, investment consulting, non-discretionary investment advice, subadvisory services and outsourced chief investment officer services. Cynosure may recommend affiliated pooled investment vehicles, which can create additional compensation for Cynosure affiliates. This represents a conflict of interest, but the firm has a fiduciary duty to always act in its clients' best interests.

Cynosure generally builds customized portfolios based on each client's objectives, tax position, diversification needs, liquidity requirements and risk tolerance. Investments may include mutual funds, ETFs, separately managed accounts, pooled investment vehicles, private equity, private debt, hedge funds, real assets, equities, fixed income, derivatives and international investments.

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Capita Financial Network is a fee-based firm in Draper that only works with individuals, most of whom do not have a high net worth. Capita Finanical Network, which does not have a minimum account size, offers wealth management, investment management and financial planning services. 

The team at Capita Financial Network includes advisors who hold the CFP®, certified divorce financial analyst (CDFA) and chartered advisor in philanthropy (CAP) designations. However, some advisors at the firm earn commissions for selling financial products. This is a potential conflict of interest, but advisors must always act in the client's best interest.

Capita Financial Network use seperately managed accounts to create strategies for each client. Investments include mutual funds, ETFs, annuities, stocks and bonds. Like most advisory firms, Capita works with clients on an individual basis to determine their financial situation. That way they can easily craft tailored advisory services.

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Sepio Capital is a multi-family office and institutional investment advisor with billions in assets under management (AUM) and several financial advisors on staff. The firm's clients include high-net-worth individuals, families, trusts, estates, charitable organizations, businesses and institutional investors. Sepio Capital's minimum account size requirement varies based on account type, and you may encounter some investment strategies here that call for a $250,000 minimum investment.

The firm's fee schedule may include performance-based fees, but only for certain qualified clients, a group defined as having either $1.4 million in assets under management or a net worth of $2.7 million.

The firm relies on fundamental analysis to evaluate investment opportunities. This entails determining the intrinsic value of a company through various sources, including financial media, company annual reports and press releases. The firm typically uses a long-term strategy for its clients, meaning that it holds investments for more than a year before selling. In certain instances, it will hold investments for shorter periods.

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Iron Gate Global Advisors is a fee-based firm located in North Salt Lake. The firm generally requires clients to maintain an account size of at least $250,000 for comprehensive portfolio management, though this minimum may be waived. Its clients include individuals, high-net-worth individuals, families, trusts, estates, charitable organizations, profit-sharing plans, businesses and employer retirement plan sponsors.

Services at Iron Gate Global Advisors include investment management, comprehensive portfolio management, retirement plan consulting and financial planning and consulting. The firm’s retirement plan services may include investment policy statement development, investment option evaluation, asset allocation modeling, investment monitoring and participant education. Under its fee-based compensation model, some advisors at the firm may earn commissions from insurance product sales outside of advisory accounts. This is a potential conflict of interest, but advisors must always act in the clients' best interest.

The firm uses several investment strategies, including long-term purchases, short-term purchases, trading, short sales, margin transactions and options strategies. Its options overlay strategy has a $1 million minimum and is available for taxable accounts. Iron Gate Global Advisors also relies on fundamental analysis and may allocate to fixed-income securities such as U.S. Treasuries, high-grade corporate bonds, preferred stock and municipal securities, typically with a short- to intermediate-duration focus.

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Alta Capital Management is a fee-based firm, as some employees are also registered representatives of broker-dealers, meaning they can earn commissions. This is a conflict of interest, but all advisors must act in the best interest of the client when serving as an advisor.

The firm works mostly with individuals, the majority of whom are not high-net-worth. Institutional clients include investment companies, pooled investment vehicles, pension and profit-sharing plans, charitable organizations, government entities, corporations, religious groups, limited partnerships and UMA platforms.

Fees at Alta Capital for investment management are based on a percentage of assets under management. The minimum account size is $250,000 for retail accounts and $25 million for institutional accounts. The team at Alta includes four CFA charterholders and one accredited trust and fiduciary advisor (ATFA).

When it comes to investing client assets, the firm uses what it calls a "Quality Growth" strategy that focuses on companies with sustained earnings growth, steady free cash flow and strong profitability. Its U.S. equity approach is based on bottom-up fundamental analysis, supported by proprietary quantitative screening and company-level research.

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Navigate Private Wealth, a fee-based firm located in Draper, wraps up our list of the top financial advisors in Utah. The firm generally requires clients to maintain an account size of at least $250,000 for comprehensive portfolio management, though clients below that level may be accepted under a flat per-account fee arrangement.

The firm works with individuals and high-net-worth individuals, as well as families, trusts, estates, charitable organizations, retirement plans and businesses. Services at Navigate Private Wealth include comprehensive portfolio management, financial planning and consulting, pension consulting, estate planning and consulting, asset management and related tax and accounting services through an affiliated entity.

The team at Navigate Private Wealth features advisors who hold the CFP®, chartered financial consultant (ChFC) and chartered retirement planning counselor (CRPC) designations. However, as a fee-based firm, there is the potential for a conflict of interest, as some representatives may earn commissions from the sale of insurance products. Nonetheless, the firm and its advisors must abide by a fiduciary duty to put the needs of each client first.

Navigate Private Wealth uses portfolio optimization, quantitative analysis, technical analysis and computer modeling to evaluate investment opportunities. Client portfolios may include ETFs, mutual funds, individual stocks and bonds, structured products, private equity and cash management vehicles, depending on each client's objectives and risk tolerance.