Top Financial Advisors in Utah

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Soltis Investment Advisors is a firm located in St. George, Utah. Soltis generally requires clients to maintain an account size of at least $750,000. The majority of the firm’s clients are individuals and high-net-worth individuals, but it also serves institutions, corporations, endowments, charitable organizations, foundations, pension plans and 401(k) plans. Soltis is a fee-only firm.

Soltis refers to the bundle of advisory services it provides to clients as The Investment Management Discipline. This includes a review of a client's investment goals and objectives, the recommendation of an appropriate asset allocation and investment selection, financial planning and consulting services and pension/401(k) consulting advisory services.

Soltis Investment Advisors applies both quantitative and qualitative methods of analysis when selecting a manager or stock. Quantitative evaluation uses computer databases and securities pricing services to analyze performance, while qualitative evaluation involves looking at the education, experience and performance  of money managers. Soltis aims to identify investment opportunities that most closely align with clients' objectives and risk tolerance. These are both outlined in a client's investment policy statement, the creation of which is the first step in a client's investment management process.

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Sepio Capital is a multi-family office and institutional investment advisor with billions in assets under management (AUM) and several financial advisors on staff. The firm's clients include high-net-worth individuals, families, trusts, estates, charitable organizations, businesses and institutional investors. Sepio Capital's minimum account size requirement varies based on account type, and you may encounter some investment strategies here that call for a $250,000 minimum investment.

The firm's fee schedule may include performance-based fees, but only for certain qualified clients, a group defined as having either $1 million in assets under management or a net worth of $2.10 million.

The firm relies on fundamental analysis to evaluate investment opportunities. This entails determining the intrinsic value of a company through various sources, including everything from financial media companies to the company's annual reports and press releases. The firm typically uses a long-term strategy for its clients, meaning that it holds investments for more than a year before selling. In certain instances, it will hold for shorter periods.

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Diversify Advisory Services is a fee-based firm that offers financial guidance to a diverse clientele including individuals, high-net-worth individuals, corporations, pension and profit-sharing plans and trusts. This fee-based firm does not require a minimum account size, making it accessible to a broad range of investors.

The firm caters to a diverse clientele including individuals, high-net-worth individuals, corporations, pension and profit-sharing plans and trusts. As a fee-based firm, there is the potential for a conflict of interest as the firm and its advisors can earn a commission for the sale of certain securities. However, the firm and its advisors must abide by a fiduciary duty to put the needs of each client first. 

The firm employs a strategic approach to investment management that emphasizes diversification, asset allocation, and tactical diversification. The firm tailors its strategies to each client's unique financial status, family obligations, future aspirations, attitudes toward risk, risk tolerance, liquidity requirements, time horizon and tax implications. This personalized approach ensures that investment decisions are aligned with individual client profiles and long-term objectives.

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Summit Global Investments is a fee-only firm that caters to a diverse range of client types. They serve individuals who have a high income, either individually or jointly with their spouse, and have a reasonable expectation of maintaining that income level.

They also work with trusts with significant assets, entities with accredited investors as equity owners, private business development companies, and organizations such as corporations, partnerships and trusts with total assets exceeding $5,000,000. The firm's name and headquarters address are not mentioned. There is no potential conflict of interest in the sale of securities since the firm doesn't earn additional commissions. 

The firm implements investment strategies that prioritize risk and return based on the unique risk tolerance and suitability profile of each client. These strategies involve allocating client assets across a diverse range of investment options, including mutual funds, exchange-traded funds, fixed-income and cash instruments, equity securities, corporate debt securities, municipal securities, US government securities, leveraged funds, sector funds, options, structured products, private equity, private capital and more.?The firm takes into account the risk profile and ultimate goals of each client. 

To ensure optimal risk-adjusted returns, SGI follows industry best practices and conducts rigorous quantitative and fundamental analysis in securities selection. The firm's approach to equity investing focuses on managing the overall risk of the portfolio rather than specific exposures to growth or value. This risk management approach is adjusted over time based on market conditions, economic factors and market cycles.

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Portside Wealth is a fee-based firm that caters to a diverse clientele including individuals and high-net-worth individuals, pension and profit-sharing plans, charitable organizations, and corporations or other businesses. While there is no specific minimum dollar amount required to open and maintain an advisory account, the firm reserves the right to terminate accounts that do not maintain a sufficient balance, deemed too small to manage effectively.

As a fee-based firm, there is the potential for a conflict of interest. However, the firm and it's advisors are bound by a fiduciary duty to put the needs of each client first. 

The firm focuses on long-term purchases, targeting investments in securities that are expected to appreciate in value over periods typically exceeding one year. The firm primarily invests in ETFs, equities, and mutual funds, aligning with its strategy of fostering growth through extended investment horizons.

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Next on the list is another fee-based firm, Crewe Advisors. The firm has the highest asset minimum, asking new clients for at least $2 million in investable assets to open a new account. Crewe is a fee-based firm which means its advisors can earn commissions through the sale of certain securities. While this can create a potential conflict of interest, the firm is held to a fiduciary duty to put the needs of the client first. 

The firm offers portfolio management, estate planning, retirement services, tax planning and more. You can find Crewe Advisors just south of Capitol Hill on South Temple.

Advisors at Crewe use fundamental analysis, technical analysis and quantitative analysis to evaluate investment securities. The firm uses a variety of investment strategies typical of most financial advisor firms, including long-term trading, short-term trading, short sales, margin transactions, pooled investment vehicles and options trading.

Each portfolio is individualized, a service that’s usually only found at firms with high asset minimums. This means your advisor will get to know your “financial needs, tax circumstances, family dynamic, lifestyle objectives and risk tolerance” before developing your personalized investment plan.

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Alta Capital Management is a fee-based firm, as some employees are also broker-dealers, meaning they can earn commissions. This is a conflict of interest, but all advisors must act in the best interest of the client when serving as an advisor. The firm works mostly with individuals, the majority of whom are not high-net-worth. Institutional clients include investment companies, pooled investment vehicles, pension and profit-sharing plans, charitable organizations, government entities, corporations, religious groups, limited partnerships and UMA platforms.

Fees at Alta Capital for investment management are based on a percentage of assets under management. The minimum account size is $250,000 for retail equity accounts, $300,000 for retail balanced accounts and $500,000 for retail fixed-income accounts. The minimum account size for institutional accounts is $5 million. The team at Alta includes four chartered financial analysts (CFAs).

Nearly all of the money managed by Alta Capital is invested in individual stocks, with bonds and cash holdings each making up a small portion.

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Albion Financial Group is a fee-only firm that does not require a minimum account size. Its typical clients are individuals, families, corporations and businesses. Albion tends to serve more non-high-net-worth clients than high-net-worth clients. The firm may charge performance-based fees when an account performs better than projected.

Regardless of the type of financial services you need, this firm likely has something to offer you. Its wide range of services includes education fund planning, divorce planning, retirement planning, retirement account guidance, net worth and cash flow analysis, philanthropic investing, non-profit consulting, small business consulting and more. 

At Albion Financial Group, your personal financial goals, risk tolerance and time horizon will shape your final investment plan. To iron out these details, your advisor will meet with you face-to-face so you can discuss your current financial life and determine your financial goals.

This firm believes in using many different types of investments in client portfolios. Your assets may be invested in equity and debt securities, exchange-traded funds (ETFs), no-load and closed-end mutual funds, corporate and municipal bonds, convertible securities and U.S. government securities.

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Capita Financial Network is a fee-based firm in Sandy. It works only with individuals, most of whom are not high-net-worth. There is no minimum account size. Services at Capita include wealth management, investment management and financial planning.

The firm does not provide a list of advisor certifications. Some advisors at the firm earn commissions for selling financial products. This is a potential conflict of interest, but advisors must always act in the client's best interest.

Capita Financial Network use seperately managed accounts to create strategies for each client. Investments include mutual funds, exchange-traded funds, annuities, stocks and bonds. Like most advisory firms, Capita works with clients on an individual basis to determine their financial situation. That way they can easily craft tailored advisory services.

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Drive Wealth Advisors is a fee-based firm located in Lehi that offers the services of portfolio management, recommendation of subadvisors, financial planning, pension consulting and general consulting.

This is a fee-based firm, so some advisors earn commissions in addition to advisory fees. This is a potential conflict of interest, but advisors still must act in the client's best interest. Clients at Drive include individuals (some of whom are high-net-worth), pension and profit-sharing plans, charitable organizations and corporations. There is no set account minimum.

Stocks make up about half of the investments at Drive Wealth Advisers. Bonds are also used, as are mutual funds, pooled investment vehicles and cash holdings. Advisors at Drive work directly with clients to determine an overall financial profile for each client. This allows advisors to craft investment strategies to the needs of each client.