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Top Financial Advisors in Utah

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SmartAsset.com maintains strict editorial integrity. This review was produced by SmartAsset based on publicly available information. The named firm and its financial professionals have not reviewed, approved, or endorsed this review and are not responsible for its accuracy. Review content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named firm and its financial professionals, and firms and financial professionals having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s reviews. This page contains links to SmartAsset’s financial advisor matching tool, in which SmartAsset is compensated for lead referrals, which may or may not match you with the firm mentioned in this review or its financial professionals.

Finding a Top Financial Advisor Firm in Utah

Utah is one of the largest states in the U.S., with cities like Salt Lake City and Provo that have many financial advisor firms to choose from. This list of the top Utah financial advisor firms, created through hours of detailed research, is meant to simplify your search for the right financial advisor. In this review, we cover the firms' investing strategies, fees and account minimums. SmartAsset's financial advisor matching tool is another easy way to find an advisor who serves your area.

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Rank Financial Advisor Assets Managed Minimum Assets Financial Services More Information
1 Soltis Investment Advisors, LLC Soltis Investment Advisors, LLC logo Find an Advisor

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$8,352,553,865 $750,000
  • Financial planning
  • Portfolio management
  • Pension consulting
  • Selection of other advisors (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Minimum Assets

$750,000

Financial Services

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Selection of other advisors (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
2 Sepio Capital, LLC Sepio Capital, LLC logo Find an Advisor

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$4,464,814,589 Varies based on account type
  • Financial planning services
  • Portfolio management
  • Pension consulting services
  • Selection of other advisors (including private fund managers)

Minimum Assets

Varies based on account type

Financial Services

  • Financial planning services
  • Portfolio management
  • Pension consulting services
  • Selection of other advisors (including private fund managers)
3 Diversify Advisor Network Diversify Advisor Network logo Find an Advisor

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$3,206,698,268 None
  • Financial planning
  • Investment management
  • Multi-family office services

Minimum Assets

None

Financial Services

  • Financial planning
  • Investment management
  • Multi-family office services
4 Summit Global Investments, LLC Summit Global Investments, LLC logo Find an Advisor

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$1,921,141,101 $500,000
  • Investment management
  • Investment advisory
  • Managed risk portfolio construction
  • Sponsored platforms

Minimum Assets

$500,000

Financial Services

  • Investment management
  • Investment advisory
  • Managed risk portfolio construction
  • Sponsored platforms
5 Portside Wealth Group, LLC Portside Wealth Group, LLC logo Find an Advisor

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$1,125,318,236 None
  • Portfolio management
  • Financial planning
  • Pension consulting
  • Co-advisory services

Minimum Assets

None

Financial Services

  • Portfolio management
  • Financial planning
  • Pension consulting
  • Co-advisory services
6 Crewe Advisors Crewe Advisors logo Find an Advisor

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$2,512,342,970 $2,000,000
  • Financial planning
  • Portfolio management
  • Selection of other advisors (including private fund managers)

Minimum Assets

$2,000,000

Financial Services

  • Financial planning
  • Portfolio management
  • Selection of other advisors (including private fund managers)
7 Alta Capital Management Alta Capital Management logo Find an Advisor

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$2,197,146,590 Varies based on account type
  • Financial planning services
  • Portfolio management
  • Selection of other advisors

Minimum Assets

Varies based on account type

Financial Services

  • Financial planning services
  • Portfolio management
  • Selection of other advisors
8 Albion Financial Group Albion Financial Group logo Find an Advisor

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$1,858,123,409 No required minimum
  • Financial planning
  • Portfolio management

Minimum Assets

No required minimum

Financial Services

  • Financial planning
  • Portfolio management
9 Capita Financial Network, LLC Capita Financial Network, LLC logo Find an Advisor

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$1,849,625,913 No set account minimum
  • Financial planning 
  • Portfolio management
  • Selection of other advisors (including private fund managers)
  • Educational seminars/workshops

Minimum Assets

No set account minimum

Financial Services

  • Financial planning 
  • Portfolio management
  • Selection of other advisors (including private fund managers)
  • Educational seminars/workshops
10 Drive Wealth Advisers Drive Wealth Advisers logo Find an Advisor

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$2,175,572,827 No set account minimum
  • Financial planning
  • Portfolio management
  • Pension consulting
  • Advisor selection
  • General consulting

Minimum Assets

No set account minimum

Financial Services

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Advisor selection
  • General consulting

What We Use in Our Methodology

To find the top financial advisors in Utah, we first identified all firms registered with the SEC in the state. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:

  • AUM
    Firms with more total assets under management are ranked higher.
  • Individual Client Count
    Firms who serve more individual clients (as opposed to institutional clients) are ranked higher.
  • Clients Per Advisor
    Firms with a lower ratio of clients per financial advisor are ranked higher.
  • Age of Firm
    Firms that have been in business longer are ranked higher.
  • Fee Structure
    Firms with a fee-only (as opposed to fee-based) compensation structure are ranked higher.

All information is obtained through public records and is updated annually after the firms’ form ADV filing. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria. SmartAsset is not a client of the aforementioned firms, and did not receive compensation for including any of the firms on the aforementioned list.

Soltis Investment Advisors

Soltis Investment Advisors is a firm located in St. George, Utah. Soltis generally requires clients to maintain an account size of at least $750,000. The majority of the firm’s clients are individuals and high-net-worth individuals, but it also serves institutions, corporations, endowments, charitable organizations, foundations, pension plans and 401(k) plans. Soltis is a fee-only firm.

Soltis refers to the bundle of advisory services it provides to clients as The Investment Management Discipline. This includes a review of a client's investment goals and objectives, the recommendation of an appropriate asset allocation and investment selection, financial planning and consulting services and pension/401(k) consulting advisory services.

Soltis Investment Advisors applies both quantitative and qualitative methods of analysis when selecting a manager or stock. Quantitative evaluation uses computer databases and securities pricing services to analyze performance, while qualitative evaluation involves looking at the education, experience and performance  of money managers. Soltis aims to identify investment opportunities that most closely align with clients' objectives and risk tolerance. These are both outlined in a client's investment policy statement, the creation of which is the first step in a client's investment management process.

Sepio Capital

Sepio Capital is a multi-family office and institutional investment advisor with billions in assets under management (AUM) and several financial advisors on staff. The firm's clients include high-net-worth individuals, families, trusts, estates, charitable organizations, businesses and institutional investors. Sepio Capital's minimum account size requirement varies based on account type, and you may encounter some investment strategies here that call for a $250,000 minimum investment.

The firm's fee schedule may include performance-based fees, but only for certain qualified clients, a group defined as having either $1 million in assets under management or a net worth of $2.10 million.

The firm relies on fundamental analysis to evaluate investment opportunities. This entails determining the intrinsic value of a company through various sources, including everything from financial media companies to the company's annual reports and press releases. The firm typically uses a long-term strategy for its clients, meaning that it holds investments for more than a year before selling. In certain instances, it will hold for shorter periods.

Diversify Advisor Network

Diversify Advisory Services is a fee-based firm that offers financial guidance to a diverse clientele including individuals, high-net-worth individuals, corporations, pension and profit-sharing plans and trusts. This fee-based firm does not require a minimum account size, making it accessible to a broad range of investors.

The firm caters to a diverse clientele including individuals, high-net-worth individuals, corporations, pension and profit-sharing plans and trusts. As a fee-based firm, there is the potential for a conflict of interest as the firm and its advisors can earn a commission for the sale of certain securities. However, the firm and its advisors must abide by a fiduciary duty to put the needs of each client first. 

The firm employs a strategic approach to investment management that emphasizes diversification, asset allocation, and tactical diversification. The firm tailors its strategies to each client's unique financial status, family obligations, future aspirations, attitudes toward risk, risk tolerance, liquidity requirements, time horizon and tax implications. This personalized approach ensures that investment decisions are aligned with individual client profiles and long-term objectives.

Summit Global Investments

Summit Global Investments is a fee-only firm that caters to a diverse range of client types. They serve individuals who have a high income, either individually or jointly with their spouse, and have a reasonable expectation of maintaining that income level.

They also work with trusts with significant assets, entities with accredited investors as equity owners, private business development companies, and organizations such as corporations, partnerships and trusts with total assets exceeding $5,000,000. The firm's name and headquarters address are not mentioned. There is no potential conflict of interest in the sale of securities since the firm doesn't earn additional commissions. 

The firm implements investment strategies that prioritize risk and return based on the unique risk tolerance and suitability profile of each client. These strategies involve allocating client assets across a diverse range of investment options, including mutual funds, exchange-traded funds, fixed-income and cash instruments, equity securities, corporate debt securities, municipal securities, US government securities, leveraged funds, sector funds, options, structured products, private equity, private capital and more.?The firm takes into account the risk profile and ultimate goals of each client. 

To ensure optimal risk-adjusted returns, SGI follows industry best practices and conducts rigorous quantitative and fundamental analysis in securities selection. The firm's approach to equity investing focuses on managing the overall risk of the portfolio rather than specific exposures to growth or value. This risk management approach is adjusted over time based on market conditions, economic factors and market cycles.

 

Portside Wealth Group

Portside Wealth is a fee-based firm that caters to a diverse clientele including individuals and high-net-worth individuals, pension and profit-sharing plans, charitable organizations, and corporations or other businesses. While there is no specific minimum dollar amount required to open and maintain an advisory account, the firm reserves the right to terminate accounts that do not maintain a sufficient balance, deemed too small to manage effectively.

As a fee-based firm, there is the potential for a conflict of interest. However, the firm and it's advisors are bound by a fiduciary duty to put the needs of each client first. 

The firm focuses on long-term purchases, targeting investments in securities that are expected to appreciate in value over periods typically exceeding one year. The firm primarily invests in ETFs, equities, and mutual funds, aligning with its strategy of fostering growth through extended investment horizons.

Crewe Advisors

Next on the list is another fee-based firm, Crewe Advisors. The firm has the highest asset minimum, asking new clients for at least $2 million in investable assets to open a new account. Crewe is a fee-based firm which means its advisors can earn commissions through the sale of certain securities. While this can create a potential conflict of interest, the firm is held to a fiduciary duty to put the needs of the client first. 

The firm offers portfolio management, estate planning, retirement services, tax planning and more. You can find Crewe Advisors just south of Capitol Hill on South Temple.

Advisors at Crewe use fundamental analysis, technical analysis and quantitative analysis to evaluate investment securities. The firm uses a variety of investment strategies typical of most financial advisor firms, including long-term trading, short-term trading, short sales, margin transactions, pooled investment vehicles and options trading.

Each portfolio is individualized, a service that’s usually only found at firms with high asset minimums. This means your advisor will get to know your “financial needs, tax circumstances, family dynamic, lifestyle objectives and risk tolerance” before developing your personalized investment plan.

Alta Capital Management

Alta Capital Management is a fee-based firm, as some employees are also broker-dealers, meaning they can earn commissions. This is a conflict of interest, but all advisors must act in the best interest of the client when serving as an advisor. The firm works mostly with individuals, the majority of whom are not high-net-worth. Institutional clients include investment companies, pooled investment vehicles, pension and profit-sharing plans, charitable organizations, government entities, corporations, religious groups, limited partnerships and UMA platforms.

Fees at Alta Capital for investment management are based on a percentage of assets under management. The minimum account size is $250,000 for retail equity accounts, $300,000 for retail balanced accounts and $500,000 for retail fixed-income accounts. The minimum account size for institutional accounts is $5 million. The team at Alta includes four chartered financial analysts (CFAs).

Nearly all of the money managed by Alta Capital is invested in individual stocks, with bonds and cash holdings each making up a small portion.

Albion Financial Group

Albion Financial Group is a fee-only firm that does not require a minimum account size. Its typical clients are individuals, families, corporations and businesses. Albion tends to serve more non-high-net-worth clients than high-net-worth clients. The firm may charge performance-based fees when an account performs better than projected.

Regardless of the type of financial services you need, this firm likely has something to offer you. Its wide range of services includes education fund planning, divorce planning, retirement planning, retirement account guidance, net worth and cash flow analysis, philanthropic investing, non-profit consulting, small business consulting and more. 

At Albion Financial Group, your personal financial goals, risk tolerance and time horizon will shape your final investment plan. To iron out these details, your advisor will meet with you face-to-face so you can discuss your current financial life and determine your financial goals.

This firm believes in using many different types of investments in client portfolios. Your assets may be invested in equity and debt securities, exchange-traded funds (ETFs), no-load and closed-end mutual funds, corporate and municipal bonds, convertible securities and U.S. government securities.

Capita Financial Network

Capita Financial Network is a fee-based firm in Sandy. It works only with individuals, most of whom are not high-net-worth. There is no minimum account size. Services at Capita include wealth management, investment management and financial planning.

The firm does not provide a list of advisor certifications. Some advisors at the firm earn commissions for selling financial products. This is a potential conflict of interest, but advisors must always act in the client's best interest.

Capita Financial Network use seperately managed accounts to create strategies for each client. Investments include mutual funds, exchange-traded funds, annuities, stocks and bonds. Like most advisory firms, Capita works with clients on an individual basis to determine their financial situation. That way they can easily craft tailored advisory services.

Drive Wealth Advisers

Drive Wealth Advisors is a fee-based firm located in Lehi that offers the services of portfolio management, recommendation of subadvisors, financial planning, pension consulting and general consulting.

This is a fee-based firm, so some advisors earn commissions in addition to advisory fees. This is a potential conflict of interest, but advisors still must act in the client's best interest. Clients at Drive include individuals (some of whom are high-net-worth), pension and profit-sharing plans, charitable organizations and corporations. There is no set account minimum.

Stocks make up about half of the investments at Drive Wealth Advisers. Bonds are also used, as are mutual funds, pooled investment vehicles and cash holdings. Advisors at Drive work directly with clients to determine an overall financial profile for each client. This allows advisors to craft investment strategies to the needs of each client.

How Long $1mm Lasts in Retirement

SmartAsset's interactive map highlights places where $1 million will last the longest in retirement. Zoom between states and the national map to see the top spots in each region. Also, scroll over any city to learn about the cost of living in retirement for that location.

Least
Most
Rank City Housing Expenses Food Expenses Healthcare Expenses Utilities Expenses Transportation Expenses

Methodology We analyzed data on average expenditures for seniors, cost of living and investment returns to determine how many years of retirement a $1 million nest egg would cover in cities across America.

First, we looked at data from the Bureau of Labor Statistics (BLS) on the average annual expenditures of seniors. We then applied cost of living data from the Council for Community and Economic Research to adjust those national average spending levels based on the costs of each expense category (housing, food, healthcare, utilities, transportation and other) in each city. Using this data, SmartAsset calculated the average cost of living for retirees in the largest U.S. cities.

We assumed the $1 million would grow at a real return (interest minus inflation) of 2%. Then, we divided $1 million by the sum of each of those annual numbers to determine how long $1 million would cover retirement expenses in each of the cities in our study. Cities where $1 million lasted the longest ranked the highest in the study.

Sources: Bureau of Labor Statistics (BLS), Council for Community and Economic Research