Menu burger Close thin Facebook Twitter Google plus Linked in Reddit Email arrow-right-sm arrow-right
Loading
Tap on the profile icon to edit
your financial details.

Top Financial Advisors in Kirkland, WA

Your Details Done
by Updated

This review was produced by SmartAsset based on publicly available information. The named firm and its financial professionals have not reviewed, approved, or endorsed this review and are not responsible for its accuracy. Review content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named firm and its financial professionals, and firms and financial professionals having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s reviews. This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the firm mentioned in this review or its financial professionals.

Finding a Top Financial Advisor Firm in Kirkland, Washington

With a range of options to choose from, finding the right financial advisor can be difficult. To help you narrow down your advisor search in Kirkland, we’ve created a list of the top firms who serve the area by comparing each firm’s advisory services, assets under management (AUM), fee structure, investment strategies and more. You can also connect with up to three advisors who serve the local area by using SmartAsset’s free financial advisor matching tool

Find a Fiduciary Financial Advisor

We match more than 50,000 people with financial advisors per month. Get connected to an advisor that serves your area today.
Free inital consultations. All advisors are fiduciaries.

Rank Financial Advisor Assets Managed Minimum Assets Financial Services More Information
1 Robinswood Financial, LLC Robinswood Financial, LLC logo Find an Advisor

Read Review

$412,610,088 $250,000
  • Financial planning
  • Portfolio management
  • Pension consulting services

Minimum Assets

$250,000

Financial Services

  • Financial planning
  • Portfolio management
  • Pension consulting services
2 Soundmark Wealth Management, LLC Soundmark Wealth Management, LLC logo Find an Advisor

Read Review

$411,939,374 No set account minimum
  • Financial planning
  • Portfolio management
  • Pension consulting
  • Educational seminars/workshops
  • Publication of periodicals/newsletters

Minimum Assets

No set account minimum

Financial Services

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Educational seminars/workshops
  • Publication of periodicals/newsletters
3 Schmidt Financial Group, Inc. Schmidt Financial Group, Inc. logo Find an Advisor

Read Review

$481,658,930 $667,000
  • Financial planning
  • Portfolio management
  • Selection of other advisors

Minimum Assets

$667,000

Financial Services

  • Financial planning
  • Portfolio management
  • Selection of other advisors

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started
4 Executive Wealth Group, LLC Executive Wealth Group, LLC logo Find an Advisor

Read Review

$420,337,336 $1,000,000
  • Financial planning
  • Portfolio management

Minimum Assets

$1,000,000

Financial Services

  • Financial planning
  • Portfolio management
5 Private Asset Management, Inc. Private Asset Management, Inc. logo Find an Advisor

Read Review

$168,562,817 No set account minimum
  • Financial planning
  • Portfolio management
  • Advisor selection

Minimum Assets

No set account minimum

Financial Services

  • Financial planning
  • Portfolio management
  • Advisor selection
6 Kaizen Financial Advisors, LLC Kaizen Financial Advisors, LLC logo Find an Advisor

Read Review

$228,342,000 No set account minimum
  • Financial planning
  • Portfolio management
  • Educational seminars/workshops

Minimum Assets

No set account minimum

Financial Services

  • Financial planning
  • Portfolio management
  • Educational seminars/workshops
7 Dental Wealth Advisors, LLC Dental Wealth Advisors, LLC logo Find an Advisor

Read Review

$141,445,781 $500,000
  • Financial planning
  • Portfolio management
  • Pension consulting
  • Selection of other advisors

Minimum Assets

$500,000

Financial Services

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Selection of other advisors
8 Prevail Wealth Management, LLC Prevail Wealth Management, LLC logo Find an Advisor

Read Review

$109,015,000 No minimum requirement
  • Financial planning
  • Portfolio management
  • Retirement plan advisory

Minimum Assets

No minimum requirement

Financial Services

  • Financial planning
  • Portfolio management
  • Retirement plan advisory

What We Use in Our Methodology

To find the top financial advisors in Kirkland, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:

  • AUM
    Firms with more total assets under management are ranked higher.
  • Individual Client Count
    Firms who serve more individual clients (as opposed to institutional clients) are ranked higher.
  • Clients Per Advisor
    Firms with a lower ratio of clients per financial advisor are ranked higher.
  • Age of Firm
    Firms that have been in business longer are ranked higher.
  • Fee Structure
    Firms with a fee-only (as opposed to fee-based) compensation structure are ranked higher.

All information is accurate as of the writing of this article. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria.

Robinswood Financial

Fee-only firm Robinswood Financial serves individuals and high-net-worth individuals. The firm’s professionals have an array of qualifications, including the certified fund specialist (CFS), chartered life underwriter (CLU), chartered financial consultant (ChFC), certified financial planner (CFP), certified divorce financial analyst (CDFA) and chartered retirement planning counselor (CRPC) designations. 

Robinswood imposes an account minimum requirement of $250,000, and the firm charges clients asset-based, hourly or fixed fees. 

Robinswood Financial Background

Founded in 2007, Robinswood offers portfolio management, financial planning and pension consulting services. 

The firm’s investment planning services also feature retirement planning, financial advice, portfolio management, college education savings plans, estate planning, tax planning and diversification and asset allocation strategies. 

Edward L. Ward is the principal owner of the firm. 

Robinswood Financial Investment Strategy

Robinswood says on its website that it employs diversification and asset allocation strategies with index funds, institutional asset class mutual funds and ETFs. The firm says it strives to help clients grow their portfolios over the long term. 

The firm also says it aims to deliver higher returns by participating in market upswings while supplying risk protection from market meltdowns. Robinswood’s portfolios typically consist of 10 to 15 investments, and the firm regularly rebalances portfolios to anticipate market fluctuations.

Soundmark Wealth Management

Soundmark Wealth Management's client base consists of individuals and high-net-worth individuals, pension plans, foundations, endowments and corporations. Soundmark earns compensation through asset-based fees, commissions and fixed fees. 

The firm’s advisors offer a range of qualifications, namely the certified public accountant (CPA), certified financial planner (CFP) and chartered retirement planning counselor (CRPC) designations.

Soundmark has a fee-based fee structure that allows advisors to earn commissions from selling insurance or investment products. This could create a conflict of interest if advisors favor these products over client needs, but the firm’s fiduciary duty requires advisors to work in their clients' best interests. 

Soundmark Wealth Management Background

Owned by Todd Flynn, John Buller and Bill Schultheis, Soundmark provides portfolio management, financial planning, pension consulting and educational seminar services. 

The firm’s wealth management and financial planning services include:

  • Retirement planning
  • Education planning
  • Insurance evaluation
  • Estate planning
  • Tax planning 

Soundmark Wealth Management Investing Strategy

Soundmark says on its website that it invests in low-cost, tax-efficient index and asset-class funds. When building client portfolios, Soundmark also utilizes individual stocks, corporate and/or government bonds, mutual funds or exchange-traded funds (ETFs). 

The firm’s investment strategies incorporate fundamental analysis and Modern Portfolio Theory (MPT). Advisors also implement “buy and hold” strategies by using diversified, passively managed or no-load mutual funds to increase investment return.

Schmidt Financial Group

Fee-based financial advisor firm Schmidt Financial Group collects asset-based, hourly or fixed fees. Additionally, advisors can earn commissions from the sale of insurance products, but the firm has the fiduciary duty to put clients' interests first. 

The firm’s clients are individuals and high-net-worth individuals, pension and profit-sharing plans and business entities. Schmidt imposes an account minimum of $667,000 for all of its investment management relationships. 

Schmidt Financial Group Background 

Owned by NFP Corp., Schmidt Financial has offered portfolio management, financial planning and consulting and advisor referral services since 2002. Clients who receive the firm’s financial planning and consulting services can also utilize asset management, relationship management and liability management services. 

Schmidt Financial Group Investment Strategy

Schmidt typically allocates assets using mutual funds, unaffiliated third-party money managers, ETFs and individual securities. The firm uses fundamental analysis and technical analysis to evaluate securities.

Advisors may offer additional recommendations in variable annuities, variable life insurance, public equity, corporate debt and municipal securities and private securities.

Executive Wealth Group

Executive Wealth Group, LLC is a fee-only firm, serving high-net-worth and non-high-net-worth individuals. The firm receives compensation through asset-based fees. 

The practice requires clients to have at least $1,000,000 to open an asset management account. There are no advisory certifications present on the firm's team of advisors.

Executive Wealth Group Background

Founded in 2017 and owned by Sam Maxwell, Executive Wealth Group specializes in investment management and financial planning and consulting services. 

The firm’s financial planning and consulting services may also include the following:

  • Trust and Estate Planning
  • Insurance Planning
  • Retirement Planning
  • Tax Planning
  • Charitable Giving
  • Cash Flow Forecasting
  • Business Planning

Executive Wealth Group Investment Strategy 

The firm employs asset allocation strategies using Modern Portfolio Theory. They also utilize behavioral finance analysis and fundamental analysis to study price and market trends. 

Executive Wealth explains on its firm brochure that it values building wealth slowly and reinvesting income earned from investments. The firm says it may also work with outside professionals to ensure that investments are tax-efficient.

Private Asset Management

Next on our list of the top financial advisory firms in the city of Kirkland, Washington is Private Asset Management. It is a small firm that works almost exclusively with individual clients. Of these individuals, most of them are individuals with a high net worth. However, the firm does have a good number of non-high-net-worth individuals as well. The firm also has a few charitable organizations as clients.

Private is a fee-only firm. None of its advisors sell insurance, securities or other financial products in exchange for commissions, so there is no conflict of interest that would stem from such an arrangement. The firm also does not have a minimum account size requirement, though it does charge a minimum annual fee of $10,000.

Private Asset Management Background

Private Asset Management was founded in 1996 and has been in business ever since. It was registered with the SEC as an investment advisor in 1996. Michael Thayer is currently the sole owner of the firm. Thayer is also the firm's president and senior wealth management advisor. He has been in the investment advisory business for over three decades.

Clients that work with Private Asset Management can receive a variety of financial advisory services. Not only does the firm provide financial planning and investment management services, but advisors can also coordinate other parts of a client's financial advisory process, such as estate planning.

Private Asset Management Investment Strategy

Private Asset Management's investment strategies are generally tailored to the individual needs and objectives of each client. This involves meeting with clients to determine such factors as a client's risk tolerance, liquidity needs and other important factors. From there, advisors determine an appropriate portfolio strategy as well as the proper investments and allocations for each client.

Advisors at Private utilize a variety of internal and external research resources. The firm typically sticks to cash, fixed-income securities, small, mid and large-cap stocks, foreign stocks and real estate. It primarily uses mutual funds to invest in these asset classes.

Kaizen Financial Advisors

Kaizen Financial Advisors is a fee-based firm that works with individuals, high-net-worth individuals and a charitable organization. The firm's team has earned certifications including certified financial planner (CFP), chartered financial counselor (ChFC) and certified public accountant (CPA). There is no account minimum at Kaizen.

Fees are generally based on a percentage of assets under management. Advisors may also earn commissions for selling insurance products. This is a potential conflict of interest, but as an SEC-registered firm, it is required to act in the best interest of the client.

Kaizen Financial Advisors Background

Kaizen was founded in 2010 and is owned by founder Laurie Klein, who works as a financial advisor.

Services include investment management, asset allocation, tax planning, retirement planning, insurance, estate planning and financial coaching.

Kaizen Financial Advisors Investment Strategy

Exchange-traded funds (ETFs) and no-load mutual funds are the preferred investments at Kaizen rather than individual securities. This is because the advisors seek to provide diversification across asset classes by using these funds.

Dental Wealth Advisors

Last but not least, Dental Wealth Advisors is a fee-only firm. It offers its advisory services to individuals, high-net-worth individuals, retirement plans, trusts and small businesses. Dental Wealth charges its clients asset-based fees or fixed fees, and the firm generally imposes an account minimum of $500,000.

Advisor qualifications include the certified public accountant (CPA) and certified financial planner (CFP) designations. 

Dental Wealth Advisors Background

Owned by Thomas Martin, Jr. and Margaret Boyle, Dental Wealth has been providing investment management, financial planning, pension consulting and advisor referral services since 2003.

The firm’s financial planning services also encompass education, tax and cash flow, death and disability, retirement, estate and insurance planning. 

Dental Wealth Advisors Investment Strategy

On its website, Dental Wealth describes its investment philosophy as one that employs a passive management approach to maximize the benefits of diversification, minimize expenses, maximize tax efficiency and generate higher market returns. 

The firm generally uses long-term investment strategies, and advisors aim to reduce risk through diversification across asset classes. Dental Wealth primarily invests in mutual funds and conservative fixed-income securities.

Prevail Wealth Management

Prevail Wealth Management is a fee-only firm that offers the services of financial planning, portfolio management and retirement plan advisory. The firm works with individuals, families, high-net-worth individuals, trusts, foundations, endowments, non-profit organizations and other business entities. There is no minimum asset requirement but the firm does have a $3,000 minimum fee to obtain its services. 

Prevail Wealth Management Background

The firm was founded in 2012 by Amy and David Mutal. Amy has obtained her certifications as an accredited wealth management advisor and accredited investment fiduciary. Today, the firm has two financial advisors that collectively manage more than $109 million in assets under management. One of the firm's co-founders specializes in information technology and security, which helps to provide an extra layer of protection to client data. 

Prevail Wealth Management Investment Strategy 

Prevail Wealth Management uses both fundamental and quantitative analysis approaches to evaluate potential portfolio investment opportunities. Additionally, the firm may utilize modern portfolio theory, asset correlation or academic-based financial research. Some of the types of investments that you might see in a client's portfolio include exchange-traded funds (ETFs), mutual funds, fixed-income securities, debt securities and other long-term investments. 

How Long $1 Million Lasts in Retirement

SmartAsset's interactive map highlights places where $1 million will last the longest in retirement. Zoom between states and the national map to see the top spots in each region. Also, scroll over any city to learn about the cost of living in retirement for that location.

Least
Most
Rank City Housing Expenses Food Expenses Healthcare Expenses Utilities Expenses Transportation Expenses

Methodology We weighed potential expenditures for a prospective retiree with a  $1 million nest egg to assess how many years that fund would cover in retirement in America’s largest cities.

We applied cost of living data from the Council for Community and Economic Research to adjust those national average spending levels based on the costs of each expense category (housing, food, healthcare, utilities, transportation and other) in each city. Using this data, SmartAsset calculated the average cost of living for retirees in metro areas across the U.S.

We assumed the $1 million would grow at a net annual return of 2% after inflation. Then, we divided $1 million by the sum of each of those annual numbers to determine how long $1 million would cover retirement expenses in each of the cities in our study. Cities where $1 million lasted the longest ranked the highest in the study.