Finding a Top Financial Advisor Firm in Kirkland, Washington
With a range of options to choose from, finding the right financial advisor can be difficult. To help you narrow down your advisor search in Kirkland, we’ve created a list of the top firms who serve the area by comparing each firm’s advisory services, assets under management (AUM), fee structure, investment strategies and more. You can also connect with up to three advisors who serve the local area by using SmartAsset’s free financial advisor matching tool.
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|Rank||Financial Advisor||Assets Managed||Minimum Assets||Financial Services||More Information|
|1||Robinswood Financial, LLC Find an Advisor||$412,610,088||$250,000|| || |
|2||Soundmark Wealth Management, LLC Find an Advisor||$411,939,374||No set account minimum|| || |
Minimum AssetsNo set account minimum
|3||Schmidt Financial Group, Inc. Find an Advisor||$481,658,930||$667,000|| || |
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|4||Executive Wealth Group, LLC Find an Advisor||$420,337,336||$1,000,000|| || |
|5||Private Asset Management, Inc. Find an Advisor||$168,562,817||No set account minimum|| || |
Minimum AssetsNo set account minimum
|6||Kaizen Financial Advisors, LLC Find an Advisor||$228,342,000||No set account minimum|| || |
Minimum AssetsNo set account minimum
|7||Dental Wealth Advisors, LLC Find an Advisor||$141,445,781||$500,000|| || |
|8||Prevail Wealth Management, LLC Find an Advisor||$109,015,000||No minimum requirement|| || |
Minimum AssetsNo minimum requirement
What We Use in Our Methodology
To find the top financial advisors in Kirkland, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
- AUMFirms with more total assets under management are ranked higher.
- Individual Client CountFirms who serve more individual clients (as opposed to institutional clients) are ranked higher.
- Clients Per AdvisorFirms with a lower ratio of clients per financial advisor are ranked higher.
- Age of FirmFirms that have been in business longer are ranked higher.
All information is accurate as of the writing of this article. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria.
Fee-only firm Robinswood Financial serves individuals and high-net-worth individuals. The firm’s professionals have an array of qualifications, including the certified fund specialist (CFS), chartered life underwriter (CLU), chartered financial consultant (ChFC), certified financial planner (CFP), certified divorce financial analyst (CDFA) and chartered retirement planning counselor (CRPC) designations.
Robinswood imposes an account minimum requirement of $250,000, and the firm charges clients asset-based, hourly or fixed fees.
Robinswood Financial Background
Founded in 2007, Robinswood offers portfolio management, financial planning and pension consulting services.
The firm’s investment planning services also feature retirement planning, financial advice, portfolio management, college education savings plans, estate planning, tax planning and diversification and asset allocation strategies.
Edward L. Ward is the principal owner of the firm.
Robinswood Financial Investment Strategy
Robinswood says on its website that it employs diversification and asset allocation strategies with index funds, institutional asset class mutual funds and ETFs. The firm says it strives to help clients grow their portfolios over the long term.
The firm also says it aims to deliver higher returns by participating in market upswings while supplying risk protection from market meltdowns. Robinswood’s portfolios typically consist of 10 to 15 investments, and the firm regularly rebalances portfolios to anticipate market fluctuations.
Soundmark Wealth Management
Soundmark Wealth Management's client base consists of individuals and high-net-worth individuals, pension plans, foundations, endowments and corporations. Soundmark earns compensation through asset-based fees, commissions and fixed fees.
The firm’s advisors offer a range of qualifications, namely the certified public accountant (CPA), certified financial planner (CFP) and chartered retirement planning counselor (CRPC) designations.
Soundmark has a fee-based fee structure that allows advisors to earn commissions from selling insurance or investment products. This could create a conflict of interest if advisors favor these products over client needs, but the firm’s fiduciary duty requires advisors to work in their clients' best interests.
Soundmark Wealth Management Background
Owned by Todd Flynn, John Buller and Bill Schultheis, Soundmark provides portfolio management, financial planning, pension consulting and educational seminar services.
The firm’s wealth management and financial planning services include:
- Retirement planning
- Education planning
- Insurance evaluation
- Estate planning
- Tax planning
Soundmark Wealth Management Investing Strategy
Soundmark says on its website that it invests in low-cost, tax-efficient index and asset-class funds. When building client portfolios, Soundmark also utilizes individual stocks, corporate and/or government bonds, mutual funds or exchange-traded funds (ETFs).
The firm’s investment strategies incorporate fundamental analysis and Modern Portfolio Theory (MPT). Advisors also implement “buy and hold” strategies by using diversified, passively managed or no-load mutual funds to increase investment return.
Schmidt Financial Group
Fee-based financial advisor firm Schmidt Financial Group collects asset-based, hourly or fixed fees. Additionally, advisors can earn commissions from the sale of insurance products, but the firm has the fiduciary duty to put clients' interests first.
The firm’s clients are individuals and high-net-worth individuals, pension and profit-sharing plans and business entities. Schmidt imposes an account minimum of $667,000 for all of its investment management relationships.
Schmidt Financial Group Background
Owned by NFP Corp., Schmidt Financial has offered portfolio management, financial planning and consulting and advisor referral services since 2002. Clients who receive the firm’s financial planning and consulting services can also utilize asset management, relationship management and liability management services.
Schmidt Financial Group Investment Strategy
Schmidt typically allocates assets using mutual funds, unaffiliated third-party money managers, ETFs and individual securities. The firm uses fundamental analysis and technical analysis to evaluate securities.
Advisors may offer additional recommendations in variable annuities, variable life insurance, public equity, corporate debt and municipal securities and private securities.
Executive Wealth Group
Executive Wealth Group, LLC is a fee-only firm, serving high-net-worth and non-high-net-worth individuals. The firm receives compensation through asset-based fees.
The practice requires clients to have at least $1,000,000 to open an asset management account. There are no advisory certifications present on the firm's team of advisors.
Executive Wealth Group Background
Founded in 2017 and owned by Sam Maxwell, Executive Wealth Group specializes in investment management and financial planning and consulting services.
The firm’s financial planning and consulting services may also include the following:
- Trust and Estate Planning
- Insurance Planning
- Retirement Planning
- Tax Planning
- Charitable Giving
- Cash Flow Forecasting
- Business Planning
Executive Wealth Group Investment Strategy
The firm employs asset allocation strategies using Modern Portfolio Theory. They also utilize behavioral finance analysis and fundamental analysis to study price and market trends.
Executive Wealth explains on its firm brochure that it values building wealth slowly and reinvesting income earned from investments. The firm says it may also work with outside professionals to ensure that investments are tax-efficient.
Private Asset Management
Next on our list of the top financial advisory firms in the city of Kirkland, Washington is Private Asset Management. It is a small firm that works almost exclusively with individual clients. Of these individuals, most of them are individuals with a high net worth. However, the firm does have a good number of non-high-net-worth individuals as well. The firm also has a few charitable organizations as clients.
Private is a fee-only firm. None of its advisors sell insurance, securities or other financial products in exchange for commissions, so there is no conflict of interest that would stem from such an arrangement. The firm also does not have a minimum account size requirement, though it does charge a minimum annual fee of $10,000.
Private Asset Management Background
Private Asset Management was founded in 1996 and has been in business ever since. It was registered with the SEC as an investment advisor in 1996. Michael Thayer is currently the sole owner of the firm. Thayer is also the firm's president and senior wealth management advisor. He has been in the investment advisory business for over three decades.
Clients that work with Private Asset Management can receive a variety of financial advisory services. Not only does the firm provide financial planning and investment management services, but advisors can also coordinate other parts of a client's financial advisory process, such as estate planning.
Private Asset Management Investment Strategy
Private Asset Management's investment strategies are generally tailored to the individual needs and objectives of each client. This involves meeting with clients to determine such factors as a client's risk tolerance, liquidity needs and other important factors. From there, advisors determine an appropriate portfolio strategy as well as the proper investments and allocations for each client.
Advisors at Private utilize a variety of internal and external research resources. The firm typically sticks to cash, fixed-income securities, small, mid and large-cap stocks, foreign stocks and real estate. It primarily uses mutual funds to invest in these asset classes.
Kaizen Financial Advisors
Kaizen Financial Advisors is a fee-based firm that works with individuals, high-net-worth individuals and a charitable organization. The firm's team has earned certifications including certified financial planner (CFP), chartered financial counselor (ChFC) and certified public accountant (CPA). There is no account minimum at Kaizen.
Fees are generally based on a percentage of assets under management. Advisors may also earn commissions for selling insurance products. This is a potential conflict of interest, but as an SEC-registered firm, it is required to act in the best interest of the client.
Kaizen Financial Advisors Background
Kaizen was founded in 2010 and is owned by founder Laurie Klein, who works as a financial advisor.
Services include investment management, asset allocation, tax planning, retirement planning, insurance, estate planning and financial coaching.
Kaizen Financial Advisors Investment Strategy
Exchange-traded funds (ETFs) and no-load mutual funds are the preferred investments at Kaizen rather than individual securities. This is because the advisors seek to provide diversification across asset classes by using these funds.
Dental Wealth Advisors
Last but not least, Dental Wealth Advisors is a fee-only firm. It offers its advisory services to individuals, high-net-worth individuals, retirement plans, trusts and small businesses. Dental Wealth charges its clients asset-based fees or fixed fees, and the firm generally imposes an account minimum of $500,000.
Advisor qualifications include the certified public accountant (CPA) and certified financial planner (CFP) designations.
Dental Wealth Advisors Background
Owned by Thomas Martin, Jr. and Margaret Boyle, Dental Wealth has been providing investment management, financial planning, pension consulting and advisor referral services since 2003.
The firm’s financial planning services also encompass education, tax and cash flow, death and disability, retirement, estate and insurance planning.
Dental Wealth Advisors Investment Strategy
On its website, Dental Wealth describes its investment philosophy as one that employs a passive management approach to maximize the benefits of diversification, minimize expenses, maximize tax efficiency and generate higher market returns.
The firm generally uses long-term investment strategies, and advisors aim to reduce risk through diversification across asset classes. Dental Wealth primarily invests in mutual funds and conservative fixed-income securities.
Prevail Wealth Management
Prevail Wealth Management is a fee-only firm that offers the services of financial planning, portfolio management and retirement plan advisory. The firm works with individuals, families, high-net-worth individuals, trusts, foundations, endowments, non-profit organizations and other business entities. There is no minimum asset requirement but the firm does have a $3,000 minimum fee to obtain its services.
Prevail Wealth Management Background
The firm was founded in 2012 by Amy and David Mutal. Amy has obtained her certifications as an accredited wealth management advisor and accredited investment fiduciary. Today, the firm has two financial advisors that collectively manage more than $109 million in assets under management. One of the firm's co-founders specializes in information technology and security, which helps to provide an extra layer of protection to client data.
Prevail Wealth Management Investment Strategy
Prevail Wealth Management uses both fundamental and quantitative analysis approaches to evaluate potential portfolio investment opportunities. Additionally, the firm may utilize modern portfolio theory, asset correlation or academic-based financial research. Some of the types of investments that you might see in a client's portfolio include exchange-traded funds (ETFs), mutual funds, fixed-income securities, debt securities and other long-term investments.