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Top Financial Advisors in Westlake Village, CA

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Finding a Top Financial Advisor Firm in Westlake Village, California

Finding the right financial advisor for you and your family isn’t always easy. If you're looking for an advisor in Westlake Village, California, our list of the city's top financial advisor firms can make your search much simpler. Below you’ll find a breakdown of each firm, with information detailing their account minimums, fee schedules, client base and more. SmartAsset’s financial advisor matching tool offers a more tailored approach, as it can pair you with up to three financial advisors in your area based on your personal preferences.

Rank Financial Advisor Assets Managed Minimum Assets Financial Services More Information
1 One Capital Management One Capital Management logo Find an Advisor

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$1,378,866,035 $500,000
  • Financial planning services
  • Portfolio management
  • Pension consulting services
  • Advisory consulting services
  • Subadvisor services

Minimum Assets

$500,000

Financial Services

  • Financial planning services
  • Portfolio management
  • Pension consulting services
  • Advisory consulting services
  • Subadvisor services
2 Manchester Financial Inc. Manchester Financial Inc. logo Find an Advisor

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$657,195,567 $500,000
  • Financial planning services
  • Portfolio management
  • Selection of other advisors
  • Educational seminars/workshops
  • Consulting services

Minimum Assets

$500,000

Financial Services

  • Financial planning services
  • Portfolio management
  • Selection of other advisors
  • Educational seminars/workshops
  • Consulting services
3 The Wealth Collaborative The Wealth Collaborative logo Find an Advisor

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$491,382,239 $500,000
  • Financial planning services
  • Portfolio management
  • Selection of other advisors

Minimum Assets

$500,000

Financial Services

  • Financial planning services
  • Portfolio management
  • Selection of other advisors

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4 De Groote Financial Group, LLC De Groote Financial Group, LLC logo Find an Advisor

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$239,000,000 No set account minimum
  • Financial planning services
  • Portfolio management
  • Pension consulting services
  • Selection of other advisors

Minimum Assets

No set account minimum

Financial Services

  • Financial planning services
  • Portfolio management
  • Pension consulting services
  • Selection of other advisors
5 NBS Financial Services, Inc. NBS Financial Services, Inc. logo Find an Advisor

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$223,953,494 $250,000 for investment management
  • Financial plannig services
  • Portfolio management
  • Selection of other advisors

Minimum Assets

$250,000 for investment management

Financial Services

  • Financial plannig services
  • Portfolio management
  • Selection of other advisors
6 Summit Financial Consultants, Inc. Summit Financial Consultants, Inc. logo Find an Advisor

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$175,550,695 No set account minimum ($1,000 minimum fee)
  • Financial planning services
  • Portfolio management
  • Pension consulting services
  • Selection of other advisors

Minimum Assets

No set account minimum ($1,000 minimum fee)

Financial Services

  • Financial planning services
  • Portfolio management
  • Pension consulting services
  • Selection of other advisors
7 Wealth Resources Group Wealth Resources Group logo Find an Advisor

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$126,190,00 $150,000
  • Financial planning services
  • Portfolio management
  • Pension consulting services
  • Selection of other advisors
  • General Consulting

Minimum Assets

$150,000

Financial Services

  • Financial planning services
  • Portfolio management
  • Pension consulting services
  • Selection of other advisors
  • General Consulting
8 Cedarstone Advisors Cedarstone Advisors logo Find an Advisor

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$124,843,489 $200,000
  • Financial planning services
  • Portfolio management
  • Consulting services

Minimum Assets

$200,000

Financial Services

  • Financial planning services
  • Portfolio management
  • Consulting services

How We Found the Top Financial Advisor Firms in Westlake Village, California

SmartAsset limited its list to firms registered with the U.S. Securities and Exchange Commission (SEC) in Westlake Village, California. We only considered SEC-registered companies because such companies have a fiduciary duty to act in their clients’ best interests. Next, we removed any firms that have disclosures, lack financial planning services or do not manage individual accounts. The top firms to meet these criteria are listed here, ordered by assets under management (AUM).

One Capital Management

One Capital Management

The top firm on our list is One Capital Management, a fee-based firm managing more than $1.3 billion in assets. Around 80% of the firm’s individual clients are not high-net-worth. Institutional clients include pension and profit sharing plans, charitable organizations, other investment advisors and corporations. 

There are 16 advisors on staff at the firm. The team includes four chartered financial advisors (CFAs). There is a minimum investment of $500,000 required to open an account.

Fees for wealth management are based on a percentage of assets under management, while financial planning has flat fees. Some advisors at the firm earn commissions for selling insurance products. This is a conflict of interest, but when acting as an advisor the firm’s employees are still required to act in the best interest of the client.

One Capital Management, LLC Background

The firm was founded in 2001. It is owned by a parent company, OCM Holdings, LLP. 

Services offered by the firm include wealth management, wealth planning, sub-advisory services, retirement plan solutions and advisor consulting services.

One Capital Management, LLC Investment Strategy

Advisors at OCM blend active management with investing in exchange-traded funds (ETFs) and fixed-income investments. This means that they will actively pick stocks for you to invest in from around the world, while also putting some of your money into funds that trade on the market and bonds. This diversification protects against volatility. 

Manchester Financial Inc.

Manchester Financial Inc.

Manchester Financial manages more than $657 million in assets for clients, all of whom are individuals -- the firm has no institutional clients. Around 20% of those clients are high-net-worth.

There are 12 advisors on staff. That includes two certified financial planners (CFPs) and two certified divorce financial analysts (CDFA). There is a $500,000 minimum investment required to open an account.

This is a fee-based firm. Fees for portfolio management are based on a percentage of assets under management, while consulting fees are charged hourly. Performance-based fees may apply for certain investment offerings. Some advisors are also insurance agents and may earn commissions for sales. This is a conflict of interest, but when acting as an advisor they must act in the client’s best interest.

Manchester Financial Inc. Background

Manchester Financial was founded in 1990, making it the second-oldest firm on this list. It is owned by founded Robert Katch, who also serves as the firm’s president.

MFI’s services include financial planning, portfolio management and consulting.

Manchester Financial Inc. Investment Strategy

MFI’s investment strategy is based on charting, technical, fundamental and cyclical analysis. The firm uses both long-term and short-term purchases, plus margin transactions. 

More than 80% of the money managed by MFI is invested in mutual funds. Stocks, both those traded on exchanges and those not, are also used.

The Wealth Collaborative

The Wealth Collaborative

The Wealth Collaborative, Inc. is a fee-only firm managing more than $491 million in assets. Clients are evenly split between high-net-worth individuals and other individual investors, plus one pension or profit sharing plan. 

The minimum account size is $500,000. There are three advisors at the firm, including one certified financial planner (CFP).

Fees at TWC are based on a percentage of assets under management for investment management and fixed or hourly for wealth management. Advisors do not earn commissions for selling financial products.

The Wealth Collaborative, Inc. Background

TWC was founded in 2007. It is owned by Jeffrey Wheeler, who is also the president and serves as an advisor. 

Services offered to clients include: investment management, wealth planning, portfolio analysis, budgeting, cash flow planning, retirement planning and estate planning.

The Wealth Collaborative, Inc. Investment Strategy

The strategies used by TWC advisors will vary based on how much you invest and what services you are using. Generally, though, a mix of mutual funds, stocks, bonds, commercial paper, bonds and certificates of deposit will be used to create a diverse portfolio.

De Groote Financial Group, LLC

De Groote Financial Group, LLC

De Groote Financial Group, LLC is a fee-only firm with two advisors on staff, including one certified financial planner (CFP) and one chartered investment management analyst (CIMA).

De Groote manages $239 million dollars for clients. There is no investment minimum, and the client list is around 85% non-high-net-worth individuals. There are also high-net-worth clients, plus institutional clients including pension and profit sharing plans and corporations.  

Financial planning fees are negotiable and fixed, while investment management fees are based on a percentage of assets under management. Advisors do not earn commissions for selling securities or other products.

De Groote Financial Group, LLC Background

De Groote was founded in 2013 and is owned by Douglas C. De Groote, who also acts as the managing director. 

The firm’s services include financial planning, cash flow forecasting, asset allocation, retirement planning, estate planning, investment consulting, insurance needs analysis and investment management.

De Groote Financial Group, LLC Investment Strategy

The primary investment vehicle used by De Groote are exchange-traded funds (ETFs). Separate account managers, private placement funds, real estate investment trusts (REITS), bonds and individual stocks are also used.

Fundamental and technical analysis are the primary methods used to find the right investments for clients.

NBS Financial Services, Inc.

NBS Financial Services, Inc.

NBS Financial Services is a fee-only firm managing more than $223 million in assets. Around two-thirds of the individuals the firm serves are non-high-net-worth. Institutional clients include pension and profit sharing plans, charitable organizations and corporations.

There are five advisors at the firm. The team includes three certified financial planners (CFPs) and one certified public accountant (CPA).

The minimum investment required for investment management is $250,000. There is no minimum for only using financial planning services. Fees are based on a percentage of assets under management for investment management and billed at $250 an hour for financial planning.

NBS Financial Services, Inc. Background

NBS was founded in 1984, making it the oldest firm on this list. It is owned by Joseph “Geordie” Crossan, who is also the firm’s president.

Services offered to clients include: asset management, financial planning, risk management, retirement planning, asset allocation and tax planning.

NBS Financial Services, Inc. Investment Strategy

Advisors at NBS looks to balance “growth” and “value” when building portfolios. This means they look for companies that are giving clients bang for their buck but also will grow in value over the long-term. The average portfolio turnover each year is around 25%, as long-term purchases are generally the preferred mode of investment.

Summit Financial Consultants, Inc.

Summit Financial Consultants, Inc.

Summit is a fee-based advisor managing more than $175 million. There are slightly more non-high-net-worth individual clients than high-net-worth clients. Institutional clients are pension and profit sharing plans, charitable organizations and corporations.

There are five advisors at the firm including one chartered life underwriter (CLU), one chartered financial consultant (ChFC) and one accredited investment fiduciary (AIF).

Summit has no minimum account size, but there is a minimum annual fee of $1,000. Fees for financial planning are fixed while fees for asset management are based on a percentage of assets under management. Some advisors at the firm may earn commissions selling securities or insurance products. This is a conflict of interest, but when working as an advisor staff of the firm must act in the client’s best interest.

Summit Financial Consultants, Inc. Background

Summit was founded in 1998 and is owned by Neil Elmouchi and Kimberly Lau. 

Services offered by the firm include asset management, financial planning, budgeting, insurance planning, retirement planning, college funding, inheritances, estate planning and divorce planning.

Summit Financial Consultants, Inc. Investment Strategy

Summit thinks about the long term, but first looks at short term issues like cash need and an emergency fund. Advisors use various analytical methods to find securities to invest in. Potential investments include:

  • Stocks
  • Bonds
  • Mutual funds
  • Index funds
  • Exchange-traded funds (ETFs)
  • Alternative investments
  • Real estate investment trusts (REITs)
  • Mortgage-backed securities

Wealth Resources Group

Wealth Resources Group

Wealth Resources Group is a single-advisor firm managing more than $126 million. That single advisor is Neal Frankle, a certified financial planner (CFP). Clients of the firm are mostly regular individuals, plus some high-net-worth individuals. There are also institutional clients including pension and profit sharing plans and charitable organizations.

The minimum account size is $150,000. 

Fees for financial planning are billed hourly or at a fixed rate. Fees for portfolio management are based on a percentage of assets under management. Frankle is also an insurance agent but does not earn commissions -- he only recommends clients buy insurance from third-party providers. He does run an insurance-related website for which he receives no commissions but may earn advertising fees. 

Wealth Resources Group Background

The firm was founded in 1999. The principal owners are Neil Frankle and Mimi Frankle, who serves as chief financial officer. 

Services offered by the firm include: portfolio management, financial planning, estate planning, education planning, budgeting, education planning and retirement plan goals.

Wealth Resources Group Investment Strategy

Frankle looks to each potential investment carefully before making investment decisions. There are several portfolio models used for different investors, including ones designed for conservative investors, conservative-tilted investors, balanced investors, equity-tilted investors, equity investors, stock-growth investors and dividend investors.

Cedarstone Advisors

Cedarstone Advisors

The final advisor on this list is Cedarstone Advisors, a fee-only shop managing more than $124 million. There are two advisors at the firm, including one certified financial planner (CFP). 

There is a $200,000 minimum account size at the firm. Fees are based on a percentage of assets under management for investment advice and are hourly for financial planning and consulting. Clients of the firm are mostly regular individuals, with a small number of high-net-worth investors. There are also a few institutional clients, including pension and profit sharing plans and charitable organizations.

Cedarstone Advisors Background

Cedarstone was founded in 2014. The principal owner is Steve Coker, while Matthew Davis owns a 30% stake. Both work as financial advisors at the firm.

Services include investment advice, financial planning, retirement planning, estate planning and portfolio customization.

Cedarstone Advisors Investment Strategy

Advisors at Cedarstone use fundamental, technical and cyclical analysis to put together an investment plan for clients.

Nearly half of the money the firm manages is invested in stocks. Around a quarter is invested in government bonds. Cash, state and local bonds and corporate bonds make up the rest of the investments. 

How Many Years $1 Million Lasts in Retirement

SmartAsset's interactive map highlights places where $1 million will last the longest in retirement. Zoom between states and the national map to see the top spots in each region. Also, scroll over any city to learn about cost of living in retirement there.

Least
Most
Rank City Housing Expenses Food Expenses Healthcare Expenses Utilities Expenses Transportation Expenses

Methodology SmartAsset calculated the average cost of living for retirees in the largest U.S. cities. Using that calculation, we determined how many years $1 million would last in retirement in each major city.

First, we looked at data from the Bureau of Labor Statistics (BLS) on the average annual expenditures of seniors throughout the country. We then applied cost of living data from the Council for Community and Economic Research to adjust those national average spending levels based on the costs of each expense category (housing, food, healthcare, utilities, transportation and other) in each city.

We assumed the $1 million would grow at a real return (interest minus inflation) of 2%, reflecting the typical return on a conservative investment portfolio. Finally, we divided $1 million by the sum of each of those annual numbers to determine how long $1 million would last in each of the cities in our study.

Sources: Bureau of Labor Statistics (BLS), Council for Community and Economic Research