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Top Financial Advisors in Roseville, CA

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Finding a Top Financial Advisor Firm in Roseville, California

Finding the right financial advisor for you and your family isn’t always easy. If you're looking for an advisor in Roseville, California, our list of the city's top financial advisor firms can make your search much simpler. Below you’ll find a breakdown of each firm, with information detailing their account minimums, fee schedules, client base and more. SmartAsset’s financial advisor matching tool offers a more tailored approach, as it can pair you with up to three financial advisors in your area based on your personal preferences.

Rank Financial Advisor Assets Managed Minimum Assets Financial Services More Information
1 Capital Planning Advisors LLC Capital Planning Advisors LLC logo Find an Advisor

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$572,000,000 $250,000
  • Financial planning services
  • Portfolio management
  • Selection of other advisors

Minimum Assets

$250,000

Financial Services

  • Financial planning services
  • Portfolio management
  • Selection of other advisors
2 Smart Investor, LLC Smart Investor, LLC logo Find an Advisor

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$415,873,550 No set account minimum
  • Financial planning services
  • Portfolio management

Minimum Assets

No set account minimum

Financial Services

  • Financial planning services
  • Portfolio management
3 Eagle West Group Eagle West Group logo Find an Advisor

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$270,000,000 No set account minimum
  • Financial planning services
  • Portfolio management
  • Selection of other advisors

Minimum Assets

No set account minimum

Financial Services

  • Financial planning services
  • Portfolio management
  • Selection of other advisors

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4 Empyrion Wealth Management, Inc. Empyrion Wealth Management, Inc. logo Find an Advisor

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$188,422,344 Depends on services
  • Financial planning services
  • Portfolio management

Minimum Assets

Depends on services

Financial Services

  • Financial planning services
  • Portfolio management
5 Parkshore Wealth Management Parkshore Wealth Management logo Find an Advisor

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$184,642,553 No set account minimum (minimum fee of $3,750)
  • Financial planning services
  • Portfolio management
  • Tax preparation

Minimum Assets

No set account minimum (minimum fee of $3,750)

Financial Services

  • Financial planning services
  • Portfolio management
  • Tax preparation
6 Up Capital Management, Inc. Up Capital Management, Inc. logo Find an Advisor

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$153,591,368 $100,000
  • Financial planning services
  • Portfolio management
  • Pension consulting services
  • Publication of periodicals or newsletters
  • Seminars and workshops

Minimum Assets

$100,000

Financial Services

  • Financial planning services
  • Portfolio management
  • Pension consulting services
  • Publication of periodicals or newsletters
  • Seminars and workshops
7 We Alliance Wealth Advisors, Inc. We Alliance Wealth Advisors, Inc. logo Find an Advisor

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$143,139,841 $500,000
  • Financial planning services
  • Portfolio management

Minimum Assets

$500,000

Financial Services

  • Financial planning services
  • Portfolio management
8 Grecu Capital Management, Inc. Grecu Capital Management, Inc. logo Find an Advisor

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$122,694,077 $1 million
  • Financial planning services
  • Portfolio management
  • Pension consulting services

Minimum Assets

$1 million

Financial Services

  • Financial planning services
  • Portfolio management
  • Pension consulting services
9 Pinnacle Asset Management Pinnacle Asset Management logo Find an Advisor

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$120,111,315 $100,000
  • Financial planning services
  • Portfolio management
  • Selection of other advisors

Minimum Assets

$100,000

Financial Services

  • Financial planning services
  • Portfolio management
  • Selection of other advisors
10 Dimensions Wealth Management, LLC Dimensions Wealth Management, LLC logo Find an Advisor

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$51,102,675 No set account minimum
  • Financial planning services
  • Portfolio management
  • Pension consulting services
  • Selection of other advisors

Minimum Assets

No set account minimum

Financial Services

  • Financial planning services
  • Portfolio management
  • Pension consulting services
  • Selection of other advisors

How We Found the Top Financial Advisor Firms in Roseville, California

SmartAsset limited its list to firms registered with the U.S. Securities and Exchange Commission (SEC) in Roseville, California. We only considered SEC-registered companies because such companies have a fiduciary duty to act in their clients’ best interests. Next, we removed any firms that have disclosures, lack financial planning services or do not manage individual accounts. The top firms to meet these criteria are listed here, ordered by assets under management (AUM).

Capital Planning Advisors LLC

Capital Planning Advisors LLC

The top firm on this list is Capital Planning Advisors, LLC, a fee-only firm managing more than $572 million. Clients of the firm include both high-net-worth and non-high-net worth individuals, plus institutional clients like investment companies, pension and profit sharing plans, charitable organizations, insurance companies and corporations. 

There are five advisors on staff at Capital Planning, including two certified financial planners (CFP), one chartered financial analyst (CFA) and one accredited investment fiduciary (AIF).

Fees for asset management are based on a percentage of assets under management. Financial planning and retirement plan consulting are charged at flat rates. Advisors do not earn commissions for selling securities. The minimum account size is $250,000.

Capital Planning Advisors, LLC Background

The firm was founded in 2014. It is owned equally by Lawrence A. Hanson, Michael Sollazzo, Jason T. Bell and James B. Wilson.

The firm’s services include comprehensive portfolio management, financial planning, retirement planning, investment planning, education planning, real estate analysis, insurance analysis and personal tax planning.

Capital Planning Advisors, LLC Investment Strategy

Advisors at Capital Planning use charting, cyclical, fundamental and technical analysis to come up with investments for clients. Both long- and short-term investments are used, in addition to hedging, covered calls and protective puts.

Smart Investor, LLC

Smart Investor, LLC

Smart Investor, LLC is a fee-based firm with seven advisors on staff and more than $415 million in assets under management. The team includes three certified financial planners (CFPs), one accredited investment fiduciary (AIF) and one qualified plan financial consultant (QPFC).

Clients of the firm are mostly non-high-net-worth investors, with some high-net-worth clients on the rolls as well. The only institutional money at the firm is in the form of pension and profit sharing plans. There is no minimum account size. 

Fees for portfolio management are based on a percentage of assets under management. Financial planning and consulting are charged an hourly fee of $350. Some advisors may earn commissions for selling insurance products to clients. This is a conflict of interest, but they must act in your best interest when acting as an advisor.

Smart Investor, LLC Background

SmartInvestor was founded in 2001. It is owned by Sloy, Dahl and Holst, Inc., an SEC-registered investment advisor.

SmartInvestor’s services include portfolio management, financial consulting, risk assessment, investment planning and financial organization.

Smart Investor, LLC Investment Strategy

Advisors use quantitative and qualitative analysis to find stocks that perform better than other stocks in their peer group and have the potential to provide value to clients. Stocks, mutual funds and exchange-traded funds (ETFs) are the main investment vehicles that advisors at the firm prefer.

Eagle West Group

Eagle West Group

Eagle West Financial Group, a fee-only firm, is next with more than $270 million in assets under management. The firm has eight advisors on staff, including two certified financial planners (CFPs). 

Clients of the firm are all individuals, with more than half being non-high-net-worth individuals. There are no institutional clients. Eagle West has no minimum investment or account size.

Fees at the firm for portfolio management are based on a percentage of assets under management, while fees for financial planning are billed hourly. No advisors at the firm earn commissions.

Eagle West Group Background

Eagle West was founded in 2017, making it the second-newest firm on this list. The principal owner is Richard Lee Watson.

The firm’s services include asset management, selection of other advisors, financial planning, investment planning, life insurance, tax concerns, retirement planning, college planning and credit/debt planning.

Eagle West Group Investment Strategy

Advisors at Eagle West use a number of analytical methods to put together investment strategies, including modern portfolio theory; this is based on the idea that all increased risk must be accompanied by higher returns. Both long- and short-term trading are used as strategies for clients.

Empyrion Wealth Management, Inc.

Empyrion Wealth Management, Inc.

Empyrion wealth is a fee-only advisor with more than $188 million in assets under management. There is only one advisor on staff, and she is a certified financial planner (CFP) and a chartered private wealth advisor (CPWA). 

There is a $1.5 million minimum account size at Empyrion. 

All of the clients at the firm are individuals, with no institutional accounts. More than half of the clients are high-net-worth investors. Fees for asset management are based on a percentage of assets under management, while fees for financial planning and consulting are fixed.

Empyrion Wealth Management Background

Kimberly Foss founded in the firm in 1989 and remains the only principal owner of the firm. She is also the only advisor on staff.

Services offered by the firm include portfolio management, financial planning, tax strategies, estate analysis, rental analysis and retirement plan design.

Empyrion Wealth Management Investment Strategies

Asset allocation analysis is a key part of the strategy at Empyrion. The firm looks to balance a client’s investments in securities, fixed income and cash, based on the client’s own goals and risk tolerance.

Long-term purchases are the preference, especially when it is believed that a security is undervalued and could show growth for the client.

Parkshore Wealth Management

Parkshore Wealth Management

Parkshore Wealth Management is a fee-only advisory shop with four advisors on staff. The team includes one certified financial planner.

There are more than $184 million in assets under management at Parkshore. Around 80% of the individual clients are not high-net-worth. All of the institutional clients are pension and profit-sharing plans.

Fees for portfolio management are based on a percentage of assets under management, while financial planning services are billed a la carte, either per hour or at a fixed rate. There is no minimum account size but there is a minimum fee of $3,750 annually.

Parkshore Wealth Management Background

Parkshore was founded in 2008. It is principally owned by Harold C. Anderson, who also serves as an advisor.

The firm’s services include portfolio management, tax preparation, financial planning, insurance analysis, estate plan reviews, portfolio analysis and 401(k) reviews.

Parkshore Wealth Management Investment Strategy

Passive investment strategies are a part of the plan at Parkshore. This means investing in index funds that track a market index. Asset allocation is also a key point, looking to keep clients’ portfolios diverse to protect against volatility. 

Up Capital Management, Inc.

Up Capital Management, Inc.

Up Capital Management is a fee-based firm managing more than $153 billion in assets for clients. All the clients are individuals, with roughly two-thirds of them being non-high-net-worth. There is no institutional money at the firm.

There are two advisors on staff, including one certified financial planner (CFP) and one accredited retirement plan consultant (ARPC).

The minimum account size at Up Capital is $100,000. Fees for asset management are based on a percentage of assets under management. Fees for financial planning are fixed and negotiable. Some advisors earn commission for selling insurance products. This is a conflict of interest, but the advisor may reduce your fee by up to the total commission payment.

Up Capital Management, Inc. Background

Up Capital was founded in 2012. It is wholly-owned by Anto J. Bayer, who also serves as a financial advisor.

The services offered by the firm include asset management, financial planning, consulting and retirement plan services.

Up Capital Management, Inc. Investment Strategy

Up Capital takes care to not recommend just one type of security to clients. It looks to build diverse portfolios made up of various products, all of which help work towards a client’s ultimate financial goals.

There are four investment models at the firm: current income, income with moderate growth, moderate growth and growth.

We Alliance Wealth Advisors, Inc.

We Alliance Wealth Advisors, Inc.

We Alliance Wealth Advisors, Inc. is a fee-only firm with just one advisors on staff, a certified financial planner (CFP). There are more than $143 million in assets under management at the firm.

Clients are all individuals. More than 75% of them are non-high-net-worth, but the minimum account size is $500,000.

We Alliance has a wrap program where one fee, based on a percentage of assets under management, covers portfolio management and brokerage costs. Financial planning services are based on an hourly rate or a negotiated fixed rate. No advisors at the firm earn commissions.

We Alliance Wealth Advisors, Inc. Background

We Alliance was founded in 1992. It is owned by Terry Dean Wheeler, who founded the firm and is the only advisor on staff.

Services offered by the firm include asset management, financial planning, retirement planning, insurance protective services, estate planning, tax planning, education planning, business planning and Roth conversion strategies.

We Alliance Wealth Advisors, Inc. Investment Strategies

Portfolios offered by We Alliance range from extremely conservative to moderately aggressive. There are two driving principles for the advisors when building client portfolios. First, they gravitate toward investments that produce income for clients. Second, they use strategies that give solid downside protection when investing in the stock market.

Grecu Capital Management, Inc.

Grecu Capital Management, Inc.

Grecu Capital Management is a fee-only firm with just one advisor on staff -- who is both a chartered financial advisor (CFA) and a certified financial planner (CFP). 

The firm manages more than $122 million in assets. There is a  $1 million minimum account size and around 60% of the individual clients are not high-net-worth. The only institutional clients on the rolls are pension and profit sharing plans.

Fees for asset management are based on a percentage of assets under management, which includes ongoing financial planning. No person at the firm earns money from the sale of securities or insurance.

Grecu Capital Management Background

The firm was founded in 2002. Jerrold A. Grecu is the 100% stockholder of the firm.

Services offered include asset management services, financial planning, taxation advice, insurance advice and trusts.

Grecu Capital Management Investment Strategy

Grecu advisors us Modern Portfolio Theory to come up with client investment mixes, meaning it looks to maximize value for a given risk level. The breakdown of investments for money managed by Grecu is as follows:

  • Stocks -- 6%
  • Bonds -- 10%
  • Mutual Funds and ETFs -- 82%
  • Cash and cash equivalents -- 3%

Pinnacle Asset Management

Pinnacle Asset Management

Pinnacle Asset Management is a fee-based firm with more than $120 million in assets under management. Clients are nearly all non-high-net-worth individuals, with a small number of high-net-worth investors and a few pension and profit sharing plans. The minimum account size is $100,000.

There are two advisors on staff at Pinnacle, including one who is a certified financial planner (CFP), a chartered financial counselor (ChFC) and a certified fund specialist (CFS); the other is an accredited investment fiduciary (AIF).

Fees for asset management are based on a percentage of assets under management. Some employees of the firm are also registered broker-dealers and may earn commissions for selling securities to clients. This is a conflict of interest, but when acting as an advisor the firm is required to act in the client’s best interest.

Pinnacle Asset Management, Inc. Background

The firm was founded in 2013 and is owned by Kenyon and Melissa Lederer.

Asset management is the only service the firm offers. Unlike many other firms, it does not generally offer financial planning services.

Pinnacle Asset Management, Inc. Investment Strategy

Pinnacle offers six basic portfolio types: Conservative, moderate/conservative, balanced, conservative growth, growth and income, and growth. The conservative is dominated by fixed income and alternative investments, with a small investment in stock. The stock investment grows with each subsequent option, and the growth portfolio is entirely stock.

Dimensions Wealth Management, LLC

Dimensions Wealth Management, LLC

Dimensions Wealth Management is a fee-only firm with no minimum account size. There is only one advisor on the staff, and he is a certified financial planner.

Dimensions manages more than $51 million in assets. Clients include a nearly equal number of regular individual investors and high-net-worth investors. There is no institutional business at the firm.

Fees for portfolio management is based on a percentage of assets under management, as are fees for retirement plan consulting.

Dimensions Wealth Management Background

Founded in 2018, Dimensions is the newest firm on hour list. It is owned wholly by Chris Carolan, who also serves as the President and as the sole advisor at the firm.

Services include comprehensive portfolio management, retirement plan consultants and referrals to third party money managers. 

Dimensions Wealth Management Investment Strategy

There are four basic asset allocation strategies used by Dimensions:

  • Strategic -- this focuses on creating balance between risk and return. 
  • Dynamic -- this is similar to the strategic asset allocation strategy, but adjusts based on the economic conditions
  • Tactical -- This is a more actively managed approach that looks to make trades to optimize value based on the market
  • Core-satellite -- this has a core “strategic” segment and a smaller bucket of “tactical” investments. 

How Many Years $1 Million Lasts in Retirement

SmartAsset's interactive map highlights places where $1 million will last the longest in retirement. Zoom between states and the national map to see the top spots in each region. Also, scroll over any city to learn about cost of living in retirement there.

Least
Most
Rank City Housing Expenses Food Expenses Healthcare Expenses Utilities Expenses Transportation Expenses

Methodology SmartAsset calculated the average cost of living for retirees in the largest U.S. cities. Using that calculation, we determined how many years $1 million would last in retirement in each major city.

First, we looked at data from the Bureau of Labor Statistics (BLS) on the average annual expenditures of seniors throughout the country. We then applied cost of living data from the Council for Community and Economic Research to adjust those national average spending levels based on the costs of each expense category (housing, food, healthcare, utilities, transportation and other) in each city.

We assumed the $1 million would grow at a real return (interest minus inflation) of 2%, reflecting the typical return on a conservative investment portfolio. Finally, we divided $1 million by the sum of each of those annual numbers to determine how long $1 million would last in each of the cities in our study.

Sources: Bureau of Labor Statistics (BLS), Council for Community and Economic Research