Finding a Top Financial Advisor Firm in Orlando, Florida
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|Rank||Financial Advisor||Assets Managed||Minimum Assets||Financial Services||More Information|
|1||Resource Consulting Group Find an Advisor||$2,316,717,571||$1,000,000|| || |
|2||Moisand Fitzgerald Tamayo, LLC Find an Advisor||$901,422,986||$1,000,000|| || |
|3||Summit Wealth Partners, LLC Find an Advisor||$565,716,969||No set account minimum|| || |
Minimum AssetsNo set account minimum
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|4||AllGen Financial Advisors, Inc. Find an Advisor||$309,506,883||No set account minimum|| || |
Minimum AssetsNo set account minimum
|5||Haven Private Find an Advisor||$250,000,000||No set account minimum|| || |
Minimum AssetsNo set account minimum
|6||Fortress Wealth Group, LLC Find an Advisor||$257,350,000||$500,000|| || |
|7||Stonebridge Financial Planning Group, LLC Find an Advisor||$191,170,056||$3,000 minimum annual fee|| || |
Minimum Assets$3,000 minimum annual fee
|8||RD Lewis Wealth Management Find an Advisor||$152,337,681||No set account minimum|| || |
Minimum AssetsNo set account minimum
|9||Oxford Wealth Group Find an Advisor||$156,367,281||No set account minimum|| || |
Minimum AssetsNo set account minimum
|10||McDonough Capital Management, Inc. Find an Advisor||$110,940,874||$250,000|| || |
What We Use in Our Methodology
To find the top financial advisors in Orlando, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
- AUMFirms with more total assets under management are ranked higher.
- Individual Client CountFirms who serve more individual clients (as opposed to institutional clients) are ranked higher.
- Clients Per AdvisorFirms with a lower ratio of clients per financial advisor are ranked higher.
- Age of FirmFirms that have been in business longer are ranked higher.
All information is obtained through public records and is updated annually after the firms’ form ADV filing. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria. SmartAsset is not a client of the aforementioned firms, and did not receive compensation for including any of the firms on the aforementioned list.
Resource Consulting Group
Resource Consulting Group is a fee-only financial advisor firm, which means all of its compensation comes from client-paid fees. The firm’s client base is made up of both high-net-worth and non-high-net-worth individuals, as well as pension and profit sharing plans, charitable organizations and employees.
Clients need at least $1 million in investable assets to open an account. In some situations, though, the firm may accept clients with less than that.
Resource Consulting Group Background
Founded in 1988, Resource Consulting Group is one of the oldest firms on this list. It is independently owned by founder, CEO and wealth advisor Mike Davis, who holds the certified financial planner designation. The advisors at Resource Consulting Group average about 20 years of experience in the financial services industry.
For individuals, the firm’s main areas of focus are investment advisory services, trust creation, retirement planning and estate planning. The firm also serves corporations, small businesses and charitable organizations.
Resource Consulting Group Investment Strategy
Like many financial advisor firms, Resource Consulting Group bases its investment strategies on Modern Portfolio Theory. This means they build your portfolio to maximize return within the parameters of your risk tolerance.
Resource Consulting Group primarily invests its clients’ assets in domestic and foreign stocks, fixed-income securities, real estate investment trusts (REITs) and U.S. government and government agency securities. The asset allocation assigned to your funds is strategically divided between these investment opportunities to diversify your portfolio as much as possible.
Moisand Fitzgerald Tamayo
Though Moisand Fitzgerald Tamayo requires an account minimum of $1 million, it serves both non-high-net-worth and high-net-worth individuals, as well as pension and profit sharing plans and charities. The fee-only firm, however, also accepts smaller accounts based on discretion.
The advisory team holds multiple certifications, including the certified financial planner (CFP), enrolled agent (EA) and accredited portfolio management advisor (APMA) designations.
Moisand Fitzgerald Tamayo Background
Moisand Fitzgerald Tamayo was formed in 1998. It’s independently owned by five principals: Daniel Moisand, Charles Fitzgerald III, Ronald Tamayo, Derrick Chandler and Michael Salmon. Outside of the firm's Orlando headquarters, it operates offices in Melbourne and Tampa.
Whether you’re looking to build an investment portfolio for just yourself or for your entire family, Moisand Fitzgerald Tamayo says it can help you. The firm offers wealth management services and financial planning advice in five primary areas: risk management, investments, taxes, retirement and estate planning.
Moisand Fitzgerald Tamayo Investment Strategy
Once you’ve identified your risk tolerance, Moisand Fitzgerald Tamayo can begin crafting an investment plan. Throughout this process, the firm says it strives to educate clients - especially those who aren’t as well-versed in the financial field - on what strategies they can implement to maximize returns and minimize risks in their specific situation.
Moisand Fitzgerald Tamayo invests its clients’ assets in mutual funds and exchange-traded funds (ETFs), among other investment products. It believes that these investments enable strong diversification, while giving investors the ability to sell when beneficial.
Summit Wealth Partners
Summit Wealth Partners, LLC is a fee-based financial advisor firm that serves both non-high-net-worth and high-net-worth individuals. Institutional clients include pension and profit sharing plans, charities and corporations.
The firm’s team of advisors holds multiple certifications, including the certified financial planner (CFP), certified valuation analyst (CVA) and accredited investment fiduciary analyst (AIFA) designations.
Summit Wealth Partners does not have a set account minimum for new clients. However, the firm says in its Form ADV that it generally seeks to work with clients who have at least $1 million in investable assets.
Summit Wealth Partners Background
Founded in 2005, Summit Wealth Partners is wholly owned by Fiduciary Professionals, LLC, which, in turn, is wholly owned by Investors Advocate, LLC. Investors Advocate, LLC is owned by Chad Warrick and Jason Print, who are the co-presidents and co-CEOs of Summit Wealth Partners; and Summit's general counsel William Kovacs.
Summit Wealth Partners typically works with individuals, private businesses and charitable organizations. Its services include investment management, financial planning, tax mitigation, retirement planning, estate and trust creation and charitable giving. Notably, Summit Wealth Partners is also the only firm on this list that offers model managers and portfolio strategists.
Summit Wealth Partners Investment Strategy
Many of Summit Wealth Partners’ investment decisions are based on research tools created by Morningstar, BlackRock, Bloomberg and others. Summit Wealth Partners believes these services are integral to choosing well-diversified investments with strong asset allocations.
Summit focuses on investing your assets in areas with low trading costs and associated taxes. Typically, it uses ETFs, exchange-traded notes (ETNs), pooled investment funds and passively managed mutual funds.
AllGen Financial Advisors
AllGen Financial Advisors, Inc. is an independently owned, fee-based financial advisor firm. It has advisors with multiple certifications on staff, including the certified financial planner (CFP) and chartered market technician (CMT) designations.
The firm, which primarily serves non-high-net-worth individuals, does not require a minimum investment to open an account. The rest of the firm's client base is rounded out by high-net-worth individuals, charities and corporations.
Some of the advisors at this firm are also licensed insurance agents, meaning they can earn commissions from the sale of specific insurance products to clients. AllGen is a fiduciary, though, legally requiring it to always act in your best financial interest.
AllGen Financial Advisors Background
AllGen Financial Advisors has been in business since 2003, although it originally operated under the name Good Risk Reward, Inc. AllGen is owned by chief investment officer (CIO) Jason Martin and CEO and chief compliance officer (CCO) Paul Roldan. The firm's advisors average about 25 years of experience in the financial services industry.
AllGen’s name comes from the firm’s commitment to offering services to “all generations.” The firm’s services include retirement and higher education savings plans and planning to pay off debt.
AllGen Financial Advisors Investment Strategy
AllGen Financial Advisors takes into account your financial objectives, time horizon and risk tolerance when building your investment portfolio. AllGen will ask you to choose between aggressive, moderately aggressive, moderate, moderately conservative and conservative risk-tolerance profiles.
Diversification is a major factor in determining how your funds will be allocated to help you achieve your pre-specified goals. The firm primarily invests its clients’ assets in various stocks, mutual funds, bonds and exchange-traded funds (ETFs). AllGen routinely rebalances portfolios to ensure they remain within their targeted asset allocation.
Haven Private primarily works with individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, corporations and other business entities. The firm works on both a discretionary and a non-discretionary basis.
As a fee-based firm some advisors are licensed as insurance agents and so have the ability to earn commission-based compensation for selling insurance products to clients of the firm. This creates a potential conflict of interest but Haven is a fiduciary and so must put its clients' best interests first, at all times.
Haven does not participate in any wrap-fee programs.
Haven Private Background
The firm, which was founded in 2006, is primarily owned by Rizvi & Mathes, LLC, Paul Hershiser, and Elevate IV, LLC. Its predecessor firm is AlphaQ Advisors. Advisor certifications include chartered financial analyst and chartered market technician.
Annual fees for accounts up to $2 million are 1.25%. As account balances rise, the fees decline. For accounts greater than $50 million the fee is negotiable.
Have Private Investment Philosophy
The firm may customize an investment portfolio clients according their risk tolerance and investing objectives. It may also invest client assets using a predefined strategy or invest your assets according to one or more model portfolios developed by Haven.
Haven uses charting, technical analysis, fundamental analysis, cyclical and modern portfolio theory to identify investment opportunities that match client goals, risk profile and timeline. It uses long-term investments, short-term investments, option writing and trading in pursuit of client objectives.
The firm primarily recommends exchange-traded funds. It also manages cash balances in client accountsbased on the yield and the financial soundness of the money markets and other short term instruments.
Tax efficiency is not its primary consideration in the management of client assets.
Fortress Wealth Group
Fortress Wealth Group works primarily with non-high-net-worth and high-net-worth clients, as well as charities and corporations. As a fee-based firm, some advisors are licensed to sell insurance and investment products, and could earn commissions on those transactions. The firm’s fiduciary duty requires advisors to act in the best interests of their clients.
Fortress typically requires a minimum account of $500,000 to effectively implement its investment strategy. The firm, however, could waive this requirement.
Fortress Wealth Group Background
Located in Orlando, Fortress was founded as a limited liability company in 2020. The firm is owned and operated by President and Chief Compliance Officer John E. Ledford.
The firm’s team holds multiple certifications, including certified financial planner (CFP), chartered retirement planning counselor (CRPC) and certified investment management analyst (CIMA) designations.
Fortress Wealth Group Strategy
Clients typically pay an annual investment advisory fee that ranges between 0.75% and 2% of their assets under management. Fortress offers clients an investment strategy based on client financial goals and objectives. Services also factor in time horizon and risk tolerance when managing and evaluating portfolios. These include:
- Investment management
- Financial planning
Stonebridge Financial Planning Group
Stonebridge Financial Planning Group (SFPG) is a fee-based financial advisor firm that specializes in investment management, tax preparation and divorce planning. The firm works with high-net-worth and non-high-net-worth individuals, as well as charities.
Firm staffers hold multiple designations as certified financial planner (CFP), certified divorce financial analyst (CDFA), enrolled agent (EA), behavioral finance advisor (BFA), registered Social Security analyst (RSSA) and certified public accountant (CPA).
In addition to portfolio management services, the firm offers a wide variety of stand-alone financial planning services. Your financial plan can address several areas such as tax preparation, divorce planning, retirement savings and overall estate management.
This firm uses different minimum account sizes that vary depending on the program or service you subscribe to. Clients who invest at least $500,000 with SFPG could have their financial planning fees fully waived. Some of the on-staff advisors at this firm can earn commissions from securities trades or insurance sales. Despite the potential conflict of interest this creates, the firm is bound by fiduciary duty to act in clients' best interests at all times.
Stonebridge Financial Planning Group Background
Stonebridge Financial Planning Group formed in 2007 and is principally owned by Dianne M. Webb. She started working part-time for Stonebridge in 2014 and then full-time in 2015.
Stonebridge Financial Planning Group Investment Strategy
SFPG seeks to construct and manage portfolios that adhere to your individual profile. In turn, it takes personal factors like investment goals and risk profile into consideration. The firm generally provides investment advice on stocks, bonds, certificates of deposit (CDs), mutual funds and variable insurance products. But if deemed appropriate to your situation, the firm may also allocate assets among alternative investments such as real estate and commodities.
The firm uses readily available public market research when selecting securities.
RD Lewis Wealth Management
RD Lewis Wealth Management works with individuals, both non-high-net-worth and high-net-worth, families, trusts, estates and businesses. As a fee-based firm, some advisors are licensed to sell insurance and investment products, and could earn commissions on those transactions. However, as a fiduciary, RD Lewis requires advisors to always act in the best interests of their clients.
The firm typically does not impose a minimum account requirement for its advisory services. However, clients are charged investment management fees that are based on a percentage of assets under management, ranging from 0.5% to 1%.
RD Lewis Wealth Management Background
RD Lewis was founded as a limited liability company in 2010. It is owned and operated by President Delcena D. Lewis and Vice President and Chief Compliance Officer Richard A. Lewis. Chief Administrative Officer Regina Blake-Anderson holds the Series 65 license.
Over time the firm has become the registered investment advisor of choice for many first responders.
RD Lewis Wealth Management Strategy
RD Lewis provides customized investment management services that reflects each client’s objectives, time horizon and tolerance for risk. The firm does this through continuous personal client contact and interaction while providing discretionary investment management and related advisory services. RD Lewis emphasizes a long-term investment time horizon, where appropriate.
It primarily recommends that its clients allocate investment management assets among various mutual funds and exchange-traded funds (ETFs) as appropriate for the type of account. RD Lewis selects mutual funds and ETFs by using various criteria, such as the fund manager’s tenure, overall career performance and benchmark and overall expense ratios.
Oxford Wealth Group
Oxford Wealth helps individuals, high-net-worth individuals, corporations, trusts and estates create investments strategies suitable for their goals and objectives using a variety of investment and insurance products. The firm, which is fee based, primarily offers discretionary portfolio management services, though on a case-by-case basis it may consider a non-discretionary approach.
Its advisors hold a variety of professional designations, including registered financial consultant (RFC), certified financial planner (CFP), Series 65, chartered financial consultant (ChFC) and chartered life underwriter (CLU).
Investment advisor representatives (IAR) of Oxford Wealth are also licensed insurance agents. That presents a conflict of interest because they create an incentive to make recommendations for the purchase or sale of insurance products based upon the amount of compensation an IAR can receive rather than based upon your needs. However, as a fiduciary, Oxford is obligated to act in its clients' best interest, at all times.
Oxford Wealth Group Background
Oxford Wealth is equally owned by Samuel J. Dixon and Christopher J. Dixon. Samuel is focused on IRA legacy planning and investments for retirees, executives and small-business owners; Christopher is focused is on retirement strategies for clients to meet their long-term goals.
Investment advisory fees related to all Oxford's services, except financial planning, range from 0% to 2% annually. The firm's model portfolio program is offered on a wrap-fee basis only.
Oxford Wealth Group Investment Philosophy
Most client assets are placed in a model that includes such asset classes as equities, both domestic and international, exchange-traded funds, mutual funds, fixed income, REITs and commodities, among others. Oxford Wealth generally relies on sub-advisers or platform providers to implement the models.
The uses a range of securities in pursuit of clients' goals, including:
- Exchange listed securities and over-the-counter traded securities
- Mutual funds
- Exchange-traded fund shares
- Money market funds and other cash instruments
The firm also advises on other securities, such as these fixed-income products:
- Certificates of deposit
- Corporate debt
- Municipal bonds
- Governmental securities
McDonough Capital Management
McDonough Capital Management (MCM) is a fee-based firm that serves both non-high-net-worth and high-net-worth individuals, as well as corporations.
Clients engaging in investment planning services will be charged a percentage of assets under management. This fee is negotiable for portfolio sizes over $5 million and can range between 1% and 1.5% for smaller balances. Financial planning services will typically cost $250 per hour.
Some of the advisors at this firm are also licensed insurance agents, meaning they can earn commissions from the sale of specific insurance products, such as annuities, to clients. MCM is a fiduciary, though, legally requiring it to always act in your best financial interest.
McDonough Capital Management Background
MCM was founded in 1999 and has been a registered investment advisor since 2008. The firm's president and chief compliance officer, Edward A. McDonough, is the sole stockholder.
The firm offers clients services in financial planning, investment planning and asset management, retirement planning and 401(k) management.
McDonough Capital Management Investment Strategy
MCM takes into account your financial objectives, time horizon and risk tolerance when building your investment portfolio. When putting together a portfolio strategy, MCM uses a combination of charting, fundamental analysis, technical analysis and cyclical analysis.
Its primary investment strategy is active trend-following and tactical asset allocation. This means that we use actively and passively managed equities, like stocks, mutual funds, as well as ETFs to invest in areas where we believe there are greater opportunities to make a difference based on market conditions and trend analysis. Trend analysis can also be referred to as following market momentum. We actively attempt to find trends or momentum that occurs in the market and try to capitalize on those trends.