Finding a Top Financial Advisor Firm in Fort Lauderdale, Florida
Choosing a financial advisor is tough. You have so many options and it can be hard to sort through them all. That’s why SmartAsset compiled a list of the top advisors in the Fort Lauderdale area. We researched each firm to give you a detailed look at the top four in your area. For more choices, use SmartAsset's free financial advisor matching tool. It will connect you with up to three advisors who serve your area.
Find a Fiduciary Financial Advisor
We match more than 50,000 people with financial advisors per month. Get connected to an advisor that serves your area today.| Rank | Financial Advisor | Assets Managed | Minimum Assets | Financial Services | More Information |
|---|---|---|---|---|---|
| 1 | Palisades Hudson Asset Management, LP  Find an Advisor | $1,497,701,645 | $4,750 minimum annual fee |
| Minimum Assets$4,750 minimum annual feeFinancial Services
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| 2 | Global Wealth Management Investment Advisory, Inc.  Find an Advisor | $352,438,455 | No set account minimum |
| Minimum AssetsNo set account minimumFinancial Services
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| 3 | Socius Family Office, LLC  Find an Advisor | $733,688,267 | No set account minimum |
| Minimum AssetsNo set account minimumFinancial Services
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| 4 | Las Olas Capital Advisors, LLC  Find an Advisor | $254,886,676 | $1,000,000 |
| Minimum Assets$1,000,000Financial Services
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What We Use in Our Methodology
To find the top financial advisors in Fort Lauderdale, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
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AUMFirms with more total assets under management are ranked higher. -
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Individual Client CountFirms who serve more individual clients (as opposed to institutional clients) are ranked higher. -
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Clients Per AdvisorFirms with a lower ratio of clients per financial advisor are ranked higher. -
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Age of FirmFirms that have been in business longer are ranked higher.
All information is accurate as of the writing of this article. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria.
Palisades Hudson Asset Management, LP
Palisades Hudson Asset Management, LP is a fee-only firm with 16 advisors.
The firm's team holds multiple professional certiffee-ications, including the certified financial planner (CFP), enrolled agent (EA), certified public accountant (CPA) and certified value analyst (CVA) designations.
The firm doesn’t have a minimum account requirement, but it does charge a minimum annual fee of $4,750 for management services, which it may lower at its discretion.
Palisades Hudson Asset Management Background
The firm was founded in 1997 by Larry M. Elkin, who continues to be the principal owner of the firm through a living trust.
The firm manages assets primarily for non-high-net-worth and high-net-worth individuals, as well as pooled investment vehicles and corporations.
Palisades Hudson Asset Management Investing Philosophy
Palisades Hudson uses a long-term investment strategy based on asset allocation. The firm believes in determing an appropriate asset allocation based on each client's investment objectives and risk tolerance, then monitoring performance minimal interference over a period of several years.
The firm typically invests in large-cap and small-cap equities, international equities, real estate equities, natural resource equities, fixed income securities and alternative investments.
Global Wealth Management Investment Advisory, Inc.
Global Wealth Management works primarily with individuals who do not have high net worths, but also serves high-net-worth indivduals.
In addition to Fort Lauderdale, the fee-based practice has offices in Boca Raton, Boynton Beach, Coral Springs, Weston and Jupiter.
Global Wealth Management Background
Andrew Costa and Grant Conness are equal owners of Global Wealth Management, having founded the firm together in 2017. In addition to the two co-founders, there are four other advisors. They may be brokers and/or insurance agents, too. These non-advisor roles earn transaction-based fees, which can pose a conflict of interest. That said, as an SEC-registered firm, Global Wealth is legally required to put clients' interests first.
The firm offers portfolio management through wrap-fee programs. It also provies financial planning, trust services and risk management.
There is no set account minimum.
Global Wealth Management Investing Philosophy
Global Wealth Management employs a mix of long-term purchasing, short-term purchasing and frequent trading strategies. The firm uses the strategies that it determines make the most sense for each client's risk tolerance, time horizon and investment objectives. When evaluating securities, the firm typically applies several methods of analysis, including charting analysis, fundamental analysis, technical analysis and cyclical analysis.
Socius Family Office, LLC
Formed in 2005, fee-based financial advisor Socius Family Office manages assets for both high-net-worth and non-high-net-worth individuals.
Socius Family Office holds multiple certifications, including the certified financial planner (CFP), chartered financial analyst (CFA) and certified public accountant (CPA) designations.
The firm earns its fees from the services it provides to you. However, some of its employees may be affiliated with broker-dealers. Through this arrangement, they may earn commissions by selling specific investment products in their individual capacity. This is a conflict of interest but the advisors must always act in the best interest of the client.
The advisory focuses on family office services. It also provides investment management, pension consulting financial planning and recommendations of other advisors. In addition to Fort Lauderdale, Socius has an office in Sewickley, Pennsylvania.
There is no set account minimum.
Socius Family Office Background
Robert Konrad is co-founder and primary owner of Socius. Now, he serves as the non-executive chairman. He’s the CEO of Alterna Financial LLC, a private investment management firm that owns at least 25% of Socius Family Office.
Mark Baniewicz is the CEO, president, co-founder and minority owner of the firm. He has an MBA from University of North Florida and is a CFP (and a former NFL player).
Socius Family Office Investing Strategy
Like many, if not most, firms, Socius Family Office will tailor your investments to your financial situation and objectives. It will design and implement a custom-designed portfolio and monitor it on an ongoing basis. When choosing securities, it generally uses technical and fundamental methods of analysis. Long-term purchases, short-term purchases, trading, short sales, margin trading and option trading may all be part of the firm's investing strategy.
Las Olas Capital Advisors, LLC
This fee-based advisory firm generally requires a $1 million balance for investment advisory services. As a result, the majority of its clients are high-net-worth individuals, but it also serves non-high-net worth individual clients. Las Olas Capital Advisors also works with pooled investment vehicles and corporations.
The firm earns its fees from the services it provides to you. However, some of its employees may be affiliated with broker-dealers. Through this arrangement, they may earn commissions by selling specific investment products in their individual capacity. This is a conflict of interest but the advisors must always act in the best interest of the client.
Las Olas Capital Advisors Background
Las Olas Capital Advisors was established in 2015. It's owned by Doris Investments, LLC, and are indirectly owned by Jodi Jeffreys Tanner and Paul Corkin Tanner.
The firm offers portfolio management services through its wrap fee program. It also provides non-transactional consulting services, investment banking advice and advisory services to private funds.
Las Olas Capital Advisors Investment Philosophy
Las Olas Capital Advisors primarily uses fundamental analysis when evaluating securities. Fundamental analysis seeks to measure the intrinsic value of a company or stock using financial and economic information.
Like many, if not most, firms, Las Olas will customize its investment advice to each individual client’s investment objectives, time horizon and risk tolerance.
