Finding a Top Financial Advisor Firm in Nevada
Seeking a financial advisor in the state of Nevada? You have a lot of firms to choose from. To help you sort through the available options, SmartAsset has compiled this list of the top financial advisor firms in the state. If you'd like to go a step further with your research, our free financial advisor matching tool can set you up with as many as three financial advisors serving your area who can meet your specific needs.
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|Rank||Financial Advisor||Assets Managed||Minimum Assets||Financial Services||More Information|
|1||The Wealth Consulting Group Find an Advisor||$2,795,803,920||Varies based on account type|| || |
Minimum AssetsVaries based on account type
|2||RB Capital Management, LLC Find an Advisor||$655,803,975||No set account minimum|| || |
Minimum AssetsNo set account minimum
|3||American Wealth Management Find an Advisor||$384,310,929||$300,000|| || |
|4||Cornerstone Find an Advisor||$571,619,509||$250,000|| || |
|5||American Retirement Planning Group, Inc. Find an Advisor||$209,314,304||$10,000|| || |
|6||Arista Wealth Management, LLC Find an Advisor||$496,550,178||$250,000|| || |
|7||Buckley Wealth Management, LLC Find an Advisor||$485,232,848||No set account minimum|| || |
Minimum AssetsNo set account minimum
|8||Legacy Wealth Planning, LLC Find an Advisor||$294,012,521||No set account minimum|| || |
Minimum AssetsNo set account minimum
|9||Kingsbridge Wealth Management, Inc. Find an Advisor||$308,294,361||$5,000,000|| || |
|10||Capstone Capital Wealth Advisors Find an Advisor||$339,178,819||No set account minimum|| || |
Minimum AssetsNo set account minimum
What We Use in Our Methodology
To find the top financial advisors in Nevada, we first identified all firms registered with the SEC in the state. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
- AUMFirms with more total assets under management are ranked higher.
- Individual Client CountFirms who serve more individual clients (as opposed to institutional clients) are ranked higher.
- Clients Per AdvisorFirms with a lower ratio of clients per financial advisor are ranked higher.
- Age of FirmFirms that have been in business longer are ranked higher.
All information is obtained through public records and is updated annually after the firms’ form ADV filing. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria. SmartAsset is not a client of the aforementioned firms, and did not receive compensation for including any of the firms on the aforementioned list.
The Wealth Consulting Group
The Wealth Consulting Group, based in Las Vegas, takes the No. 1 spot on our list. Clients of the firm include individuals, individual retirement accounts, banks and thrift institutions, retirement plans, trusts, estates, charitable organizations, state and municipal government entities, corporations and other business entities. However, the firm generally provides investment advice to individuals and high-net-worth individuals, as well as corporate clients. The investment minimum at the firm varies by account type.
Choosing this firm gives you access to a few staff memebers who hold various professional certifications, including certified financial planner (CFPs), chartered financial consultant (ChFC) and chartered life underwriter (CLU).
The Wealth Consulting Group is a fee-based firm, as advisors collect commissions and are subject to a potential conflict of interest as a result. As a fiduciary, the firm is legally obligated to act in the clients' best interests.
The Wealth Consulting Group Background
The Wealth Consulting Group is a doing business as (DBA) name of WCG Wealth Advisors, LLC. The firm is registered with the SEC and based in Las Vegas. It was formed in October 2014. The firm is owned by the 1970 Lee Trust and Jimmy Lee is its managing member.
Portfolio management services include, but are not limited to, the following: investment strategy, asset allocation, risk tolerance, personal investment policy, asset selection and regular portfolio monitoring. In general, the firm provides the following types of services: financial planning, portfolio management and selection of other advisors.
The Wealth Consulting Group Investment Strategy
The Wealth Consulting Group emphasizes continuous and regular account supervision. It also does this by planning ahead for taxes, as well as for other formidable costs and risks. Aside from managing your assets, the firm will also craft strategies around any estate plans, trusts or philanthropic dreams you might have.
The firm uses a mix of fundamental, technical and cyclical analysis to create investment advice when managing assets. The decision to implement a long-term or short-term trading strategy depends on the analysis and is based on the objectives and risk tolerance of clients.
RB Capital Management
RB Capital Management is a fee-based firm that caters to high-net-worth individuals, corporations, foundations, retirement plans and trusts. It has no set account minimum.
As a fee-based practice, advisors collect commissions and are subject to a potential conflict of interest as a result. However, the firm is a fiduciary and is legally obligated to act in its clients' best interests.
RB Capital Management Background
RB Capital Management is a limited liability company organized in Delaware. The firm has been registered as an investment advisor since August 2000.
The founder and principal owner of the firm is Rob Ballan, who brings 30-plus years of professional investment expertise to the role. Ballan is responsible for the overall performance of RB Capital Management, as well as the analysis and oversight of the firm's sub-advisors.
The firm also offers financial planning services and a wrap fee program.
For investment management specifically, it offers asset allocation and diversification, distribution of wealth across a range of economic sectors and strategies, due diligence on all investments, client-focused personalized portfolios, continuous monitoring and a fee based on account balance. Clients also have the room to request certain uses or restrictions on how their money is used.
RB Capital Management, Investment Strategy
As an investment advisor, the firm focuses on hedged strategies and managed fixed-income portfolios. The firm's goal is to maximize client returns while limiting risk. It does this by developing diversified, personalized portfolios.
The process at RB Capital Management begins with a client interview to understand the situation and risk. Then the firm creates an action plan, designed for the long term.
It uses a combination of fixed-income, equities and alternative investments such as precious metals, real estate and commodities.
American Wealth Management
American Wealth Management (AWM) serves many individuals, including high-net-worth individuals. Additionally, the fee-based firm also works with businesses, investment companies, trusts, estates, charitable organizations and pension and profit-sharing plans. The firm generally requires a minimum of $300,000 to open an account, though it may waive or lower the requirement at its discretion.
Some staff members at this firm have various certifications, including certified financial planner (CFPs), chartered financial analyst (CFA), accredited investment fiduciary (AIF) and chartered market technician (CMT).
AWM is a fee-based firm, as advisors collect commissions and are subject to a potential conflict of interest as a result. As a fiduciary, the firm is legally obligated to act in the clients' best interests.
American Wealth Management Background
The firm was established in 1988. It is principally owned by the firm’s president, Laif Meidell, who has been in the financial industry for more than 23 years. The rest of the firm has an average of more than 20 years of experience.
Because there is no one-size-fits-all approach for financial management clients, this firm offers a wide range of services, including the following:
- Pre- or post-retirement planning
- Estate planning and review
- Income tax impact evaluation
- Insurance planning
- Planning for savings
- Charitable giving
- Employee benefit usage
- Debt management
Furthermore, besides wrap-fee programs, AWM provides various principal types of advisory services, including discretionary investment management services and financial planning services.
American Wealth Management Investment Strategy
AWM generally implements client investment strategies by investing the assets under management (AUM) in funds, including ETFs and mutual funds. The firm may purchase individual stocks and bonds depending on what the client requires.
The firm's tactical investment strategies focus on total return. Other investment strategies may also involve high portfolio turnover, but the firm's core investmet strategies tend to have lower turnover and take tax considerations more into account.
Cornerstone, also known as Cornerstone Retirement Group, is a firm that works with individuals (including high-net-worth individuals), trusts, estates, charitable organizations, pension and profit-sharing plans, doctors and small businesses. Generally, the firm requires clients have at least $250,000 in assets to invest.
Cornerstone's team includes staff members who have the following professional financial certifications: certified estate planner (CEP), chartered retirement planning counselor (CRPC), and Series 65 and Series 66 exams and licenses.
AWM is a fee-based firm, as advisors collect commissions on top of client-paid fees, and are subject to a potential conflict of interest as a result. As a fiduciary, the firm is legally obligated to act in the clients' best interests.
A corporation formed in Nevada, Cornerstone has been an investment advisor since 2011 and is entirely owned by Christopher Abts. Cornerstone specializes in the following types of services: comprehensive wealth management and pension consulting.
The firm offers investment advice through consultation with the client and may cover any of the following: determination of financial objectives, identification of financial problems, cash flow management, tax planning, insurance review, investment management, retirement planning and estate planning.
Cornerstone Investment Strategy
The firm's investment strategy will always be based on the client's profile and goals. Its recommendations may include ETFs, individual stocks, bonds, other securities, the use of a third-party money manager or platform manager Envestnet Asset Management. When evaluating securities, Cornerstone uses fundamental, technical and cyclical methods of analysis.
American Retirement Planning Group, Inc.
At the American Retirement Planning Group (ARPG), the account minimum required to become an investment management client is $10,000. The firm serves individuals, high-net-worth individuals, retirement plans, trusts, foundations and corporations.
ARPG is a fee-based firm whose advisors collect commissions and are subject to a potential conflict of interest as a result. You may be offered insurance by this firm, which could result in compensation for your advisor if you accept. As a fiduciary, however, the firm is legally obligated to act in the clients' best interests.
American Retirement Planning Group Background
American Retirement Planning Group has been in business since 1991. the firm is principally owned by Matthew D. Dahl, who also serves as chief investment officer and chief compliance officer. ARPG's self-described mission is to “understand your financial situation” and offer “highly competent investment management techniques to help you reach your goals.”
Depending on what’s most important to you, the firm will determine concrete goals for your finances. Once both sides are comfortable that everything has been communicated, ARPG will come up with a custom proposal to fit your needs.
American Retirement Planning Group Investment Strategy
When analyzing investments, the firm uses both fundamental and technical analysis. It invests in individual stocks, bonds, ETFs, mutual funds and money market accounts as well as insurance companies separate accounts.
If a harsh drop in the market occurs while your assets are invested with ARPG, the firm immediately pulls your investments and places them in short-term government bonds or cash equivalents in an attempt to protect them. ARPG claims that policies like this one have helped it to maintain a high client retention rate.
The firm relies heavily on modern portfolio theory, which attempts to maximize returns based on your risk tolerance. Its investment system focuses on the long-term.
Arista Wealth Management
Arista Wealth Management is a fee-based advisory firm located in Las Vegas. The investment minimum for clients at this firm is $250,000. Clients of the firm include individuals (including high-net-worth individuals), businesses, retirement plans and charitable organizations.
Certifications on the firm's staff include the accredited investment fiduciary (AIF) and certified financial planner (CFP) designations.
Arista Wealth Management is a fee-based firm, as advisors collect additional compensation as a result of their recommendations and are subject to a potential conflict of interest as a result. As a fiduciary, however, the firm is legally obligated to act in the clients' best interests.
Arista Wealth Management Background
Arista Wealth Management has been in business since 2006 when it was founded by firm president Paul Moffat. Moffat is a 20-year veteran of the investment industry and was named a "Five Star Wealth Manager" by Five Star Professional in 2014. The firm is under the ownership of Starcrest Trust.
If you're looking for hands-on investment management and financial planning, Arista can oblige. Some of your service options include investment planning, retirement planning, tax planning, estate planning, education cost planning, insurance analysis, asset allocation development and more. The majority of these offerings are available as a simple consulting service as well.
Arista Wealth Management Investment Strategy
Advisors at the firm use several methods of analysis in their investment strategy, as well as research produced by other firms and academics. Some of the methods of analysis they use are technical analysis, fundamental analysis, modern portfolio theory, charting, asset correlation and academic-based financial research. The firm uses these research and analysis techniques in order to look for continued historical patterns that can be used as a guide for current decisions.
Buckley Wealth Management, LLC
Buckley Wealth Management is a fee-only financial advisory firm that works with individuals both above and below the high-net-worth threshold, trusts, estates, charities, retirement plans, corporations and other businesses. Located in Las Vegas, Buckley has no set account minimum.
As a fee-only firm, Buckley advisors do not sell securities or insurance for commissions. Members of the Buckley team hold certifications like the certified financial planner (CFP) and certified investment management analyst (CIMA) designations.
Buckley Wealth Management Background
Dedicated to providing individuals and institutional clients a wide array of investment advisory services, Buckley Wealth Management is a limited liability company formed in Nevada in 2017. The firm is primarily owned by Brian J. Buckley via the Brian J. and Susan E. Buckley Family Trust.
Services like retirement projections and investing, estate planning, the creation of trusts and tax management are some of the hallmarks of this firm. As such, client information and communication is very important. The firm relies on the information and feedback that clients provide to carry out these services.
Buckley Wealth Management Investment Strategy
The analysis methods that the firm uses include charting, cyclical analysis, fundamental analysis and technical analysis.
The investment strategies that it uses include asset allocation, ETFs, fixed income securities, long-term purchases, mutual funds, third-party money manager analysis and active trading (i.e. buying and selling securities with intention of holding for short duration).
Legacy Wealth Planning, LLC
Legacy Wealth Planning is based in Reno, Nevada. The firm’s client base primarily comprises individual investors, including high-net-worth individuals. Legacy Wealth Planning also works with businesses, charities, nonprofits, 403(b) plans, retirement plans and trusts. The firm does not have any minimum account size requirements.
Legacy Wealth Planning is a fee-based firm, as advisors collect commissions and are subject to a potential conflict of interest as a result. But remember, as a fiduciary, the firm is legally obligated to act in your best interests.
The Legacy Wealth Planning team includes two certified financial planners (CFPs).
Legacy Wealth Planning Background
Providing investment advisory services since 2017, Legacy Wealth Planning is owned by managing partners Phil Mahoney, Mark Levy, Martin McClellan and Chris Vargas.
Services provided by the firm include personalized investment management and financial planning. The firm offers both retirement planning and education planning.
Legacy Wealth Planning Investment Strategy
Each individual investment advisor representative (IAR) at Legacy Wealth Planning develops their own strategy. All of the investment advisor representatives at Legacy Wealth Planning will, however, create a portfolio based on each client's needs, investment objectives and risk tolerance. The firm typically offers advice on stocks, bonds, annuities and mutual funds.
Kingsbridge Wealth Management, Inc.
Since 2009, Kingsbridge Wealth Management (KWM) has been providing discretionary investment advisory services to a variety of clients, including individuals, high-net-worth individuals, corporations, charitable organizations, trusts and estates. At a minimum, you’ll need $5 million to open an account with Kingsbridge Wealth Management, which is the largest account minimum of any firm on our Nevada state list.
The firm’s staff also holds several finanical qualifications, including the certified financial planner (CFP) and certified public accountant (CPA) desigations. Its president is both a certified investment management analyst (CIMA) and a certified private wealth advisor (CPWA).
KWM is a fee-based firm, as advisors collect third-party commissions on top of client-paid fees and are subject to a potential conflict of interest as a result. However, because the firm’s advisors are fiduciaries, they’re legally required to act in your best interest at all times.
Kingsbridge Wealth Management Background
The principal owner of KWM is David J. Dunn. Dunn also serves as the firm’s president.
The firm offers a variety of services, including separately managed accounts, private fund management, as well as financial planning and consulting services.
Kingsbridge Wealth Management Investment Strategy
KWM follows a general systematic investment strategy using the following steps:
- Based on a client’s investment objectives and risk tolerance, KWM determines an allocation across fixed-income investments, equities, cash equivalents and alternative investments.
- For each client account, KWM will then determine strategic asset allocation targets for each asset class utilized in a client’s account. KWM will not begin constructing a client’s account portfolio until the client approves the asset class allocation model.
- Once the asset class allocation model is approved by the client, KWM begins constructing the client’s account portfolio according to the model.
Furthermore, as part of its investment strategy, the firm emphasizes broad global diversification and selecting asset classes that have a relatively low correlation with each other.
Capstone Capital Wealth Advisors
Capstone Capital Wealth Advisors, the final firm on our Nevada state list, works with individuals and high-net-worth individuals, as well as retirement plans, trusts, estates, corporations and charities. The fee-based firm does not impose a minimum investment amount.
In addition to the fees the firm collects from clients, some advisors on staff may earn commissions when selling insurance products. This can lead to a conflict of interest. However, you should also know that Capstone Capital has a fiduciary duty to always act in your best interest as an SEC-registered advisor.
Capstone Capital has several certified financial planners (CFPs) on staff, as well as one master registered financial consultant (MRFC).
Capstone Capital Wealth Advisors Background
Founded in 2002, Capstone Capital is owned by by Leavitt Holdings LLC and Dawson Holdings LLC. Co-founder Ron Leavitt and CEO Adam Dawson are each the sole owners of their respective holding companies.
Capstone Capital focuses its services in portfolio management and financial planning. The latter offering may include retirement planning, estate planning, cash flow and net worth analysis, risk management analysis, asset protection and philanthropic planning. The firm may also recommend third-party investment advisors.
Capstone Capital Wealth Advisors Investment Strategy
Capstone Capital's approach to investing is not based on security selection. Instead, the firm seeks to identify an appropriate ratio of securities, fixed income assets and cash for each client. The firm's asset allocation decisions are grounded in both academic and long-term market research.
When it comes time to build a portfolio, the firm may allocate a client's assets among the following investments:
- Exchange-listed securities
- Mutual funds
- U.S. governmental securities
- Exchange-traded funds
- Corporate debt securities (other than commercial paper)
- Commercial paper
- Certificates of deposit
- Municipal securities