Finding a Top Financial Advisor Firm in Las Vegas, Nevada
Finding a reliable financial advisor who looks out for you is easier said than done. SmartAsset built this list of the top financial advisor firms in Las Vegas to help you find an advisor who’s the right fit for you. Our hours of research have resulted in this complete overview of what each firm charges, what services it offers, how it invests assets and more. While these reviews are helpful for anyone in search of an advisor in Las Vegas, SmartAsset’s financial advisor matching tool can help investors everywhere find a financial advisor near them through a short questionnaire.
|Rank||Financial Advisor||Assets Managed||Minimum Assets||Financial Services||More Information|
|1||The Wealth Consulting Group Find an Advisor||$1,330,540,300||Varies based on account type|| || |
Minimum AssetsVaries based on account type
|2||Arista Wealth Management, LLC Find an Advisor||$527,876,700||$250,000|| || |
|3||Buckley Wealth Management, LLC Find an Advisor||$464,500,000||No set account minimum|| || |
Minimum AssetsNo set account minimum
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|4||Kingsbridge Wealth Management, Inc. Find an Advisor||$186,493,200||$5,000,000|| || |
|5||American Retirement Planning Group, Inc. Find an Advisor||$145,296,300||$10,000|| || |
|6||SkyOak Wealth Management, Inc. Find an Advisor||$127,255,300||Varies based on account type|| || |
Minimum AssetsVaries based on account type
|7||Redrock Wealth Management, LLC Find an Advisor||$123,600,000||No set account minimum|| || |
Minimum AssetsNo set account minimum
|8||Smooth River Wealth Management Find an Advisor||$119,000,000||No set account minimum|| || |
Minimum AssetsNo set account minimum
|9||Summit Portfolio Management, LLC Find an Advisor||$113,231,000||$500,000|| || |
How We Found the Top Financial Advisor Firms in Las Vegas, Nevada
Using information gathered from the U.S. Securities and Exchange Commission (SEC), SmartAsset put together this list of the top SEC-registered financial advisor firms in Las Vegas. Every organization on this list is a fiduciary. Any firms that have disciplinary issues, lack financial planners or do not manage individual accounts were eliminated from contention. The remaining firms were ranked from the highest total assets under management (AUM) to lowest.
The Wealth Consulting Group
The Wealth Consulting Group holds more than double the assets under management (AUM) of the second-ranking firm in terms of AUM, Arista Wealth Management, LLC. The Wealth Consulting Group has 22 offices around the U.S., with its headquarters in Las Vegas. Depending on the type of account you want to open, your account minimum will fall between a modest $15,000 and a much higher $250,000.
Choosing this fee-based firm gives you access to three certified financial planners (CFPs), a chartered financial consultant (ChFC) and a chartered life underwriter (CLU). The firm’s CEO, Jimmy Lee, has made quite the splash in personal finance. Lee’s words have appeared in U.S. News and World Report, Fox Business and The New York Times.
Certain members of The Wealth Consulting Group's advisory team have the opportunity to sell insurance products and securities for a commission. The firm remains a registered fiduciary though, and therefore must act in your best interest no matter what.
The Wealth Consulting Group Background
The Wealth Consulting Group was founded in 2014, though its financial advisors have between 10 and 20 years of experience in the business.
The Wealth Consulting Group caters to business owners, physicians and other medical professionals. This firm can aid you with succession planning, employee benefit programs and compensation consultations. If you’re worried how your business could affect your own assets, the firm can analyze those details with you, as well.
The Wealth Consulting Group Strategy
Regardless of what your current financial plan looks like, The Wealth Consulting Group will try to fill in the missing links. In the end, though, helping individuals and families safeguard their money and build a legacy is what this firm claims to do best.
The Wealth Consulting Group does this by planning ahead for taxes, as well as for other formidable costs and risks. Aside from managing your assets, the firm will also craft strategies around any estate plans, trusts or philanthropic dreams you might have.
Arista Wealth Management, LLC
Second place firm Arista Wealth Management, LLC is an individual-centric, fee-based firm. To be more precise, about 70% of Arista's clients are individuals, and the rest are high-net-worth individuals, businesses, retirement plans, charitable organizations and theaters. New clients typically need $250,000 in investable assets to join Arista, although the firm reserves the right to waive this minimum.
The staff at Arista has one certified financial planner (CFP), one accredited investment fiduciary (AIF) and one accredited financial counselor (AFC). As a fee-based operation, some representatives of this firm have the opportunity to earn commissions from the sale of insurance products. Regardless of the possible conflict of interest that could arise from this, Arista is a fiduciary and must act in clients' best interests.
This firm is headquartered in Las Vegas. It has secondary offices in Mesa, Arizona, and Pleasant Grove, Utah, as well.
Arista Wealth Management, LLC Background
Arista Wealth Management has been in business since 2006 when it was founded by firm president Paul Moffat. He's a 20-year veteran of the investment industry and was named a "Five Star Wealth Manager" by Five Star Professional in 2014. The firm is under the ownership of Starcrest Trust.
If you're looking for hands-on investment management and financial planning, Arista can oblige. Some of your service options include investment planning, retirement planning, tax planning, estate planning, education cost planning, insurance analysis, asset allocation development and more. The majority of these offerings are available as a simple consulting service as well.
Arista Wealth Management, LLC Strategy
Similar to a growing number of firms, Arista Wealth Management is centered around achieving investment success over the long-term. In other words, if a fixed-income security, mutual fund, exchange-traded fund (ETF) or another investment is purchased for your portfolio, the firm intends to let it marinate within your account for more than a year. This ideology is the basis for every sale or purchase the firm makes.
As a natural extension of the long-term approach above, Arista will often buy into funds that practice passive investing. This is not a definite, though, as some clients' risk tolerance and time horizons may call for slightly more aggressive strategies. In addition to these factors, the firm allows clients to exercise investment discretion. If you take the firm up on this, all of its investment decisions will need to pass through you for approval.
Buckley Wealth Management, LLC
One of the most recently formed firms on this list, the independently owned Buckley Wealth Management was started in 2017. While it’s a young firm, managing partner Brian J. Buckley, has around 40 years of personal investment experience. Buckley is also a certified investment management analyst (CIMA). The firm also offers a certified financial planner (CFP).
A wide range of investors can easily get involved with this fee-based firm, as it’s one of the few that does not have a set account minimum. In fact, the majority of people this firm works with are not considered high net worth.
This firm states that it’s focused not only on the account holder, but on their family, as well. So although the firm isn't technically a family office, it does provide holisitic services.
Buckley Wealth Management, LLC Background
Buckley Wealth Management’s employees boast a unique combination of both new- and old-school mentalities. Two of the firm’s employees have been in the business of personal finance for multiple decades, while two others are relative newcomers.
The firm’s website is packed with metaphors for how to think of your retirement funding and how it can help. Aside from advising soon-to-be retirees, Buckley also consistently works with non-profit organizations.
Services like retirement projections and investing, estate planning, the creation of trusts and tax management are some of the hallmarks of this firm. The firm relies on the information and feedback that clients provide to carry out these services.
Buckley Wealth Management, LLC Strategy
Buckley claims to tirelessly go over clients’ personal retirement desires to figure out exactly how much they’ll need to save. The firm will then implement an investment plan centered around equities, fixed income and after tax-return, attempting to ensure your retirement projections are realistically taking taxes into account.
The firm also states that it works with every client’s attorney and accountant to make sure all aspects of your financial situation align. Strategically, Buckley also aims to minimize estate tax so your money stays intact for the long run.
Kingsbridge Wealth Management, Inc.
Since 2009, Kingsbridge Wealth Management, Inc. has been providing financial advice to mostly high-net-worth individuals and their families. At a minimum, you’ll need $5 million to open an account with Kingsbridge, giving it one of the highest account minimums on this list.
The firm’s staff also boasts numerous qualifications, including a certified financial planner (CFP) and a certified public accountant (CPA). Its president is both a certified investment management analyst (CIMA) and a certified private wealth advisor (CPWA).
You may be offered insurance by this firm, as it is a licensed insurance broker. However, because the firm’s advisors are fiduciaries, they’re legally required to act in your best interest at all times.
Kingsbridge Wealth Management, Inc. Background
Although this fee-based firm is young, all three of the employees who manage client assets average around 20 years of experience in the financial industry. David J. Dunn, the firm’s president, has personally accumulated 25 years altogether in wealth management.
Kingsbridge focuses on a holistic approach to managing your family’s assets. More specifically, as your financial goals change over the years, it will adjust its strategies to ensure you reach your desired level of financial strength. The firm also claims to avoid a cookie-cutter approach, instead creating custom plans for each client.
Kingsbridge Wealth Management, Inc. Strategy
Once you’ve made clear your financial desires for the future, Kingsbridge will craft a plan to try to get you there. Clients have the option to participate in pooled investing, mixing their money with other clients’ to increase diversification and make more significant investments.
This firm has a demonstrated history of aiding its clients with wealth transfers, estate and tax planning, property management and concentrated stock positioning. Kingsbridge also feels that its smaller size is ultimately beneficial for both parties, as each side can learn to trust one another.
American Retirement Planning Group, Inc.
The account minimum required to become a client of American Retirement Planning Group, Inc. is $10,000 for its investment management services. This is the sole offering to sport a set minimum at the firm. More than 85% of the firm’s client base are individuals. American Retirement Planning also typically serves high-net-worth individuals, retirement plans and corporations.
This independently established firm is fee-based. You may be offered insurance by this firm, which could result in compensation for your advisor if you accept. The firm is a fiduciary though, so it is legally required to act and invest in your best interest.
American Retirement Planning Group, Inc. Background
American Retirement Planning has been in business since 1991. The firm’s self-described mission is to “understand your financial situation” and offer “highly competent investment management techniques to help you reach your goals.”
Depending on what’s most important to you, the firm will determine concrete goals for your finances. Once both sides are comfortable that everything has been communicated, American Retirement Planning will come up with a custom proposal to fit your needs.
American Retirement Planning Group, Inc. Strategy
If a harsh drop in the market occurs while your assets are invested with American Retirement Planning Group, Inc., the firm immediately pulls your investments and places them in short-term government bonds in an attempt to protect them. American Retirement claims policies like this one have helped it to maintain a high client retention rate.
The firm relies heavily on modern portfolio theory, which attempts to maximize returns based on your risk tolerance. Its investment system focuses on the long-term.
SkyOak Wealth Management, Inc.
More than three-quarters of the clients at SkyOak Wealth Management, Inc. are individuals, with just a handful having a high net worth. The fee-based firm has specialized financial advisory services for families, athletes and celebrities. Other normal clients of SkyOak are businesses, trusts, estates, charitable foundations and individual retirement accounts.
There is no standard minimum account size at this firm, but rather requirements that vary based on the service to which you're subscribing. For instance, investment management clients needs $200,000 in investable assets whereas financial planning services call for a minimum annual fee of $1,500. There is just one certified financial planner (CFP) at SkyOak.
If an advisor at this firm sells you an insurance policy, they may have the chance to earn additional compensation for doing so. Note that SkyOak still abides by fiduciary duty, legally binding it to act in your best interest no matter what.
SkyOak Wealth Management, Inc. Background
SkyOak Wealth Management's CEO and chief investment officer (CIO) Jennifer Davis created this firm back in 2010. Prior to Davis' days as the leader of SkyOak, she worked on Wall Street for 20 years.
There's a wide variety of services available through SkyOak across categories like wealth management, asset management, financial planning and personal wealth manager/family offices.
SkyOak Wealth Management, Inc. Strategy
SkyOak is very much an active portfolio manager, as it looks to take advantage of trends within constantly changing market environments. While rebalances are a major part of how the firm maintains your portfolio, it doesn't complete them on a predetermined schedule. It does this in direct opposition of what it terms in its Form ADV as the "set it and forget it" approach of much of its competition.
The actual investments that SkyOak will make are determined by your time horizon, risk tolerance, need for liquidity, investment history and future income needs. In general, though, the firm appears to prefer a mix of equities, municipal bonds, corporate bonds, mutual funds, exchange-traded funds (ETFs), variable annuities and alternative investments.
Redrock Wealth Management, LLC
Redrock Wealth Management, LLC is a smaller firm that has a three-man team of advisors managing $123.6 million in assets. New clients do not have to meet a specific minimum opening account size. Throughout its client base, the firm has more than three times more individuals than high-net-worth individuals. It is a fee-only firm.
All three of the advisors at Redrock are certified financial planners (CFPs). In addition to CFP designations, you'll find one chartered life underwriter (CLU), one enrolled agent (EA), one chartered retirement plans specialist (CRPS), one accredited investment fiduciary (AIF) and one accredited asset management specialist (AAMS).
Redrock Wealth Management, LLC Background
Greg Phelps, Redrock's head financial advisor, worked for years at Morgan Stanley and Goldman Sachs only to decide to open up this firm in 2005. Phelps and another financial advisor, Jeremy Murray, are Redrock Wealth Management's principal owners.
All of Redrock's advisory offerings essentially fall under the banner of its "private client services." This collection of financial planning and investment management services aims to take a holistic look at your financial and investment needs.
Redrock Wealth Management, LLC Strategy
Modern portfolio theory, or MPT, is a Nobel prize-winning investing strategy that takes a deeper look at the relationship between risk and return. Redrock Wealth Management follows this approach and invests mostly in long-term, index-based exchange-traded funds (ETFs) and mutual funds, which can sometimes be difficult to pull strong returns from considering their inherently low risk. But by diversifying and avoiding active management, the firm tries, through MPT, to maximize your returns for your prestated risk tolerance level.
Instead of attempting to cherrypick market-beating securities, Redrock holds to a steadfast belief that markets are efficient and will usually perform well with the correct asset allocation. This is where the firm concentrates most of its energy when formulating what its plans for your portfolio are.
Smooth River Wealth Management
Smooth River Wealth Management ties Summit Portfolio Management, LLC for the smallest advisory staff on this list at just one. The firm's lone advisor, CEO Maston Thornton, manages just under $120 million in client assets. This is a fee-based firm.
Some 90% of Smooth River's assets under management (AUM) belongs to fewer than five high-net-worth individual clients. Individuals, trusts, estates, businesses and pension and profit-sharing plans round out the firm's typical client base.
Clients of Smooth River may be offered insurance products that, if purchased, might result in customary commissions for their advisor. Although this could represent a conflict of interest, the firm is a fiduciary, legally binding it to act in your best interest.
Smooth River Wealth Management Background
Formed in 2018, Smooth River Wealth Management is the youngest firm on this list. Maston Thornton founded the firm and has 20 years of experience managing the assets of clients. Thornton also holds certified financial planner (CFP) and certified portfolio manager (CPM) designations.
Like most financial advisor firms, financial planning and investment management are the overarching services available through Smooth River. These are broken down into subcategories like retirement planning, asset allocation creation, investment planning, education savings planning, portfolio construction and more.
Smooth River Wealth Management Strategy
Long-term investing is the premier investment philosophy at Smooth River Wealth Management. But contrary to most long-term-centric firms, Smooth River will occasionally dabble with short-term investments if there is considerable return potential and it aligns with the client's needs. In general, though, securities are held for at least a year, unless the portfolio is being rebalanced or the client is looking to cash out.
Summit Portfolio Management, LLC
Summit Portfolio Management, LLC is a fee-only firm with over $113 million in assets under management (AUM). It’s a one-man show run by owner Timothy Bock, a unique situation considering the larger sizes of the other firms on this list.
Summit targets individuals and high-net-worth individuals, which together make up 99% of the firm’s client base. To be a client, you’ll need at least $500,000 ready to invest. However, initial consultations will cost you nothing.
Summit Portfolio Management, LLC Background
Although Bock founded Summit Portfolio Management, LLC, in 1999, he has been in the financial advisory industry since 1982, giving him 37 years of total experience.
The firm offers numerous services, including tax minimization, estate planning, college funding and, of course, investment management. Summit claims to utilize statistical methods to help build your overall portfolio choices. It believes that this route is a great way to maximize your account’s return, while always making sure your decided-upon risk acceptance is not forgotten.
Summit Portfolio Management, LLC Strategy
Summit thinks that goal-centered investment solutions, an identified risk tolerance level, a symbiotic relationship with your accountant and lawyer and continuous monitoring are all critical to financial success. This firm sticks to its original investment plans no matter what the market does, as it believes that attempting to “beat the market” is simply undoable and will eventually result in loss for you.