Finding a Top Financial Advisor Firm in Napa, CA
It can be difficult to find a suitable advisor in your area. You’ll likely have an array of options, so it’s important that you choose the right one. To help you with your search, we’ve created a list of the top financial advisor firms in the Napa area. We formed our list by reviewing each firm’s assets under management (AUM), investment philosophy, advisory services and more. You can also use SmartAsset’s free financial advisor matching service to connect with up to three local advisors in your area.
|Rank||Financial Advisor||Assets Managed||Minimum Assets||Financial Services||More Information|
|1||Dedora Capital, Inc. Find an Advisor||$322,872,133||No set account minimum|| || |
Minimum AssetsNo set account minimum
|2||Harrington Investments, Inc. Find an Advisor||$276,548,584||$1,000,000|| || |
|3||Napa Wealth Management, Inc. Find an Advisor||$222,449,046||$500,000|| || |
How We Found the Top Financial Advisor Firms in Napa, CA
To find the top financial advisors in Napa, California, we first identified all firms registered with the SEC in the state. Next, we filtered out firms that don't offer financial planning services; those that don't serve primarily individual clients; and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
Dedora Capital, Inc.
Dedora Capital, Inc. is a fee-based financial advisor firm serving more than 400 non-high-net-worth and high-net-worth individuals, as well as pension and profit-sharing plans.
The firm’s fee-based structure allows certain advisors to earn commission-based compensation from the sale of insurance products like annuities or investment products. This creates a conflict of interest if the firm neglects a client’s best interest. But Dedora Capital says it honors a fiduciary standard to prioritize each client’s best interests.
Dedora Capital’s team offers a range of specialties, with several advisors holding the certified financial planner (CFP), accredited investment fiduciary (AIF), registered paraplanner (RP) and accredited wealth management advisor (AWMA) designations.
The firm is compensated through asset-based fees, hourly charges and fixed fees. It doesn’t impose a minimum account size requirement.
Dedora Capital Background
Dedora Capital has been doing business since 2015 and is owned by Paul Dedora and William Becker. Dedora owns 92.5% of the firm while Becker owns 7.5%. The firm’s services include portfolio management, wrap multifamily services, ultra high-net-worth and corporate consulting, pension consulting and financial planning and consulting.
Dedora Capital’s financial planning and consulting services also offer the following areas of focus:
- Retirement planning
- Investment planning
- Estate planning
- Charitable planning
- Education planning
- Tax planning
- Real estate analysis
Dedora Capital Investment Strategy
Dedora Capital says on its website that strives to make a meaningful difference in the financial lives of its clients and community every day. The firm also values custom, active and tax-sensitive investment strategies.
Dedora Capital uses multiple methods of analysis when analyzing securities. These include fundamental analysis, technical analysis, charting analysis and business & economic cycle strategies. The firm’s key investment strategies are long- and short-term purchases, trading, short sales, margin transactions, option writing, socially responsible screening and asset allocation.
Harrington Investments, Inc.
Harrington Investments, Inc. serves both non-high-net-worth and high-net-worth individuals, as well as charitable organizations.
The firm has a minimum account size requirement of $1 million, and earns compensation through asset-based fees and hourly charges.
The fee-only firm has a small staff, one of whom holds the certified financial planner (CFP) designation.
Harrington Investments Background
Harrington Investments was founded in 1982 by firm President and Chief Executive Officer (CEO) John Harrington and Diana L. Harrington. The firm also works with Castlebar Asset Management to provide sub-advisory services.
The firm’s advisory services include portfolio management and financial planning.
Harrington Investments Investment Strategy
Harrington Investments says it’s guided by a long-term orientation, a disciplined approach to investing and a commitment to social and environmental responsibility. In fact, the firm employs environmental, social and governance (ESG) investing when conducting internal research.
The firm primarily utilizes equity securities and fixed income securities. Harrington Investments says its equity securities include individual stocks of large cap domestic companies, American Depository Receipts (ADRs) and mid-cap stocks. The firm says its fixed- income securities include investment-grade municipal and corporate bonds, U.S. government and agency securities, convertible securities, preferred stocks and socially screened bond mutual funds, according to its firm brochure.
Napa Wealth Management, Inc.
Napa Wealth Management, Inc. is a fee-based firm serving non-high-net-worth and high-net-worth individuals, and pension and profit sharing plans.
The firm’s fee-based structure allows certain advisors to earn commission-based compensation from the sale of insurance products like annuities or investment products. This creates a conflict of interest if the firm neglects a client’s best interest. But Napa Wealth is obliged to abide by a fiduciary standard, meaning it must prioritize each client’s best interests.
The Napa Wealth team holds multiple certifications. One of the firm’s advisors holds both the certified financial planner (CFP) and certified private wealth advisor (CPWA) designations, while another is a certified exit planning advisor (CEPA).
The firm generally requires a minimum of $500,000 to establish an advisory relationship. Napa Wealth primarily charges asset-based fees, hourly fees and fixed fees for its advisory services.
Napa Wealth Management Background
Owned by George McCuen and Maria McCuen, Napa Wealth has been in business as a registered investment advisor (RIA) firm since 1997. All clients have access to investment management, financial planning and pension consulting services.
Napa Wealth Management Investment Strategy
Napa Wealth says its process aims to uncover needs clients may not know they had. The firm says its objective is to deliver superior client service combined with a sensible and tailored investment management methodology.
In making investment decisions, Napa Wealth employs tactical and passive asset allocation strategies. The firm primarily recommends mutual funds, exchange-traded funds (ETFs), equities and options. Short sales, margin transactions, short- and long-term purchases are also strategies utilized by Napa Wealth.