Finding a Top Financial Advisor Firm in Mill Valley, California
If you’re having trouble finding the right financial advisor, we’ve arranged a list to aid your decision process. SmartAsset conducted extensive research to find the top financial advisors in Mill Valley, California. If you’d prefer an alternative route, SmartAsset’s free financial advisor matching tool pairs you with up to three advisors who serve your area.
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| Rank | Financial Advisor | Assets Managed | Minimum Assets | Financial Services | More Information |
|---|---|---|---|---|---|
| 1 |
Private Wealth Partners
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$1,334,025,299 | $1,000,000 |
|
Minimum Assets$1,000,000Financial Services
|
| 2 |
Waypoint Wealth Partners
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$780,957,913 | No set account minimum |
|
Minimum AssetsNo set account minimumFinancial Services
|
| 3 |
Ridgecrest Wealth Partners, LLC
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$487,101,864 | No set account minimum |
|
Minimum AssetsNo set account minimumFinancial Services
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| 4 |
WrapManager
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$340,089,007 | $500,000 |
|
Minimum Assets$500,000Financial Services
|
| 5 |
Gordian Wealth Advisors, LLC
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$270,852,482 | $500,000 |
|
Minimum Assets$500,000Financial Services
|
| 6 |
Schmitz Capital Partners, LLC
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$106,129,683 | No set account minimum |
|
Minimum AssetsNo set account minimumFinancial Services
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| 7 |
Aspirean Wealth, LLC
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$144,984,283 | $500,000 |
|
Minimum Assets$500,000Financial Services
|
What We Use in Our Methodology
To find the top financial advisors in Mill Valley, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
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AUMFirms with more total assets under management are ranked higher. -
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Individual Client CountFirms who serve more individual clients (as opposed to institutional clients) are ranked higher. -
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Clients Per AdvisorFirms with a lower ratio of clients per financial advisor are ranked higher. -
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Age of FirmFirms that have been in business longer are ranked higher.
All information is obtained through public records and is updated annually after the firms’ form ADV filing. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria. SmartAsset is not a client of the aforementioned firms, and did not receive compensation for including any of the firms on the aforementioned list.
Private Wealth Partners
Private Wealth Partners works primarily with high-net-worth and non-high-net-worth individuals, as well as banking or thrift institutions, pension and profit sharing plans, charitable organizations and corporations.
As a fee-based firm, some advisors could be licensed to sell insurance and investment products, and could earn sales commissions from third parties like insurance companies on those transactions. However, the firm has a fiduciary duty to put client interests first.
Private Wealth Partners generally requires $1 million minimum to engage in services. Clients are charged investment management fees that are based on a percentage of assets under management, ranging between .4% and 1%.
Private Wealth Partners Background
Headquartered in Mill Valley, California, the firm was founded in 2005. The principal owner of Private Wealth Partners is William F. Dagley.
Team advisors include chartered financial analysts (CFAs).
Private Wealth Partners Strategy
The firm manages and evaluates portfolios based on client goals and objectives. Its investment strategies include long-term and short-term purchases, trading, short sales, marginal transactions and option writing.
Services include:
- Financial planning
- Investment management
- Tax strategies
- Estate planning
Waypoint Wealth Partners
Waypoint Wealth Partners is a fee-only firm that works with both non-high-net-worth and high-net-worth individuals, as well as charitable organizations.
The firm’s advisory team holds multiple certifications, including certified financial planners (CFPs) and other designations.
Waypoint Wealth Partners imposes a fee based on the total assets under management that ranges from 1% to 0.25% annually, depending on the size of the account balance.
The firm also requires a minimum quarterly fee that is typically $2,500.
Waypoint Wealth Partners Background
Headquartered in Mill Valley, Waypoint Partners has been providing investment advice since 2004. And the firm has been registered as an investment adviser with the SEC since 2008.
Waypoint Partners is a privately held company owned by three principals, including founding partners Charles L. Bowes and Annette E. Brinton, as well as the firm’s chief compliance officer Courtney B. Hutchinson.
Waypoint Wealth Partners Investment Strategy
Waypoint Wealth Partners says in its brochure that it makes client recommendations based on client goals, values and concerns.
Services could focus on retirement planning, investment strategies, tax planning, long-term care insurance, family planning, education planning, charitable gifting and employment benefits, among others.
Ridgecrest Wealth Partners
Ridgecrest Wealth Partners is a fee-only firm that works primarily with high-net-worth and non-high-net-worth individuals, as well as pension and profit-sharing plans, charities and corporations.
Ridgecrest Wealth Partners has no set account minimum. Though clients engaging in investment management services will be charged an annual fee based on a percentage of assets under management, ranging up to 1.5%.
Ridgecrest Wealth Partners Background
Ridgecrest Wealth Partners has been registered as an investment advisor with the U.S. Securities and Exchange Commission (SEC) since 2020.
The firm is owned by Steven Romjue and Chris Coble.
Clients services include investment management and financial planning.
Ridgecrest Wealth Partners Strategy
Ridgecrest Wealth Partners manages and evaluates portfolios based on client needs and goals. These can factor in both risk tolerance and time horizon.
The firm invests client portfolios mutual funds and ETFs, fixed income and money markets.
WrapManager
WrapManager is a fee-only firm that works with both non-high-net-worth and high-net-worth individuals.
The firm’s advisory team holds multiple certifications, including chartered financial analyst (CFA) and chief financial planner (CFP), among other designations.
WrapManager says that it generally imposes a $500,000 minimum of assets under management for investment services.
WrapManager Background
Headquartered in Mill Valley, WrapManager is a SEC-registered investment advisor.
The firm has been in business since 2000. It is principally owned by the CEO Gabriel F. Burczyk.
WrapManager Investment Strategy
WrapManager says in its brochure that it offers investment supervisory services and individual portfolio management.
The firm manages accounts on a discretionary basis and works with clients to develop a portfolio strategy that is based their objectives and tax considerations.
WrapManager builds client portfolios with the following securities:
- Stocks
- Bonds
- Closed-end funds
- Exchange traded funds (ETFs)
- Warrants
- Corporate debt securities
- Commercial paper
- Certificates of deposit (CDs)
- Municipal securities
- Mutual fund shares
- United States government securities
Gordian Wealth Advisors
Gordian Wealth Advisors mainly serves high-net-worth individuals, and a handful of non-high-net-worth clients. The firm also works with pooled investment vehicles.
Gordian is a fee-based firm, which indicates that some of its advisors may earn compensation from recommending or selling insurance products. This has the potential to create a conflict of interest if advisors become incentivized to sell such products. However, the firm is a fiduciary, so it must serve its clients’ best interests and not merely propose investments that meet a "suitability" standard.
Gordian bases its investment advisory fee on a percentage of client assets, and the firm doesn't charge a separate fee for financial planning services. The account minimum here is $500,000.
Gordian Wealth Advisors Background
Elliot Elbaz founded Gordian Wealth Advisors in 2011. The firm provides investment management and financial planning to various clients, but it operates in two different areas of advisory activity. It advises pooled investment vehicles apart from its other clients.
Gordian Wealth Advisors is organized as a limited liability company that is owned by Elliott Elbaz and Michael Phippen.
According to the firm's brochure, it has an affiliated entity (Gordian Capital Management, LLC), which is the general partner for a pooled investment vehicle.
Gordian Wealth Advisors Investment Strategy
Gordian Wealth Advisors says it strongly prioritizes risk management, money manager research and due diligence, asset allocation, tax-efficient solutions, wealth transfer and philanthropic strategies. When creating client-targeted investment advice, it mainly uses short sales, margin transactions, long- and short-term purchases, options trading and independent manager selection.
Schmitz Capital Partners
Schmitz Capital Partners is a fee-based firm that serves both non-high-net-worth individuals and high-net-worth individuals.
As a fee-based firm, some of its advisors can sell securities on a commission basis. While this could create a potential conflict of interest, the firm is bound by its fiduciary duty to place clients’ best interests first.
The firm has no set account minimum, although it generally requests an investment of $50,000. Additionally, Schmitz charges a minimum fee of $1,500 for written financial plans.
Schmitz Capital Partners Background
Founded in 1988, Schmitz Capital Partners functions as an independent, employee-owned investment advisory firm. Clients can receive financial guidance through the firm’s financial planning and consulting, investment management and pension consulting services.
Schmitz's financial planning and consulting may also include one or more of the following areas of service: retirement planning, estate planning, charitable planning, education planning, corporate and personal tax planning, investment planning and insurance analysis. The firm may provide further management in areas related to real estate, mortgages and debt.
Schmitz Capital PartnersInvestment Strategy
Schmitz Capital Partners' top investment strategies include fundamental and cyclical analysis, and it employs short- and long-term purchases in its asset management. The firm also interviews and analyzes sponsor personnel, and it reviews and analyzes other investment sites.
Schmitz may invest clients' cash balances in FDIC-insured certificates of deposit (CDs), high-grade commercial paper and/or goverment related debt instruments.
Aspirean Wealth
Aspirean Wealth is a fee-only firm that works primarily with high-net-worth and non-high-net-worth individuals, as well as pension and profit-sharing plans, and charities.
The firm generally requires a $500,000 minimum to engage in services. Clients are charged investment management fees that are based on a percentage of assets under management, up to 1.60%.
The firm also charges a minimum fee of $1,500 for written financial plans.
Aspirean Wealth, LLC Background
Aspirean Wealth was formed in Mill Valley, California as a limited liability company and has been an investment advisor since 2014. The firm is owned by Paul Grace and Chris Winkler.
Clients can engage in portfolio management, financial planning and retirement planning.
Aspirean Wealth, LLC Strategy
Aspirean Wealth manages and evaluates portfolios based on client needs and goals. These can factor in both risk and time horizon.
The firm invests client portfolios mutual funds and ETFs, real estate investment trusts (REITs), corporate and government fixed income securities and commodities.
