Finding a Top Financial Advisor Firm in Mill Valley, California
If you’re having trouble finding the right financial advisor, we’ve arranged a list to aid your decision process. SmartAsset conducted extensive research to find the top financial advisors in Mill Valley, California. If you’d prefer an alternative route, SmartAsset’s free financial advisor matching tool pairs you with up to three advisors who serve your area.
Find a Fiduciary Financial Advisor
We match more than 50,000 people with financial advisors per month. Get connected to an advisor that serves your area today.| Rank | Financial Advisor | Assets Managed | Minimum Assets | Financial Services | More Information |
|---|---|---|---|---|---|
| 1 | Private Wealth Partners  Find an Advisor | $1,590,684,411 | $1 million |
| Minimum Assets$1 millionFinancial Services
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| 2 | Ridgecrest Wealth Partners, LLC  Find an Advisor | $590,580,268 | No set account minimum |
| Minimum AssetsNo set account minimumFinancial Services
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| 3 | Gordian Wealth Advisors, LLC  Find an Advisor | $308,620,238 | $500,000 |
| Minimum Assets$500,000Financial Services
|
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| 4 | Sivia Capital Partners, LLC  Find an Advisor | $323,132,199 | $10 million |
| Minimum Assets$10 millionFinancial Services
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| 5 | Schmitz Capital Partners, LLC  Find an Advisor | $145,439,033 | No set account minimum |
| Minimum AssetsNo set account minimumFinancial Services
|
| 6 | Lumina Financial Consultants, LLC  Find an Advisor | $132,171,980 | $1,500,000 |
| Minimum Assets$1,500,000Financial Services
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| 7 | Aspirean Wealth, LLC  Find an Advisor | $138,476,035 | $500,000 |
| Minimum Assets$500,000Financial Services
|
What We Use in Our Methodology
To find the top financial advisors in Mill Valley, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
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AUMFirms with more total assets under management are ranked higher. -
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Individual Client CountFirms who serve more individual clients (as opposed to institutional clients) are ranked higher. -
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Clients Per AdvisorFirms with a lower ratio of clients per financial advisor are ranked higher. -
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Age of FirmFirms that have been in business longer are ranked higher.
All information is accurate as of the writing of this article. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria.
Private Wealth Partners
Private Wealth Partners works primarily with high-net-worth and non-high-net-worth individuals, as well as banking or thrift institutions, pension and profit sharing plans, and charitable organizations.
As a fee-based firm, some advisors could be licensed to sell insurance and investment products, and could earn sales commissions from third parties like insurance companies on those transactions. However, the firm has a fiduciary duty to put client interests first.
Private Wealth Partners generally requires $1 million minimum to engage in services. Clients are charged investment management fees that are based on a percentage of assets under management, ranging between .4% and 1%.
Private Wealth Partners Background
Headquartered in Mill Valley, California, the firm was founded in 2005. The principal owner of Private Wealth Partners is William F. Dagley.
Team advisors include one master of laws (LLM) and one chartered financial analyst (CFA).
Private Wealth Partners Strategy
The firm manages and evaluates portfolios based on client goals and objectives. Its investment strategies include long-term and short-term purchases, trading, short sales, marginal transactions and option writing.
Services include:
- Financial planning
- Investment management
- Tax strategies
- Estate planning
Ridgecrest Wealth Partners, LLC.
Ridgecrest Wealth Partners is a fee-only firm that works primarily with high-net-worth and non-high-net-worth individuals, as well as pension and profit-sharing plans and charities.
Ridgecrest Wealth Partners has no set account minimum. Though clients engaging in investment management services will be charged an annual fee based on a percentage of assets under management, ranging up to 1.5%.
Ridgecrest Wealth Partners, LLC Background
Ridgecrest Wealth Partners has been registered as an investment advisor with the U.S. Securities and Exchange Commission (SEC) since 2020.
The firm is owned by Steven Romjue and Chris Coble.
Clients services include investment management and financial planning.
Ridgecrest Wealth Partners, LLC Strategy
Ridgecrest Wealth Partners manages and evaluates portfolios based on client needs and goals. These can factor in both risk tolerance and time horizon.
The firm invests client portfolios mutual funds and ETFs, fixed income and money markets.
Gordian Wealth Advisors
Gordian Wealth Advisors, LLC serves clients that are mainly high-net-worth individuals. Gordian’s clients also include pooled investment vehicles.
Gordian is a fee-based firm, which indicates that some of its advisors may earn compensation from recommending or selling insurance products. This has the potential to create a conflict of interest if advisors become incentivized to sell such products. However, the firm is a fiduciary, so it must serve its clients’ best interests and not merely propose investments that meet a "suitability" standard.
Gordian bases its investment advisory fee on a percentage of client assets, and the firm doesn't charge a separate fee for financial planning services. The account minimum here is $500,000.
Gordian Wealth Advisors Background
Elliot Elbaz founded Gordian Wealth Advisors in 2011. The firm provides investment management and financial planning to various clients, but it operates in two different areas of advisory activity. It advises pooled investment vehicles apart from its other clients. The firm has one private investment fund: Gordian Capital Strategy L.P. Additionally, Gordian also recommends independent managers to certain clients, and it offers estate planning as part of its wealth management services.
Gordian Wealth Advisors Investment Strategy
Gordian Wealth Advisors says it strongly prioritizes risk management, money manager research and due diligence, asset allocation, tax-efficient solutions, wealth transfer and philanthropic strategies. When creating client-targeted investment advice, it mainly uses short sales, margin transactions, long- and short-term purchases, options trading and independent manager selection.
Sivia Capital Partners, LLC
Sivia Capital Partners is a fee-based firm that works primarily with high-net-worth individuals and one non-high-net-worth individual.
As a fee-based firm, some advisors could be licensed to sell insurance and investment products, and could earn sales commissions from third parties like insurance companies on those transactions. However, the firm has a fiduciary duty to put client interests first.
Sivia Capital generally requires a $10,000,000 minimum to engage in services, though the firm says it can accept a lower amount based on their discretion. Clients are charged investment management fees that are based on a percentage of assets under management, up to 2%.
Sivia Capital Partners, LLC Background
Sivia Capital was formed as a limited liability company and has been an investment advisor since 2014. The firm is owned by its chief compliance officer Corey Saft.
Clients services include asset management and financial planning.
Sivia Capital Partners, LLC Strategy
Sivia Capital manages and evaluates portfolios based on client needs and goals. These can factor in both risk and time horizon.
The firm invests client portfolios mutual funds and ETFs, cryptocurrency, equities, fixed income and real estate.
Schmitz Capital Partners
Schmitz Capital Partners, LLC is a fee-based firm that serves both non-high-net-worth individuals and high-net-worth individuals.
As a fee-based firm, some of its advisors can sell securities on a commission basis. While this could create a potential conflict of interest, the firm is bound by its fiduciary duty to place clients’ best interests first.
The firm has no set account minimum, although it generally requests an investment of $50,000. Additionally, Schmitz charges a minimum fee of $1,500 for written financial plans.
Schmitz Capital Partners Background
Founded in 1988, Schmitz Capital Partners functions as an independent, employee-owned investment advisory firm. Clients can receive financial guidance through the firm’s financial planning and consulting, investment management and pension consulting services. The firm also uses a wealth program, titled the Advisors Managed Portfolios Program, that utilizes asset allocation planning software to enhance client portfolios.
Schmitz's financial planning and consulting may also include one or more of the following areas of service: retirement planning, estate planning, charitable planning, education planning, corporate and personal tax planning, investment planning and insurance analysis. The firm may provide further management in areas related to real estate, mortgages and debt.
Schmitz Capital PartnersInvestment Strategy
Schmitz Capital Partners' top investment strategies include fundamental and cyclical analysis, and it employs short- and long-term purchases in its asset management. The firm also interviews and analyzes sponsor personnel, and it reviews and analyzes other investment sites.
Schmitz may invest clients' cash balances in FDIC-insured certificates of deposit (CDs), high-grade commercial paper and/or goverment related debt instruments.
Lumina Financial Consultants, LLC
Lumina Financial Consultants is a fee-only firm that works primarily with high-net-worth and non-high-net-worth individuals, as well as pension and profit-sharing plans and charities.
As a fee-only firm, Lumina financial says that it does not charge commissions or mark-up fees of securities transactions, nor take commissions on the purchase of securities recommended to clients.
Lumina Financial generally requires a $1,500,000 account minimum and a minimum annual fee of $15,000 to engage in services.
Clients are charged portfolio management fees that are based on a percentage of assets under management, ranging from 0.30% to 1%.
Lumina Financial Consultants, LLC Background
Lumina Financial was formed in Mill Valley, California as a limited liability company and has been an investment advisor since 2012.
The firm is owned and operated by women. Its principals are chief compliance officer Jean S. H. Schwartz and Laurie Fried.
Clients services include investment planning, financial planning and divorce financial planning.
Lumina Financial Consultants, LLC Strategy
Lumina Financial manages and evaluates portfolios based on client needs and goals. These can factor in both risk tolerance and time horizon.
The firm invests client portfolios mutual funds and ETFs, real estate investment trusts (REITs), fixed income holdings like bonds, certificates of deposit (CDs) and money markets.
Aspirean Wealth, LLC
Aspirean Wealth is a fee-based firm that works primarily with high-net-worth and non-high-net-worth individuals, as well as pension and profit-sharing plans and charities.
As a fee-based firm, some advisors could be licensed to sell insurance and investment products, and could earn sales commissions from third parties like insurance companies on those transactions. However, the firm has a fiduciary duty to put client interests first.
Aspirean Wealth generally requires a $500,000 minimum to engage in services. Clients are charged investment management fees that are based on a percentage of assets under management, up to 1.60%.
The firm also charges a minimum fee of $1,500 for written financial plans.
Aspirean Wealth, LLC Background
Aspirean Wealth was formed in Mill Valley, California as a limited liability company and has been an investment advisor since 2014. The firm is owned by Paul Grace and Chris Winkler.
Clients can engage in portfolio management, financial planning and retirement planning.
Aspirean Wealth, LLC Strategy
Aspirean Wealth manages and evaluates portfolios based on client needs and goals. These can factor in both risk and time horizon.
The firm invests client portfolios mutual funds and ETFs, real estate investment trusts (REITs), corporate and government fixed income securities and commodities.
