Top Financial Advisors in Louisville, KY

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ARGI Investment Services leads the top financial advisor list in Lousville. The fee-only firm also has offices in Elizabethtown and Bowling Green, Kentucky; Cincinnati, Ohio; Indianapolis, Indiana; Grand Rapids, Missouri; Norwalk, Connecticut; and other major cities.

Clients have a minimum asset requirement of $50,000 to engage the firm's services.

ARGI Investment Services Background 

ARGI’s origins stem back to 1995 when the firm was founded as a franchise of American Express Financial Advisors. In 2003, the firm separated from American Express, and in 2010, the firm officially became an SEC-registered investment advisor. 

The firm is owned by Patrick Reeves as well as ARGI employees through an employee stock ownership plan. 

The Louisville advisory team holds multiple certifications, including 38 certified financial planners (CFPs), 23 are certified public accountants (CPAs), four are chartered financial analysts (CFAs) and one is a chartered financial consultants (ChFC).  

ARGI Investment Services Investing Strategy

While $50,000 is the lowest amount needed for ARGI’s asset management program (for strategic and core investments), you’ll need to invest more money if you want different portfolio options. The SmartCap portfolio, which is based on common stock indices, requires $75,000. You’ll need at least $100,000 for the tactical or individual stock portfolios, which have higher risk and are for aggressive growth and capital appreciation. If you’re hoping to limit downside risk, you’ll need $150,000 for an option portfolio that aims for less risk and an increase in income.

The baseline accounts (strategic and core) use exchange-traded funds as investments. The rest of the accounts will have individual stock selections with a mix of other investment vehicles. Like most financial advisors, ARGI uses asset allocation as one of its main strategies for maintaining appropriate risk and return for each portfolio.

Strategic Wealth Investment Group, LLC. is a fee-based firm that works primarily with non-high-net-worth and high-net-worth individuals. The firm also says it works with corporations and business entities.

As a fee-based firm, some advisors at Strategic Wealth could be licensed to sell insurance and investment products, and could earn commissions on those transactions. However, the firm has a fiduciary duty to put client interests first.

Strategic Wealth typically charges clients an annual investment management fee that is based on a percentage of assets under management. This fee ranges between 0.5% and 1.5%.

The firm generally requires $25,000 minimum to engage its services.

Strategic Wealth Investment Group Background

Strategic Wealth is headquartered in Lousiville, Kentucky. The firm was founded as a limited liability company in 2002 and formed as an investment advisory in 2012.

The principal owners include Matthew J. Dicken, Dustin Stanley and Jordan Schwart.

Strategic Wealth Investment Group Strategy

Strategic Wealth manages and evaluates portfolios based on client goals and objectives.

General financial planning and investment services include asset allocation, risk tolerance, asset selection and portfolio monitoring. 

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Magnate Advisory Services, LLC is a fee-based firm that works primarily with non-high-net-worth and high-net-worth individuals.

As a fee-based firm, some advisors could be licensed to sell insurance and investment products, and could earn commissions on those transactions. However, the firm has a fiduciary duty to put client interests first.

Clients are charged annual investment management fees based on a percentage of assets under management. These typically range between 0.75% and 2%.

Magnate does not require a minimum account balance to engage in services.

Magnate Advisory Services, LLC. Background

Founded as a limited liability company in 2016, Magnate is headquartered in Louisville, Kentucky.

The firm operates under the trade name Magnate Advisory Services, LLC or Magnate Wealth Management, LLC.

Magnate Advisory Services, LLC. Strategy

The firm manages and evaluates portfolios based on client goals and objectives.

The advisor team includes one person with a certified financial planner (CFP) designation. 

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Reliant Wealth Planning, LLC. is a fee-based firm that works primarily with non-high-net-worth and high-net-worth individuals. The firm also serves pension and profit-sharing plans, charitable organizations and sovereign wealth funds and foreign official institutions.

As a fee-based firm, some advisors could be licensed to sell insurance and investment products, and could earn commissions on those transactions. However, the firm has a fiduciary duty to put client interests first.

Clients are charged investment management fees based on a percentage of assets under management. These typically range between 0.7% and 1.38%.

Reliant does not require a minimum account balance to engage its services.

Reliant Wealth Planning, LLC. Background

Reliant was founded as a limited liability company in 2017 by Shaun Chelf and Laura Clark.  

The advisor team holds multiple designations, including three certified estate planners (CEPs), two certified financial planners (CFPs), two retirement income certified professionals (RICPs), one chartered financial analyst (CFA), one chartered retirement planning counselor (CRPC) one chartered financial consultant (ChFC), accredited estate planner (AEP) and one certificate in investment performance measurement (CIPM). 

Reliant Advisory Services, LLC. Strategy

The firm manages and evaluates portfolios based on client goals and objectives.

Services include: 

• Retirement planning
• Investment management
• Cash flow management
• Estate planning
• Charitable gifting
• Risk management

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This fee-based firm has no minimum investment requirement. Atlas Brown works primarily with non-high-net-worth and high-net-worth individuals, as well as pension and profit sharing plans, charitable organizations corporations.

The firm has one chartered financial analyst (CFA). Fees are based on a percentage of assets under management, though some advisors may also earn commisisons. This is a potential conflict of interest, but the advisors must act in the best interest of the client.

Atlas Brown Background

Atlas Brown was founded in 2004 by W. Wayne Hancock, III.

M. Scott Robinson is the CEO of the firm and has worked for Atlas Brown since 2008, having started his investment career in 1996.

Cherri Lamkin is the chief compliance officer and senior vice president of the firm. Lamkin and Robinson, along with SVP Timothy Corley and VP Cheryl Hesen, are all former employees of Hilliard Lyons, a large wealth management firm.

Atlas Brown Investment Strategy

Atlas Brown says that it “applies institutional techniques to a multidisciplinary approach, using multiple asset classes/styles, outside managers, alternatives and individual securities to create customized investment strategies.” The firm uses traditional and alternative strategies, investing in non-traditional asset classes such as real estate, natural resources and minerals.

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Pillar Financial Advisors is a fee-only firm. This means that it does not receive or accept commissions from brokerage firms, mutual fund companies, insurance companies or from any financial vehicles they recommend.

The advisory team at Pillar includes two chartered financial analysts (CFAs), one personal financial specialist (PFS), one certified public accountant (CPA) and one certified financial planner (CFP).

The firm has a minimum asset requirement of $500,000.

Pillar Financial Advisors Background

Gregory Curry, who founded the firm in 1997, is the chief compliance officer (CCO) and senior financial advisor. He’s a CPA with the personal financial specialist (PFS) designation and a CFA. Before founding the firm, he worked for Aegon, a financial services company, and PricewaterhouseCoopers, one of the largest accounting and financial consulting organizations in the world. Curry and Ben Allison, one of the firm's other senior financial advisors, principally own the firm. Allison is a 20-year veteran of the investment services industry.

Services at Pillar include investment management, retirement planning, financial planning, tax planning and estate planning services.

Pillar Financial Advisors Investment Strategy

When you first begin a relationship with Pillar Financial Advisors, you’ll develop an initial investment plan. This plan is based on your financial situation, your objectives, risk tolerance, time horizon and cash needs. Your account will be managed on a discretionary basis, which means transaction decisions are made without your input. Your investment plan guides these trading decisions.

The firm primarily invests your money in mutual funds. The firm generally selects passively managed mutual funds after evaluating factors such as past performance, portfolio manager, fee structure, fund sponsor, ratings and more.

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Formed in 2016, Saling Wealth Advisors requires clients to invest at least $500,000 to engage its services. The fee-based firm works with non-high-net-worth and high-net-worth individuals. 

The team at Saling includes four certified financial planners (CFPs) and one chartered financial analyst (CFA).

Fees are based on a percentage of assets under management. Some advisors earn commissions for selling insurance, which is a potential conflict of interest. Still, advisors have a fiduciary duty to act in the best interest of the client.

Saling Wealth Advisors Background

James “Jay” Saling is the primary owner, chairman and senior executive of the firm. He has 30 years of experience in the financial services industry and a number of certifications including certified financial planner (CFP) and chartered wealth advisor (CWA).

The other shares of the firm are owned by Eric Saling, the firm's executive director, CFP and certified exit planner (CExP); and Jason Stuber, chief investment officer and a chartered financial analyst (CFA).  

Services include portfolio management, business planning, retirement planning and financial planning.

Saling Wealth Advisors Investment Strategy

The firm primarily applies fundamental analysis in its securities selection process and may use long-term purchases, short-term purchases, short sales, margin transactions and options trading. It mainly places assets in mutual funds, common stocks, exchange-traded funds (ETFs), bonds and fixed-income products.

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Ricketts Financial Group, LLC. is a fee-based firm that works primarily with non-high-net-worth individuals.

As a fee-based firm, some advisors could be licensed to sell insurance and investment products, and could earn commissions on those transactions, creating a potential conflict between the interests of a client and that of an advisor/salesperson. However, the firm has a fiduciary duty to put client best interests first.

Clients are charged investment management fees that are based on a percentage of assets under management. These typically range between 0.25% and 1.25%.

Ricketts Financial Group Background

Headquartered in Louisville, Kentucky, Ricketts was registered as an investment adviser in 2020. 

The firm is owned by R. Michael Ricketts, C. McCauley Ricketts and Patrick Ricketts.

Ricketts Financial Group Strategy

The firm manages and evaluates portfolios based on client goals and objectives. Services include:

• Cash-flow forecasting
• Retirement planning
• Investment management
• Trust and estate planning
• Charitable giving
• Business planning
• Insurance planning
• Tax planning
• Education planning

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Access Wealth Management has the highest minimum investment amount of any firm on our Louisville Top 10: You need $1 million to become a client of this firm. 

The firm works with non-high-net-worth and high-net-worth individuals, charitable organizations and corporations.

Access is a fee-based firm, meaning advisors may earn commissions. This is a potential conflict of interest, but advisors have a fiduciary obligation to always act in the best interest of the client - not merely to propose securities that meet a "suitability" standard.

The team at Access includes one certified financial planner (CFP), one certified private wealth advisor (CPWA) and certified investment management analyst (CIMA).

Access Wealth Management Background

Anthony Christensen is the founder, sole owner and president of the firm. He has more than 20 years of financial industry experience. Prior to founding Access Wealth, Christensen was an associate vice president at Morgan Stanley. 

Services offered at the firm include investment management, financial planning, family office services, tax management and asset protection.

Access Wealth Management Investing Strategy

This firm generally employs fundamental analysis when selecting individual stocks for your portfolio. Fundamental analysis considers the investment issuer’s price-to-earnings ratio, dividend yields, growth-rate-to-price-earnings ratio, financial strength ratio and more. Your portfolio will consist not only of individual stocks but mutual funds, exchange-traded funds (ETFs), individual bonds and alternative investments. 

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Centerline Wealth Advisors has no minimum account size, so it can work with all types of clients. Like the majority of financial advisors on our Louisville list, Centerline is a fee-based firm, meaning that it may collect sales commissions from vendors in addition to fees charged to clients.  

The advisory team holds multiple certifications, including one certified financial planner (CFP), one accredited investment fiduciary (AIF) and one certified exit planner advisor (CEPA).

Centerline Wealth Advisors Background

Andrew Arnold is the founder and sole owner of the firm. He serves as CEO and is the senior wealth advisor. Arnold has worked in the investment industry for more than 20 years and has an MBA from University of Louisville.

Centerline Wealth Advisors offers investment management, wealth management, retirement planning and tax planning services.

Centerline Wealth Advisors Investment Process

Centerline Wealth Advisors says it has separated the three key pieces of a financial advisor business: advice, custody of client assets and financial products and services. Traditionally, the firm states, advisors at other firms operate with those three aspects linked, resulting in a company-focused approach rather than a client-needs-first approach. At Centerline, each aspect stands alone so that you get "a more elegant, client-focused model."

The firm uses Charles Schwab to hold your assets as custodian and has a strategic partnership with Dynasty Financial Partners for access to products and services including investment banking relationships, asset management strategies, estate planning and more.