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Top Financial Advisors in Louisville, KY

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This review was produced by SmartAsset based on publicly available information. The named firm and its financial professionals have not reviewed, approved, or endorsed this review and are not responsible for its accuracy. Review content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named firm and its financial professionals, and firms and financial professionals having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s reviews. This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the firm mentioned in this review or its financial professionals.

Finding a Top Financial Advisor Firm in Louisville, Kentucky

Finding a financial advisor to help you plan for your future and manage your assets is no easy task. That’s where SmartAsset comes in. We combed through financial advisors in Louisville to develop this list of the city's firms, including essential info on their fees, services, investment approaches and more.  

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Rank Financial Advisor Assets Managed Minimum Assets Financial Services More Information
1 ARGI Investment Services, LLC ARGI Investment Services, LLC logo Find an Advisor

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$4,832,854,403 $100,000
  • Financial planning
  • Portfolio management
  • Selection of other advisors
  • Educational seminars
  • Consulting subscription services
  • Family wealth services

Minimum Assets

$100,000

Financial Services

  • Financial planning
  • Portfolio management
  • Selection of other advisors
  • Educational seminars
  • Consulting subscription services
  • Family wealth services
2 Strategic Wealth Investment Group, LLC Find an Advisor

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$490,119,220 $25,000
  • Financial planning
  • Portfolio management
  • Educational seminars/workshops

Minimum Assets

$25,000

Financial Services

  • Financial planning
  • Portfolio management
  • Educational seminars/workshops
3 Alexander Investment Services Co. Alexander Investment Services Co. logo Find an Advisor

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$523,728,928 No minimum
  • Financial planning
  • Portfolio management
  • Pension consulting

Minimum Assets

No minimum

Financial Services

  • Financial planning
  • Portfolio management
  • Pension consulting

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4 Reliant Wealth Planning Reliant Wealth Planning logo Find an Advisor

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$444,512,919 No minimum
  • Financial planning
  • Portfolio management
  • Educational seminars/workshops

Minimum Assets

No minimum

Financial Services

  • Financial planning
  • Portfolio management
  • Educational seminars/workshops
5 Magnate Advisory Services, LLC Magnate Advisory Services, LLC logo Find an Advisor

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$164,907,978 No requirement
  • Financial planning
  • Investment management
  • Pension and consulting
  • Educational seminars/workshops

Minimum Assets

No requirement

Financial Services

  • Financial planning
  • Investment management
  • Pension and consulting
  • Educational seminars/workshops
6 Atlas Brown Atlas Brown logo Find an Advisor

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$421,811,132 No set account minimum
  • Financial planning services
  • Portfolio management
  • Selection of other advisors

Minimum Assets

No set account minimum

Financial Services

  • Financial planning services
  • Portfolio management
  • Selection of other advisors
7 Saling Wealth Advisors Saling Wealth Advisors logo Find an Advisor

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$383,449,515 $500,000
  • Portfolio management
  • Financial planning
  • Publication of periodicals or newsletters

Minimum Assets

$500,000

Financial Services

  • Portfolio management
  • Financial planning
  • Publication of periodicals or newsletters
8 Pillar Financial Advisors Pillar Financial Advisors logo Find an Advisor

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$263,782,220 $500,000
  • Financial planning
  • Portfolio management
  • Educational seminars/workshops

Minimum Assets

$500,000

Financial Services

  • Financial planning
  • Portfolio management
  • Educational seminars/workshops
9 Ricketts Financial Group, LLC Ricketts Financial Group, LLC logo Find an Advisor

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$325,285,062 No minimum listed
  • Cash flow forecasting
  • Retirement planning
  • Investment management
  • Trust and estate planning
  • Charitable giving
  • Business planning
  • Insurance planning
  • Tax planning
  • Education planning

Minimum Assets

No minimum listed

Financial Services

  • Cash flow forecasting
  • Retirement planning
  • Investment management
  • Trust and estate planning
  • Charitable giving
  • Business planning
  • Insurance planning
  • Tax planning
  • Education planning
10 Centerline Wealth Advisors Centerline Wealth Advisors logo Find an Advisor

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$231,139,543 $750,000
  • Financial planning services
  • Portfolio management
  • Selection of other advisors
  • Pension consulting services

Minimum Assets

$750,000

Financial Services

  • Financial planning services
  • Portfolio management
  • Selection of other advisors
  • Pension consulting services

What We Use in Our Methodology

To find the top financial advisors in Louisville, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:

  • AUM
    Firms with more total assets under management are ranked higher.
  • Individual Client Count
    Firms who serve more individual clients (as opposed to institutional clients) are ranked higher.
  • Clients Per Advisor
    Firms with a lower ratio of clients per financial advisor are ranked higher.
  • Age of Firm
    Firms that have been in business longer are ranked higher.
  • Fee Structure
    Firms with a fee-only (as opposed to fee-based) compensation structure are ranked higher.

All information is accurate as of the writing of this article. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria.

ARGI Investment Services

ARGI Investment Services leads the way, managing billions in assets on a discretionary basis only. With headquarters in Louisville, the firm has branch offices in Elizabethtown and Bowling Green, Kentucky; Cincinnati, Ohio; Indianapolis, Indiana; Grand Rapids, Missouri; Norwalk, Connecticut; and other major cities across the U.S. Of the team in Louisville, 38 are certified financial planners (CFPs), 23 are certified public accountants (CPAs), four are chartered financial analysts (CFAs) and one is a chartered financial consultants (ChFC).  

The fee-only firm has a $100,000 minimum asset requirement.

ARGI Investment Services Background 

ARGI was originally founded in 1995 as a franchise of American Express Financial Advisors. In 2003, the firm separated from American Express, and in 2010, the firm officially became an SEC-registered investment advisor. CEO Patrick “Joe” Reeves, President Neil Quinlan and ARGI’s employee stock ownership plan own the firm.

The firm offers investment management services for a fee based on a percentage of client assets and through a wrap fee program, where management and brokerage costs are bundled into one fee. (The account minimum in the first case is $50,000, and it’s $100,000 in the latter.) ARGI also offers a non-managed account program, financial planning, family wealth services, retirement plan consulting and sub-advising to other investment advisor firms.

ARGI Investment Services Investment Strategy 

ARGI designs and offers proprietary investment portfolios that it can customize by maintaining an individual stock position or purchasing a customized security. Each of the models are globally diversified and are formulated based on risk. 

Strategic Wealth Investment Group, LLC

Strategic Wealth Investment Group, LLC works primarily with non-high-net-worth and high-net-worth individuals. The firm also says it works with corporations and business entities. 

As a fee-based firm, some advisors could be licensed to sell insurance and investment products, and could earn commissions on those transactions. However, the firm has a fiduciary duty to put client interests first.

Strategic Wealth generally requires $25,000 minimum to engage in services. Clients are charged investment management fees that are based on a percentage of assets under management, ranging between 0.5% and 1.5%.

Strategic Wealth Investment Group Background

Headquartered in Louisville, Strategic Wealth was founded as a limited liability company in 2002 and formed as an investment advisory in 2012. The firm’s principal owners include Matthew J. Dicken, Dustin Stanley and Jordan Schwart.

Strategic Wealth Investment Group Strategy

The firm manages and evaluates portfolios based on client goals and objectives. General financial planning and investment services include asset allocation, risk tolerance, asset selection and portfolio monitoring. 

Alexander Investment Services

Alexander Investment Services, No.3 on our list, is fee-based firm works with individuals, high-net-worth individuals as well as pension and profit sharing plans.

Alexander Investment Services is in the business of offering stocks, mutual and exchange-traded funds (ETFs), corporate and Federal government/agency bonds, as well as certificates of deposit (CDs), separately managed accounts (SMAs) and other financial products to its advisory clients.

However, Alexander Investment Services isn't compensated by and doesn't receive economic benefit from financial providers in connection to providing advisory clients with investment advice. Alexander Investment Services bills directly for its investment advice by debiting the accounts of its advisory clients. 

Alexander Investment Services has no minimum investment.

Alexander Investment Services' Background

Founded in 1965 by Roy Alexander, the company's ownership is led by the following:

  • Leo Andrew Hanlein is a 50% shareholder
  • Richard Lynn Fox is a 20% shareholder
  • Gerald Andrew Wells is a 20% shareholder
  • Thomas Craig Wilson is a 10% shareholder

Alexander Investment Services' Strategy 

Alexander Investment Services' investment strategy for clients is determined by a review of their financial objectives and life situation as discussed during meetings, telephone calls, and/or electronic communications. An in-depth client review meeting is recommended at lease once per annum. Every client portfolio is intended to reflect specific financial objectives and investment suitability based on age, risk tolerance, net worth, family status, health and more. Clients may alter their objectives at any time. 

Reliant Wealth Planning

Reliant Wealth Planning, LLC works primarily with non-high-net-worth and high-net-worth individuals. The firm also serves pension and profit-sharing plans, charitable organizations and sovereign wealth funds and foreign official institutions.

As a fee-based firm, some advisors could be licensed to sell insurance and investment products, and could earn commissions on those transactions. However, the firm has a fiduciary duty to put client interests first.

Reliant does not require a minimum account balance to engage in services. Clients, however, are charged investment management fees based on a percentage of assets under management, ranging between 0.7% and 1.38%.

Reliant Wealth Planning Background

Headquartered in Louisville, Reliant was founded as a limited liability company in 2017 by Shaun Chelf and Laura Clark. 

The advisor team holds multiple designations, including three certified estate planners (CEPs), two certified financial planners (CFPs), two retirement income certified professionals (RICPs), one chartered financial analyst (CFA), one chartered retirement planning counselor (CRPC) one chartered financial consultant (ChFC), accredited estate planner (AEP) and one certificate in investment performance measurement (CIPM). 

Reliant Wealth Planning Investment Strategy

The firm manages and evaluates portfolios based on client goals and objectives. Services include: 

  • Retirement planning
  • Investment management
  • Cash flow management
  • Estate planning
  • Charitable gifting
  • Risk management

Magnate Advisory Services, LLC

Magnate Advisory Services, LLC is a fee-based firm that works primarily with individuals and high-net-worth individuals. The advisor team includes one person with a certified financial planner (CFP) designation. 

As a fee-based firm, some advisors could be licensed to sell insurance and investment products, and could earn commissions on those transactions. However, the firm has a fiduciary duty to put client interests first. 

Clients are charged annual investment management fees based on a percentage of assets under management. These typically range between 0.75% and 2%.

Magnate does not require a minimum account balance to engage in services.

Magnate Advisory Services, LLC. Background

Founded as a limited liability company in 2016, Magnate is headquartered in Louisville, Kentucky. The firm operates under the trade name Magnate Advisory Services, LLC or Magnate Wealth Management, LLC.

Other services the firm provides are advice on college funding and tax strategies, as well as estate planning, divorce planning, educational workshops and retirement plan services.

Magnate Advisory Services, LLC. Strategy

The firm uses a blend of strategies that include fundamental analysis, charting analysis, technical analysis and cyclical analysis. The firm's research may be drawn from several sources which include company press releases, annual reports, regulatory fillings, prospectuses, corporate rating services, economists and other industry professionals.

Atlas Brown

This fee-based firm has no minimum investment requirement. Atlas Brown works primarily with individuals and high-net-worth individuals, as well as pension and profit sharing plans, charitable organizations corporations.

The firm has one chartered financial analyst (CFA). Fees are based on a percentage of assets under management, though some advisors may also earn commisisons. This is a potential conflict of interest, but the advisors must act in the best interest of the client.

Atlas Brown Background

Chairman W. Wayne Hancock, III, is the only one of the original co-founders to still be working at the firm. He and his family are the largest shareholders, while employees mostly own the rest of the practice.

As mentioned earlier, the firm focuses on serving wealthy families, providing legacy planning, family governance, tax planning and lifestyle management - in addition to portfolio management services. Its fiduciary services are on a fee basis, but advisors who are brokers or insurance agents receive commissions in their other capacities.

Atlas Brown Investment Strategy

Atlas Brown says that it “applies institutional techniques to a multidisciplinary approach, using multiple asset classes/styles, outside managers, alternatives and individual securities to create customized investment strategies.” The firm uses traditional and alternative strategies, investing in non-traditional asset classes such as real estate, natural resources and minerals.

Saling Wealth Advisors

Formed in 2016, Saling Wealth Advisors requires clients to invest at least $500,000 to engage its services. The fee-based firm works with non-high-net-worth and high-net-worth individuals. 

The team at Saling includes four certified financial planners (CFPs) and one chartered financial analyst (CFA).

Fees are based on a percentage of assets under management. Some advisors earn commissions for selling insurance, which is a potential conflict of interest. Still, advisors have a fiduciary duty to act in the best interest of the client.

Saling Wealth Advisors Background

James “Jay” Saling is the primary owner, chairman and senior executive of the firm. He has over 30 years of experience in the financial services industry and a number of certifications including certified financial planner (CFP) and chartered wealth advisor (CWA).

The other shares of the firm are owned by Eric Saling, the firm's executive director, CFP and certified exit planner (CExP); and Jason Stuber, chief investment officer and a chartered financial analyst (CFA).  

Services include portfolio management, business planning, retirement planning and financial planning.

Saling Wealth Advisors Investment Strategy

The firm primarily applies fundamental analysis in its securities selection process and may use long-term purchases, short-term purchases, short sales, margin transactions and options trading. It mainly places assets in mutual funds, common stocks, exchange-traded funds (ETFs), bonds and fixed-income products.

Pillar Financial Advisors

Pillar Financial Advisors is a fee-only firm. This means that it does not receive or accept commissions from brokerage firms, mutual fund companies, insurance companies or from any financial vehicles they recommend.

The advisory team at Pillar includes two chartered financial analysts (CFAs), one personal financial specialist (PFS), one certified public accountant (CPA) and one certified financial planner (CFP).

The firm has a minimum asset requirement of $500,000.

Pillar Financial Advisors Background

Gregory Curry, who founded the firm in 1997, is the chief compliance officer (CCO) and senior financial advisor. He’s a CPA with the personal financial specialist (PFS) designation and a CFA. Before founding the firm, he worked for Aegon, a financial services company, and PricewaterhouseCoopers, one of the largest accounting and financial consulting organizations in the world. Curry and Ben Allison, one of the firm's other senior financial advisors, principally own the firm. Allison has over 20 years of experience in the investment services industry.

Services at Pillar include investment management, retirement planning, financial planning, tax planning and estate planning services.

Pillar Financial Advisors Investment Strategy

When you first begin a relationship with Pillar Financial Advisors, you’ll develop an initial investment plan. This plan is based on your financial situation, your objectives, risk tolerance, time horizon and cash needs. Your account will be managed on a discretionary basis, which means transaction decisions are made without your input. Your investment plan guides these trading decisions.

The firm primarily invests your money in mutual funds. The firm generally selects passively managed mutual funds after evaluating factors such as past performance, portfolio manager, fee structure, fund sponsor, ratings and more.

Ricketts Financial Group, LLC.

Ricketts Financial Group, LLC. is a fee-based firm that works primarily with non-high-net-worth individuals.

As a fee-based firm, some advisors could be licensed to sell insurance and investment products, and could earn commissions on those transactions, creating a potential conflict between the interests of a client and that of an advisor/salesperson. However, the firm has a fiduciary duty to put client best interests first.

Clients are charged investment management fees that are based on a percentage of assets under management. These typically range between 0.25% and 1.25%. There is no set account minimum.

Ricketts Financial Group Background

Headquartered in Louisville, Kentucky, Ricketts was registered as an investment adviser in 2020. 

The firm is owned by R. Michael Ricketts, C. McCauley Ricketts and Patrick Ricketts.

Ricketts Financial Group Strategy

The firm manages and evaluates portfolios based on client goals and objectives. Services include:

  • Cash-flow forecasting
  • Retirement planning
  • Investment management
  • Trust and estate planning
  • Charitable giving
  • Business planning
  • Insurance planning
  • Tax planning
  • Education planning

Centerline Wealth Advisors

Rounding out the top 10 is Centerline Wealth Advisors, which has a minimum requirement of $750,000 in investable assets for opening and maintaining accounts. However, the firm notes that they reserve the right to waive this asset minimum at their discretion.

Like the majority of financial advisors on our Louisville list, Centerline is a fee-based firm, meaning that it may collect sales commissions from vendors in addition to fees charged to clients.  

The advisory team holds multiple certifications, including one certified financial planner (CFP), one accredited investment fiduciary (AIF) and one certified exit planner advisor (CEPA).

Centerline Wealth Advisors Background

Andrew Arnold is the founder and sole owner of the firm. He serves as CEO and is the senior wealth advisor. Arnold has worked in the investment industry for more than 20 years and has an MBA from University of Louisville.

Centerline Wealth Advisors offers investment management, wealth management, retirement planning and tax planning services.

Centerline Wealth Advisors Investment Process

Centerline Wealth Advisors says it has separated the three key pieces of a financial advisor business: advice, custody of client assets and financial products and services. Traditionally, the firm states, advisors at other firms operate with those three aspects linked, resulting in a company-focused approach rather than a client-needs-first approach. At Centerline, each aspect stands alone so that you get "a more elegant, client-focused model."

The firm uses Charles Schwab to hold your assets as custodian and has a strategic partnership with Dynasty Financial Partners for access to products and services including investment banking relationships, asset management strategies, estate planning and more.

How Long $1 Million Lasts in Retirement

SmartAsset's interactive map highlights places where $1 million will last the longest in retirement. Zoom between states and the national map to see the top spots in each region. Also, scroll over any city to learn about the cost of living in retirement for that location.

Least
Most
Rank City Housing Expenses Food Expenses Healthcare Expenses Utilities Expenses Transportation Expenses

Methodology We weighed potential expenditures for a prospective retiree with a  $1 million nest egg to assess how many years that fund would cover in retirement in America’s largest cities.

We applied cost of living data from the Council for Community and Economic Research to adjust those national average spending levels based on the costs of each expense category (housing, food, healthcare, utilities, transportation and other) in each city. Using this data, SmartAsset calculated the average cost of living for retirees in metro areas across the U.S.

We assumed the $1 million would grow at a net annual return of 2% after inflation. Then, we divided $1 million by the sum of each of those annual numbers to determine how long $1 million would cover retirement expenses in each of the cities in our study. Cities where $1 million lasted the longest ranked the highest in the study.