Finding a Top Financial Advisor Firm in Calabasas, California
You’ll have a range of options to choose from if you’re interested in finding a financial advisor in Calabasas. If you’re having trouble finding the right advisor, we can help. We’ve created a list of the top financial advisor firms in the area. If you’d prefer a different approach, SmartAsset's free financial advisor matching tool can connect you with up to three local advisors.
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|Rank||Financial Advisor||Assets Managed||Minimum Assets||Financial Services||More Information|
|1||Morton Capital Management, LLC Find an Advisor||$2,036,504,584||$1,000,000|| || |
|2||Lindbrook Capital, LLC Find an Advisor||$1,289,640,696||No set account minimum|| || |
Minimum AssetsNo set account minimum
|3||Planned Asset Management, LLC Find an Advisor||$239,656,000||No set account minimum|| || |
Minimum AssetsNo set account minimum
|4||Triagen Wealth Management LLC Find an Advisor||$318,068,638||No set account minimum|| || |
Minimum AssetsNo set account minimum
|5||Legacy Wealth Partners, Inc. Find an Advisor||$187,148,277||$500,000|| || |
|6||Krane Financial Solutions, LLC Find an Advisor||$125,514,955||No set account minimum|| || |
Minimum AssetsNo set account minimum
What We Use in Our Methodology
To find the top financial advisors in Calabasas, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
- AUMFirms with more total assets under management are ranked higher.
- Individual Client CountFirms who serve more individual clients (as opposed to institutional clients) are ranked higher.
- Clients Per AdvisorFirms with a lower ratio of clients per financial advisor are ranked higher.
- Age of FirmFirms that have been in business longer are ranked higher.
All information is accurate as of the writing of this article. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria.
Morton Capital Management
Morton Capital Management, LLC tops our list of financial advisory firms in Calabasas. The firm and its advisors have a range of certifications, including certified financial planner (CFP), chartered mutual fund counselor (CMFC) and chartered financial consultant (ChFC).
The advisory firm serves various clients, including non-high-net worth and high-net-worth individuals, families, pension and profit sharing plans, charitable organizations, corporations and business entities. Morton Capital generally requires its clients to have at least $1,000,000. The fee-only firm's investment advisory fees are asset-based.
Morton Capital Management Background
Morton Capital Management was founded in 1981, but it became registered as an investment advisor with the SEC in 1983. Morton Capital primarily offers investment management, financial planning and pension consulting services. Through the firm’s financial planning services, clients can also receive guidance in insurance planning and estate planning.
Morton Capital’s managing members are Meghan Pinchuk, Jeffrey Sarti and Eric Selter.
Morton Capital Management Investment Strategy
Morton Capital Management touts on its website that it bases its investment decisions off principles of objectivity and independence. The firm also says it's focused on helping clients by creating long-term portfolio plans designed to generate significant return. Morton Capital mainly invests in common stocks, exchange-traded funds (ETFs), equity mutual funds, publicly traded master limited partnerships and publicly traded real estate investment trusts (REITs). The firm also utilizes fixed income investments such as government bonds, municipal bonds, corporate bonds, high yield bonds, structured notes, foreign bonds and fixed income mutual funds.
Following Morton Capital on this list is Lindbrook Capital, LLC. This firm is fee-only, so its advisors do not earn any kind of third-party commissions.
There’s no set account minimum for the firm’s client base. Most of Lindbrook’s clients are high-net-worth individuals. The firm also serves charities and non-high-net-worth individuals. Clients pay an asset-based fee for the firm's investment advisory services.
Lindbrook Capital Background
Established in 2011, Lindbrook Capital offers portfolio management, financial planning and pension consulting services to its various clients. Ownership of the firm is divided equally between the Tyler and Taryn Dritz Revocable Trust and Posen/Degal Living Trust. The firm is employee-owned and it also has an office in Los Angeles.
Lindbrook Capital Investment Strategy
Lindbrook Capital says its senior management and analysts apply significant research to ensure the firm’s strategies match its clients’ goals. The firm generally constructs client portfolios using exchange-traded funds (ETFs), mutual funds, individual stocks or bonds and other securities.
On its website, the firm says it aims to capitalize on inefficient markets by identifying subtle social, economic and political factors that influence investment returns. The firm believes this extensive research helps them deliver useful investment advice.
Planned Asset Management
Planned Asset Management, LLC is a fee-based firm. Though its advisors may recommend insurance or related products for compensation, the firm is bound to its fiduciary duty to each client.
Some of Planned Asset’s advisors have either the certified financial planner (CFP) or chartered financial analyst (CFA) designations. The firm's clients include non-high-net-worth and high-net-worth individuals, pensions and profit sharing plans.
Clients looking to open a full service account will need at least $250,000. Clients with less will only have access to limited services. The firm's investment management fees are based off a percentage of client assets.
Planned Asset Management Background
Planned Asset Management is an independent firm established by Morrie W. Reiff in 1985. Morrie W. Reiff and Joni L. Reiff both own 50% of the firm. Planned Asset mainly offers clients asset management and financial planning advice. Its financial planning services include retirement planning, estate planning, tax strategy and life insurance planning. Planned Asset may also recommend third party advisors.
Planned Asset Management Investment Strategy
Planned Asset Management is focused on helping clients through a long-term investment plan. The firm uses research provided by third parties and fund companies to make investment decisions. It also says it values proactive strategies when creating globally diverse client portfolios.
When investing client assets, this firm generally uses mutual funds, but it may also invest in other types of securities, such as stocks, bonds, options, exchange-traded funds (ETFs) and more.
Triagen Wealth Management is a fee-based firm working almost exclusively with individuals, the majority of whom do not have a high net worth. The only institutional clients at the firm are pension and profit sharing plans. Some advisors work as broker-dealers and insurance agents, earning commissions. This is a conflict of interest, but all advisors must act in the best interest of the client.
Financial planning services are charged a fixed fee, while portfolio management fees are based on a percentage of assets under management. There is no minimum account size. The firm’s team includes two certified financial planners (CFPs) and one certified exit planning advisor (CEPA).
Triagen Wealth Management Background
Triagen was founded in 2020 and is owned directly by G&G 8181 Partners and G5 Endeavors. The firm is indirectly owned by Nick Garris and Bryan Garris.
Services offered at the firm include portfolio management, selection of other advisors, asset allocation and financial planning.
Triagen Wealth Management Investment Strategy
Individual stocks make up more than half of the investment portfolio at Triagen. Mutual funds make up a big chunk as well, more than a third. The only other investments at the firm are cash holdings. Bonds, alternatives and other investments are not used.
Legacy Wealth Partners
Legacy Wealth Partners, Inc., a fee-based firm, is next up on our list. The advisory team includes certified financial planners certified financial planners (CFPs) and insurance agents.
The non-high-net-worth clients outnumber the high-net-worth ones by quite a bit. The firm also serves pensions and profit sharing plans. The minimum required for portfolio management is $500,000. All accounts are on a discretionary basis, though the firm may manage accounts on a non-discretionary basis in limited circumstances.
Some of the advisors at this firm may receive commissions for insurance sales. Despite the potential conflict of interest this creates, the firm is bound by fiduciary duty to act in clients' best interests.
Legacy Wealth Partners Background
Bradley Levin founded Legacy Wealth Partners in 2016. In addition to being a CFP, he is also a chartered market technician (CMT) and a certified divorce financial analyst (CDFA).
The firm’s investment advisory services are fee-only, but as insurance agents and registered reps of a broker-dealer, Levin and COO David Tracy are commission-based. In addition to portfolio management and risk or insurance management, they offer financial planning that can cover retirement, college, taxes, estate and business. The firm also offers a wrap fee program, where transaction and other costs are included in one fee.
Legacy Wealth Partners Investment Strategy
Generally speaking, Legacy Wealth Partners takes the long view when it comes to investing, utilizing a buy-and-hold approach. It also may utilize active and alternative strategies, particularly to tap opportunities for gains or to protect against losses. When constructing portfolios, the firm says it primarily uses individual stocks and bonds, mutual funds, exchange-traded funds (ETFs) and alternative investments.
Krane Financial Solutions
Krane Financial Solutions, LLC is our final firm on the Calabasas list. The firm’s only advisor, Justin Krane, is also its founder. Krane holds the certified financial planner (CFP) and certified investment management analyst (CIMA) designations.
Krane Financial is a fee-only firm. Its client base consists of individuals, pension and profit sharing plans, charitable organizations, corporations, benefit trusts and associations. Krane charges fixed fees for its financial planning services, and its investment advisory services include asset-based fees. The firm doesn’t have a set account minimum.
Krane Financial Solutions Background
Krane Financial Solutions has been registered as an investment advisor with the SEC since 2010. The firm offers portfolio management, financial planning and money manager referral services. Krane Financial also provides free newsletters to clients and prospective clients, and the firm offers educational seminars and online investment video courses.
Justin Krane is also the firm’s president and chief compliance officer (CCO).
Krane Financial Solutions Investment Strategy
Krane Financial Solutions may invest client assets in U.S. and foreign equity securities, warrants, corporate debt securities, commercial paper, certificates of deposit (CDs), municipal securities, mutual funds, ETFs, U.S. government securities and options.
Krane Financial’s investment strategies consist of fundamental and technical analysis, but the firm also uses other strategies in its investment transactions. These include long- and short-term purchases, trading, short sales, margin transactions and option writing.