Finding a Top Financial Advisor Firm in Calabasas, California
You’ll have a range of options to choose from if you’re interested in finding a financial advisor in Calabasas. If you’re having trouble finding the right advisor, we can help. We’ve created a list of the top financial advisor firms in the area. If you’d prefer a different approach, SmartAsset's free financial advisor matching tool can connect you with up to three advisors who serve your area.
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|Rank||Financial Advisor||Assets Managed||Minimum Assets||Financial Services||More Information|
|1||Morton Wealth Find an Advisor||$2,416,279,148||$1,000,000|| || |
|2||Lindbrook Capital, LLC Find an Advisor||$2,729,395,226||No set account minimum|| || |
Minimum AssetsNo set account minimum
|3||Planned Asset Management, LLC Find an Advisor||$333,157,000||No set account minimum|| || |
Minimum AssetsNo set account minimum
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|4||Triagen Wealth Management LLC Find an Advisor||$341,196,208||No set account minimum|| || |
Minimum AssetsNo set account minimum
|5||Krane Financial Solutions, LLC Find an Advisor||$181,403,671||No set account minimum|| || |
Minimum AssetsNo set account minimum
What We Use in Our Methodology
To find the top financial advisors in Calabasas, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
- AUMFirms with more total assets under management are ranked higher.
- Individual Client CountFirms who serve more individual clients (as opposed to institutional clients) are ranked higher.
- Clients Per AdvisorFirms with a lower ratio of clients per financial advisor are ranked higher.
- Age of FirmFirms that have been in business longer are ranked higher.
All information is obtained through public records and is updated annually after the firms’ form ADV filing. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria. SmartAsset is not a client of the aforementioned firms, and did not receive compensation for including any of the firms on the aforementioned list.
Morton Wealth tops our list of financial advisory firms in Calabasas. The firm and its advisors have a range of certifications, including certified financial planner (CFP), chartered financial analyst (CFA), certified exit planning advisor (CEPA) and others.
The advisory firm serves various clients, including non-high-net worth and high-net-worth individuals, families, pension and profit sharing plans, charitable organizations, corporations and business entities. Morton Wealth generally requires its clients to have at least $1 million and charges a minimum annual advisory fee of $15,000.
As a fee-only firm, Morton Wealth does not sell securities or insurance for commissions. Instead, its compensated through client-paid fees. Most clients pay an asset-based fee, although the firm may on occassion charge a fixed fee with certain clients.
Morton Wealth Background
Morton Wealth, which was founded as Morton Captial Management by Lon Morton, became registered as an investment advisor with the SEC in 1983. In 2022, it began doing business under its current name. Today, the firm is owned by members of Morton’s management and executive team.
Morton Wealth primarily offers investment management, financial planning and pension consulting services. Through the firm’s financial planning services, clients can also receive guidance in insurance planning and estate planning.
Morton Wealth Investment Strategy
Morton Wealth says it's focused on helping clients by creating long-term portfolio plans designed to generate significant return. The firm believes portfolios should hold a variety of assets that are not all correlated to each other. As a result, it utilizes alternative investments, in addition to traditional asset classes, in an effort to seek greater diversification.
Advisors mainly invest client assets in common stocks, exchange-traded funds (ETFs), equity mutual funds, publicly traded master limited partnerships and publicly traded real estate investment trusts (REITs). The firm also utilizes fixed income investments such as government bonds, municipal bonds, corporate bonds, high yield bonds, structured notes, foreign bonds and fixed income mutual funds.
Lindbrook Capital, LLC
Lindbrook Capital is the No. 2 financial advisory firm in Calabasas. This practice works on a fee-only basis, so its advisors do not earn any kind of third-party commissions.
There’s no set account minimum for the firm’s client base. Most of Lindbrook’s clients are high-net-worth individuals. The firm also serves charities and non-high-net-worth individuals. Clients pay an asset-based fee for the firm's investment advisory services.
The firm's advisory team features two chartered financial analysts (CFAs), two certified financial planners (CFPs) and one certified divorce financial analyst (CDFA).
Lindbrook Capital Background
Established in 2011, Lindbrook Capital offers portfolio management, financial planning and pension consulting services to its various clients. Ownership of the firm is divided equally between the Tyler and Taryn Dritz Revocable Trust and Posen/Degal Living Trust. The firm also has offices in Los Angeles and New York.
Lindbrook Capital Investment Strategy
Lindbrook Capital says its senior management and analysts apply significant research to ensure the firm’s strategies match its clients’ goals. The firm generally constructs client portfolios using exchange-traded funds (ETFs), mutual funds, individual stocks or bonds and other securities.
The firm uses a combination of fundamental, technical, charting and cyclical forms of analysis when evaluating investments. As for investing strategies, Lindbrook Capital relies on long- and short-term purchases, as well as trading.
Planned Asset Management, LLC
Planned Asset Managemen is a fee-based firm whose advisors may earn third-party commissions for recommending insurance or related products. However, the firm is bound to its fiduciary duty to act in each client's best interests.
Some of Planned Asset’s advisors have either the certified financial planner (CFP) or chartered financial analyst (CFA) designations. The firm's clients include non-high-net-worth and high-net-worth individuals, pensions and profit sharing plans.
Clients looking to open a full service account will need at least $250,000. Clients with less will only have access to limited services. The firm's investment management fees are based off a percentage of client assets. Clients may receive other services, like financial planning, that are charged on an hourly basis.
Planned Asset Management Background
Planned Asset Management is an independent firm established by Morrie W. Reiff in 1985. Morrie W. Reiff and Joni L. Reiff both own 50% of the firm. Planned Asset mainly offers clients asset management and financial planning advice. Its financial planning services include retirement planning, estate planning, tax strategy and life insurance planning. Planned Asset may also recommend third-party advisors.
Planned Asset Management Investment Strategy
Planned Asset Management is focused on helping clients through a long-term investment plan. The firm uses research provided by third parties and fund companies to make investment decisions. It also says it values proactive strategies when creating globally diverse client portfolios.
When investing client assets, this firm generally uses mutual funds, but it may also invest in other types of securities, such as stocks, bonds, options, exchange-traded funds (ETFs) and more.
Triagen Wealth Management LLC
Triagen Wealth Management is a fee-based firm working almost exclusively with individuals, the majority of whom do not have a high net worth. The only institutional clients at the firm are pension and profit sharing plans. Some advisors work as representatives of a broker-dealer, earning commissions for selling securities. This is a conflict of interest, as these advisors have a financial incentive to recommend certain products over others that may be more suitable for you as a client. However, as a fiduciary firm, Triagen advisors must act in the best interest of the client.
A fixed fee is charged for financial planning services, while portfolio management fees are based on a percentage of assets under management. There is no minimum account size. The firm’s team includes two certified financial planners (CFPs) and one certified exit planning advisor (CEPA).
Triagen Wealth Management Background
Triagen was founded in 2020 and is owned directly by G&G 8181 Partners and G5 Endeavors. The firm is indirectly owned by Nick Garris and Bryan Garris.
Services offered at the firm include portfolio management, selection of other advisors, asset allocation, financial planning and consulting.
Triagen Wealth Management Investment Strategy
Triagen bases its investment strategies and advice on each client's specific financial situation. The firm may invest a client's assets in equity securities, corporate debt securities (other than commercial paper), certificates of deposit, municipal securities, variable life insurance, variable annuities, mutual fund shares, U.S. government securities, options contracts on securities, options contracts on commodities, money market funds, real estate investment trusts and exchange-traded funds.
Krane Financial Solutions
Krane Financial Solutions is our final firm on the Calabasas list. Krane is a fee-only firm, so its compensation comes solely from client-paid fees, not third-party sales commissions.
Its client base consists of individuals, high-net-worth individuals, pension and profit sharing plans, charitable organizations, corporations, benefit trusts and associations. Krane charges fixed fees for its financial planning services, and its investment advisory services include asset-based fees. The firm doesn’t have a set account minimum.
The firm has one advisor on staff who holds the certified financial planner (CFP) and certified investment management analyst (CIMA) designations.
Krane Financial Solutions Background
Founded by Justin Krane, Krane Financial Solutions has been registered as an investment advisor with the SEC since 2010. The firm offers portfolio management, financial planning and money manager referral services. Krane also provides free newsletters to clients and prospective clients, and the firm offers educational seminars and online investment video courses.
Krane Financial Solutions Investment Strategy
Krane Financial Solutions may invest client assets in U.S. and foreign equity securities, warrants, corporate debt securities, commercial paper, certificates of deposit (CDs), municipal securities, mutual funds, ETFs, U.S. government securities and options.
Krane employs both fundamental and technical analysis when evaluating investments, but the firm also uses other strategies in its investment transactions. These include long- and short-term purchases, trading, short sales, margin transactions and option writing.