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Top Financial Advisor Firms in Anaheim, CA

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This review was produced by SmartAsset based on publicly available information. The named firm and its financial professionals have not reviewed, approved, or endorsed this review and are not responsible for its accuracy. Review content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named firm and its financial professionals, and firms and financial professionals having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s reviews. This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the firm mentioned in this review or its financial professionals.

Finding a Top Financial Advisor Firm in Anaheim, California

Even in a city like Anaheim, California, where there aren’t a ton of financial advisor firms to choose from, it can be tough to pinpoint the one for you. To make your life easier, SmartAsset tallied up every option in the city and took a deep dive into which types of investors they are best suited for. To help you differentiate, we have laid out each firm’s fee structure, services, account minimums and more. The SmartAsset financial advisor matching tool can even further simplify the decision process by connecting you with advisors who serve your area.

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Rank Financial Advisor Assets Managed Minimum Assets Financial Services More Information
1 Chatterton & Associates Chatterton & Associates logo Find an Advisor

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$1,057,197,474 $200,000
  • Financial planning
  • Portfolio management
  • Selection of other advisors (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Minimum Assets

$200,000

Financial Services

  • Financial planning
  • Portfolio management
  • Selection of other advisors (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
2 Jack Keeter & Associates, Inc. Jack Keeter & Associates, Inc. logo Find an Advisor

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$195,170,716 $250,000
  • Financial planning
  • Portfolio management
  • Pension consulting services
  • Selection of other advisors (including private fund managers)

Minimum Assets

$250,000

Financial Services

  • Financial planning
  • Portfolio management
  • Pension consulting services
  • Selection of other advisors (including private fund managers)

What We Use in Our Methodology

To find the top financial advisors in Anaheim, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:

  • AUM
    Firms with more total assets under management are ranked higher.
  • Individual Client Count
    Firms who serve more individual clients (as opposed to institutional clients) are ranked higher.
  • Clients Per Advisor
    Firms with a lower ratio of clients per financial advisor are ranked higher.
  • Age of Firm
    Firms that have been in business longer are ranked higher.
  • Fee Structure
    Firms with a fee-only (as opposed to fee-based) compensation structure are ranked higher.

All information is accurate as of the writing of this article. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria.

Chatterton & Associates

Chatterton & Associates is a fee-based firm that makes money from more than just client fees. More specifically, it has certain employees who make commissions off the sale of insurance products or securities to clients. This creates the potential for a conflict of interest, because advisors have a financial incentive to recommend certain products and services over others. However, the firm’s advisors have a fiduciary duty that requires them to act in the best interests of their clients.

The firm manages assets of individuals and high-net-worth individuals. Chatterton charges clients a percentage of their AUM. Its account minimum is also just $200,000.

Chatterton advisors hold a combination of the following professional designations, among others: 

  • Chartered financial consultant (ChFC)
  • Certified financial planner (CFP)
  • Accredited portfolio management advisor (APMA)
  • Certified plan fiduciary advisor (CPFA)
  • Acredited investment fiduciary (AIF)
  • Chartered special needs consultant (ChSNC)

Chatterton & Associates Background

Head financial planner Robert D. Chatterton indepently owns and runs Chatterton & Associates. The firm opened its doors for business in 2004.

Rather than employ a cookie-cutter approach to investment and wealth management, this firm chooses to customize everything it does to the client. That means that while it can handle retirement, taxes and other major financial areas of focus, it doesn’t predetermine what it will do before speaking with you.

Chatterton & Associates Investment Strategy

While Chatterton & Associates doesn’t preclude itself from investing client assets into individual stocks and bonds, it does prefer to invest in markets and industries. This is done mostly through index funds, asset allocation funds, real estate funds, high yield bond funds, international funds and emerging market funds.

But because this firm doesn’t shy away from using international investments, its evaluation process must be thorough. To ensure this is the case, Chatterton claims to utilize proprietary market research done by its own advisors and analysts, outside economic research, annual reports, company press releases, mutual fund market insights and corporate rating services.

Jack Keeter & Associates, Inc.

Jack Keeter & Associates (JKA) is a fee-based firm that mainly works with individual clients, most of who do not have a high net worth. Other clients include pensions and profit sharing plans. 

As a fee-based practice, JKA employs advisors who may make commissions if they sell insurance products to clients. While creates a potential conflict of interest, the firm has a fiduciary duty that requires it to act in the best interests of clients.

The advisory team at JKA does not hold any professional certifications, like the chartered financial analyst (CFA) or certified financial planner (CFP) designation. The minimum amount you’ll need to open an account with this firm is $250,000.

Jack Keeter & Associates Background

JKA was established in 2011. The firm is 100% owned by principal Jack Keeter, who has spent around 20 years in the financial services business.

There are a number of different services you can get at this firm, including:

  • Retirement planning
  • Investment management/planning
  • Estate planning
  • Debt analysis
  • Insurance review
  • Business financial planning
  • Tax planning
  • Education cost planning

Jack Keeter & Associates Investment Strategy

In general, Jack Keeter & Associates is interested in growing client assets for the long term, but it isn’t opposed to using some short-term strategies along the way. For example, its advisors believe that purchasing securities with the mindset that they’ll be sold within a year allows you to take advantage of bursts of financial gain too.

The firm employs fundamental analysis to select short-term investment opportunities. This ideology combines the state of the market with the current financial state of the company whose stock you might purchase to develop a holistic view of the quality of the security.

How Long $1 Million Lasts in Retirement

SmartAsset's interactive map highlights places where $1 million will last the longest in retirement. Zoom between states and the national map to see the top spots in each region. Also, scroll over any city to learn about the cost of living in retirement for that location.

Least
Most
Rank City Housing Expenses Food Expenses Healthcare Expenses Utilities Expenses Transportation Expenses

Methodology We weighed potential expenditures for a prospective retiree with a  $1 million nest egg to assess how many years that fund would cover in retirement in America’s largest cities.

We applied cost of living data from the Council for Community and Economic Research to adjust those national average spending levels based on the costs of each expense category (housing, food, healthcare, utilities, transportation and other) in each city. Using this data, SmartAsset calculated the average cost of living for retirees in metro areas across the U.S.

We assumed the $1 million would grow at a net annual return of 2% after inflation. Then, we divided $1 million by the sum of each of those annual numbers to determine how long $1 million would cover retirement expenses in each of the cities in our study. Cities where $1 million lasted the longest ranked the highest in the study.