Finding a Top Financial Advisor Firm in Anaheim, California
Even in a city like Anaheim, California, where there aren’t a ton of financial advisor firms to choose from, it can be tough to pinpoint the one for you. To make your life easier, SmartAsset tallied up every option in the city and took a deep dive into which types of investors they are best suited for. To help you differentiate, we have laid out each firm’s fee structure, services, account minimums and more. The SmartAsset financial advisor matching tool can even further simplify the decision process by connecting you with nearby advisors.
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|Rank||Financial Advisor||Assets Managed||Minimum Assets||Financial Services||More Information|
|1||Chatterton & Associates, The Wealth Management Team, Inc. Find an Advisor||$920,729,196||$200,000|| || |
|2||Jack Keeter & Associates, Inc. Find an Advisor||$119,311,115||$250,000|| || |
What We Use in Our Methodology
To find the top financial advisors in Anaheim, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
- AUMFirms with more total assets under management are ranked higher.
- Individual Client CountFirms who serve more individual clients (as opposed to institutional clients) are ranked higher.
- Clients Per AdvisorFirms with a lower ratio of clients per financial advisor are ranked higher.
- Age of FirmFirms that have been in business longer are ranked higher.
All information is accurate as of the writing of this article. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria.
Chatterton & Associates, The Wealth Management Team, Inc.
Chatterton & Associates, The Wealth Management Team, Inc. is a fee-based firm that makes money from more than just client fees. More specifically, it has certain employees who make commissions off the sale of insurance products to clients. The firm’s advisors have a fiduciary duty that requires them to act in the best interests of their clients.
The firm manages assets for more than 1,400 individuals and high-net-worth individuals. Chatterton charges clients a percentage of their AUM. Its account minimum is also just $200,000.
The advisor team includes three chartered financial consultants, two certified financial planners, two accredited portfolio management advisors, two certified plan fiduciary advisors, two certified financial crime specialists, two accredited investment fiduciaries and one chartered special needs consultant.
Chatterton & Associates, The Wealth Management Team Background
Head financial planner Robert D. Chatterton indepently owns and runs Chatterton & Associates, The Wealth Management Team, Inc. The firm opened its doors for business in 2004.
Rather than employ a cookie-cutter approach to investment and wealth management, this firm chooses to customize everything it does to the client. That means that while it can handle retirement, taxes and other major financial areas of focus, it doesn’t predetermine what it will do before speaking with you.
Chatterton & Associates, The Wealth Management Team Investing Strategy
While Chatterton & Associates doesn’t preclude itself from investing client assets into individual stocks and bonds, it does prefer to invest in markets and industries. This is done mostly through index funds, asset allocation funds, real estate funds, high yield bond funds, international funds and emerging market funds.
But because this firm doesn’t shy away from using international investments, its evaluation process must be thorough. To ensure this is the case, Chatterton claims to utilize proprietary market research done by its own advisors and analysts, outside economic research, annual reports, company press releases, mutual fund market insights and corporate rating services.
Jack Keeter & Associates, Inc.
Jack Keeter & Associates, Inc. is a fee-based firm, which means that it employs advisors who may make commissions if they sell insurance products to clients. The firm has a fiduciary duty that requires it to act in the best interests of clients.
The firm works mostly with individual clients. Less than 25% of those are high-net-worth individuals. Other clients include charitable organizations.
An advisory staff of just three works at Keeter, and they have no special financial certifications. The minimum amount you’ll need to open an account with this firm is $250,000.
Jack Keeter & Associates Background
Having been around since just 2011, Jack Keeter & Associates, Inc. is relatively new to the financial advisor landscape. It is 100% owned by principal Jack Keeter, who has spent around 20 years in the financial services business.
There are a number of different services you can get at this firm, including:
- Retirement planning
- Investment management/planning
- Estate planning
- Debt analysis
- Insurance review
- Business financial planning
- Tax planning
- Education cost planning
Jack Keeter & Associates Investing Strategy
In general, Jack Keeter & Associates is interested in growing client assets on a long-term scale, but it isn’t opposed to using some short-term strategies along the way. For example, its advisors believe that purchasing securities with the mindset that they’ll be sold within a year allows you to take advantage of bursts of financial gain too.
Supporting this is a principle of fundamental analysis, which the firm utilizes to help select short-term investment opportunities. This ideology combines the state of the market with the current financial state of the company whose stock you might purchase to develop a holistic view of the quality of the security.