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Top 4 Financial Advisors in Pleasanton, CA

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This review was produced by SmartAsset based on publicly available information. The named firm and its financial professionals have not reviewed, approved, or endorsed this review and are not responsible for its accuracy. Review content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named firm and its financial professionals, and firms and financial professionals having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s reviews. This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the firm mentioned in this review or its financial professionals.

Finding a Top Financial Advisor Firm in Pleasanton, California

It’s understandable if you’ve been putting off your search for a financial advisor in Pleasanton, California. Researching firms is hardly fun. They use a lot of jargon, after all, and fine print. Our list of the top registered investment advisors (RIAs) narrows the field - and explains things in plain English. As an alternative, SmartAsset's free financial advisor matching tool can connect you with as many as three advisors who serve your area.

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Rank Financial Advisor Assets Managed Minimum Assets Financial Services More Information
1 RPG Investment Advisory, LLC RPG Investment Advisory, LLC logo Find an Advisor

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$716,457,779 No set account minimum
  • Financial planning
  • Portfolio management

Minimum Assets

No set account minimum

Financial Services

  • Financial planning
  • Portfolio management
2 Mirador Capital Partners Mirador Capital Partners logo Find an Advisor

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$632,113,940 $500,000
  • Financial planning
  • Portfolio management
  • Pension consulting services

Minimum Assets

$500,000

Financial Services

  • Financial planning
  • Portfolio management
  • Pension consulting services
3 BayBridge Capital Group, LLC BayBridge Capital Group, LLC logo Find an Advisor

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$109,837,144 No set account minimum
  • Financial planning
  • Portfolio management
  • Pension consulting services
  • Educational seminars

Minimum Assets

No set account minimum

Financial Services

  • Financial planning
  • Portfolio management
  • Pension consulting services
  • Educational seminars
4 Maxwell Wealth Maxwell Wealth logo Find an Advisor

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$145,000,000 $250,000
  • Financial planning
  • Portfolio management

Minimum Assets

$250,000

Financial Services

  • Financial planning
  • Portfolio management

What We Use in Our Methodology

To find the top financial advisors in Pleasanton,, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:

  • AUM
    Firms with more total assets under management are ranked higher.
  • Individual Client Count
    Firms who serve more individual clients (as opposed to institutional clients) are ranked higher.
  • Clients Per Advisor
    Firms with a lower ratio of clients per financial advisor are ranked higher.
  • Age of Firm
    Firms that have been in business longer are ranked higher.
  • Fee Structure
    Firms with a fee-only (as opposed to fee-based) compensation structure are ranked higher.

All information is accurate as of the writing of this article. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria.

RPG Investment Advisory

RPG Investment Advisory starts off our list of Pleasanton's top financial advisor firms. Though the firm doesn’t impose a minimum account size, its team works solely with high-net-worth individuals

Advisors at RPG Investment Advisory work on a fee-only basis. That means their compensation only comes from the fees charged to clients. They don’t earn sales commissions from third-party financial institutions. 

RPG Investment Advisory Background

RPG Investment Advisory was founded in 2014. Currently, it’s owned by Matthew Vera and Richard Greer, while Robert Valentine owns a minority stake. They lead a team that offers portfolio management and financial planning services to individuals with a high net worth. 

RPG Investment Advisory Investment Strategy

RPG Investment Advisory designs portfolios based on the needs, risk tolerance and financial profile of the client. It does not restrict itself to certain types of securities. It would consider the universe of securities and devise an asset allocation that is appropriate for you. Below, we list some common investments that the firm may recommend: 

  • Mutual funds
  • Exchange-traded funds (ETFs)
  • Real estate investment trusts (REITs)
  • Individual stocks
  • Bonds
  • Certificates of deposit (CD)

Mirador Capital Partners

Coming in second on this list is feed-based firm Mirador Capital Partners. This firm's advisory team includes several certified financial planners (CFPs), among other certifications. The firm requires a minimum account size of $500,000 for investment advisory services. But it may waive this requirement at its discretion.

Some representatives of Mirador Capital Partners are also members of PKS or registered as insurance agents. Since they earn commissions from these roles, a potential conflict of interest is present. However, as an SEC-registered advisor, Mirador Capital Partners has a fiduciary duty to provide advice solely in the best interests of its clients. 

Mirador Capital Partners Background

Founded in 2013, Mirador Capital Partners is primarily owned by Don Garman. The team has more than a combined 50 years of experience in the financial services industry. In addition to portfolio management services, advisors offer guidance on such topics as: 

  • Retirement planning
  • Estate planning
  • Charitable planning
  • Education planning
  • Corporate and personal tax planning
  • Cost segregation study
  • Corporate structure
  • Real estate analysis
  • Mortgage/debt analysis
  • Insurance analysis
  • Lines of credit evaluation
  • Business and personal financial planning

The firm also offers access to separately managed accounts (SMAs) and a robo-advisor through Charles Schwab. 

Mirador Capital Partners Investment Strategy

Mirador Capital Partners creates and monitors portfolios tailored to the client’s risk tolerance and long-term goals. To meet these objectives, the firm typically builds portfolios with the following securities: 

  • Individual stocks or bonds
  • Exchange-traded funds (ETFs)
  • Options
  • Mutual funds
  • Other public and private securities or investments

BayBridge Capital Group

BayBridge Capital Group come next on our Pleasanton list. Its advisory team includes certifications such as certified financial planner (CFP) and accredited investment fiduciary (AIF). The firm doesn’t require a minimum account size for investment advisory services and primarily works with individuals who do not have a high net worth.

As a fee-based firm, some advisors at BayBridge Capital Group are also insurance agents and/or brokers with Infinitiy Financial Services. However, the firm's fiduciary duty requires it to act in clients' best interests at all times.

BayBridge Capital Group Background

Kevin C. Batstone and Eugene M. Gurevich own BayBridge Capital Group, which was founded in 2015. The BayBridge team shares more than a combined 50 years of experience in the financial services industry. In addition to providing portfolio management and financial planning services to individuals, advisors also serve plan sponsors of qualified and non-qualified plans under the Employee Retirement Income Security Act (ERISA)

BayBridge Capital Group Investment Strategy

Advisors at BayBridge Capital Group build and manage investment portfolios based on the investment goals, time horizons, objectives and risk tolerance of their clients. The firm focuses on diversifying portfolios in order to capture returns and mitigate risk under varying market cycles. A typical portfolio invests across several asset classes, including equities and fixed income.

When evaluating individual securities like stocks, the firm may engage in fundamental analysis. This involves determining the intrinsic value of a stock by examining data such as company revenues, earnings and return on equity.

Maxwell Wealth

Maxwell Wealth, a fee-based firm, rounds out our list of top advisors in Pleasanton. The firm requires a minimum account size of $250,000 for investment advisory services and primarily serves individuals.

Advisors at Maxwell Wealth are registered insurance agents. Since they earn commissions from these roles, a potential conflict of interest is present. However, as an SEC-registered advisor, Maxwell Wealth has a fiduciary duty to provide advice solely in the best interests of its clients. 

Maxwell Wealth Background

Eric Maxwell founded his namesake company in 2015. The team has 30 years of experience in the financial services industry. In addition to portfolio management, advisors also offer financial planning services. 

Maxwell Wealth Investment Strategy

Maxwell Wealth bases its investment decisions on a combination of fundamental, technical and quantitative analysis, along with modern portfolio theory (MPT). Advisors focus on long-term investment opportunities and primarily construct client portfolios with mutual funds, fixed income securities, insurance products including annuities, large-cap domestic equities and exchange-traded funds (ETFs).

How Long $1 Million Lasts in Retirement

SmartAsset's interactive map highlights places where $1 million will last the longest in retirement. Zoom between states and the national map to see the top spots in each region. Also, scroll over any city to learn about the cost of living in retirement for that location.

Least
Most
Rank City Housing Expenses Food Expenses Healthcare Expenses Utilities Expenses Transportation Expenses

Methodology We weighed potential expenditures for a prospective retiree with a  $1 million nest egg to assess how many years that fund would cover in retirement in America’s largest cities.

We applied cost of living data from the Council for Community and Economic Research to adjust those national average spending levels based on the costs of each expense category (housing, food, healthcare, utilities, transportation and other) in each city. Using this data, SmartAsset calculated the average cost of living for retirees in metro areas across the U.S.

We assumed the $1 million would grow at a net annual return of 2% after inflation. Then, we divided $1 million by the sum of each of those annual numbers to determine how long $1 million would cover retirement expenses in each of the cities in our study. Cities where $1 million lasted the longest ranked the highest in the study.