Finding the Top Financial Advisors in Bethesda, MD
If you’re seeking a financial advisor in Bethesda, Maryland we can help. The team at SmartAsset conducted in-depth research to bring you the top financial advisor firms in the area. We cover fee strictures, services offered, account minimums and everything you need to know.
|Rank||Financial Advisor||Assets Managed||Minimum Assets||Financial Services||More Information|
|1||Trumbower Financial Advisors, LLC Find an Advisor||$1,171,647,276||No set account minimum|| || |
Minimum AssetsNo set account minimum
|2||FBB Capital Partners Find an Advisor||$1,135,203,747||$500,000|| || |
|3||Sargent Investment Group Find an Advisor||$752,446,000||None|| || |
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|4||MV Capital Management, Inc Find an Advisor||$569,639,620||None|| || |
|5||The Family Firm, Inc Find an Advisor||$518,089,494||None|| || |
|6||Warner Financial Find an Advisor||$361,425,405||$500,000|| || |
|7||The Capital Group Investment Advisory Services, LLC Find an Advisor||$344,437,482||None|| || |
|8||Bontempo Ohly Capital Management, LLC Find an Advisor||$ 245,800,000||None|| || |
|9||May Barnhard Investments Find an Advisor||$189,000,000||None|| || |
How We Found the Top FInancial Advisors in Bethesda, MD
We started by gathering information on al Bethesda financial advisors firms registered with the Securities and Exchange Comission (SEC) to create a comprehensive list. Then we narrowed that list down by removing firms that didn’t offer stand-alone financial planning services and portfolio management. We also removed firms that faced disciplinary action to make sure our firms had a clean record. Finally, we ranked the firms based on assets under management (AUM).
Trumbower Financial Advisors, LLC
Trumbower Financial Advisors (TFA) tops our list with more than $1 billion in assets under management (AUM). The firm focuses on tax and financial planning offerings, as well as investment advisory services. More specifically, it offers advice on topics such as estate planning, retirement planning and cash flow management. Most of the firm’s clients are high-net-worth individuals.
Trumbower doesn't require an account minimum. The firm works with the following types of clients:
- Non-high-net-worth individuals
- High-net-worth individuals
- Trusts, estates and foundations
- Charitable organizations
- Small pension and profit-sharing plans
- Personal service corporations
The Trumbower advisory team features a total of four certified financial planners (CFPs), two chartered financial analysts (CFAs) and one certified public accountant (CPA).
Trumbower Financial Advisors Background
TFA formed in 1996. Victoria M. Trumbower serves as the firm’s managing partner and sole owner.
The firm works on a fee-only basis. This means it collects is compensation solely from clients for provided services. TFA doesn’t earn commissions or other types of payments from third-party firms for selling or referring their products or services.
Trumbower Financial Advisors Investing Strategy
TFA deploys a five-step investment advisory process. It begins with establishing a long-term financial plan that considers the client’s investment goals. The firm then examines the client’s existing asset allocations against the information it gathered. It then develops a strategic asset allocation based on the data it gathered from the first two steps. Next, the advisor helps the client determine an investment policy statement (IPS). Finally, the firm and client agree on a regular schedule to review and rebalance the portfolio.
Unless the advisor determines the client has a long-term time horizon, it will follow a Conservative Fixed-Income strategy. This generally involves investing in municipal bonds, FDIC-insured certificates of deposit (CDs). It may also utilize equity mutual funds and unleveraged broad index exchange-traded funds (ETFs).
FBB Capital Partners
FBB Capital Partners generally provides financial planning services to clients that also enroll in their portfolio management program. Doing business since the 80s, the firm has generated more than $1.2 million in assets under management.
Most of its clients are non-high-net worth, according to recent SEC filings. But it's advisors are equipped to work with high-net-worth individuals as well as their related estates, trusts, retirement plans and charitable organizations. The firm also works with corporations, pensions and profit-sharing plans.
The firm generally requires a minimum account size of $500,000 for its portfolio management services. Depending on the scope of the advice you need, the firm may provide financial planning services on an hourly or fixed-fee basis.
When you establish a relationship with FBB, you’d have access to seven certified financial planners (CFPs), four chartered financial analysts (CFAs), two chartered life underwriter (CLU), two chartered advisors for senior living (CASL) and one chartered financial consultant (ChFC).
FBB Capital Partners Background
FBB first began offering its services in 1987. President Michael J. Mussio owns the firm along with Susan Breakefield Fulton, via control of Julian, Inc. All three still work for the firm.
The firm receives its compensation on a fee-only basis. It collects fees solet form clients for the services it extends. FBB doesn’t earn additional compensation from third party firms for selling their products or services.
FBB Capital Partners Investing Strategy
FBB designs portfolios based on a client's individual circumstances such as risk tolerance and investment goals. The firm does not limit itself to certain securities and makes recommendations as it deems appropriate to your financial circumstances. Your portfolio may offer exposure to the following securities.
- Exchange-listed securities
- Securities traded over-the-counter
- Corporate debt securities
- Municipal securities
- Mutual fund shares
- United States governmental and agency securities
- Options contracts on securities
Sargent Investment Group
Sargent Investment Group (SGI) currently oversee more than $172.4 million in assets under management. The firm provides investment advisory services to a wide range of clients. It may also provide financial planning services to these clients on one-time flat fee, or ongoing yearly flat fee basis.
Most of SIGs clients are high-net-worth individuals. However, it also works with individuals, pension or profit-sharing plans, trusts, estates, non-profit organizations and corporations or other business entities.
The firm currently doesn’t require any account-size minimums. Head Principal Chris Sargent leads the advisory team following more than 50 years of experience in the financial services industry.
The firm collects fees from its clients as a percentage of total household assets under management. However, the firm may also receive compensation from third parties for selling or recommending their products.
Sargent Investment Group Background
SGI was founded in 2018 by Chris Sargent, Ricardo Rosenberg and Brian McGregor. The firm specializes in investment management. However, it may provide certain financial planning services upon request.
Sargent Investment Group Investing Strategy
SIG’s investment advisory strategy begins with a thorough analysis of the client’s current situation. The firm examines factors like risk tolerance, investing goals, tax status, investing time horizon and more. It then builds a portfolio with an asset allocation that’s appropriate to you based on this information.
The firm generally invests client assets across mutual funds, exchange-traded funds (ETFs) and individual securities such as stocks and bonds. The firm may also utilize third-party fund managers when it deems it appropriate to your situation. SGI selects such managers based on qualitative and quantitative analysis that may incorporate several points such as performance and volatility characteristics.
MV Capital Management, Inc
MV Capital Management (MCVM) specializes in asset-management advice and it can provide financial planning services upon request. The firm has generated more than $569.6 million in assets under management.
MCVM works with high net worth individuals, individuals, pension and profit sharing plans, business entities, trusts, estates, and charitable organizations. The firm generally requires an aggregate minimum account value of $1,000,000 per household for investment advisory services.
MCVM focuses on discretionary or non-discretionary investment advisory services. However, it may offer financial planning services upon your explicit request. So if you’re interested in a firm that specializes in stand-alone services such as debt management, you may want to seek another firm. But you may be interested in their portfolio management service if you have money you’d like to invest in the market.
When you work with MCVM, you’d have access to one chartered financial analyst (CFA), certified financial planner (CFP), one certified public accountant (CPA), one chartered life underwriter (CLU) and one chartered financial consultant (ChFC)
MV Capital Management Background
MVCM President Masood Vojdani founded the firm and remains its sole owner. He leads a 10-person advisory team. Most of the firm’s clients are high-net-worth individuals.
The firm collects fees based on a percentage of your assets under management (AUM). For financial planning services, fees may vary and are based on the scope of the services rendered. In addition, the firm may collect commissions or other forms of compensation from third parties for selling or recommending their products.
MV Capital Management Investing Strategies
MVCM analyzes clients’ financial profiles to design portfolios. It takes into account various factors like goals, risk tolerance and time horizon to create an appropriate asset allocation. It may spread your assets across multiple asset classes including mutual funds, exchange-traded funds (ETFs), stocks, bonds and other securities.
It also incorporates market research from various sources to drive its securities selection process.
The Family Firm, Inc
The Family Firm is a financial advisory firm with more than $518.08 million in assets under management (AUM). It works with families and individuals along with their related estates, trusts, retirement plans and any other investment accounts or entities.
The firm notes that because it charges a minimum annual fee of $6,000, clients should have a minimum account size of $60,000 to justify the charge.
The Family Firm can create a strategic financial plan that meets the needs of clients. This may cover some or all of the following:
- Investment management
- Estate planning
- Asset protection strategies
- Tax strategizing
- Retirement planning
- Education funding
- Charitable giving strategies
When you work with the Family Firm, you have access to six certified financial planners (CFP) and two certified divorce financial analysts (CDFA).
The Family Firm Background
The Family Firm was founded back in 1984 as Malgoire Drucker Inc. Today, the sole owner is Nathan J. Gendelman. The firm’s advisors work on a fee-only basis. This means it collects fees directly from clients. It does not earn commissions or other types of payments from third-party firms for selling or recommending their products.
The Family Firm Investing Strategies
The Family Firm aims to build diversified portfolios to meet your investment needs. It will take into consideration your goals and other factors such as appetite for risk. Based on this and other information it gathers, the firm may invest your money across different asset classes such as equities and fixed income.
Warner Financial currently holds more than $361.4 million in assets under management (AUM). It works with individuals including high-net-worth ones as well as their estates, trusts and other accounts. It also provides services to charities, pensions and profit-sharing plans.
To establish an asset-management relationship with the firm, you need a minimum investment of $500,000. The firm also offers various financial planning services based on your needs. Its advisors can offer guidance around tax planning, risk management, retirement planning and other areas.
Barbara A. Warner, a certified financial planner (CFP) with more than 20 years of experience in the financial services industry, leads the advisory team at Warner.
Warner Financial Background
Warner Financial has been providing investment advisory services since 2005. Barbara A. Warner owns the firm, and advisors at Warner Financial work on a fee-only basis. This means they collect fees directly from clients and don’t earn commissions or compensation from third-parties for selling their products.
Warner Financial Investment Strategy
Warner Financial aims to build portfolios by analyzing personal factors such as your risk tolerance and long-term financial goals. It may allocate your assets among different types of securities such as stocks, bonds and mutual funds. The firm will also monitor your portfolio on an ongoing basis and make adjustments if needed. It may make these changes based on several factors such as investment performance, fund manager make-up and more.
The Capital Group Investment Advisory Services, LLC
The Capital Group Investment Advisory Services holds more than $344.43 million in assets under management. It offers financial advisory services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, corporations and other business entities. The firm works mostly with clients who aren’t high-net-worth individuals.
The firm doesn’t impose and account minimum for its services. The company specializes in financial planning, consulting, pension consulting, investment management services and HR technology.
Capital Group’s advisory team includes five accredited investment fiduciaries (AIFs).
The Capital Group Investment Advisory Services Background
The Capital Group has been an independent investment advisor since 2013. Christopher Staub, Joseph Apa and Kevin Fitzpatrick serve as primary owners. All three continue working for the firm.
The team’s advisors collect fees in various ways. They can charge fees based on a portion of your AUM or a fixed fee for financial planning services. In addition, they may earn commissions or other forms of payments from third-party firms for selling their products.
The Capital Group Investment Advisory Services Investment Strategy
The Capital Group develops portfolios based on a client’s current situation such as risk tolerance, tax status and risk management. The firm primarily invests assets across mutual funds and exchange-traded funds (ETFs).
Bontempo Ohly Capital Management, LLC
Bontempo Ohly Capital Management is a financial advisory firm with more than $245.8 million in assets under management (AUM). It provides financial planning and investment advisory services to various clients including individuals, high-net-worth individuals, trusts, estates, pension and profit-sharing plans, charitable organizations and corporations.
While you don’t need a minimum investment to open an account with the firm, it imposes a minimum annual fee of $1,500 for its services. The firm specializes in advice around investing. However, it can have consultations with its clients in order to determine financial planning services such as tax management and retirement planning.
Bontempo Ohly Capital Management Background
BOCM has been providing investment management services since 2004. Its advisors work on
Bontempo Ohly Capital Management Investment Strategy. Neither the firm nor its advisors are affiliated with any other business. The firm collects fees solely from clients in exchange for its services. It doesn’t collect commissions or other payments from third-parties.
Bontempo Ohly Capital Management Investment Strategies
BOCM builds portfolios in an attempt to reflect a client's profile. So its advisors take into account factors like risk tolerance and financial goals. It also utilizes industry research and media to influence its securities selection process. The firm may choose to allocate your assets across different securities types such as mutual funds and exchange-traded funds (ETFs). It may also engage in both short-term and long-term purchases for your account.
May Barnhard Investments
May Barnhard Investments (MBI) currently oversees $189 million in assets under management (AUM). It provides services to individuals including high-net worth ones along with their related trusts, estates and other entities. It also works with businesses and charities.
The firm doesn’t require a minimum account size. And when you establish a relationship with the firm, it can offer investment advice as well as various financial planning services based on your needs. It can offer guidance around topics such as life insurance policies, tax concerns and retirement planning.
The team at MIB features six certified financial planners (CFP), three certified public accountants (CPAs), four certified divorce financial analysts (CDFA) and two chartered financial analysts (CFAs).
May Barnhard Investments Background
MBI formed in 2013. Debora E May, Jeffrey A May, Judith P Barnhard and Aleksandr S. Seleznev serve as its primary owners and still work for the firm. The firm’s advisors collect fees in several ways. They can charge you as a percentage of your AUM for investment management advice or as a fixed or hourly rate for financial planning. However, it may collect fees from third-party firms in exchange for selling their products or services.
May Barnhard Investments Strategies for Investing
MBI generally provides advice around mutual funds, equities, fixed-income, real estate investment trusts (REIT), exchange-traded funds (ETFs) and other types of securities. Your investment mix, however, will depend on personal factors such as risk tolerance and your long-term financial goals. The firm also incorporates industry research in making its securities selection decisions.