Finding a Top Financial Advisor Firm in Avon, Connecticut
Financial advisors can help with a multitude of financial topics, including retirement planning, tax planning and investing. To help you find a financial advisor in Avon, Connecticut, SmartAsset created this list of the top firms in the city. Look through the details of each firm, including their account minimums, investment strategies and more, to figure out which option is best for you. You can also use SmartAsset's free advisor matching tool to get connected directly with advisors who serve your area.
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| Rank | Financial Advisor | Assets Managed | Minimum Assets | Financial Services | More Information |
|---|---|---|---|---|---|
| 1 |
New England Guild Wealth Advisors, Inc.
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$396,538,657 | No set account minimum |
|
Minimum AssetsNo set account minimumFinancial Services
|
| 2 |
Asset Strategies, Inc.
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$137,258,006 | No set account minimum |
|
Minimum AssetsNo set account minimumFinancial Services
|
What We Use in Our Methodology
To find the top financial advisors in Avon, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
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AUMFirms with more total assets under management are ranked higher. -
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Individual Client CountFirms who serve more individual clients (as opposed to institutional clients) are ranked higher. -
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Clients Per AdvisorFirms with a lower ratio of clients per financial advisor are ranked higher. -
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Age of FirmFirms that have been in business longer are ranked higher.
All information is obtained through public records and is updated annually after the firms’ form ADV filing. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria. SmartAsset is not a client of the aforementioned firms, and did not receive compensation for including any of the firms on the aforementioned list.
New England Guild Wealth Advisors, Inc.
New England Guild Wealth Advisors (NEGWA) kicks off our list of the top-rated financial advisory firms in Avon. The firm's client base consists mainly of individuals, the majority of whom have a high net worth. It also works with some charitable organizations. Clients are not required to maintain a minimum asset level.
NEGWA's advisory team collectively holds the designations of a certified public accountant (CPA) and a certified financial planner (CFP). As a fee-only firm, NEGWA only receives advisory fees directly from clients. This dynamic differs from that of a fee-based firm, which may also receive third-party compensation, like insurance commissions.
New England Guild Wealth Advisors Background
Founded in 1991, the firm is owned by E. Patrick Logue and Susan M. Grayson. Logue has over 25 years of experience in the financial sector, while both he and Gray both hold master's degrees in business administration (MBAs).
The firm's advisory services include investment management and financial planning. More specific offerings include integrated financial, tax and investment strategies, as well as retirement planning, estate planning, cash flow planning and more.
New England Guild Wealth Advisors Investment Strategy
Like many other firms, NEGWA tailors its investment strategies to the individual needs of each client. Advisors look to balance portfolios to account for clients' cash flow needs, return goals, risk tolerances and time horizons. Advisors typically invest in mutual funds and exchange-traded funds (ETFs), but may also invest in individual stocks and bonds when appropriate. Advisors conduct an ongoing review of clients' financial needs and objectives to help them properly meet investment goals. The firm will diversify client portfolios as effectively as possible across a variety of market sectors.
Asset Strategies, Inc.
Asset Strategies, a fee-only institution, earns all of its income from client-paid fees and does not receive third-party commissions (as a fee-based firm would). Aside from a few business clients, this firm works with individuals above and below the high-net-worth threshold. There is no minimum account size requirement for prospective clients.
Asset Strategies provides investment management, financial planning and even tax preparation services. Asset management services are provided on an ongoing basis, and they are comprehensive in nature. Financial planning services include advice on any financial issue that a client requests. The advisory team has collectively earned designations of a certified public accountant (CPA), personal financial specialist (PFS) and certified financial planner (CFP).
Asset Strategies Background
Asset Strategies was founded in 2002 by Alan M. Rothstein and Diann E. McChesney, the firm's principal owners. Rothstein serves as the firm's president. McChesney is the firm's executive vice president and chief compliance officer (CCO). Between them, Rothstein and McChesney have decades of experience in the financial service industry.
Asset Strategies Investment Strategy
Asset Strategies looks to tailor its investment strategies to the individual needs of each client. This involves conducting interviews and meetings with clients to determine their personal risk tolerance, time horizon, liquidity needs, investment history and any other pertinent information. Advisors then guide their investment strategies based on any stated long- or short-term goals. The firm constructs portfolios using any combination of cash, fixed-income securities, equities, real-estate investment trusts (REITs), mutual funds and more.
The firm also considers the tax implications of investing and looks to minimize the taxes that clients pay. Advisors generally take a long-term approach to investing and place significant emphasis on proper asset allocation.
