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Top Financial Advisors in Avon, CT

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This review was produced by SmartAsset based on publicly available information. The named firm and its financial professionals have not reviewed, approved, or endorsed this review and are not responsible for its accuracy. Review content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named firm and its financial professionals, and firms and financial professionals having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s reviews. This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the firm mentioned in this review or its financial professionals.

Finding a Top Financial Advisor Firm in Avon, Connecticut

Financial advisors can help with a multitude of financial topics, including retirement planning, tax planning and investing. To help you find a financial advisor in Avon, Connecticut, SmartAsset created this list of the top firms in the city. Look through the details of each firm, including their account minimums, investment strategies and more, to figure out which option is best for you. You can also use SmartAsset's free advisor matching tool to get connected directly with advisors who serve your area.

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Rank Financial Advisor Assets Managed Minimum Assets Financial Services More Information
1 New England Guild Wealth Advisors, Inc. New England Guild Wealth Advisors, Inc. logo Find an Advisor

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$396,538,657 No set account minimum
  • Financial planning
  • Portfolio management

Minimum Assets

No set account minimum

Financial Services

  • Financial planning
  • Portfolio management
2 Asset Strategies, Inc. Asset Strategies, Inc. logo Find an Advisor

Read Review

$137,258,006 No set account minimum
  • Financial planning
  • Portfolio management
  • Selection of other advisors (including private fund managers)

Minimum Assets

No set account minimum

Financial Services

  • Financial planning
  • Portfolio management
  • Selection of other advisors (including private fund managers)

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What We Use in Our Methodology

To find the top financial advisors in Avon, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:

  • AUM
    Firms with more total assets under management are ranked higher.
  • Individual Client Count
    Firms who serve more individual clients (as opposed to institutional clients) are ranked higher.
  • Clients Per Advisor
    Firms with a lower ratio of clients per financial advisor are ranked higher.
  • Age of Firm
    Firms that have been in business longer are ranked higher.
  • Fee Structure
    Firms with a fee-only (as opposed to fee-based) compensation structure are ranked higher.

All information is obtained through public records and is updated annually after the firms’ form ADV filing. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria. SmartAsset is not a client of the aforementioned firms, and did not receive compensation for including any of the firms on the aforementioned list.

New England Guild Wealth Advisors, Inc.

New England Guild Wealth Advisors (NEGWA) kicks off our list of the top-rated financial advisory firms in Avon. The firm's client base consists mainly of individuals, the majority of whom have a high net worth. It also works with some charitable organizations. Clients are not required to maintain a minimum asset level. 

NEGWA's advisory team collectively holds the designations of a certified public accountant (CPA) and a certified financial planner (CFP). As a fee-only firm, NEGWA only receives advisory fees directly from clients. This dynamic differs from that of a fee-based firm, which may also receive third-party compensation, like insurance commissions.

New England Guild Wealth Advisors Background

Founded in 1991, the firm is owned by E. Patrick Logue and Susan M. Grayson. Logue has over 25 years of experience in the financial sector, while both he and Gray both hold master's degrees in business administration (MBAs).

The firm's advisory services include investment management and financial planning. More specific offerings include integrated financial, tax and investment strategies, as well as retirement planning, estate planning, cash flow planning and more.

New England Guild Wealth Advisors Investment Strategy

Like many other firms, NEGWA tailors its investment strategies to the individual needs of each client. Advisors look to balance portfolios to account for clients' cash flow needs, return goals, risk tolerances and time horizons. Advisors typically invest in mutual funds and exchange-traded funds (ETFs), but may also invest in individual stocks and bonds when appropriate. Advisors conduct an ongoing review of clients' financial needs and objectives to help them properly meet investment goals. The firm will diversify client portfolios as effectively as possible across a variety of market sectors.

Asset Strategies, Inc.

Asset Strategies, a fee-only institution, earns all of its income from client-paid fees and does not receive third-party commissions (as a fee-based firm would). Aside from a few business clients, this firm works with individuals above and below the high-net-worth threshold. There is no minimum account size requirement for prospective clients.

Asset Strategies provides investment management, financial planning and even tax preparation services. Asset management services are provided on an ongoing basis, and they are comprehensive in nature. Financial planning services include advice on any financial issue that a client requests. The advisory team has collectively earned designations of a certified public accountant (CPA), personal financial specialist (PFS) and certified financial planner (CFP).

Asset Strategies Background

Asset Strategies was founded in 2002 by Alan M. Rothstein and Diann E. McChesney, the firm's principal owners. Rothstein serves as the firm's president. McChesney is the firm's executive vice president and chief compliance officer (CCO). Between them, Rothstein and McChesney have decades of experience in the financial service industry.

Asset Strategies Investment Strategy

Asset Strategies looks to tailor its investment strategies to the individual needs of each client. This involves conducting interviews and meetings with clients to determine their personal risk tolerance, time horizon, liquidity needs, investment history and any other pertinent information. Advisors then guide their investment strategies based on any stated long- or short-term goals. The firm constructs portfolios using any combination of cash, fixed-income securities, equities, real-estate investment trusts (REITs), mutual funds and more.

The firm also considers the tax implications of investing and looks to minimize the taxes that clients pay. Advisors generally take a long-term approach to investing and place significant emphasis on proper asset allocation.

How Long $1mm Lasts in Retirement

SmartAsset's interactive map highlights places where $1 million will last the longest in retirement. Zoom between states and the national map to see the top spots in each region. Also, scroll over any city to learn about the cost of living in retirement for that location.

Rank City Housing Expenses Food Expenses Healthcare Expenses Utilities Expenses Transportation Expenses

Methodology We analyzed data on average expenditures for seniors, cost of living and investment returns to determine how many years of retirement a $1 million nest egg would cover in cities across America.

First, we looked at data from the Bureau of Labor Statistics (BLS) on the average annual expenditures of seniors. We then applied cost of living data from the Council for Community and Economic Research to adjust those national average spending levels based on the costs of each expense category (housing, food, healthcare, utilities, transportation and other) in each city. Using this data, SmartAsset calculated the average cost of living for retirees in the largest U.S. cities.

We assumed the $1 million would grow at a real return (interest minus inflation) of 2%. Then, we divided $1 million by the sum of each of those annual numbers to determine how long $1 million would cover retirement expenses in each of the cities in our study. Cities where $1 million lasted the longest ranked the highest in the study.

Sources: Bureau of Labor Statistics (BLS), Council for Community and Economic Research