Top Financial Advisor Firms in Arkansas

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Greenwood Gearhart in Fayetteville leads off our list of the top financial advisors in Arkansas. The firm works primarily with individuals and high-net-worth individuals. The firm also serves institutions clients, including charities, pooled investment vehicles, businesses and retirement plans.

Greenwood Gearhart typically requires clients keep at least $1 million in assets under its management. Members of the Greenwood Gearhart team hold several different professional credentials, including the Certified Financial Planner™(CFP®), Chartered Financial Analyst (CFA) and certified private wealth advisor (CPWA) designations.

As a fee-only practice, advisors on staff do not sell insurance or other commission-based products. Instead, the firm's compensation comes solely from client-paid fees.

The firm’s investment approach emphasizes a fundamental analysis of companies and securities, focusing on financial strength, competitive position, and management quality to identify attractively valued opportunities. Portfolios may include equity securities, preferred securities, corporate and municipal bonds, U.S. government securities, exchange-traded funds (ETFs), and, in some cases, mutual funds or private investment funds.

Asset allocation is customized to each client’s objectives, risk tolerance and constraints, with the goal of achieving long-term results while safeguarding capital. Greenwood Gearhart may also use options contracts for hedging purposes and offers access to alternative and private investments for qualified clients.

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Mach-1 Financial Group, LLC in Rogers is a fee-based financial advisory firm. The firm works with individuals, high-net-worth individuals, trusts, corporations, partnerships and other legal entities. It also serves individuals and families seeking estate planning solutions and certain 401(k) plan participants.

Mach-1 Financial Group does not impose a stated account minimum. However, the firm may terminate an account if it determines the account is too small to manage effectively.

Mach-1 Financial Group has a fee-based compensation model. Certain advisory professionals may receive commissions from insurance sales, and certain investment adviser representatives may receive compensation through LPL Financial for securities or investment product transactions. This creates a potential conflict of interest, but the firm has a fiduciary duty to act in clients’ best interests.

Mach-1 Financial Group generally uses model portfolio management based on a client’s risk tolerance, investment objectives, time horizon, financial information and liquidity needs. Portfolios may include ETFs, mutual funds, equity-related index funds, stocks and other investment products.

The firm may also use automated portfolio management through Betterment’s technology platform and third-party sub-adviser strategies. Portfolios may be adjusted periodically for rebalancing and other client needs.

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Legacy Capital Wealth Partners is a fee-based financial advisor firm headquartered in Little Rock. The firm requires clients to maintain a minimum of $500,000 in assets under management. Most of the firm’s clients are individuals and high-net-worth individuals, although Legacy also works with charities, corporations, pension and profit-sharing plans. 

The firm provides financial planning, investment management and retirement plan advisory services. Its financial planning covers areas such as cash flow, retirement, estate, education savings and charitable giving. Investment management is offered on a discretionary or non-discretionary basis and may include collaboration with external managers.

The majority of the fees the firm charges clients are based on a percentage of their assets under management. However, the firm is fee-based, as certain advisors can receive commissions from securities transactions and insurance sales. Despite the potential conflict of interest that commission-based compensation may create, the firm's advisors are bound by fiduciary duty to act in clients’ best interests.

The firm has advisors on staff who hold the Certified Financial Planner™ (CFP®), Chartered Financial Analyst (CFA), certified public accountant (CPA), chartered financial consultant (ChFC), chartered alternative investment analyst (CAIA) designations. 

Legacy aims to get to know its clients and understand their financial situations, risk tolerance, investment goals, tax situations, liquidity constraints and more. Using this information, Legacy typically implements a long-term investing strategy that requires securities to be held for at least a year. 

Legacy primarily employs fundamental analysis and generally favors a long-term approach, though it may make shorter-term adjustments for rebalancing or liquidity needs. Portfolios are typically diversified across mutual funds, ETFs, alternative investments, individual stocks and bonds, and, when appropriate, external managers. The firm emphasizes customization, seeking to balance risk, tax considerations and wealth transfer goals within each client portfolio.

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Mustard Seed Wealth Management, No. 10 on our list of the top firms in Arkansas, has a client base primarily composed of individuals without a high net worth. However, the firm also works with high-net-worth individuals, charitable organizations as well as pension and profit-sharing plans. Mustard Seed does not have a minimum account size requirement, but does charge a minimum annual fee of $2,000 on a quarterly basis.

The firm's advisory team includes designations such as Certified Financial Planner™ (CFP®), certified public accountant (CPA) and chartered retirement plans specialist (CRPS). As a fee-only firm, Mustard Seed's revenue comes from the advisory fees that clients pay, not commissions from selling third-party products and services. 

Today, Mustard Seed offers a variety of services to individual clients and businesses, including comprehensive financial planning, portfolio design and management, retirement planning, estate planning, tax planning for individuals and businesses, educational funding, insurance and risk assessment, investment planning, business succession planning and employee benefits. 

Mustard Seed advisors work with clients to develop investment objectives and individual risk profiles. This involves examining a client's risk tolerance and time horizon. The firm's investment strategies are based on the principles of modern portfolio theory, which seeks to maximize returns while limiting risk. 

The firm uses custom and commerical software to make asset allocation decisions. It typically recommends low-cost mutual funds and ETFs, as well as individual bonds. However, Mustard Seed does not limit its investment advice to these assets alone. The firm can manage portfolios on either a discrionary and non-discretionary basis. 

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Applied Capital is a fee-based firm that has no set account minimum and works with high-net-worth and non-high-net-worth individuals. Several Applied Capital advisors are also licensed insurance agents who earn commissions on the sale of certain products, making the firm fee-based. Despite the potential conflict of interest that commissions can create, Applied Capital is a fiduciary and must always act in its clients best interests. 

Applied Capital offers investment management and financial planning services that touch on a variety of topics, including budgeting, retirement planning, insurance needs, education planning, as well as tax and estate planning. Applied Capital builds and manages client portfolios according to individual clients' goals, objectives, time horizons and risk profiles. 

The firm may invest in a variety of assets, including mutual funds, equities, bonds, fixed income, debt securities, ETFs, real estate investment trusts (REITs), insurance products and government securities. Its investment strategies include long-term purchases, short-term trading and margin transactions. 

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Naviter Wealth, LLC is an independent wealth management firm headquartered in Little Rock. The firm does not provide a minimum account size in the available information. Naviter Wealth generally works with families, including multi-generational family clients, and its family office and trust-related services may be relevant for high-net-worth households.

The firm provides wealth management, family office services, trust services through Naviter Trust and estate planning guidance. Its services may also include investment guidance during volatile markets and client portal access through the Addepar platform.

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The Arkansas Financial Group is a fee-only financial advisory firm based in Little Rock that does not require a minimum investment to open a new account. The majority of clients are high-net-worth individuals, although the firm also works with individuals who do not have a high net worth, pension and profit-sharing plans, charities, trusts and corporations. 

The firm's advisors hold several certifications, including the Certified Financial Planner™ (CFP®), certified public accountant (CPA) and chartered financial consultant (ChFC).

Despite not having an account minimum, the firm charges a minimum investment management fee of $600 per year and a minimum annual "Core Fee" of $600 for financial planning. 

Its services typically include preparing customized wealth management reports, developing and monitoring investment policy statements, ongoing portfolio oversight and offering advice on estate, tax and insurance matters when requested.

The Arkansas Financial Group believes that an individualized approach is necessary to successfully manage client portfolios. As a result, the firm pays close attention to a client's needs from the outset. During introductory conversations, the client and their advisor will discuss risk tolerance, financial objectives, time horizon and any specific investment needs they might have.

The client's assets will then be allocated among ETFs, mutual funds and individual bonds. The firm may invest in individual equities if the client requests it. The firm will reevaluate the portfolio at the beginning of each quarter to ensure that its investments are on track. If it’s not, the firm may adjust its strategy.

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Ifrah Financial Services is a fee-only firm, which means that its advisors do not work for commissions. Instead, clients pay advisory fees that are based on a percentage of their assets under management. Ifrah Financial Services offers a plethora of personal financial planning services, such as budgeting, estate planning, cash management, tax planning, insurance and retirement planning.

Ifrah has no set minimum account size. Not surprisingly, most of the firm’s individual clients are non-high-net-worth individuals. The practice also serves high-net-worth individuals, retirement plans and corporations.

When a client opens an account, Ifrah Financial Services delves into your current financial situation and goals. The firm then builds a plan outlining how you can achieve your financial goals while adhering to your stated risk tolerance and time horizon.

The investment types this firm says it typically uses include ETFs, exchange-listed securities, corporate debt securities, mutual funds, U.S. government securities, variable annuities and other similar investments.

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Stephens Group Asset Management (SGAM) in Little Rock is a fee-only advisory practice. The firm provides investment management and advisory services for individuals, high-net-worth individuals, retirement plans, charities and businesses.

Its services include portfolio management, financial planning, fiduciary and non-fiduciary services for retirement plans, and consulting for plan sponsors. SGAM assists clients with asset allocation, portfolio construction and monitoring of investments. However, the firm states in its SEC documentation that it only offers financial planning services to certain clients. 

As a fee-only firm, SGAM earns compensation from advisory fees rather than commissions on securities or insurance sales. SGAM does not impose an account minimum.

SGAM employs two primary investment strategies. Its ETF model strategy builds portfolios of ETFs, guided by proprietary analysis of market conditions and long-term growth objectives. Its fixed income strategy focuses on investment-grade securities such as U.S. Treasuries, government agency bonds and corporate bonds, with duration management to reflect interest rate and inflation expectations. Both strategies emphasize disciplined research and risk-controlled portfolio construction.

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Hexagon Capital Partners, located in Rogers, is a fee-based firm that has revenue mainly coming from advisory fees charged as a percentage of clients’ assets under management. However, because several Hexagon Capital advisors are also licensed insurance agents and may be compensated for selling insurance products to clients, the firm is considered fee-based. Despite the conflict of interest that commissions can create, Hexagon Capital is a fiduciary and must act in its client's best interests. 

As for Hexagon Capital’s client base, it comrpises individuals, high-net-worth individuals, pension and profit-sharing plans, trusts, estates, charitable organizations and corporations. The team at Hexagon Capital includes at least two certified investment management analysts (CIMAs). There is no minimum account size requirement.

Hexagon Capital specializes in portfolio management, financial planning, as well as independent manager selection. Its financial planning offerings include business planning, cash flow forecasting, trust and estate planning, insurance planning, charitable giving and other options.

Hexagon Capital conducts fundamental, technical, cyclical and charting methods of analysis when conducting investment research. The firm primarily allocates client assets among mutual funds, ETFs and independent investment managers. Some accounts may also include individual debt and equity securities or options. Investment strategies include long-term purchases, short-term purchases, as well as strategic asset allocation.