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Top Financial Advisors in Pepper Pike, OH

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This review was produced by SmartAsset based on publicly available information. The named firm and its financial professionals have not reviewed, approved, or endorsed this review and are not responsible for its accuracy. Review content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named firm and its financial professionals, and firms and financial professionals having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s reviews. This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the firm mentioned in this review or its financial professionals.

Finding a Top Financial Advisor Firm in Pepper Pike, Ohio

Finding the right financial advisor isn’t always easy. You’ll have many options to consider in the Pepper Pike area, so we’ve created a list of the top local advisors to make your search easier. Our list compares various firm factors, including investment strategies, fee structure, advisory services and assets under management (AUM). If you’d prefer another option, you can also connect with up to three local advisors by using SmartAsset’s free financial advisor matching service.

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Rank Financial Advisor Assets Managed Minimum Assets Financial Services More Information
1 Carnegie Investment Counsel Carnegie Investment Counsel logo Find an Advisor

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$2,943,018,459 $500,000
  • Financial planning
  • Portfolio management
  • Pension consulting
  • Selection of other advisors

Minimum Assets

$500,000

Financial Services

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Selection of other advisors
2 Peak Wealth Solutions Peak Wealth Solutions logo Find an Advisor

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$470,000,000 $400,000
  • Portfolio management
  • Financial planning
  • Pension consulting
  • Educational seminars

Minimum Assets

$400,000

Financial Services

  • Portfolio management
  • Financial planning
  • Pension consulting
  • Educational seminars
3 Objective Capital Management, LLC Objective Capital Management, LLC logo Find an Advisor

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$207,400,000 No set account minimum
  • Portfolio management
  • Financial planning

Minimum Assets

No set account minimum

Financial Services

  • Portfolio management
  • Financial planning

What We Use in Our Methodology

To find the top financial advisors in Pepper Pike, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:

  • AUM
    Firms with more total assets under management are ranked higher.
  • Individual Client Count
    Firms who serve more individual clients (as opposed to institutional clients) are ranked higher.
  • Clients Per Advisor
    Firms with a lower ratio of clients per financial advisor are ranked higher.
  • Age of Firm
    Firms that have been in business longer are ranked higher.
  • Fee Structure
    Firms with a fee-only (as opposed to fee-based) compensation structure are ranked higher.

All information is accurate as of the writing of this article. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria.

Carnegie Investment Counsel

Carnegie Investment Counsel’s advisors manage billions in client assets. The firm extends its advisory services to a broad client base, including non-high-net-worth and high-net-worth individuals, retirement plans, charitable organizations, government entities, insurance companies and businesses. Carnegie’s client base totals nearly 2,300, and the fee-only firm is compensated through asset-based, performance-based and fixed fees. Prospective clients will need at least $500,000 to open an account.

The firm’s team holds various qualifications, including the certified financial planner (CFP), chartered financial analyst (CFA) and accredited investment fiduciary (AIF) designations. 

Carnegie Investment Counsel Background

Carnegie Investment Counsel, an independent firm, began conducting business in 1974. The firm specializes in investment management, financial planning, pension consulting and advisor referral services. Carnegie’s investment management services include asset allocation, risk tolerance evaluation, asset selection and regular portfolio monitoring. Additionally, the firm’s financial planning services cover estate planning, cash flow projections, insurance planning and other areas of finance. 

Though headquartered in Pepper Pike, the firm also has offices in the Ohio cities of Cincinnati, Cleveland and Toledo, as well as branches in Pennsylvania, Florida, California and New York. Carnegie’s owners are Gary P. Wagner and Richard L. Alt. 

Carnegie Investment Counsel Investment Strategy

Carnegie’s investment strategies include long- and short-term trading, margin transactions and options writing. The firm also employs fundamental analysis to evaluate a company’s financial health. Firm advisors employ technical and charting analysis to study market prices and patterns. Cyclical analysis allows Carnegie to determine when to buy and sell securities. 

The firm generally provides investment advice on bonds, equities, fixed-income securities, mutual funds, debt securities, exchange-traded funds (ETFs), real estate, hedge funds, real estate investment trusts (REITs) and insurance products.

Peak Wealth Solutions

Fee-based firm Peak Wealth Solutions serves nearly 550 individual clients and manages hundreds of millions in client assets. The firm requires a minimum of $400,000 to open an account, and it charges asset-based, hourly fees and fixed fees for its advisory services. Peak Wealth’s clients consist of non-high-net-worth and high-net-worth individuals, trusts, estates and retirement plans. 

The firm provides fee-based advisory services, meaning its advisors may recommend or sell insurance products for commissions. This may create an incentive for advisors to favor commission-based products, leaving a potential conflict of interest between advisors and clients. However, the firm has a fiduciary duty, so it must prioritize clients' needs over its own. 

Each of Peak Wealth’s advisors present different backgrounds, with specialties including the certified financial planner (CFP), certified public accountant (CPA), certified retirement planning counselor (CRPC) and accredited investment fiduciary (AIF).

Peak Wealth Solutions Background

Legally named JR Hill and Associates, Inc., Peak Wealth Solutions was founded in 1997 by Jim Hill. The firm’s owners are managing principals Gregory M. Gromek and David Kocsis. Peak Wealth primarily provides investment management, financial planning and pension consulting services. 

The firm offers financial guidance in a range of topics, including:

  • Estate planning
  • Retirement planning
  • Education planning
  • Income tax planning
  • Cash flow planning

Peak wealth also provides financial education courses at local colleges.

Peak Wealth Solutions Investment Strategy

Peak Wealth takes a long-term investment approach to client portfolios, and it describes on its website that it works to provide transparency and proactive communication in its advisor-to-client interactions. 

The firm’s global asset allocation strategies generally include no-load open ended mutual funds, ETFs, fixed-income securities and individual equities. Advisors implement three key investment strategies. These include its enhanced global index, strategic allocation and tactical management strategies.

Objective Capital Management

Objective Capital Management provides an array of advisory services. The firm works with only individual clients, with a nearly even split between non-high-net-worth and high-net-worth individuals. The firm’s advisors possess a range of skill sets, with two advisors even holding the certified financial planner (CFP) designation. Objective Capital currently has millions in AUM and a sizable team of advisors.

This firm is fee-based, which means advisors can earn commissions from the sale of insurance products. Although this represents a potential conflict of interest, the firm's fiduciary duty legally binds it to act in clients' best interests at all times.

Objective Capital doesn’t require an account minimum, but the firm retains the discretion to terminate an account if it falls below a certain size. The firm charges asset-based fees and hourly fees for its advisory services. 

Objective Capital Management Background

Established in 2011 and owned by Christopher Denholm and Tristan Lewis, Objective Capital provides investment management and financial planning services. Denholm and Lewis are also the firm's co-founders.

The firm’s services encompass various areas of financial planning, including retirement planning, cash flow analysis, insurance services & risk management, tax planning, estate planning, corporate advisory and alternative investment analysis.

Objective Capital Management Investment Strategy

The firm implements a variety of strategies when making investment decisions. These include margin transactions, option writing, short-term and long-term purchases, modern portfolio theory (MPT), charting, fundamental, cyclical and technical analysis

Objective Capital says it determines the appropriate strategies based off client factors, such as time horizon, risk tolerance, financial horizon, liquidity needs and investment objectives.

How Long $1mm Lasts in Retirement

SmartAsset's interactive map highlights places where $1 million will last the longest in retirement. Zoom between states and the national map to see the top spots in each region. Also, scroll over any city to learn about the cost of living in retirement for that location.

Least
Most
Rank City Housing Expenses Food Expenses Healthcare Expenses Utilities Expenses Transportation Expenses

Methodology We analyzed data on average expenditures for seniors, cost of living and investment returns to determine how many years of retirement a $1 million nest egg would cover in cities across America.

First, we looked at data from the Bureau of Labor Statistics (BLS) on the average annual expenditures of seniors. We then applied cost of living data from the Council for Community and Economic Research to adjust those national average spending levels based on the costs of each expense category (housing, food, healthcare, utilities, transportation and other) in each city. Using this data, SmartAsset calculated the average cost of living for retirees in the largest U.S. cities.

We assumed the $1 million would grow at a real return (interest minus inflation) of 2%. Then, we divided $1 million by the sum of each of those annual numbers to determine how long $1 million would cover retirement expenses in each of the cities in our study. Cities where $1 million lasted the longest ranked the highest in the study.

Sources: Bureau of Labor Statistics (BLS), Council for Community and Economic Research