Finding a Top Financial Advisor Firm in Pepper Pike, Ohio
Finding the right financial advisor isn’t always easy. You’ll have many options to consider in the Pepper Pike area, so we’ve created a list of the top local advisors to make your search easier. Our list compares various firm factors, including investment strategies, fee structure, advisory services and assets under management (AUM). If you’d prefer another option, you can also connect with up to three local advisors by using SmartAsset’s free financial advisor matching service.
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|Rank||Financial Advisor||Assets Managed||Minimum Assets||Financial Services||More Information|
|1||Carnegie Investment Counsel Find an Advisor||$2,943,018,459||$500,000|| || |
|2||Peak Wealth Solutions Find an Advisor||$470,000,000||$400,000|| || |
|3||Objective Capital Management, LLC Find an Advisor||$207,400,000||No set account minimum|| || |
Minimum AssetsNo set account minimum
What We Use in Our Methodology
To find the top financial advisors in Pepper Pike, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
- AUMFirms with more total assets under management are ranked higher.
- Individual Client CountFirms who serve more individual clients (as opposed to institutional clients) are ranked higher.
- Clients Per AdvisorFirms with a lower ratio of clients per financial advisor are ranked higher.
- Age of FirmFirms that have been in business longer are ranked higher.
All information is accurate as of the writing of this article. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria.
Carnegie Investment Counsel
Carnegie Investment Counsel’s advisors manage billions in client assets. The firm extends its advisory services to a broad client base, including non-high-net-worth and high-net-worth individuals, retirement plans, charitable organizations, government entities, insurance companies and businesses. Carnegie’s client base totals nearly 2,300, and the fee-only firm is compensated through asset-based, performance-based and fixed fees. Prospective clients will need at least $500,000 to open an account.
The firm’s team holds various qualifications, including the certified financial planner (CFP), chartered financial analyst (CFA) and accredited investment fiduciary (AIF) designations.
Carnegie Investment Counsel Background
Carnegie Investment Counsel, an independent firm, began conducting business in 1974. The firm specializes in investment management, financial planning, pension consulting and advisor referral services. Carnegie’s investment management services include asset allocation, risk tolerance evaluation, asset selection and regular portfolio monitoring. Additionally, the firm’s financial planning services cover estate planning, cash flow projections, insurance planning and other areas of finance.
Though headquartered in Pepper Pike, the firm also has offices in the Ohio cities of Cincinnati, Cleveland and Toledo, as well as branches in Pennsylvania, Florida, California and New York. Carnegie’s owners are Gary P. Wagner and Richard L. Alt.
Carnegie Investment Counsel Investment Strategy
Carnegie’s investment strategies include long- and short-term trading, margin transactions and options writing. The firm also employs fundamental analysis to evaluate a company’s financial health. Firm advisors employ technical and charting analysis to study market prices and patterns. Cyclical analysis allows Carnegie to determine when to buy and sell securities.
The firm generally provides investment advice on bonds, equities, fixed-income securities, mutual funds, debt securities, exchange-traded funds (ETFs), real estate, hedge funds, real estate investment trusts (REITs) and insurance products.
Peak Wealth Solutions
Fee-based firm Peak Wealth Solutions serves nearly 550 individual clients and manages hundreds of millions in client assets. The firm requires a minimum of $400,000 to open an account, and it charges asset-based, hourly fees and fixed fees for its advisory services. Peak Wealth’s clients consist of non-high-net-worth and high-net-worth individuals, trusts, estates and retirement plans.
The firm provides fee-based advisory services, meaning its advisors may recommend or sell insurance products for commissions. This may create an incentive for advisors to favor commission-based products, leaving a potential conflict of interest between advisors and clients. However, the firm has a fiduciary duty, so it must prioritize clients' needs over its own.
Each of Peak Wealth’s advisors present different backgrounds, with specialties including the certified financial planner (CFP), certified public accountant (CPA), certified retirement planning counselor (CRPC) and accredited investment fiduciary (AIF).
Peak Wealth Solutions Background
Legally named JR Hill and Associates, Inc., Peak Wealth Solutions was founded in 1997 by Jim Hill. The firm’s owners are managing principals Gregory M. Gromek and David Kocsis. Peak Wealth primarily provides investment management, financial planning and pension consulting services.
The firm offers financial guidance in a range of topics, including:
- Estate planning
- Retirement planning
- Education planning
- Income tax planning
- Cash flow planning
Peak wealth also provides financial education courses at local colleges.
Peak Wealth Solutions Investment Strategy
Peak Wealth takes a long-term investment approach to client portfolios, and it describes on its website that it works to provide transparency and proactive communication in its advisor-to-client interactions.
The firm’s global asset allocation strategies generally include no-load open ended mutual funds, ETFs, fixed-income securities and individual equities. Advisors implement three key investment strategies. These include its enhanced global index, strategic allocation and tactical management strategies.
Objective Capital Management
Objective Capital Management provides an array of advisory services. The firm works with only individual clients, with a nearly even split between non-high-net-worth and high-net-worth individuals. The firm’s advisors possess a range of skill sets, with two advisors even holding the certified financial planner (CFP) designation. Objective Capital currently has millions in AUM and a sizable team of advisors.
This firm is fee-based, which means advisors can earn commissions from the sale of insurance products. Although this represents a potential conflict of interest, the firm's fiduciary duty legally binds it to act in clients' best interests at all times.
Objective Capital doesn’t require an account minimum, but the firm retains the discretion to terminate an account if it falls below a certain size. The firm charges asset-based fees and hourly fees for its advisory services.
Objective Capital Management Background
Established in 2011 and owned by Christopher Denholm and Tristan Lewis, Objective Capital provides investment management and financial planning services. Denholm and Lewis are also the firm's co-founders.
The firm’s services encompass various areas of financial planning, including retirement planning, cash flow analysis, insurance services & risk management, tax planning, estate planning, corporate advisory and alternative investment analysis.
Objective Capital Management Investment Strategy
The firm implements a variety of strategies when making investment decisions. These include margin transactions, option writing, short-term and long-term purchases, modern portfolio theory (MPT), charting, fundamental, cyclical and technical analysis.
Objective Capital says it determines the appropriate strategies based off client factors, such as time horizon, risk tolerance, financial horizon, liquidity needs and investment objectives.