Finding a Top Financial Advisor Firm in Westerville, Ohio
If you’re in search of a financial advisor in Westerville, Ohio, you’ve come to the right place. To narrow the field for you, SmartAsset’s financial experts conducted in-depth research of all registered investment advisor (RIA) firms in the city. We looked at their fee structures, account minimums and services, among other things. You can also try our free advisor matching tool, which will enable you to connect with up to three financial advisors in your area.
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|Rank||Financial Advisor||Assets Managed||Minimum Assets||Financial Services||More Information|
|1||Wealthbridge Capital Management Find an Advisor||$450,804,873||$500,000|| || |
|2||Yarger Wealth Strategies, LLC Find an Advisor||$314,280,625||No set account minimum|| || |
Minimum AssetsNo set account minimum
|3||Swisher Financial Concepts, Inc. Find an Advisor||$169,675,360||No set account minimum|| || |
Minimum AssetsNo set account minimum
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|4||Centricity Wealth Management, LLC Find an Advisor||$156,147,000||No set account minimum|| || |
Minimum AssetsNo set account minimum
|5||Jericho Financial, LLP Find an Advisor||$121,444,096||No set account minimum|| || |
Minimum AssetsNo set account minimum
|6||Shaffer Capital Find an Advisor||$122,852,681||Varies based on account type|| || |
Minimum AssetsVaries based on account type
What We Use in Our Methodology
To find the top financial advisors in Westerville, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
- AUMFirms with more total assets under management are ranked higher.
- Individual Client CountFirms who serve more individual clients (as opposed to institutional clients) are ranked higher.
- Clients Per AdvisorFirms with a lower ratio of clients per financial advisor are ranked higher.
- Age of FirmFirms that have been in business longer are ranked higher.
All information is accurate as of the writing of this article. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria.
Wealthbridge Capital Management
WealthBridge Capital Management is first on our list of the top financial advisory firms in Westerville. It generally requires a minimum household account size of $500,000 for investment advisory services.
Some members of WealthBridge Capital Management are also insurance agents and registered representatives of broker-dealers. These multiple roles can create potential conflicts of interest. However, despite this arrangement, the firm abides by fiduciary duty, legally binding it to act in clients' best interests.
WealthBridge Capital Management Background
CEO Ryan Dunlap and CFO Faulkner own WealthBridge Capital Management. The firm is fairly young, as it was founded in 2018.
With more than a combined 30 years of experience in the financial services industry, the team can advise on such financial planning topics as retirement savings and estate planning. They also provide portfolio advisory and management services.
WealthBridge Capital Management Investment Strategy
WealthBridge constructs portfolios tailored to the unique goals, risk tolerance and tax situation of the client. The firm generally utilizes low-cost exchange-traded funds (ETFs) or low-cost mutual funds. But it will consider individual stocks, bonds and other securities that it deems appropriate.
Yarger Wealth Strategies
Yarger Wealth Strategies, LLC is the next firm on our list of the top financial advisory firms in Westerville. This firm works with non-high-net-worth and high-net-worth individual clients, as well as some retirement plans. You won't need to meet a minimum account size requirement, but there is a minimum annual fee of $2,500.
Yarger has a number of advisors who are insurance agents that can earn commissions from selling insurance products to clients. This makes the firm fee-based and is a potential conflict of interest. However, the firm is still a fiduciary, making it legally obliaged to act in the best interests of clients at all times.
Yarger Wealth Strategies Background
Yarger Wealth Strategies was founded in 2010. However, it only registered with the SEC as an investment advisor last year, in 2020. the firm was founded by and is owned and operated by Jonathan L. Yarger, who serves as chief executive officer and chief compliance officer. Yarger is a chartered life underwriter (CLU), a chartered financial consultant (ChFC) and an accredited investment fiduciary (AIF).
The firm provides its clients with both wealth management services and financial planning services. Assets are primarily managed on a discretionary basis.
Yarger Wealth Strategies Investment Strategy
Yarger Wealth Strategies tailors its investment strategies based on the individual needs of its clients. By learning about the overall financial situation of each client as well as information relating to their risk tolerance, investment objectives, liquidity needs and other important financial factors, advisors are able to create strategies that work for each client individually.
Advisors primarily use exchange-traded funds (ETFs), mutual funds, equities and bonds to populate client portfolios. They may use other investments as they make sense for the particular client. Advisors use fundamental methods of analysis to evaluate investments.
Swisher Financial Concepts
Swisher Financial Concepts is a fee-based RIA firm and comes in next on our list. Several of its professionals on its advisory team are certified financial planners (CFPs). Swisher Financial Concepts doesn’t require a minimum account size for investment advisory services.
Members of Swisher Financial Concepts are affiliated with third-party financial services industries and earn commissions from them. This arrangement may create a potential conflict of interest. Note that the firm is a fiduciary that's legally obligated to act in the best interests of clients at all times, though.
Swisher Financial Concepts Background
Daniel Edward Wolford, who began working at Swisher Financial Concepts in 1997, became owner in 2010. Originally, the firm was founded by Gary Swisher in 1984. Wolford leads a team that has more than a combined 40 years of experience in the financial services industry.
The firm offers guidance on financial planning topics like estate planning, tax management, budgeting and debt management. Additionally, the investment team can provide advice on managing the following types of accounts and insurance products:
- Traditional and Roth IRAs
- 529 college savings plans
- Stocks, bonds and mutual funds
- Alternative investments
- Individual and group disability income insurance
- Life insurance
- Long-term care insurance
- Individual and group health insurance
- Medicare insurance supplements
Swisher Financial Concepts Investment Strategy
Swisher Financial Concepts conducts extensive interviews with clients to gather key information about their financial goals, risk tolerance, tax situation and liquidity needs. Advisors use this data to custom-build investment portfolios. They then manage the investments on a discretionary or non-discretionary basis.
Centricity Wealth Management
Centricity Wealth Management is a fee-based RIA. In turn, some advisors at the firm are also real-estate brokers. These dual roles can create potential conflicts of interest. That said, the firm has a fiduciary duty to work in the best interests of its clients.
The firm was launched by Christopher Ciehanski and Wendy Ciehanski. Centricity doesn’t require a minimum account size for asset management services. It primarily works with non-high-net-worth individuals
Centricity Wealth Management Background
The Ciehanskis founded the firm in 2012. Prior to that, they both worked at Merrill Lynch. Today, they specialize in serving individuals, multi-generational families, senior executives (specifically in health care), successful women and professional athletes (specifically in Major League Baseball).
In addition to portfolio management services, the team offers financial planning advice on topics such as:
- Retirement savings
- Divorce planning
- Estate planning and gifting
- Real estate advice
- Insurance analysis and management
Centricity Wealth Management Investment Strategy
Centricity Wealth Management designs portfolios to meet specific goals. The firm reviews the client’s risk tolerance, financial profile, tax situation and other factors to design an appropriate asset allocation. These portfolios generally consist of individual stocks and bonds, mutual funds and exchange-traded funds (ETFs). But the investment team may consider other securities if it deems them suitable.
The investment team reviews portfolios at least quarterly and rebalances asset allocations if necessary based on the client’s needs and objectives.
Jericho Financial, LLP is the next firm up on our list of the top financial advisors in Westerville. This small and relatively young firm works mainly with non-high-net-worth individual clients. It also works with a handful of high-net-worth individuals, retirement plans.
Jericho doesn't have a set account minimum for any services. It is a fee-based firm, as some advisors can receive commissions from selling insurance products to clients. This is a potential conflict of interest. However, the firm is still a fiduciary and is legally obligated to act in the best interests of clients at all times.
Jericho Financial Background
Jericho Financial is one of the younger firms on our Westerville list, as it was founded in 2017. It only officially registered with the SEC as an investment advisor in March of 2021. Ryan Bosler and Mark Faubel are the firm's two principal owners. Bosler serves as chief compliance officer and Faubel serves as chief operating officer.
Jericho mainly provides its clients with financial planning services, which may also include investment management services. Assets are managed on a discretionary basis.
Jericho Financial Investment Strategy
Jericho Financial tailors its investment strategies to the needs of its client. It looks to take a comprehensive approach to investment advisory services, providing guidance and managing investments based on the entire financial situation of clients, including a client's tolerance for risk, income, and investment objectives.
Advisors usually use stocks, bonds, exchange-traded funds (ETFs), mutual funds and other public and private investments to invest client assets. Advisors tend to invest for the long-term on behalf of clients.
The final firm on our list of the top financial advisors in the city of Westerville is Shaffer Capital. This firm works mainly with non-high-net-worth individuals, though it also works with a couple high-net-worth clients as well. When it comes to institutional clients, Schaffer currently works with retirement plans and businesses.
Schaffer's account minimums vary based on the type of account you open with the firm. Minimums range from $25,000 to $250,000 for a custom account. Schaffer is also a fee-based firm, as the advisors on staff may receive commissons from the sale of insurance products to clients, a clear potential conflict of interest. However, the firm is a fiduciary and is legally obligated to act in the best interests of clients at all times.
Schaffer Capital Background
Schaffer Capital was founded in 2009 by Matthew E. Shaffer and Patricia L. Shaffer. The firm only registered with the SEC as an investment advisor in 2020 though, having been registered at the state level prior to that. Matthew Schaffer has his MBA and is a certified financial planner (CFP).
Shaffer provides investment management, investment consulting, financial planning and financial consulting services to its clients. Assets may be managed on either a discretionary or non-discretionary basis.
Schaffer Capital Investment Strategy
Schaffer Capital may tailor its investment strategies to the needs of clients if they meet the $250,000 account minimum for such services. However, it also provides clients with access to the following model portfolio strategies:
- Shaffer Capital Global Asset Allocation Portfolios (range from conservative to aggressive growth)
- Shaffer Capital Equity-Income Portfolio
- Shaffer Capital Core-Equity Portfolio
- Shaffer Capital Special Opportunities Portfolio
- Shaffer Capital Fixed-Income Portfolio
- Shaffer Capital Balanced Portfolios
If a client has fewer than $25,000 to invest, advisors will invest their assets in a variety of mutual funds or exchange-traded funds (ETFs).