Finding the Top Financial Advisors in Naples, FL
If you’re trying to find a financial advisor, you may have to do some extensive research into government documents and financial papers. But don’t worry. We did that work for you in order to find the top seven financial advisors in Naples, Florida. We covered all the basics such as account minimums, fee basis and more. To connect with up to three financial advisors who serve in your area, try using SmartAsset's free advisor matching tool.
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|Rank||Financial Advisor||Assets Managed||Minimum Assets||Financial Services||More Information|
|1||CWA Asset Management Group Find an Advisor||$2,018,789,339||No set account minimum|| || |
Minimum AssetsNo set account minimum
|2||Ciccarelli Advisory Services Inc. Find an Advisor||$922,352,042||No set account minimum|| || |
Minimum AssetsNo set account minimum
|3||Liberty Wealth Advisors, LLC Find an Advisor||$1,754,002,356||$750,000|| || |
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|4||Private Capital Management, LLC Find an Advisor||$956,046,586||$1,000,000|| || |
|5||King Wealth Management Group, LLC Find an Advisor||$620,496,740||$500,000|| || |
|6||Aviance Capital Partners, LLC Find an Advisor||$557,887,063||Varies based on account type|| || |
Minimum AssetsVaries based on account type
|7||Bray Capital Advisors, LLC. Find an Advisor||$487,816,737||$1,000,000|| || |
|8||The High Net Worth Advisory Group, LLC Find an Advisor||$580,996,568||$250,000|| || |
|9||Gyroscope Capital Management Group, LLC Find an Advisor||$297,900,718||$1,000,000|| || |
|10||Naples Asset Management Company, LLC. Find an Advisor||$234,515,154||$100,000|| || |
What We Use in Our Methodology
To find the top financial advisors in Naples, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
- AUMFirms with more total assets under management are ranked higher.
- Individual Client CountFirms who serve more individual clients (as opposed to institutional clients) are ranked higher.
- Clients Per AdvisorFirms with a lower ratio of clients per financial advisor are ranked higher.
- Age of FirmFirms that have been in business longer are ranked higher.
All information is accurate as of the writing of this article. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria.
Capital Wealth Advisors
Capital Wealth Advisors (CWA) tops our list with the most in assets under management (AUM). The firm primarily works with high-net-worth individuals, though there is no minimum investment required. CWA also offers services to charities, profit-sharing plans and businesses.
The advisory team includes a number of certified financial planners (CFPs).
The firm operates on a fee-based capacity. This means its advisors or related persons may earn commissions from third parties for selling insurance products. The advisors are still bound to act in the client's best interest.
Capital Wealth Advisors Background
CWA first opened its doors in 2011. Since then, it has been providing an array of financial planning and portfolio management services. However, it mainly focuses on estate planning and insurance management. Still, the firm’s advisors can guide you through nearly all aspects of your financial life from budgeting to retirement planning and trust fund management.
The company is owned by Blaine Michael Ferguson, William Nick Beynon and Fundamental Global Investors, LLC. Both of these individuals still provide advisory services on behalf of CWA.
Capital Wealth Advisors Investment Strategy
Based on your financial situation, risk tolerance and investment goals, CWA will formulate a diversified portfolio with an asset allocation that’s appropriate for you. In implementing it, the firm considers a wide universe of funds such as equities, fixed-income, mutual funds, exchange-traded funds (ETFs) and real estate investment trusts (REITs).
Ciccarelli Advisory Services Inc.
Ciccarelli Advisory Services (CAS) offers financial planning and portfolio management services to individuals, high-net-worth individuals, families, trusts, estates and pension and profit-sharing plans. You don’t need a minimum account size to receive portfolio management services from the firm.
Ciccarelli Advisory Services Background
CAS formed in 1984. A family shop, it’s owned today by Kim Ciccarelli Kantor, president, and Raymond F. Ciccarelli, vice president. The firm offers long-term financial planning services including the following:
- Retirement planning
- Estate planning
- Generational planning
- Tax consideration
- Cash flow planning
- Insurance selection
Ciccarelli Advisory Services Investment Strategy
The firm aims to build diversified portfolios to meet the long-term financial goals of its clients. It generally considers allocating assets among no-load or load-waived mutual funds, equities, fixed-income and more. The firm utilizes the execution, clearing and custodial services of Charles Schwab & Co. Inc.
When determining where to invest client assets, the firm conducts its own research into market trends and other data.
Liberty Wealth Advisors
Liberty Wealth Advisors is a fee-only firm that works with clients who are individuals, high-net-worth individuals, pension and profit sharing plans (but not the plan participants or government pension plans) charitable organizations and other corporations and businesses. The firm serves clients who are in need of wealth planning, financial planning, investment management and consulting.
Other services the firm specializes in are: wealth planning, donor advised funds, sub-advisory services, education saving plans and variable annuity investment services.
The firm's minimum investment required is $750,000.
Liberty Wealth Advisors' Background
Founded in 2014, the firm is owned by James S. Gladney 1992 Revocable Trust which is soley owned by James S. Gladney. In addition, Gladney is the chairman and CEO of the firm.
Liberty Wealth Advisors' Investment Strategy
The firm's investment strategy utlizes diversification in order to optimize the portfolio's risk and potential return, which includes asset classes, market capitalization, sectors, investment styles and regions. The firm says, "diversification alone does not assure a profit nor protect against loss."
Private Capital Management, LLC
Private Capital Management, LLC is a fee-based firm that serves individuals, high-net-worth individuals, investment companies, pooled investment vehicles, charitable organizations and other investment advisors. The firm generally requires prospective clients to meet an account minimum of $1 million before establishing an advisory account.
Private Capital mainly charges asset-based fees and performance-based fees for its advisory services. But the firm may also charge commissions for certain products, incentivizing advisors to recommend products solely for compensation earned, not client suitability. However, Private Capital says it acts as a fiduciary.
Private Capital Management Background
Private Capital was founded in 1986 as a boutique wealth management and investment firm. The firm operated as Private Capital Management, L.P. until it became wholly employee-owned in 2013.
Private Capital’s advisory services include portfolio management and financial planning.
Private Capital Management Investment Strategy
Private Capital's investment strategy values equity investment discipline that aims to generate value for its owners over the long term. The firm uses a fundamental value and research driven investment approach to identify undervalued or misunderstood companies that align with its long-term goals.
The firm also utilizes several other strategies, including hedged options strategies, equity options-based strategies, corporate debt and mutual fund and exchange-traded fund (ETF) strategies.
King Wealth Management Group
King Wealth Management Group is a fee-only firm that works mostly with individuals, the majority of whom are not high-net-worth. Institutional clients include pension and profit sharing plans, charitable organizations and corporations. Fees at King Wealth Management are charged based on a percentage of assets under management for investment management services and on a fixed basis for financial planning.
The minimum account size is $500,000. The firm’s team includes one certified financial planner (CFP).
King Wealth Management Group Background
King Wealth Management Group was founded in 2012 and is owned by Lawrence King and Daniel P. Gale. The firm has an office in Saratoga Springs, NY as well. The firm's services include investment management and financial planning.
King Wealth Management Investment Strategy
The firm develops investmenr strategies that are determined by the client's risk profile and objectives and uses a fundamental analytical approach with a technical overlay.
Mutual funds and individual stocks make up the majority of investments at King Wealth Management. Bonds and cash holdings are also employed.
Aviance Capital Partners, LLC
Aviance Capital Partners is a financial advisor firm with millions in assets under management. It currently works with individuals, including those with a high net worth. Aviance can also advise estates, trusts, retirement plans such as 401(k)s and other accounts.
Investment minimums depend on the portfolio management program you choose. But these generally range from $500,000 to $1 million. Aviance works on a fee-only basis, meaning it doesn’t earn commissions or other compensation for making certain recommendations or selling proprietary products.
Aviance Capital Partners Background
Aviance was formed in 2008. It’s owned by James R. Neel and Jack D. Brown. The firm primarily focuses on investment advisory services. On request, though, it can waive its minimum requirement and/or charge a lesser advisory fee based on specific criterias.
financial planning, covering such topics as cash flow, retirement needs, asset allocation consulting, educational funding, tax efficiency, charitable gifting, estate considerations, risk and insurance management, wealth transfer and other special needs.
Aviance Capital Partners Investment Strategy
Aviance Capital Partners utilizes model portfolios to help clients achieve their financial goals. In building these model portfolios, it relies on several strategies such as analyzing market conditions and overall economic outlook. They include:
- Traditional bond portfolios
- Core-plus fixed income
- Enhanced income
- Global tactical
- Disciplined value
- Disciplined growth
Bray Capital Advisors, LLC.
Bray Capital Advisors is a fee-only firm requiring a minimum investment of $1 million. The firm works primairly with high-net-worth individuals, and its team includes a numberof both certified public accountants (CPAs) and certified financial planners (CFPs).
The firm provides the following services for its clients:
- Investment management
- Tax compliance and consulting
- Estate and succession planning
- Fiduciary planning and consulting
- Personal financial planning
Bray Capital Advisors Background
Bray Capital Advisors commenced operations in 2014 and the sole owner is Christopher Bray. Today, it offers a range of financial planning and portfolio management services, including financial planning, tax and estate planning, trust services and investment management.
Bray Capital Advisors Investment Strategy
In building diversified portfolios with an asset allocation based on factors like your risk appetite and time horizon, the firm utilizes proprietary model portfolios and the assistance of third-party portfolio managers. It typically invests client assets among individual stocks and bonds as well as exchange-traded funds (ETFs).
The High Net Worth Advisory Group
The High Net Worth Advisory Group is a fee-based firm where, as you might expect, most of the clients are high-net-worth individuals, though a good number of individuals without high net worth are also on the rolls. The only institutional client is a union fund. Some advisors earn commissions as insurance agents -- this is a conflict of interest, but advisors still must put the interest of the client first.
The minimum account size is $250,000 and wealth management fees are based on a percentage of assets under management, with fixed or hourly fees also sometimes used. The team at the firm includes three certified financial planners (CFPs).
The High Net Worth Advisory Group Background
HNWAG was founded in 2020 and is principally owned by David Morgan and Howard Jordan.
Services at the firm include wealth management, portfolio review and allocation, general consulting and pension consulting.
The High Net Worth Advisory Group Investment Strategy
Mutual funds and individual stocks together make up more than four-fifths of the assets under management at HNWAG. Bonds, along with cash holdings, are also part of the asset allocation strategy.
The firm uses fundamental analysis that involves analyzing individual companies, who their indusrty groups are (i.e. financial statements) related to the companys experience, products, management and future projections for the company's industry.
Gyroscope Capital Management Group, LLC
Gyroscope Capital Management Group (GCMG) is an advisory firm with a notable amount in assets under management. High-net-worth individuals make up the bulk of its client base. But the firm can also advise trusts, estates, charities, businesses and other entities.
The team at GCMG features one certified financial planner (CFP), one chartered investment management analyst (CIMA) and one chartered financial analyst (CFA). To open an account with the firm, you’d need a minimum investment of $1,000,000.
Gyroscope Capital Management Group Background
GCMG commenced operations in 2006. The principal owner of the firm is Michael J. Egan.
The firm offers fee-based financial planning services around topics like estate planning, trust funds and retirement plans. However, it focuses on managed portfolios.
Gyroscope Capital Management Group Investment Strategy
GCMG has designed its own model portfolios with an asset allocation built for specific risk profiles and to achieve certain goals. You can choose from among its models:
- Dividend Income Strategy
- Growth and Income Strategy
- Smid Cap Low Volatility Strategy (invests in small- and mid-cap stocks)
- Large Cap Low Volatility
- S&P 500 Optimal Sector Weight
Naples Asset Management Company, LLC (NAMCOA) is a fee-based firm that has clients that are individual investors, retirement plans, endowment funds, family offices, business owners and otherinstitutional entities.
The firm also offers investment advisory services to individuals and institutions with a team of three certified financial planners (CFP), one chartered retirement plans specialist (CRPS), five accredited investment fiduciaries (AIF), one retirement income certified professional (RICP) and 10 investment advisor representatives.
The investment minimum is $100,000. However at the firm's discretion, it may waive the minimum account size.
Founded in 2003, the firm has been providing investment advisory services in Florida with owner Paul McIntyre who is also the managing director and the chief compliance officer (CCO) at the helm.
NAMCOA offers the following services:
- Portfolio management services
- Investor education
- Retirement plan services
- Consulting services
- Wrap fee programs
NAMCOA's Investment Strategy
The firm's invest strategy involves measuring an investor's risk tolerance, goals, objectives and time horizon, which is conduted during an interview and data-gathering process. The process is an attempt to gather accurate information to help confirmm an investment plan or portfolio that best fits a client's profile.