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Top Financial Advisors in Mesa, AZ

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This review was produced by SmartAsset based on publicly available information. The named firm and its financial professionals have not reviewed, approved, or endorsed this review and are not responsible for its accuracy. Review content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named firm and its financial professionals, and firms and financial professionals having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s reviews. This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the firm mentioned in this review or its financial professionals.

Finding a Top Financial Advisor Firm in Mesa, Arizona

Because there are so many factors to consider when choosing a financial advisor firm, it can be a difficult to find the one that best matches your needs. To help with this challenge, SmartAsset researched and found the top financial advisor firms in Mesa, Arizona. Each firm’s characteristics, such as its account minimum, advisor certifications and fee structure, are organized in tables and reviews below so you can more easily compare what these firms offer. For more recommendation, try SmartAsset’s free, no-obligation financial advisor matching tool. It will connect you with up to three advisors who serve your area.

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Rank Financial Advisor Assets Managed Minimum Assets Financial Services More Information
1 Public Safety Financial/Galloway Public Safety Financial/Galloway logo Find an Advisor

Read Review

$695,861,962 No set account minimum
  • Financial planning
  • Portfolio management
  • Educational seminars

Minimum Assets

No set account minimum

Financial Services

  • Financial planning
  • Portfolio management
  • Educational seminars
2 Rovin Capital Rovin Capital logo Find an Advisor

Read Review

$450,000,000 No set account minimum
  • Financial planning
  • Portfolio management
  • Selection of other advisors

Minimum Assets

No set account minimum

Financial Services

  • Financial planning
  • Portfolio management
  • Selection of other advisors
3 DecisionPoint Financial, LLC DecisionPoint Financial, LLC logo Find an Advisor

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$495,525,785 No set account minimum
  • Financial planning
  • Portfolio management
  • Pension consulting

Minimum Assets

No set account minimum

Financial Services

  • Financial planning
  • Portfolio management
  • Pension consulting
4 Clarity Wealth Management Find an Advisor

Read Review

$126,473,745 No set account minimum
  • Portfolio management
  • Financial planning

Minimum Assets

No set account minimum

Financial Services

  • Portfolio management
  • Financial planning

What We Use in Our Methodology

To find the top financial advisors in Mesa, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:

  • AUM
    Firms with more total assets under management are ranked higher.
  • Individual Client Count
    Firms who serve more individual clients (as opposed to institutional clients) are ranked higher.
  • Clients Per Advisor
    Firms with a lower ratio of clients per financial advisor are ranked higher.
  • Age of Firm
    Firms that have been in business longer are ranked higher.
  • Fee Structure
    Firms with a fee-only (as opposed to fee-based) compensation structure are ranked higher.

All information is accurate as of the writing of this article. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria.

Public Safety Financial/Galloway

At the top of our list, Public Safety Financial/Galloway is a fee-based firm focused on working with military members, first responders and government employees at all levels. The firm’s entire client base consists mostly of non-high-net-worth individuals, with a few high-net-worth individuals rounding it out.

Galloway does not require a minimum amount of assets to open an account. 

Advisors at this firm may offer clients insurance policies, and sales could result in commissions for them. The firm is a fiduciary, though, requiring it to act in clients' best interests at all times.

Public Safety Financial/Galloway Background

Public Safety Financial/Galloway was founded in 2006. Public Safety Financial, LLC is the firm's principal owner.

Investment management and asset allocation services are available at this firm. Various types of financial planning, like retirement planning and pension maximization, are also present.

Public Safety Financial/Galloway Investing Strategy

Public Safety Financial/Galloway uses clients' investor characteristics to create an investment portfolio plan that's suited to reach their short- and long-term financial goals. To accomplish this, the firm will work with you to determine your risk tolerance, time horizon and income needs. While the firm often builds a custom portfolio for each client, it may also recommend a model portfolio with a predecided asset allocation. Should your advisor go with the latter, a model portfolio that still meets your needs will be chosen.

Rovin Capital

Rovin Capital is a fee-based financial advisor firm the serves both high-net-worth and non-high-net-worth clients, as well as pension and profit-sharing plans, charities and corporations.

Some advisors are also insurance agents who may earn commissions from sales. The firm is a fiduciary, though, so it is legally bound to act in clients' best interests.

This firm's team of advisors manage millions of dollars in client assets. The firm's staff holds multiple certifications, including:

  • financial planner (RFP)
  • chartered finanical consultant (ChFC)
  • accredited estate planner (AEP)

With no set account minimum, the firm's clients are mostly individuals who do not have high net worths. Rovin also serves investors who do have high net worths, trusts, estates, corporations, qualified retirement plans and charitable organizations.

Rovin Capital Background

Chairman Michael Staffieri established Rovin Capital's predecessor, Financial Advisory Corporation, in 1978, making it the oldest firm on this list. Rovin is independently owned by Blue King Momentum, Inc. and Snowy River Corporation. Chief operating officer (COO) Kimball Eric Pierce and and Whitnite Pierce own Blue King Momentum, while CEO and president Markell Staffieri owns Snowy River Corporation.

The services offered by this firm reflect its belief that all clients’ financial needs are different. The firm can provide retirement planning, estate planning, tax minimization, risk management, portfolio analysis and evaluations of existing investment accounts.

Rovin Capital Investing Strategy

Rovin Capital believes that a long-term approach will best enable its clients to achieve their financial goals. In support of this, the firm primarily invests its clients’ assets in exchange-traded funds, individual debt and equity securities, stocks, bonds, options, alternative investments and mutual funds.

Your advisor takes into account your personal preferences when determining how to invest your funds. The firm also integrates your risk tolerance, time horizon and any applicable tax considerations when creating your portfolio.

DecisionPoint Financial

Advisors at DecisionPoint Financial hold mutiple certifications, including:

DecisionPoint does not have a minimum investment requirement for new clients.

This fee-only firm serves both high-net-worth and non-high-net-worth clients, as well as pension and profit-sharing plans and municipal governments.

DecisionPoint Financial Background

DecisionPoint's CEO and president Scott Johnson founded the firm in 2018. On the firm's website, it states that Johnson is a third-generation financial advisor who has worked in the industry for about 30 years. DecisionPoint is owned by the Johnson Family Trust, which in turn is owned by Johnson and Sarah Johnson.

Clients of DecisionPoint will have access to a number of advisory services, most notably investment management. Outside of this, clients can also take advantage of stand-alone financial planning and consulting.

DecisionPoint Financial Investing Strategy

Following your initial interview with your new DecisionPoint advisor, the firm will look to pair you with one of its proprietary investment strategies. This will lead to a specific asset allocation for your portfolio. Generally, the firm uses four investment vehicles: mutual funds, individual equities, bonds and ETFs.

Clarity Wealth Management, LLC

 Clarity Wealth Management (CWML) is a fee-based firm that works with both non-high-net-worth advisors and high-net-worth advisors, as well as pension and profit-sharing plans and corporations. 

As a fee-based firm, some advisors may take commissions. This could be a conflict of interest for clients. However, advisors must adhere to the firm's fiduciary obligations, which put client interests first.

The firm does not impose any account minimums for clients. Those engaging in portfolio management services will have to pay a percentage of assets under management, which range from 1% to 2%. 

Fixed fees for creating a financial plan can range between $150 and $15,000. Hourly financial planning fees can range between $150 and $250 per hour. 

Clarity Wealth Management Background

CWML is a limited liability company that was formed in 2007. The principal owners are Charles Bernie booth, Richard Monnett Everhart Jr and Howard Robard Dal Monte.

Portfolio management services included investment strategy, asset allocation, risk management, cash flow planning, tax planning and portfolio rebalancing. 

Clarity Wealth Management Investment Strategy

CWML portfolio strategies are based on the client's risk tolerance and time horizon. 

The firm invests portfolios in mutual funds, fixed income securities, real estate funds (including REITs), annuities, exchange-traded-funds (ETFs) and other types of assets.

 

How Long $1 Million Lasts in Retirement

SmartAsset's interactive map highlights places where $1 million will last the longest in retirement. Zoom between states and the national map to see the top spots in each region. Also, scroll over any city to learn about the cost of living in retirement for that location.

Least
Most
Rank City Housing Expenses Food Expenses Healthcare Expenses Utilities Expenses Transportation Expenses

Methodology We weighed potential expenditures for a prospective retiree with a  $1 million nest egg to assess how many years that fund would cover in retirement in America’s largest cities.

We applied cost of living data from the Council for Community and Economic Research to adjust those national average spending levels based on the costs of each expense category (housing, food, healthcare, utilities, transportation and other) in each city. Using this data, SmartAsset calculated the average cost of living for retirees in metro areas across the U.S.

We assumed the $1 million would grow at a net annual return of 2% after inflation. Then, we divided $1 million by the sum of each of those annual numbers to determine how long $1 million would cover retirement expenses in each of the cities in our study. Cities where $1 million lasted the longest ranked the highest in the study.