Finding a Top Financial Advisor Firm in Maumee, Ohio
We found the top financial advisor firm in the Maumee area to help you find your ideal match. Our review examines the firm’s assets under management (AUM), investment strategies, fee structure and advisory services. You can also use our SmartAsset’s free financial advisor matching service to connect with up to three advisors who serve your area.
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|Rank||Financial Advisor||Assets Managed||Minimum Assets||Financial Services||More Information|
|1||TDC Investment Advisory (TFO-TDC, LLC) Find an Advisor||$3,223,537,849||Varies by account type|| || |
Minimum AssetsVaries by account type
|2||Camelot Portfolios, LLC Find an Advisor||$285,980,210||Varies based on account type|| || |
Minimum AssetsVaries based on account type
|3||Munn Wealth Management, LLC Find an Advisor||$164,136,221||No set account minimum|| || |
Minimum AssetsNo set account minimum
|4||Atlantis Wealth Advisors, LLC Find an Advisor||$113,052,575||No set account minimum|| || |
Minimum AssetsNo set account minimum
What We Use in Our Methodology
To find the top financial advisors in Maumee, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
- AUMFirms with more total assets under management are ranked higher.
- Individual Client CountFirms who serve more individual clients (as opposed to institutional clients) are ranked higher.
- Clients Per AdvisorFirms with a lower ratio of clients per financial advisor are ranked higher.
- Age of FirmFirms that have been in business longer are ranked higher.
All information is obtained through public records and is updated annually after the firms’ form ADV filing. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria. SmartAsset is not a client of the aforementioned firms, and did not receive compensation for including any of the firms on the aforementioned list.
TDC Investment Advisory
TDC Investment Advisory tops our list and is a fee-based firm. TDC offers services to over 1,500 clients who are either non-high-net-worth clients, high-net-worth clients, those looking for help with pension and profit-sharing plans, charitable organizations as well as corporations or other businesses.
The firm has a number of advisors with several qualifications, among them being certified financial planners (CFPs), chartered financial consultants (ChFCs) and chartered retirement plans specialists (CRPSs). TDC Investment Advisory's minimum assets required vary by account type.
TDC Investment Advisory Background
TDC Investment Advisory was founded in 2003 and its headquarters is in Maumee Ohio. The firm, which also goes by TFO-TDC, is owned by TFO Partners, Inc. Christopher Erblich is the Director of TFO-TDC.
TDC Investment Advisory's services include but are not limited to retirement planning, estate planning, philanthropic consulting, income tax planning, insurance analysis business succession planning and trustee administration services.
TDC Investment Advisory Strategy
TDC Investment Advisory's strategy involves creating long-term strategies using the Modern Portfolio Theory (MPT). The firm also seeks to create portfolios that mainly contain a lot of mutual and funds and exchange-traded funds (ETFs). In addition, the firm looks to narrow down specific goals for each client in order to keep a diversified investment portfolio as well as a disciplined approach.
Camelot Portfolios is a fee-based firm that offers services to over 1,000 clients, most of whom are non-high-net-worth clients. Other clients include high-net-worth, those with pooled investment vehicles, pension and profit-sharing plans, charitable organizations and corporations and other businesses. The firm's minimum asset requirements vary by account.
Camelot Portfolios' Background
Camelot Portfolios was founded in 2008 and is principally owned by Darren Munn. The firm is an affiliate with Munn Wealth Management as well as Atlantis Wealth Advisors, which have reviews on this current list of top advisor firms in Maumee, Ohio.
According to Camelot Portfolios, the firm's asset management, "May be provided on either a “discretionary” or “non-discretionary” basis." In terms of the firm's minimum recommendations, they vary from no minimum to up to $1 million depending on the strategy the client selects.
Camelot Portfolios' Investment Strategy
The firm's investment strategy starts with taking an overview of the client's investment portfolios and discussing what goals the client is looking to achieve. The conversation also involves discussing risk tolerance. Digging deeper, Camelot Portfolios uses multiple strategies, including aggressive income strategies, which are intended to create a high amount of income.
Camelot Portfolios will also use core income strategies, which according to the firm, is, "Our least volatile strategy designed to anchor a portfolio and provide steady income using a team of bond managers selected by our investment professionals."
Munn Wealth Management
Munn Wealth Management is a fee-based firm serving high-net-worth and non-high-net-worth individuals, trusts, estates, charitable organizations, corporations and other business entities. The firm has several advisors who offer a number of qualifications, namely the certified financial planner (CFP), certified public accountant (CPA) and enrolled agent (EA) designations.
Certain advisors here may recommend or sell insurance or investment products for commissions. This can create a potential conflict of interest. However, the firm must abide by fiduciary duty to always act in clients' best interests. In addition, the firm doesn’t have a set account minimum.
Munn Wealth Management Background
Munn Wealth was founded in 2002 and functions as an affiliate of Camelot Advisors. The firm’s services include investment management, financial planning and tax preparation. Clients also have access to retirement planning, tax reduction strategies, estate planning, education planning and philanthropic strategies.
The firm’s owners are Darren Munn, CEO and chief investment officer (CIO), and David Munn, president.
Munn Wealth Management Investment Strategy
Munn Wealth touts on its website that it believes a clear understanding of client risk tolerance and investment objectives is crucial to determining which asset allocation techniques are appropriate. The firm mainly invests in individual stocks and bonds, mutual funds, ETFs and hedging vehicles.
Advisors place clients into one of a handful of investment programs, depending on each client’s investment objectives. These include progressive, conservative, stable, moderate, growth and aggressive investment programs.
Atlantis Wealth Advisors
Atlantis Wealth Advisors (AWA) rounds out our list. The fee-based firm has less than 350 clients and the majority are non-high-net-worth clients. Other clients include those who are high-net-worth, charitable organizations and those with pension and profit-sharing plans. The firm doesn't have any minimum asset requirements.
Atlantis Wealth Advisors' Background
Atlantis Wealth Advisors was founded in 2013 and is principally owned by Darren Munn. The firm is an affiliate with Camelot Portfolios and Munn Wealth Management. AWA offers assistance with those looking for help with financial planning, asset management, household finances and debt management among other services.
Atlantis Wealth Advisors' Investment Strategy
Atlantis Wealth Advisors' begins its investment strategies by taking at the client's portfolios and discussing with the client about what type of objective they are seeking. The firm will also seek transparency about the investment restrictions as well as risk tolerance involved specifically for each client.