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Top Financial Advisors in Maitland, FL

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This review was produced by SmartAsset based on publicly available information. The named firm and its financial professionals have not reviewed, approved, or endorsed this review and are not responsible for its accuracy. Review content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named firm and its financial professionals, and firms and financial professionals having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s reviews. This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the firm mentioned in this review or its financial professionals.

Finding a Top Financial Advisory Firm in Maitland, Florida

Seeking a financial advisor in Maitland, Florida? You’ve come to the right place. We conducted extensive research to find the top financial advisor firms in Maitland, pulling data from the Securities and Exchange Commission (SEC) site and reading the fine print. To expand your search, use our financial advisor matching tool. It connects you with up to three advisors who serve your area. 

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Rank Financial Advisor Assets Managed Minimum Assets Financial Services More Information
1 Spraker Wealth Management Spraker Wealth Management logo Find an Advisor

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$236,367,581 No set account minimum
  • Financial planning
  • Portfolio management
  • Quarterly commentary to clients

Minimum Assets

No set account minimum

Financial Services

  • Financial planning
  • Portfolio management
  • Quarterly commentary to clients
2 Dorman Financial Management Dorman Financial Management logo Find an Advisor

Read Review

$161,243,565 No set account minimum
  • Financial planning
  • Portfolio management
  • Advisory consulting

Minimum Assets

No set account minimum

Financial Services

  • Financial planning
  • Portfolio management
  • Advisory consulting
3 Carpenter, Claydon Advisors, Inc. Carpenter, Claydon Advisors, Inc. logo Find an Advisor

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$203,001,126 $500,000
  • Financial planning
  • Portfolio management
  • Pension consulting services
  • Asset allocation
  • Portfolio monitoring/review services

Minimum Assets

$500,000

Financial Services

  • Financial planning
  • Portfolio management
  • Pension consulting services
  • Asset allocation
  • Portfolio monitoring/review services

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What We Use in Our Methodology

To find the top financial advisors in Maitland, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:

  • AUM
    Firms with more total assets under management are ranked higher.
  • Individual Client Count
    Firms who serve more individual clients (as opposed to institutional clients) are ranked higher.
  • Clients Per Advisor
    Firms with a lower ratio of clients per financial advisor are ranked higher.
  • Age of Firm
    Firms that have been in business longer are ranked higher.
  • Fee Structure
    Firms with a fee-only (as opposed to fee-based) compensation structure are ranked higher.

All information is accurate as of the writing of this article. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria.

Spraker Wealth Management

Spraker Wealth Management is a fee-only financial advisory firm with certifications on staff such as certified financial planner (CFP) and chartered financial analyst (CFA). You don’t need to maintain a minimum account size to receive services from Spraker Wealth Management. It primarily serves individuals and does not collect fees from third parties for investing client assets in their products.

Spraker Wealth Management Background

Susan Spraker founded Spraker Wealth Management in 2008, when she left another Maitland firm that she had co-founded and taken her clients with her. She is an active manager who believes in leaving stock positions when the market is tumbling. (Other advisors may recommend staying the course.) According to the firm's website, she specializes in financially counseling couples, the recently widowed, single women and people who have just come into inheritances. 

The investment team monitors portfolios on a continuing basis and makes adjustments accordingly. 

Spraker Wealth Management Investing Strategy

As noted earlier, Spraker Wealth Management takes an active approach to investing. It relies on market research and the expertise of its investment team to build portfolios that can earn more than what a passively managed portfolio would return. The firm describes its management style as "high touch" and "flexible." Advisors look to tailor investment advice to the individual needs and financial situations of clients.

Dorman Financial Management

Dorman Financial Management is a fee-based firm whose team includes a handful of certified financial planners (CFPs). You don’t need a minimum account size to receive services. Most of its clients are individuals who do not have a high net worth. 

Some advisors are licensed insurance agents who earn sales commissions. These dual roles may potentially pose conflicts of interest. However, the firm and its representatives have a fiduciary duty to work in their clients' best interests.

Dorman Financial Management Background

Dorman Financial Management has been providing investment management services since 2003. Founder James Dorman, who started his career in accounting, is the sole owner. The team provides portfolio management on a discretionary and non-discretionary basis. 

Dorman Financial Management Investing Strategy

Dorman builds portfolios based on the risk tolerance of the client. According to SEC data, assets under the firm's management are primarily invested in registered investment companies (such as mutual funds and exchange-traded funds). When evaluating stocks and other types of investments, the firm applies the following research methods: 

Carpenter, Claydon Advisors

At Carpenter, Claydon Advisors, the investment management team includes such certifications as certified financial planner (CFP) and accredited investment fiduciary (AIF). To receive investment management services, you’ll need a minimum account size of $500,000. The firm, though, may waive this requirement at its discretion. The practice primarily works with individuals, including high-net-worth individuals. 

This is a fee-only firm, so investment fees are the only way advisors at the firm make money.

Carpenter, Claydon Advisors Background

Carpenter, Claydon Advisors was founded in 2007. Deborah Claydon is the sole owner. She leads a team that provides the following services:

  • Asset allocation and portfolio monitoring and review services
  • Selection of other advisors
  • Pension consulting services

Carpenter, Claydon Advisors Investing Strategy

Carpenter, Claydon Advisors utilizes investment strategies that adhere to the risk profiles and goals of their clients. Unlike most advisory firms though, this one does not engage in quantitative analysis of individual securities. Instead, these advisors diversify portfolios primarily with mutual funds and exchange-traded funds.

How Long $1 Million Lasts in Retirement

SmartAsset's interactive map highlights places where $1 million will last the longest in retirement. Zoom between states and the national map to see the top spots in each region. Also, scroll over any city to learn about the cost of living in retirement for that location.

Least
Most
Rank City Housing Expenses Food Expenses Healthcare Expenses Utilities Expenses Transportation Expenses

Methodology We weighed potential expenditures for a prospective retiree with a  $1 million nest egg to assess how many years that fund would cover in retirement in America’s largest cities.

We applied cost of living data from the Council for Community and Economic Research to adjust those national average spending levels based on the costs of each expense category (housing, food, healthcare, utilities, transportation and other) in each city. Using this data, SmartAsset calculated the average cost of living for retirees in metro areas across the U.S.

We assumed the $1 million would grow at a net annual return of 2% after inflation. Then, we divided $1 million by the sum of each of those annual numbers to determine how long $1 million would cover retirement expenses in each of the cities in our study. Cities where $1 million lasted the longest ranked the highest in the study.