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Top Financial Advisors in Delaware

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This review was produced by SmartAsset based on publicly available information. The named firm and its financial professionals have not reviewed, approved, or endorsed this review and are not responsible for its accuracy. Review content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named firm and its financial professionals, and firms and financial professionals having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s reviews. This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the firm mentioned in this review or its financial professionals.

Finding a Top Financial Advisor Firm in Delaware

Learning everything you can about a financial advisor and his or her firm prior to beginning your working relationship is important. To assist you in this quest for information, SmartAsset has determined the top financial advisor firms in the state of Delaware. Each selection has its own benefits and shortcomings, so be sure to choose the right one for your needs. SmartAsset also provides a free financial advisor matching tool that can connect you with as many as three advisors who serve your area.

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Rank Financial Advisor Assets Managed Minimum Assets Financial Services More Information
1 Affinity Wealth Management, LLC Affinity Wealth Management, LLC logo Find an Advisor

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$656,933,927 No set account minimum
  • Financial planning
  • Portfolio management
  • Pension consulting

Minimum Assets

No set account minimum

Financial Services

  • Financial planning
  • Portfolio management
  • Pension consulting
2 Veery Capital, LLC Veery Capital, LLC logo Find an Advisor

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$729,411,406 No set account minimum
  • Financial planning
  • Portfolio management
  • Pension consulting
  • Educational seminars

Minimum Assets

No set account minimum

Financial Services

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Educational seminars
3 Clariti Wealth Advisors Clariti Wealth Advisors logo Find an Advisor

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$491,028,007 No set account minimum
  • Financial planning
  • Portfolio management

Minimum Assets

No set account minimum

Financial Services

  • Financial planning
  • Portfolio management
4 Daniels + Tansey, LLP Daniels + Tansey, LLP logo Find an Advisor

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$608,073,121 $500,000
  • Financial planning
  • Portfolio management
  • Pension consulting
  • Consultation
  • Expert witness
  • Litigation support

Minimum Assets

$500,000

Financial Services

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Consultation
  • Expert witness
  • Litigation support
5 Crowley Wealth Management, Inc. Crowley Wealth Management, Inc. logo Find an Advisor

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$339,371,220 No set account minimum
  • Financial planning
  • Portfolio management

Minimum Assets

No set account minimum

Financial Services

  • Financial planning
  • Portfolio management
6 RiversEdge Advisors RiversEdge Advisors logo Find an Advisor

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$424,000,000 No set account minimum
  • Financial planning
  • Portfolio management
  • Pension consulting

Minimum Assets

No set account minimum

Financial Services

  • Financial planning
  • Portfolio management
  • Pension consulting
7 Westover Capital Advisors, LLC Westover Capital Advisors, LLC logo Find an Advisor

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$411,144,992 $1,000,000
  • Financial planning
  • Portfolio management
  • Consulting

Minimum Assets

$1,000,000

Financial Services

  • Financial planning
  • Portfolio management
  • Consulting
8 Wealth Management Group Wealth Management Group logo Find an Advisor

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$320,620,868 $400,000
  • Financial planning
  • Portfolio management
  • Pension consulting
  • Selection of other advisors

Minimum Assets

$400,000

Financial Services

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Selection of other advisors
9 N1 Advisors N1 Advisors logo Find an Advisor

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$342,781,241 No set account minimum
  • Financial planning
  • Portfolio management
  • Pension consulting

Minimum Assets

No set account minimum

Financial Services

  • Financial planning
  • Portfolio management
  • Pension consulting
10 BCM Wealth Management BCM Wealth Management logo Find an Advisor

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$327,718,897 $500,000
  • Financial planning
  • Portfolio management
  • Pension consulting
  • Selection of other advisers
  • Fee-based insurance
  • Wealth planning

Minimum Assets

$500,000

Financial Services

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Selection of other advisers
  • Fee-based insurance
  • Wealth planning

What We Use in Our Methodology

To find the top financial advisors in Delaware, we first identified all firms registered with the SEC in the state. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:

  • AUM
    Firms with more total assets under management are ranked higher.
  • Individual Client Count
    Firms who serve more individual clients (as opposed to institutional clients) are ranked higher.
  • Clients Per Advisor
    Firms with a lower ratio of clients per financial advisor are ranked higher.
  • Age of Firm
    Firms that have been in business longer are ranked higher.
  • Fee Structure
    Firms with a fee-only (as opposed to fee-based) compensation structure are ranked higher.

All information is accurate as of the writing of this article. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria.

Affinity Wealth Management

Affinity Wealth Management in Wilmington leads off our Delaware list. This large fee-based firm works mainly with non-high-net-worth individuals. It also works with handful of high-net-worth individuals, pensions, profit-sharing plans, charitable organizations and government entities. There is no set account minimum.

Some advisors at Affinity may receive commissions from the sale of insurance or securities to clients. This is what makes the firm fee-based. As a result, it is subject to a potential conflict of interest. The firm, however, is bound by fiduciary duty and is obligated to always act in the best interests of clients.

Affinity Wealth Management Background

Affinity Wealth Management was founded in 2017. It is owned by chairman James Hall and CEO Michael Sicuranza. Both owners hold the certified financial planner (CFP) designation.

Affinity provides investment management services, financial planning services and retirement plan advisory services. It provides a wrap fee program and the vast majority of its assets are managed on a discretionary basis.

Affinity Wealth Management Investing Strategy

Investment strategies at Affinity Wealth Management are tailored to the needs of clients. This process includes creating an investment program or placing clients into a model portfolio. When it comes to creating an investment plan, advisors take into account investment goals, desired investment strategies, risk tolerance and more.

Investment portfolios typically consist of mutual funds, exchange-traded funds (ETFs), bonds, stocks, options contracts, certificates of deposit (CDs), foreign securities, real estate investment trusts (REITs) and other alternative investments. Advisors use fundamental, technical, cyclical and charting analysis methods to evaluate potential investments.

Veery Capital

Veery Capital’s individual clients are mainly non high net worth. It works with a number of high-net-worth investors as well. Investment accounts are managed mainly on a non-discretionary basis. There is no minimum investment requirement, though some certain investments may require a minimum in order to be effective.

As a fee-based firm, certain on-staff advisors at Veery may be able to earn commissions from the sale of specific securities or insurance products. While this is a potential conflict of interest, the firm is legally required to act in clients' best interests due to its fiduciary duty.

This Wilmington-based financial advisor firm's team includes accredited investment fiduciaries (AIFs) and certified financial planners (CFPs), among other certifications.

Veery Capital Background

As mentioned earlier, Veery Capital was established in 2018. It’s owned by partners D. Christopher Benfer, Matthew MacNeal, Kathleen Townsend and Cortney Milner. 

The firm offers investment management, financial planning and retirement plan advisory services. It offers a wrap fee program for certain clients, which means that it includes securities transaction fees together with its investment advisory fees as a single asset-based fee. 

Veery Capital Investment Strategy

Veery Capital generally uses a long-term investment strategy, depending on clients’ financial goals. This usually involves holding securities for more than a year, but may hold for shorter periods to rebalance or meet a client’s cash needs. The firm may also take short-term positions.

Clariti Wealth Advisors

A Wilmington-based financial advisor firm, Clariti Wealth Advisors is next on our list. While it does not technically have a minimum investment requirement, its clients generally have at least $1 million in assets or will be reaching that level soon. Clariti advises mostly high-net-worth individuals, though it does also advise individual investors who don't have a high net worth. The firm also serves charities and businesses.

The advisor has a small team of advisors on staff. The advisors at the firm have amassed a number of certifications, including certified financial planner (CFP), certified public accountant (CPA), certified divorce financial analyst (CDFA) and more. 

Clariti Wealth Advisors is a fee-only firm, with fees based on a client's amount of assets under management.

Clariti Wealth Advisors Background

Clariti Wealth Advisors was founded by Vincent A. Schiavi in 1983. Ravi Dattani joined in 1998. Dattani is the firm's sole owner today.

The following services are offered by Clariti:

  • Financial planning
  • Estate tax planning
  • Portfolio monitoring
  • Investment management

Clariti Wealth Advisors Investing Strategy

Diversification is the most important part of Clariti Wealth Advisors' investment strategy. The firm invests in stocks, bonds, mutual funds, ETFs, alternatives and other appropriate investments. It looks to establish cash flow for clients in retirement. 

With regards to mutual funds, both passively and actively managed funds are considered. Within actively managed funds, the firm uses a number of styles, market caps and investing methodologies.

Daniels + Tansey

With a $500,000 client account minimum requirement, Daniels + Tansey rimarily works with individuals, both high-net-worth and not, along with pension and profit-sharing plans, estates, trusts and businesses.

Certified public accountants (CPAs), chartered financial analysts (CFAs) and certified financial planners (CFPs) are employed by Daniels + Tansey, LLP. This financial advisor firm is located in Wilmington.

This firm is fee-based, specifically because some of its advisors sell insurance policies that may result in additional commissions. It is registered with the SEC, though, making fiduciary and binding it to act in clients' best interests.

Daniels + Tansey Background

Founded in 2004, Daniels + Tansey is an independently run financial advisor firm. Partners DeVon Daniels, Susan Benson, Adele McIntosh and Christopher Daniels have ownership interests in the firm.

Daniels + Tansey offers several services: wealth management, investment advisory, multi-family office, financial planning and matrimonial financial planning.

Daniels + Tansey Investing Strategy

Daniels + Tansey purposely looks to avoid risk and volatility when selecting investments for client portfolios. This is done mostly through diversification that’s specifically chosen based on your inherent risk tolerance, need for liquidity, time horizon and other factors.

This firm invests in many different styles of securities in order to achieve optimal diversification. For example, this might include exchange-traded funds (ETFs), mutual funds, equity and index options, fixed income securities, CDs, commercial paper, warrants and foreign/domestic equities.

Crowley Wealth Management

Crowley Wealth Management is next on our firm. Non-high-net-worth individual investors make up nearly the entirety of the firm's client base. High-net-worth individuals and a single pension plan round it out.

Crowley has one of the smallest advisory staffs on this list. Their team includes certified financial planners (CFPs), as well as one chartered financial analyst (CFA). This fee-only financial advisor firm is located in Wilmington and has no account minimum.

Crowley Wealth Management Background

Principals Frederick and Robert Crowley aren’t just co-owners of Crowley Wealth Management, they’re also brothers. This duo has spent more than 30 years each in financial management, as they created the firm in 1980.

Crowley Wealth works in a multitude of different financial areas, such as retirement planning, wealth management, estate planning, tax management, insurance planning and cash flow management.

Crowley Wealth Management Investing Strategy

Crowley Wealth Management is not a firm that subscribes to short-term investing ideologies because of the inherent risk associated with that type of undertaking. Instead, it centers its investment choices around the long-term and very rarely makes inter-portfolio trades once it has put its original plan into place.

When it comes to actual investment types, Crowley mostly works within individual equities, bonds and mutual funds. However, its choices are not limited to just these, as ETFs, options, government securities, warrants, CDs and commercial paper may make it into your portfolio.

RiversEdge Advisors

RiversEdge Advisors has a fairly large client base for a firm of its size. The Wilmington-headquartered firm works with a few hundred individual clients with and without a high net worth, as well as a handful of pension plans, insurance companies and businesses. The firm doesn't have a minimum investment requirement.

The advisory staff here also holds a wide range of certifications. These include certified financial planner (CFP), accredited investment fiduciary (AIF), chartered financial consultant (ChFC), certified divorce financial analyst (CDFA), accredited portfolio management advisor (APMA) and more.

Some of the advisors at this firm can sell insurance and securities for commissions, which is a potential conflict of interest. The firm's fiduciary duty means it must act in clients' best interests though.

RiversEdge Advisors Background

RiversEdge Advisors was founded in 2018 by co-founders Jarrett Morris and Brian Carney. The duo still own the firm as partners today.

Generally speaking, investment management and financial planning are the two main offerings at RiversEdge. According to the firm's website, it typically services individuals like entrepreneurs, executives, retirees, pre-retirees and young professionals.

RiversEdge Advisors Investing Strategy

RiversEdge Advisors works with its clients to develop an investor profile before placing any of their funds into an investment. This involves discussing clients' risk tolerance, time horizon, income and liquidity needs and overall financial goals. From this, a portfolio plan is built according to your needs.

According to its Form ADV, RiversEdge uses modern portfolio theory as the basis for its investment planning. This award-winning theory focuses on maximizing returns for a given risk level. The firm tends to invest in some combination of ETFs and mutual funds.

Westover Capital Advisors

Westover Capital Advisors recommends that you have at least $1 million ready to invest prior to opening a relationship with one of its advisors. This firm’s headquarters is in Wilmington, and it is fee-only, meaning all of its compensation comes from client-paid fees.

There are roughly the same number of high-net-worth individual clients at this firm as there are non-high-net-worth individuals. Charitable organizations and pensions and profit-sharing plans are also served by the firm.

Westover Capital Advisors Background

Father and son Harold Murray Sawyer, Jr. and Harold Murray Sawyer III are the president and vice president of Westover Capital Advisors. The Sawyers collectively own 100% of the firm, which was established in 1999.

The advisory services available through this firm include:

  • Financial planning
  • Retirement planning
  • Insurance planning
  • Social security maximization
  • Estate planning
  • Trust planning
  • Tax minimization
  • Charitable gift planning

Westover Capital Advisors Investing Strategy

Many firms avoid using short-term investment strategies, as they’re generally riskier. But Westover Capital Advisors combines the principles of long-term  and short-term investing to attempt to match the risk tolerance, time horizon and liquidity needs of clients.

Westover will use as many investment types as necessary to flesh out its client portfolios, provided that they fit what’s needed. So be prepared to see everything from ETFs to mutual funds to options to exchange-listed securities.

Wealth Management Group

Wealth Management Group typically requires a minimum investment of $400,000 in investable assets to begin an advisory relationship. Its individual client base is comprised of non-high-net-worth and high-net-worth individual clients. The firm also serves pension and profit-sharing plans, businesses and charitable organizations.

This fee-only firm has certified public accountants (CPAs) and a certified plan fiduciary advisor (CPFA) on staff.

Wealth Management Group Background

Wealth Management Group is an employee-owned firm. It has been in business since 2001.

The firm takes a holistic approach to advising. It provides services such as employee benefit plan management, budget creation, tax management, cash flow planning, retirement planning, insurance analysis and estate planning.

Wealth Management Group Investing Strategy

Wealth Management Group builds client portfolios based on the investment principles laid out by modern portfolio theory. This ideology states that an increase in risk is warranted solely when there’s an apparent associated increase in return potential.

This also includes an inherent level of diversification to minimize risk-related issues even further. The firm says it will generally accomplish this by investing in mutual funds and fixed-income securities, and occasionally in ETFs.

N1 Advisors

Like the majority of firms on this list, N1 Advisors (also known as Newton One Advisors) does not impose a minimum account size. As a result, its individual client base is rather mixed and is evenly made up of clients with and without a high net worth. The firm also works with corporate retirement plans.

As a fee-based firm, some of N1’s advisors earn commissions from selling insurance policies or securities. Although this represents a potential conflict of interest, the firm is a registered fiduciary and therefore is legally required to act in your best interest. Its office is in Newark.

N1 Advisors Background

N1 Advisors has existed in its current form since 2014. The firm’s predecessor was opened in 2001, though, by H. Thomas Hollinger, who has more than 40 years experience in financial services.

The services you’ll find at this firm include retirement plan analysis, personal financial planning, financial goal creation, estate planning, insurance and risk analysis and pension consulting.

N1 Advisors Investing Strategy

If you could break down N1 Advisors’ strategy for investing into one word, it would be diversification. This concept is used to allocate your assets across various unrelated areas of the market so your portfolio's success is not overly reliant on any one investment or sector.

Mutual funds and ETFs are inherently diversified because they are indexed, meaning they’re already allocated across a market. Thus, N1 primarily uses these investment types in client accounts.

BCM Wealth Management

BCM Wealth Management, or Biddle Capital Management, is a Wilmington-based advisory firm that's fully independent. Its advisory staff boasts four accredited investment fiduciaries (AIFs). The firm is also fee-based, meaning some advisors can receive commissions from the sale of financial products. This is a potential conflict of interest, though the firm's fiduciary duty means it must act in clients' best interests.

Individuals with less than a high net worth dominate BCM's client base, with high-net-worth individuals and pension plans rounding it out. The firm does not have a specific minimum investment requirement for its clients.

BCM has a set account minimum of $500,000, which it may at its own discretion waive.

BCM Wealth Management Background

BCM Wealth Management is a fairly young firm, as it was established in 2018. David Biddle, the firm's president and chief compliance officer (CCO) is its principal owner and founder. Biddle has around 30 years of experience in financial services.

Financial planning services at BCM are extremely flexible, meaning its able to adjust to clients' specific needs. Its investment management services are fairly standard, as it builds and manages client assets within a specific portfolio plan.

BCM Wealth Management Investing Strategy

BCM Wealth Management tailors its portfolios to clients' personal financial situations. According to its Form ADV, it "will meet with you to determine your investment objectives, risk tolerance, and other relevant information (the “suitability information”) at the beginning of our advisory relationship." This conversation is incredibly important, as it will dictate how your money and investments are managed over time.

How Long $1 Million Lasts in Retirement

SmartAsset's interactive map highlights places where $1 million will last the longest in retirement. Zoom between states and the national map to see the top spots in each region. Also, scroll over any city to learn about the cost of living in retirement for that location.

Least
Most
Rank City Housing Expenses Food Expenses Healthcare Expenses Utilities Expenses Transportation Expenses

Methodology We weighed potential expenditures for a prospective retiree with a  $1 million nest egg to assess how many years that fund would cover in retirement in America’s largest cities.

We applied cost of living data from the Council for Community and Economic Research to adjust those national average spending levels based on the costs of each expense category (housing, food, healthcare, utilities, transportation and other) in each city. Using this data, SmartAsset calculated the average cost of living for retirees in metro areas across the U.S.

We assumed the $1 million would grow at a net annual return of 2% after inflation. Then, we divided $1 million by the sum of each of those annual numbers to determine how long $1 million would cover retirement expenses in each of the cities in our study. Cities where $1 million lasted the longest ranked the highest in the study.