Finding a Top Financial Advisor Firm in Coral Springs, Florida
Financial advisors can help you with various aspects of your financial life, including investing, retirement and tax planning. To help you find a financial advisor in Coral Springs, Florida, SmartAsset has created this list of the top firms in the city. Look through the details of each firm, including their account minimums, investment strategies and more, to figure out which option is best for you.
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| Rank | Financial Advisor | Assets Managed | Minimum Assets | Financial Services | More Information |
|---|---|---|---|---|---|
| 1 |
Eaton Financial Group
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$322,441,414 | No set account minimum |
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Minimum AssetsNo set account minimumFinancial Services
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| 2 |
Personal Financial Profiles Inc.
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$263,137,905 | Varies based on account type |
|
Minimum AssetsVaries based on account typeFinancial Services
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| 3 |
Fusion Analytics Investment Partners, LLC
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|
$50,000,000 | $250,000 |
|
Minimum Assets$250,000Financial Services
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What We Use in Our Methodology
To find the top financial advisors in Coral Springs, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
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AUMFirms with more total assets under management are ranked higher. -
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Individual Client CountFirms who serve more individual clients (as opposed to institutional clients) are ranked higher. -
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Clients Per AdvisorFirms with a lower ratio of clients per financial advisor are ranked higher. -
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Age of FirmFirms that have been in business longer are ranked higher.
All information is obtained through public records and is updated annually after the firms’ form ADV filing. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria. SmartAsset is not a client of the aforementioned firms, and did not receive compensation for including any of the firms on the aforementioned list.
Eaton Financial Group
Eaton Financial Group (EFG) is the No. 1 firm on our list of the top financial advisors in Coral Springs. EFG has no stated minimum account balance for new clients. As a result, the firm's client base mostly comprises individuals, the vast majority of whom do not have a high net worth. The firm also provides services to trusts, estates, charities, corporations and business entities.
Although the firm has a relatively small staff, it boasts several advisory certifications. These include two certified financial planners (CFPs), one accredited investment fiduciary (AIF) and one certified divorce financial analyst (CDFA).
EFG is a fee-based firm, which means some of its advisors have the opportunity to earn commissions from the sale of specific insurance products or securities. Despite this potential conflict of interest, the firm is bound by fiduciary duty to act in your best interest no matter what.
Eaton Financial Group Background
EFG was founded in 2021. Douglas Eaton is the firm's primary owner.
The firm provides comprehensive investment management and financial planning services to clients. Financial planning typically involves reviewing personal financial goals and objectives, as well as helping plan for retirement, taxes, mortgages, investments, education funds and more. Investment management services are provided on a discretionary basis, meaning the firm has the authority to make trades and transactions within your account in accordance with your investment objectives.
Fiduciary Planning, LLC Investment Strategy
Eaton works to formulate investment strategies for each individual client. That means portfolio plans are based on factors like risk tolerance, financial goals, liquidity needs, investment preferences and any other important characteristics. The firm uses a variety of portfolio models to help drive growth and returns in client accounts. These models typically utilize a variety of stocks, corporate and government bonds, exchange-traded funds (ETFs), mutual funds and alternative investments.
Advisors at this firm use fundamental and technical methods of analysis to figure out what investments to make on behalf of clients. It also places significant emphasis on sufficient portfolio diversification as a way of helping minimize risk and increase returns.
Personal Financial Profiles
Personal Financial Profiles (PFP) is a fee-based firm that's been in business since the early 1990s. The firm works almost exclusively with individual clients, both above and below the high-net-worth threshold. The firm's lone non-individual client is a retirement plan. In order to access PFP's investment services, you'll need a minimum account balance of $250,000 for an Elite account or a minimum account balance of $25,000 for a Premier account.
As a fee-based firm, some PFP advisors can earn commissions for selling insurance or other financial products to clients. Although this creates a potential conflict of interest, the firm and its advisors must act in their clients' best interests.
Personal Financial Profiles Background
Personal Financial Profiles was founded in 1991, though it began operating as an SEC-registered investment advisor in 1999. David M. Maggio is the firm's sole owner, and he acts as its president and CEO. Frank T. Pugliese, the firm's founder and chairman emeritus, is a certified investment management analyst (CIMA), a certified fund specialist (CFS) and a registered financial consultant (RFC). Maggio and Pugliese have decades of financial services experience between them.
PFP has a secondary office location in Naples, Florida.
The firm's services include both general investment management and financial planning services. The latter may entail advice on a variety of topics, including personal finances, insurance and estate planning, tax planning, cash flow analysis, retirement planning, education fund planning, capital needs analysis and more. Investment management services are primarily provided through the firm's Elite Account Program and Premier Account Program.
Personal Financial Profiles Investment Strategy
Advisors at PFP take a detailed look at the financial situation and investment objectives of each client in order to craft an individualized investment strategy that is designed to help them meet their goals. All investment strategies incorporate a degree of financial planning, as they look to take retirement planning, cash flow and tax minimization into account. Risk tolerance, asset allocation and time horizon are all major factors in the portfolio planning process.
When it comes to specific investment strategies, advisors tend to use both long- and short-term buy-and-hold tactics, along with short sales, margin transactions and options strategies. The firm's investment advice heavily relies upon behavioral analysis of markets.
Fusion Analytics Investment Partners
Fusion Analytics Investment Partners rounds out our list of the top advisory practices in Coral Springs. This fee-based firm works exclusively with high-net-worth individuals, requiring a minimum account size of $250,000. Fusion may accept smaller accounts in certain situations, though.
The firm charges asset-based fees that range from 0.60% to 2% of your portfolio's market value. However, in addition to the fees you pay for portfolio management, advisors at the firm may earn third-party compensation for selling securities or insurance. This is a conflict of interest because commission-based compensation gives your advisor a financial incentive to recommend certain products and services. However, advisors are required to act in your best interest, even when they're acting in a sales role.
Fusion Analytics Investment Partners Background
Fusion Analytics Investment Partners has been in business since 2005. Kevin P. Lane and Michael J. Conte own the firm through their control of Fusion Analytics Holdings, LLC. Discretionary portfolio management is the firm's primary service, although Fusion may also provide financial planning.
Fusion Analytics Investment Partners Investment Strategy
Like most firms, Fusion Analytics Investment Partners designs and manages client portfolios according to their written financial objectives. The firm may allocate your assets to a combination of the following securities:
- Equity securities (including exchange-listed securities, securities traded over the counter and foreign issuer securities)
- Warrants
- Corporate debt securities (other than commercial paper)
- Commercial paper
- Certificates of deposit
- Municipal securities
- Investment company securities (including variable life insurance, variable annuities, and mutual funds)
- US government securities
- Option contracts on securities
- Interests in partnerships investing in real estate and/or oil and gas interests
- Option contracts on commodities
- Futures contracts on tangible or intangible futures
- Interests in "other" limited partnerships (which may include unregistered or privately offered securities in various industries)
