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The Top Financial Advisors in Campbell, CA

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This review was produced by SmartAsset based on publicly available information. The named firm and its financial professionals have not reviewed, approved, or endorsed this review and are not responsible for its accuracy. Review content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named firm and its financial professionals, and firms and financial professionals having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s reviews. This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the firm mentioned in this review or its financial professionals.

Finding a Top Financial Advisor Firm in Campbell, CA

Campbell offers many options when it comes to advisory firms. While identifying the firms in the area might be easy, finding the most suitable one for your financial situation can hard. Our list of the top advisors in the area will help you narrow the field. You can also use our free financial advisor matching service to find up to three local advisors. 

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Rank Financial Advisor Assets Managed Minimum Assets Financial Services More Information
1 Wade Financial Advisory, Inc. Wade Financial Advisory, Inc. logo Find an Advisor

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$559,984,267 No set account minimum
  • Portfolio management
  • Financial planning
  • Pension consulting
  • Selection of other advisors (including private fund managers)
  • Educational seminars

Minimum Assets

No set account minimum

Financial Services

  • Portfolio management
  • Financial planning
  • Pension consulting
  • Selection of other advisors (including private fund managers)
  • Educational seminars
2 Johanson Financial Advisors, Inc. Johanson Financial Advisors, Inc. logo Find an Advisor

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$389,978,986 $1,000,000
  • Portfolio management
  • Financial planning

Minimum Assets

$1,000,000

Financial Services

  • Portfolio management
  • Financial planning
3 Mine & Arao Wealth Creation and Management, LLC Find an Advisor

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$174,260,743 $100,000
  • Portfolio management
  • Financial planning

Minimum Assets

$100,000

Financial Services

  • Portfolio management
  • Financial planning

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4 Kaizen Financial Strategies, LLC Kaizen Financial Strategies, LLC logo Find an Advisor

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$142,321,567 No set account minimum
  • Portfolio management 
  • Financial planning
  • Pension consulting 

Minimum Assets

No set account minimum

Financial Services

  • Portfolio management 
  • Financial planning
  • Pension consulting 
5 Pruneyard Financial Group, Inc. Find an Advisor

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$130,772,040 No set minimum
  • Financial planning
  • Portfolio management 
  • Pension consulting

Minimum Assets

No set minimum

Financial Services

  • Financial planning
  • Portfolio management 
  • Pension consulting

What We Use in Our Methodology

To find the top financial advisors in Campbell, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:

  • AUM
    Firms with more total assets under management are ranked higher.
  • Individual Client Count
    Firms who serve more individual clients (as opposed to institutional clients) are ranked higher.
  • Clients Per Advisor
    Firms with a lower ratio of clients per financial advisor are ranked higher.
  • Age of Firm
    Firms that have been in business longer are ranked higher.
  • Fee Structure
    Firms with a fee-only (as opposed to fee-based) compensation structure are ranked higher.

All information is accurate as of the writing of this article. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria.

Wade Financial Advisory, Inc.

Wade Financial Advisory, Inc. tops our list. The fee-only firm’s eight advisors have a range of qualifications, including the certified financial planner (CFP), certified public accountant (CPA), accredited investment fiduciary (AIF), IRS enrolled agent (EA), chartered alternative investment analyst (CAIA) and California registered tax preparer (CRTP) designations. 

The firm has many clients, including non-high-net-worth and high-net-worth individuals, pension and profit-sharing plans, trusts, estates and charitable organizations. Clients pay an asset-based fee for investment management services, while the firm charges annual retainer fees for its financial planning and wealth management services. Wade Financial has no set account minimum.

Wade Financial Advisory Background

Wade Financial was founded in 1992 by Rodney D. Wade. Wade serves as the company’s chief executive officer (CEO) and a wealth advisor. 

The firm mainly offers investment management, financial planning and pension consulting services. The firm’s financial planning services encompass many different areas of finance but especially tax planning. Clients can also receive guidance in retirement, college, philanthropic, liability, liquidity, risk and trust and estate planning

The firm’s portfolio management includes quarterly performance reporting, portfolio review and monitoring, strategic and tactical rebalancing, real estate ownership analysis and various other services.

Wade Financial Advisory Investment Strategy

The firm says it’s dedicated to using integrity, expertise and service to help its clients meet their financial goals. The firm believes in merging institutional research with client objectives to ensure portfolio success. Advisors may use a range of investment options, including stocks, bonds, closed end funds, exchange-traded funds, exchange-traded notes and no-load mutual funds. Wade Financial may also utilize load-waived mutual funds, separate accounts, LP/LLC interests, money market accounts and bank deposits.

Johanson Financial Advisors, Inc.

Johanson Financial Advisors, Inc. is fee-based, meaning its advisors may receive transaction-based fees from third parties on top of client fees. While this could potentially create conflicts of interest, the firm has a fiduciary duty to put clients' interests first. 

Johanson Financial advises many individual clients, both high-net-worth and non-high-net-worth investors. The minimum to open a balance is $1 million, though the firm may waive the requirement at its discretion.

Portfolio management fees are calculated as a percentage of AUM. The firm charges on an hourly or flat fee basis for its financial planning and consulting services.

Johanson Financial Advisors Background

David L. Johanson founded the firm in 2011. He is the majority owner through a family trust and serves as president. His credentials include certified financial planner (CFP), certified investment management analyst (CIMA), certified private wealth advisor (CPWA) and IRS enrolled agent (EA). Chief Operating Officer Lynda M. Tu has a small stake.

The firm offers portfolio management and financial planning and consulting. Its financial planning services can include retirement, education, estate, protection and tax planning. 

Johanson Financial Advisors Investment Strategy

Once the firm identifies a client’s objectives, it creates portfolios generally made up of stocks or bonds, mutual funds, exchange-traded funds and other private or public securities. Johanson Financial's methods of securities analysis include fundamental, technical, cyclical and charting analyses. The firm employs long- and short-term purchases and margin transactions. 

Mine and Arao Wealth Creation and Management, LLC

Mine & Arao Wealth Creation and Management, LLC is a fee-only firm with hundreds of millions in client assets. The firm's individual clients are mostly from its certified public accountant (CPA) practice. The advisory also serves pension plans and businesses.

The firm generally imposes a $100,000 account minimum, though it may waive the requirement. Clients pay an asset-based fee for investment advisory services. For financial planning, the fee is on an hourly basis.

Mine & Arao Wealth Creation and Management Background

Mine & Arao was established in 1999 by owners John T. Arao and Bud T. Mine. Both are CPAs.

Clients can receive asset management and financial planning advice. Regarding the latter, the firm can cover retirement, estate and tax planning.

Mine & Arao Wealth Creation and Management Investing Strategy

The firm analyzes multiple factors when deciding how to design client portfolios. It considers client age, risk tolerance and long- and short-term investment goals. The firm then allocates assets to fixed income and equity positions, and it only invests in mutual funds, stocks, bonds, certificates of deposit (CDs) and ETFs. 

Mine & Arao may also invest in corporate notes and bonds, U.S. treasuries and individual securities.

Kaizen Financial Strategies, LLC

Kaizen Financial Strategies, LLC has four advisors managing nearly $117 million in assets. The firm's name comes from the Japanese phrase for continuous improvement.

With no set account minimum, the firm serves far more individuals who do not have high net worths than those who do. It also works with entrepreneurs and small business owners.

At Kaizen, advisors are also insurance agents. This dual role has the potential of posing a conflict of interest, but as an SEC-registered firm, Kaizen must put clients' interests first. The team includes one certified financial planner (CFP), one chartered mutual fund counselor (CMFC), one accredited portfolio management advisor (APMA), one certified fund specialist (CFS) and one JD. (Advisors may have more than one designation or degree.)  

Fees for financial planning and consulting and pension plan consulting services are on an hourly or flat-fee basis. Investment management fees are asset-based. 

Kaizen Financial Strategies Background

Iftikhar Ahmed, Saadia Ahmed, Saul Greene and John Stachnick founded the firm in 2018. Prior to that, the four worked at Waddell & Reed. Iftikhar Ahmed and Saadia Ahmed are the majority shareholders, while Stachnick has a small stake (less than 5%).

The firm offers financial planning, investment management and pension consulting services. Its financial planning may also include other stand-alone services. Kaizen also provides retirement plan consulting services to employer plan sponsors.

Kaizen Financial Strategies Investment Philosophy

The firm believes in using asset allocation to create diverse client portfolios. Kaizen also emphasizes on its website that it favors long-term investment strategies, but it follows the time horizons set by each of its clients. The firm’s key investment strategies include asset allocation, fixed income, long- and short-term purchases, options strategies, margin transactions, hedging and advanced options strategies and short sales. 

As part of its investment process, Kaizen employs fundamental, technical, sector and qualitative analysis.

Pruneyard Financial Group

Pruneyard Financial Group is a financial advisor form that offers services to individuals (including high-net-worth individuals), pension / profit-sharing plans, charitable organizations, corporations, small businesses or other businesses and nonprofit entities.

For retirement plan services, a minimum of $100,000 is required, though there is no minimum account size necessary to participate in the firm's wrap fee program.

Pruneyard Financial Group Background

The firm was formed in 1995 and has been conducting advisory business since 1996. In 2016, John D. Masegian and Steven A. Schumaker became the principal shareholders of Pruneyard Financial Group. They represent the second generation of each of their families to lead the firm.

Clients can receive retirement plan services, portfolio management and financial planning.

Pruneyard Financial Group Investing Strategy

In order to identify, select and monitor investment vehicles, Pruneyard Financial Group uses fundamental, technical and/or qualitative analysis. Investment strategies and approaches include long- and short-term purchases, margin transactions and option writing. 

How Long $1mm Lasts in Retirement

SmartAsset's interactive map highlights places where $1 million will last the longest in retirement. Zoom between states and the national map to see the top spots in each region. Also, scroll over any city to learn about the cost of living in retirement for that location.

Least
Most
Rank City Housing Expenses Food Expenses Healthcare Expenses Utilities Expenses Transportation Expenses

Methodology We analyzed data on average expenditures for seniors, cost of living and investment returns to determine how many years of retirement a $1 million nest egg would cover in cities across America.

First, we looked at data from the Bureau of Labor Statistics (BLS) on the average annual expenditures of seniors. We then applied cost of living data from the Council for Community and Economic Research to adjust those national average spending levels based on the costs of each expense category (housing, food, healthcare, utilities, transportation and other) in each city. Using this data, SmartAsset calculated the average cost of living for retirees in the largest U.S. cities.

We assumed the $1 million would grow at a real return (interest minus inflation) of 2%. Then, we divided $1 million by the sum of each of those annual numbers to determine how long $1 million would cover retirement expenses in each of the cities in our study. Cities where $1 million lasted the longest ranked the highest in the study.

Sources: Bureau of Labor Statistics (BLS), Council for Community and Economic Research