Finding a Top Financial Advisor Firm in Yardley, Pennsylvania
Feeling overwhelmed by the number of financial advisors out there? It's understandable, as there are thousands of them registered with the U.S. Securities and Exchange Commission (SEC). To help you narrow the field, we found the top firms in Yardley and collected their fundamentals such as their assets under management (AUM), fee schedules, investment strategies and more. Then we put the info together, here, for convenient comparing and contrasting. Start your search with this list of the top financial advisor firms in Yardley, Pennsylvania. Then use SmartAsset’s free financial advisor matching tool to connect with as many as three advisors who serve your area.
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|Rank||Financial Advisor||Assets Managed||Minimum Assets||Financial Services||More Information|
|1||Ventura Wealth Management Find an Advisor||$518,029,665||$500,000|| || |
|2||Apex Financial Advisors, Inc. Find an Advisor||$444,012,158||No set account minimum|| || |
Minimum AssetsNo set account minimum
|3||The Estate Planners Group Find an Advisor||$287,400,000||$500,000|| || |
|4||Crossgate Wealth Advisors, LLC Find an Advisor||$216,232,993||No set account minimum|| || |
Minimum AssetsNo set account minimum
|5||Prometheus Capital Management Corp. Find an Advisor||$177,684,376||No set account minimum|| || |
Minimum AssetsNo set account minimum
|6||Covered Bridge Advisors, LLC Find an Advisor||$147,500,258||No set account minimum|| || |
Minimum AssetsNo set account minimum
What We Use in Our Methodology
To find the top financial advisors in Yardley, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
- AUMFirms with more total assets under management are ranked higher.
- Individual Client CountFirms who serve more individual clients (as opposed to institutional clients) are ranked higher.
- Clients Per AdvisorFirms with a lower ratio of clients per financial advisor are ranked higher.
- Age of FirmFirms that have been in business longer are ranked higher.
All information is obtained through public records and is updated annually after the firms’ form ADV filing. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria. SmartAsset is not a client of the aforementioned firms, and did not receive compensation for including any of the firms on the aforementioned list.
Ventura Wealth Management
In order to become a client of Ventura Wealth Management, you'll generally need at least $500,000 in investable assets. At the sole discretion of the firm, it may be willing to accept clients who have less than that, though. The firm's client base is dominated by individuals, with non-high-net-worth clients outnumbering those with a high net worth. Ventura also works with a handful of pension plans and charitable organizations.
Just about every advisor at this firm boasts at least one certification. In fact, you'll find designations like certified financial planner (CFP), certified private wealth advisor (CPWA), chartered life underwriter (CLU), chartered financial consultant (ChFC), chartered financial analyst (CFA) andchartered market technician (CMT).
Some of the advisors who work here can sell securities or insurance products on a commission basis. Although this is a potential conflict of interest, the firm's fiduciary duty requires it to act in clients' best interests at all times.
Ventura Wealth Management Background
Ventura Wealth Management was founded back in 2004, making it one of the older firms on this list. It's owned by two employees in founder and president Nick Ventura and chief operating officer (COO) Daniel McElwee.
Financial planning at Ventura can cover topics like retirement, taxes, insurance, cash flow, estates, education funding, mortgages and more. Investment management is also available.
Ventura Wealth Management Investing Strategy
Ventura Wealth Management works together with clients to identify their needs and goals prior to investing any of their assets. Some of the most important factors to come out of this process is your risk tolerance, time horizon, liquidity needs and investment preferences. Based on these insights, your advisor will formulate an asset allocation for your portfolio. These typically include ETFs, mutual funds, stocks, bonds and alternative investments.
Apex Financial Advisors
Apex Financial Advisors manages assets on both a discretionary and non-discretionary basis. Its team includes MBAs, JDs and one of the first certified financial planners (CFPs) in the country, along with one other CFP.
When it comes to individual clients, Apex only works with those who have a high net worth. The firm's website speaks to corporate executives, business owners, widows/widowers and divorced people. The firm also serves investment companies and pension plans. There is no specific minimum required to open an account stated by the firm.
Some of the advisors at Apex Financial can sell insurance products on a commission basis, which is a potential conflict of interest. Despite this arrangement, the firm abides by fiduciary duty, legally binding it to act in clients' best interests at all times.
Apex Financial Advisors Background
In financial planning since the 1970s, firm founder Robert Connell was present at the start of the professionalism of the industry and was one of the first people in the country to earn the CFP designation. He founded Apex Financial in 2010 after working at a Fortune 500 financial firm for more than three decades. Connell remains the sole owner of Apex to this day.
Apex’s main business is providing investment management on a discretionary or non-discretionary basis. It also provides retirement planning, estate planning, trust planning, tax planning and financial consulting for a stand-alone fee. Additionally, it advises three private real estate funds.
Apex Financial Advisors Investing Strategy
Apex Financial Advisors generally uses charting, fundamental analysis, technical analysis and cyclical analysis to evaluate securities. When implementing asset allocations, it uses long-term purchases (securities held for more than a year), short-term purchases (securities sold within one year) and trading (securities sold within 30 days).
The Estate Planners Group
Despite its name, The Estate Planners Group actually offers many more services than just estate planning. In fact, clients will have access to investment management, tax planning, income/cash flow planning, 401(k) investment selection, retirement planning and more. To gain access to these offerings, you'll usually need at least $500,000 in investable assets, though the firm may be willing waive this stipulation.
In terms of client base, The Estate Planners Group works with a nearly even split of individuals with and without a high net worth. The firm also has one charitable organization as a client.
Certain on-staff advisors here can sell insurance products for a commission. Although this is a potential conflict of interest, the firm's fiduciary duty means it must act in clients' best interests, no matter what.
The Estate Planners Group Background
David Loesser founded The Estate Planners Group in 2001. Loesser still owns the entirety of the firm, as well as being its president and chief compliance officer (CCO).
Two advisors at this firm hold a certification. One is a certified financial planner (CFP), and the other is a certified investment management analyst (CIMA).
The Estate Planners Group Investing Strategy
The Estate Planners Group tailors every portfolio plan it makes to the client's individual situation. That means they're designed to account for risk tolerance, time horizon, income needs and long- and short-term financial goals. Your advisor will discuss these parts of your investor profile in detail, presenting various options for you in the process.
Crossgate Wealth Advisors
Crossgate Wealth Advisors is a fee-only firm. That means its advisors only collect fees from clients, avoiding all sales commissions from third parties in the process. Crossgate’s founder and president, John Rea, has an MBA and is a certified public accountant (CPA), certified financial planner (CFP) and certified kingdom advisor (CKA).
Likely because the firm doesn’t have a minimum account size, its clients who do not have a high net worth outnumber those who do. The firm also works with trusts and estates that belong to its individual clients.
Crossgate Wealth Advisors Background
John Rea started his career in accounting, but switched to financial planning when he started Crossgate Wealth Advisors in 2001. He still works at the firm as president and chief compliance officer (CCO), and owns it along with vice president Barbara Rea and lead wealth advisor Nickolaus C. von Dohlen.
Crossgate Wealth offers financial planning and customized investment advisory services. It does the latter on a discretionary or non-discretionary basis.
Crossgate Wealth Advisors Investing Strategy
Based on each client’s profile and objectives, Crossgate Wealth Advisors will recommend one of the following strategies and asset allocations:
- Ultra-Aggressive: 10% fixed-income, 90% equity
- Aggressive: 20% fixed-income, 80% equity
- Moderate-Aggressive: 30% fixed-income, 70% equity
- Moderate: 40% fixed-income, 60% equity
- Moderate-Conservative: 50% fixed-income, 50% equity
- Conservative: 60% fixed-income, 40% equity
- Defensive-Conservative: 70% fixed-income, 30% equity
- Ultra-Conservative: 80% fixed-income, 20% equity
- Cash: 100% cash and short-term fixed-income
These asset allocations may vary from targets by up to 5%.
Prometheus Capital Management Corp.
Named after the Greek hero known for taking fire from the gods to share with humans, Prometheus Capital Management Corp. manages all of its client assets on a non-discretionary basis. Its advisory team includes two certified financial planners (CFPs), one certified public accountant (CPA) and one personal financial specialist (PFS).
The firm serves more individuals who have a high net worth than those who don’t, though it also works with corporate pension plans. It does not require a minimum investment amount for its services.
As a fee-based firm, certain on-staff advisors can sell insurance and securities on a commission basis, which is a potential conflict of interest. The firm still abides by fiduciary duty, though, legally binding it to act in your best interest.
Prometheus Capital Management Background
Stephen Wetzel, president and chief investment officer (CIO), founded Prometheus Capital in 1994. In addition to being an advisor, he is an adjunct professor of financial management for the CFP program at New York University. He is the sole owner of the firm.
Prometheus offers investment management services on a non-discretionary basis and financial planning and consulting. It also provides pension consulting, brokerage services and insurance products and services.
Prometheus Capital Management Investing Strategy
Like many firms, Prometheus Capital focuses on asset allocation, tailoring to each client’s profile and goals. In constructing portfolios, it or the managers it selects may use fundamental, technical, cyclical, quantitative and qualitative methods of analysis. It also utilizes long-term purchases (securities are held for at least one year) and short-term purchases (securities are sold within one year).
Covered Bridge Advisors
Last on our list is Covered Bridge Advisors, which is a fee-based family firm. Founder George Luciani is certified financial planner (CFP). This boutique practice primarily serves non-high-net-worth individuals, though it does have clients who do have a high net worth as well. The firm also works with corporate pension plans. Covered Bridge does not appear to have an account minimum for incoming clients.
Some of the advisors that this firm employs can receive insurance sales commissions. While this is a potential conflict of interest, the firm's fiduciary duty requires it to act in clients' best interests.
Covered Bridge Advisors Background
Covered Bridge Advisors is the second firm founded by Luciani. He established the first one, Capital Planning Advisory Group, in 1988, and merged it with Cantor Fitzgerald Wealth Partners in 2014. He started Covered Bridge in 2017 and is the principal owner to this day.
The practice offers customized portfolio management services on a discretionary or non-discretionary basis. It also provides financial planning and third-party money manager recommendations.
Covered Bridge Advisors Investing Strategy
Covered Bridge Advisors may use short- intermediate- and long-term trading. It may also utilize short sales, margin transactions and options trading. In formulating its recommendations, it applies charting, cyclical, fundamental, quantitative and technical methods of analysis.