Shelton Capital Management is a registered investment advisor (RIA) that serves a variety of clients from individuals to institutional entities such as large businesses and charitable organizations. Formed in the 1980s, the firm currently oversees more than $2 billion in assets under management (AUM).
Shelton Capital Management Background
Shelton Capital Management first kicked off operations in 1985. It formed as a limited partnership (LP) under Claifornia law. However, its main base of business is in Denver, Colorado. It’s owned by RFS Inc., which in turn is owned by a family trust. Stephen C. Rogers serves as the firm’s current CEO and co-trustee to the family trust.
What Types of Clients Does Shelton Capital Management Accept?
Shelton Capital Management currently serves the following types of clients:
- Profit-sharing plans
- Plans under the Employee Retirement Income Security Act (ERISA)
- Private funds
- Proprietary mutual funds
Shelton Capital Management Minimum Account Size
Shelton Capital Management has no set minimum account size for most of its investment advisory services. One exception is its wrap fee program, which typically requires at least $100,000 investments from new clients. The firm or affiliates will determine minimum account requirements on a case-by-case basis.
Services Offered by Shelton Capital Management
Shelton Capital Management primarily delivers investment advisory services through separately managed account programs. It may provide investment advice directly to the client’s account or serve as a sub-advisor to an investment account sponsored by a different financial services entity.
In addition, the firm can extend its services to ERISA plans and non-ERISA accounts.
Shelton Capital Management Investment Philosophy
Shelton Capital Management may utilize a variety of strategies to help its diverse clientele meet their various investment goals. In doing so, it may turn to fundamental research, charting analysis, cyclical analysis or technical analytical tools.
These methods collectively involve analyzing companies, sectors, industries and global economies to make investment decisions. The firm draws from the information it gathers to help their clients meet long-term goals. In doing so, the firm may invest across several different asset classes including equity and fixed income.
Fees Under Shelton Capital Management
Fees charged by Shelton Capital Management vary, depending on the needs of the client, any applicable portfolio restrictions and the account’s distribution channel. These fees are generally charged as a percentage of assets under management (AUM). At its discretion, the firm may negotiate a minimum fee arrangement.
Shelton Capital Management does not make any current fee schedules publicly available.
What to Watch Out For
Shelton manages multiple funds with different fees, objectives and time horizons. Because the advisor must allocate his or her time across different funds, the advisor may be incentivised to devote more effort to funds charging higher fees. However, the firm upholds a code of ethics that reinforces the advisors’ duties as fiduciaries. This means their foremost priority is working in the best interests of their clients.
As of the time of this writing, Shelton Capital Management had no disciplinary events to disclose. For the latest information, you can access its Form ADV via the website of the Securities and Exchange Commission (SEC).
Opening an Account With Shelton Capital Management
To contact Shelton Capital Management, call 800-955-9988.
Where Is Shelton Capital Management Located?
The firm is headquartered at 1875 Lawrence Street, Suite 300, Denver, Colorado 80202.
Its other offices are at:
580 California Street, 16th Floor, San Francisco, California 94104
777 West Putnam Avenue, Greenwich, Connecticut 06830
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All information was accurate as of the writing of this article.