Menu burger Close thin Facebook Twitter Google plus Linked in Reddit Email
Loading
Tap on the profile icon to edit
your financial details.

Top Financial Advisors in Oklahoma City, OK

Your Details Done
by Updated

Finding a Top Financial Advisor Firm in Oklahoma City, Oklahoma

Finding a financial advisor can be a time-consuming process. SmartAsset made it easier for you by researching the top firms in Oklahoma City. Our list will give you an idea of what each firm offers so you can choose the one that best fits your needs. You can also use SmartAsset’s financial advisor matching tool to get connected with financial advisors near you.

Rank Financial Advisor Assets Managed Minimum Assets Financial Services More Information
1 Exencial Wealth Advisors Exencial Wealth Advisors logo Find an Advisor

Read Review

$3,489,925,445 $2,500 minimum annual fee
  • Financial planning
  • Portfolio management
  • Pension consulting
  • Selection of other advisors
  • General consulting

Minimum Assets

$2,500 minimum annual fee

Financial Services

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Selection of other advisors
  • General consulting
2 Tom Johnson Investment Management Tom Johnson Investment Management logo Find an Advisor

Read Review

$1,642,967,252 No set account minimum
  • Financial planning
  • Portfolio management
  • Pension consulting
  • Selection of other advisors

Minimum Assets

No set account minimum

Financial Services

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Selection of other advisors
3 Full Sail Capital, LLC Full Sail Capital, LLC logo Find an Advisor

Read Review

$1,331,014,171 No set account minimum
  • Financial planning
  • Portfolio management
  • Pension consulting
  • Selection of other advisors (including private fund managers)

Minimum Assets

No set account minimum

Financial Services

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Selection of other advisors (including private fund managers)

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started
4 Vista Investment Partners Vista Investment Partners logo Find an Advisor

Read Review

$513,332,118 $1,000,000
  • Financial planning
  • Portfolio management

Minimum Assets

$1,000,000

Financial Services

  • Financial planning
  • Portfolio management
5 Adaptation Financial Advisors, Inc. Adaptation Financial Advisors, Inc. logo Find an Advisor

Read Review

$309,880,000 Varies based on account type
  • Financial planning services
  • Portfolio management
  • Pension consulting services
  • Selection of other advisors
  • Educational seminars/workshops

Minimum Assets

Varies based on account type

Financial Services

  • Financial planning services
  • Portfolio management
  • Pension consulting services
  • Selection of other advisors
  • Educational seminars/workshops
6 Align Wealth Management Align Wealth Management logo Find an Advisor

Read Review

$390,105,000 Varies by account type
  • Financial planning
  • Portfolio management
  • Pension consulting

Minimum Assets

Varies by account type

Financial Services

  • Financial planning
  • Portfolio management
  • Pension consulting
7 Plan Group Financial, Inc. Plan Group Financial, Inc. logo Find an Advisor

Read Review

$184,508,291 No set account minimum
  • Financial planning services
  • Portfolio management
  • Selection of other advisors

Minimum Assets

No set account minimum

Financial Services

  • Financial planning services
  • Portfolio management
  • Selection of other advisors
8 Castleview Wealth Advisors Castleview Wealth Advisors logo Find an Advisor

Read Review

$310,795,949 No set account minimum
  • Financial planning
  • Portfolio management
  • Pension consulting
  • Educational seminars

Minimum Assets

No set account minimum

Financial Services

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Educational seminars
9 Mitchell & Pahl Private Wealth Mitchell & Pahl Private Wealth logo Find an Advisor

Read Review

$321,656,717 No set account minimum
  • Financial planning
  • Portfolio management
  • Selection of other advisors

Minimum Assets

No set account minimum

Financial Services

  • Financial planning
  • Portfolio management
  • Selection of other advisors
10 F.I.G. Financial Advisory Service, Inc. F.I.G. Financial Advisory Service, Inc. logo Find an Advisor

Read Review

$127,016,071 No set account minimum
  • Financial planning services
  • Portfolio management
  • Educational seminars/workshops

Minimum Assets

No set account minimum

Financial Services

  • Financial planning services
  • Portfolio management
  • Educational seminars/workshops

How We Found the Top Financial Advisor Firms in Oklahoma City, Oklahoma

To find the top financial advisors in Oklahoma City, Oklahoma, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:

Exencial Wealth Advisors

Exencial Wealth Advisors

At the top of our list is Exencial Wealth Advisors, a large firm with multiple offices across the U.S. This firm has a large team of advisors. Their certifications include certified financial planners (CFPs) and certified public accountants (CPAs), among others. As a fee-based firm, certain on-staff advisors can earn commissions from selling insurance products. Despite this, the firm is bound by fiduciary duty to act in clients' best interests.

Exencial’s typical clients include high-net-worth individuals and families, trusts, estates, corporations, nonprofits and foundations. If you want to work with Exencial, you’ll have to pay a minimum annual fee of $7,500. The fee makes the most sense if you have at least $750,000 of investable assets.

Exencial Wealth Advisors Background

Founded in 2002, Exencial Wealth Advisors offers a suite of services, including wealth management, financial planning, 401(k) retirement plans and executive services. 

John Burns, the CEO, works from the Oklahoma City office. Burns has more than 30 years of financial industry experience and is a certified financial planner (CFP).

Exencial Wealth Advisors Investment Philosophy

According to SEC paperwork filed by Exencial, the firm’s main method of analysis is fundamental. Advisors evaluate investment price, expected income and returns and applicable risks. In addition to fundamental analysis, the firm uses what it calls the SELECT strategy when managing individual stocks. The acronym stands for: shareholders, environment, leadership, employees, customers and time. Each word is a way for the advisors to remember what to evaluate with each potential investment. 

Like most financial advisors, Exencial emphasizes investing for the long term and the importance of broad diversification across asset classes.

Tom Johnson Investment Management

Tom Johnson Investment Management

Founded in 1983, Tom Johnson Investment Management is the oldest firm on the list. Tom Johnson is the first fee-only firm on this list. Fee-only financial advisors have the most restricted compensation model, as the only money your advisor can earn is through the management fee percentage. That means the firm does not receive compensation of any kind for selling you insurance, mutual funds or other products.

Tom Johnson has a small team of advisors. The team includes several chartered financial analysts (CFAs). The firm doesn’t have a strict minimum asset requirement. Tom Johnson works with individuals, profit-sharing plans, foundations, pensions, public funds, corporations, sovereign funds, individual retirement accounts (IRAs) and 401(k) plans.  

Tom Johnson Investment Management Background

Richard Parry owns the firm and serves as the president and chief investment officer. Before Tom Johnson Investment Management, he worked for First National Bank and Trust Company. He has an MBA from Oklahoma City University and is a chartered financial analyst (CFA)

The firm mainly offers investment management, specified fixed-income and equity-managed accounts.

Tom Johnson Investment Management Investment Strategies

As a client of Tom Johnson Investment Management, you’ll have the choice of three main portfolio strategies: equity, fixed income or balanced. Equity portfolios will hold about 30 to 50 securities that are diversified across at least eight of the 10 S&P sectors. Individual position sizes won’t exceed 5%. These portfolios generally don’t turnover more than 25% to 35% annually, to keep tax impacts to a minimum. 

The fixed income strategy encompasses a portfolio built of bonds that pass TJIM’s screening and analysis criteria. The firm only purchases securities with a category A or better rating from Moody’s, S&P or Fitch. 

The balanced strategy advocates a broadly diversified asset allocation. This means your portfolio’s assets are diversified across asset classes (stocks, bonds, cash equivalents, etc). Your portfolio will be tailored to your investment objectives, so the asset allocation will depend on your personal situation.  

Full Sail Capital, LLC

Full Sail Capital, LLC

Full Sail Capital, LLC is a fee-only financial advisor firm. Clients of Full Sail include a nearly equal number of individuals and high-net worth individuals, plus a small number of charitable organizations, pensions, profit-sharing plans, governments and businesses.

The firm does not provide a minimum account size, which means just about any can become a client. Fees are based on a percentage of assets under management (AUM) and the advisors do not earn commissions for selling insurance or securities.

Full Sail Capital, LLC Background 

Full Sail Capital, LLC was registered as an advisor in February 2018. It is principally owned by Zachary Reynolds, David Stanley and Scott Cravens. Reynolds is the chief investment officer (CIO), Stanley is the CEO and Cravens is the chief operating officer (COO).

Services offered by the firm include wealth management, financial planning, retirement planning, estate planning, education planning, tax planning and cash flow planning.

Full Sail Capital, LLC Investment Strategy

Recognizing that each client has a different situation and different goals, Full Sail Capital uses a goals-based portfolio management style to come up with a plan that works for each client.

The firm uses mean-variance optimization to create a diversified and efficient portfolio. Possible investments include stocks, bonds, mutual funds, exchange-traded funds (ETFs) and alternative investments.

Vista Investment Partners

Vista Investment Partners

This fee-based firm has a small team of on-staff advisors. You can find Vista Investment Partners' offices in both Oklahoma City and Richmond, Indiana. The firm's status as a fee-based operation means that certain advisors can receive commissions for the sale of insurance products. While this creates a potential conflict of interest, the firm is bound by fiduciary duty to act in your best interest, no matter what.

Vista Investment Partners requires clients to have and invest at least $1 million, the highest account minimum on this list. Vista Investment Partners’ clients are mainly non-high-net-worth individuals.

Vista Investment Partners Background

Ronald Richardson formed the company in 2016 and is the sole owner. He’s worked in financial services since 1984 and was previously a senior vice president at Morgan Stanley Smith Barney. His firm includes one service associate and a chief compliance officer. Richardson takes care of all the portfolio management in this small financial advisor firm. 

Services include: portfolio design and management, retirement planning, risk management, tax planning and wealth transfer.

Vista Investment Partners Investment Strategy

Vista uses “dynamic asset allocation.” This means allocating assets in response to the economical landscape and staying current on what’s happening around the world in the financial arena. The firm carefully balances risk with growth to create a balanced portfolio. For example, a portfolio might have 50% fixed-income (bonds) and have 50% dedicated to growth (stocks). The growth portion may be allocated as:

  • Large-Cap Value: 20%
  • Large-Cap Growth: 20%
  • Mid-Cap Value: 10%
  • Mid-Cap Growth: 10%
  • Small-Cap Value: 10%
  • Small-Cap Growth: 10%
  • International Value: 10%
  • International Growth: 10%

Overall, the firm has six portfolio strategies. Each strategy corresponds with a risk and growth level and will match your financial objectives.

Adaptation Financial Advisors, Inc.

Adaptation Financial Advisors is a fee-based advisor working only with individuals -- nearly all of whom are not high-net-worth. Some advisors at the firm are also insurance agents and can earn commissions -- a conflict of interest, though all must still act in the best interest of the client.

Fees for wealth management are based on a percentage of assets under management, with fixed fees and hourly charges also used. The minimum account size is $40,000 for non-wrap advisory services and $500,000 for the wrap fee program covering all services. The team at AFA includes one chartered life underwriter (CLU) and one chartered financial consultant (ChFC).

Adaptation Financial Advisors Background

AFA was founded in 2020. It is a wholly owned subsidiary of APN Adaptation Financial Holdings LLC. The sole members of that parent company are Alan P. Niemann and Kevin C. Cox.

AFA’s services include portfolio management, wealth management, financial planning and consulting.

Adaptation Financial Advisors Investment Strategy

Most of the assets under management at AFA are put into individual stocks, with mutual funds and bonds also part of the strategy, along with cash holdings.

Align Wealth Management

Align Wealth Management

Align Wealth Management is a fee-only firm. The firm asks new clients for at least $750,000 of investable assets. This number is $2,000,000 for wrap fee accounts. It works mainly with high-net-worth individuals. 

The firm has a small team of advisors, including certified financial planners (CFPs) and a certified public accountant (CPA). The firm is headquartered in Oklahoma City and has an office in St. Petersburg, Florida. 

Align Wealth Management Background

William Puckett, the firm's founder, is “triple board certified,” which is a rare feat. He is a certified financial planner (CFP), a certified public accountant with personal financial specialist credentials (CPA/PFS) and he’s an attorney. 

Services offered include investment management, retirement management and 401(k) management.

Align Wealth Management Investment Philosophy

Align Wealth Management believes that capital markets are efficient, that risk control matters and that costs and taxes matter. Those three tenets feed into the firm’s overall philosophy of how to manage your portfolio. 

Similar to most financial advisors, your portfolio will be exposed to numerous asset classes in order to reduce risk. Align Wealth diversifies across 12,000 securities, representing companies operating in 47 countries around the world. The firm also includes small-company stocks within portfolios to help maximize potential for returns. 

As for keeping tax impact in mind when managing your portfolio, the firm stands behind its expertise from having two CPAs as advisors. As the firm says, “taxes can be a huge drag on performance.” Therefore, a priority is to minimize excessive taxes and costs.

Plan Group Financial, Inc.

Plan Group Financial, Inc.

Plan Group Financial is a fee-based firm where some advisors work as insurance agents and/or broker-dealers and can earn commissions. Though this is a conflict of interest, all advisors must still act in the best interest of the client. Most of the clients at the firm are individuals, and the vast majority do not have a high net worth. Corporations are the only institutional clients.

There is no minimum account size at the firm. Fees are generally based on a percentage of assets under management. The team in Oklahoma City includes one certified financial planner (CFP) and one chartered retirement plan benefit specialist (CRPBS).

Plan Group Financial Background

Plan Group was founded in 1996 and is owned by Douglas Claycomb.

Services offered include investment management and financial consulting.

Plan Group Financial Investment Strategy

Mutual funds and individual stock investments each make up around 40% of total assets. Cash holdings, some options and non-traded securities make up the rest of the investments.

Castleview Wealth Advisors

Castleview Wealth Advisors

This fee-only firm does not state an account minimum. Otherwise, there is a $5,000 annual fee for a private client advisory account and a $20,000 minimum annual fee for qualified plan consulting.

Castleview Wealth Advisors Background

The firm was founded in 2015. Kendall King is the founder, owner and CEO of Castleview. He has 15 years of experience in the financial industry, and previously worked for UBS PaineWebber and The Legacy Financial Group. King is a CFP. 

The firm specializes in “helping clients who are going through a major life transition with $2 million+ in liquid assets, and focuses on helping them become wealthier in retirement.”

Castleview Wealth Advisors Investment Management

Like most financial advisors, Castleview follows the tenets of modern portfolio theory (MPT). The main points are broad asset allocation across asset classes and investing for the long term. In addition, the firm follows four investment principles:

  1. Financial markets are extremely efficient
  2. Risk and return are related
  3. Broad global diversification
  4. Investor discipline

When planning your portfolio, advisors will keep this in mind. Your personal situation also matters for your investment plan. Advisors will discuss your current investments, your financial goals and objectives, retirement date, income, risk tolerance and other financial factors. The details you provide will help shape your asset allocation.

Mitchell & Pahl Private Wealth

Mitchell & Pahl Private Wealth

Mitchell & Pahl Private Wealth is a fee-only financial advisory firm that works with mostly individuals, the majority of whom are not high-net-worth. The only institutional clients at Mitchell & Pahl are charitable organizations.

There is no minimum account size, and fees at the firm are generally based on a percentage of assets under management for investment advisory services and fixed or charged hourly for financial planning.

Mitchell & Pahl Private Wealth Background

Mitchell & Pahl was founded in 2020 and is owned by Brian Mitchell and Candace Pahl.

Services include portfolio management, financial planning and wealth management.

Mitchell & Pahl Private Wealth Investment Strategy

Nearly half of client money at Mitchell & Pahl is invested in individual stocks, with a further fifth going into mutual funds, and just over a fifth invested in state and local bonds. Other types of bonds are also used, along with cash holdings.

F.I.G. Financial Advisory Service, Inc.

F.I.G. Financial Advisory Service, Inc.

F.I.G. Financial Advisory Services is a fee-based firm where some advisors can also earn commissions as an insurance agent. Though this is a conflict of interest, all advisors must still act in the best interest of their clients. There are no institutional clients at F.I.G., only individuals, and most of them are not high-net-worth.

There is no minimum account size at F.I.G. Fees for asset management are based on a percentage of assets under management and financial planning services are complimentary for asset management clients. The team at F.I.G. includes three certified financial planners (CFPs), one chartered financial analyst (CFA), one chartered life underwriter (CLU) and one chartered financial consultant (ChFC).

F.I.G Financial Advisor Services Background

F.I.G was founded in 1984. Services include asset management, financial planning, tax planning, asset allocation, retirement planning and educational workshops.

F.I.G Financial Advisor Services Investment Strategy

Around three-fifths of assets under management at F.I.G are invested in individual stocks, with around two-fifths invested in mutual funds. A small amount is also held as cash.

How Long $1mm Lasts in Retirement

SmartAsset's interactive map highlights places where $1 million will last the longest in retirement. Zoom between states and the national map to see the top spots in each region. Also, scroll over any city to learn about the cost of living in retirement for that location.

Least
Most
Rank City Housing Expenses Food Expenses Healthcare Expenses Utilities Expenses Transportation Expenses

Methodology We analyzed data on average expenditures for seniors, cost of living and investment returns to determine how many years of retirement a $1 million nest egg would cover in cities across America.

First, we looked at data from the Bureau of Labor Statistics (BLS) on the average annual expenditures of seniors. We then applied cost of living data from the Council for Community and Economic Research to adjust those national average spending levels based on the costs of each expense category (housing, food, healthcare, utilities, transportation and other) in each city. Using this data, SmartAsset calculated the average cost of living for retirees in the largest U.S. cities.

We assumed the $1 million would grow at a real return (interest minus inflation) of 2%. Then, we divided $1 million by the sum of each of those annual numbers to determine how long $1 million would cover retirement expenses in each of the cities in our study. Cities where $1 million lasted the longest ranked the highest in the study.

Sources: Bureau of Labor Statistics (BLS), Council for Community and Economic Research