Finding a Top Financial Advisor Firm in Oklahoma City, Oklahoma
Finding a financial advisor can be a time-consuming process. SmartAsset made it easier for you by researching the top firms in Oklahoma City. Our list will give you an idea of what each firm offers so you can choose the one that best fits your needs. You can also use SmartAsset’s financial advisor matching tool to get connected with financial advisors who serve an area near you.
Find a Fiduciary Financial AdvisorWe match more than 50,000 people with financial advisors per month. Get connected to an advisor that serves your area today.
|Rank||Financial Advisor||Assets Managed||Minimum Assets||Financial Services||More Information|
|1||Exencial Wealth Advisors Find an Advisor||$4,360,545,533||$2,500 minimum annual fee|| || |
Minimum Assets$2,500 minimum annual fee
|2||Tom Johnson Investment Management Find an Advisor||$1,795,478,023||No set account minimum|| || |
Minimum AssetsNo set account minimum
|3||Full Sail Capital, LLC Find an Advisor||$1,691,645,631||$1,000,000|| || |
|4||Vista Investment Partners LLC Find an Advisor||$771,540,297||$1 million|| || |
Minimum Assets$1 million
|5||Plan Group Financial, Inc. Find an Advisor||$244,243,310||No set account minimum|| || |
Minimum AssetsNo set account minimum
|6||Align Wealth Management, LLC Find an Advisor||$430,350,000||Varies by account type|| || |
Minimum AssetsVaries by account type
|7||Castlepoint Wealth Advisors Find an Advisor||$382,790,814||No set account minimum|| || |
Minimum AssetsNo set account minimum
|8||F.I.G. Financial Advisory Services, Inc. Find an Advisor||$158,291,732||No set account minimum|| || |
Minimum AssetsNo set account minimum
|9||Reuter James Wealth Management, LLC Find an Advisor||$450,977,173||$1,000,000|| || |
|10||Adaptation Financial Advisors Inc. Find an Advisor||$142,804,320||Varies based on account type|| || |
Minimum AssetsVaries based on account type
What We Use in Our Methodology
To find the top financial advisors in Oklahoma City, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
- AUMFirms with more total assets under management are ranked higher.
- Individual Client CountFirms who serve more individual clients (as opposed to institutional clients) are ranked higher.
- Clients Per AdvisorFirms with a lower ratio of clients per financial advisor are ranked higher.
- Age of FirmFirms that have been in business longer are ranked higher.
All information is accurate as of the writing of this article. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria.
Exencial Wealth Advisors
At the top of our list is Exencial Wealth Advisors, a large firm with multiple offices across the U.S. This firm has a large team of advisors. Their certifications include certified financial planners (CFPs) and certified public accountants (CPAs), among others. As a fee-based firm, certain on-staff advisors can earn commissions from selling insurance products. Despite this, the firm is bound by fiduciary duty to act in clients' best interests.
Exencial’s typical clients include high-net-worth individuals and families, trusts, estates, corporations, nonprofits and foundations. If you want to work with Exencial, you’ll have to pay a minimum annual fee of $2,500. The fee makes the most sense if you have at least $250,000 of investable assets.
Exencial Wealth Advisors Background
Founded in 2002, Exencial Wealth Advisors offers a suite of services, including wealth management, financial planning, 401(k) retirement plans and executive services.
John Burns, the CEO, works from the Oklahoma City office. Burns has more than 30 years of financial industry experience and is a certified financial planner (CFP).
Exencial Wealth Advisors Investment Philosophy
According to SEC paperwork filed by Exencial, the firm’s main method of analysis is fundamental. Advisors evaluate investment price, expected income and returns and applicable risks. In addition to fundamental analysis, the firm uses what it calls the SELECT strategy when managing individual stocks. The acronym stands for: shareholders, environment, leadership, employees, customers and time. Each word is a way for the advisors to remember what to evaluate with each potential investment.
Like most financial advisors, Exencial emphasizes investing for the long term and the importance of broad diversification across asset classes.
Tom Johnson Investment Management
Founded in 1983, fee-only Tom Johnson Investment Management is the oldest firm on the list. Fee-only financial advisors have the most restricted compensation model, as the only money your advisor can earn is through the management fee percentage. That means the firm does not receive compensation of any kind for selling you insurance, mutual funds or other products.
Tom Johnson has a small team of advisors. The team includes several chartered financial analysts (CFAs). The firm doesn’t have a strict minimum asset requirement. Tom Johnson works with individuals, profit-sharing plans, foundations, pensions, public funds, corporations, sovereign funds, individual retirement accounts (IRAs) and 401(k) plans.
Tom Johnson Investment Management Background
Richard Parry owns the firm and serves as the president and chief investment officer. Before Tom Johnson Investment Management, he worked for First National Bank and Trust Company. He has an MBA from Oklahoma City University and is a chartered financial analyst (CFA).
The firm mainly offers investment management, specified fixed-income and equity-managed accounts.
Tom Johnson Investment Management Investment Strategies
As a client of Tom Johnson Investment Management, you’ll have the choice of three main portfolio strategies: equity, fixed income or balanced. Equity portfolios will hold about 30 to 50 securities that are diversified across at least eight of the 10 S&P sectors. Individual position sizes won’t exceed 5%. These portfolios generally don’t turnover more than 25% to 35% annually, to keep tax impacts to a minimum.
The fixed income strategy encompasses a portfolio built of bonds that pass TJIM’s screening and analysis criteria. The firm only purchases securities with a category A or better rating from Moody’s, S&P or Fitch.
The balanced strategy advocates a broadly diversified asset allocation. This means your portfolio’s assets are diversified across asset classes (stocks, bonds, cash equivalents, etc). Your portfolio will be tailored to your investment objectives, so the asset allocation will depend on your personal situation.
Full Sail Capital
Full Sail Capital, LLC is a fee-only financial advisor firm. Clients of Full Sail include a nearly equal number of individuals and high-net worth individuals, plus a small number of charitable organizations, pensions, profit-sharing plans, governments and businesses. Fees are based on a percentage of assets under management (AUM) and the advisors do not earn commissions for selling insurance or securities. You'll need a minimum of $1,000,000 to open an account with this firm.
Full Sail Capital, LLC Background
Full Sail Capital, LLC was registered as an advisor in February 2018. It is principally owned by CIO Zachary Reynolds, CEO David Stanley and COO Scott Cravens.
Services offered by the firm include wealth management, financial planning, retirement planning, estate planning, education planning, tax planning and cash flow planning.
Full Sail Capital, LLC Investment Strategy
Recognizing that each client has a different situation and different goals, Full Sail Capital uses a goals-based portfolio management style to come up with a plan that works for each client.
The firm uses mean-variance optimization to create a diversified and efficient portfolio. Possible investments include stocks, bonds, mutual funds, exchange-traded funds (ETFs) and alternative investments.
Vista Investment Partners
Next on the list is Vista Investment Partners. This fee-based firm has a small team of on-staff advisors. You can find Vista Investment Partners' offices in both Oklahoma City and Richmond, Indiana. The firm's status as a fee-based operation means that certain advisors can receive commissions for the sale of insurance products. While this creates a potential conflict of interest, the firm is bound by fiduciary duty to act in your best interest, no matter what.
Vista Investment Partners requires clients to have and invest at least $1 million, although the majority of its clients are mainly non-high-net-worth individuals.
Vista Investment Partners Background
Ronald Richardson formed the company in 2016 and is the sole owner. He’s worked in financial services since 1984 and was previously a senior vice president at Morgan Stanley Smith Barney. His firm includes one service associate and a chief compliance officer. Richardson takes care of all the portfolio management in this small financial advisor firm.
Services include: portfolio design and management, retirement planning, risk management, tax planning and wealth transfer.
Vista Investment Partners Investment Strategy
Vista uses “dynamic asset allocation.” This means allocating assets in response to the economical landscape and staying current on what’s happening around the world in the financial arena. The firm carefully balances risk with growth to create a balanced portfolio. For example, a portfolio might have 50% fixed-income (bonds) and have 50% dedicated to growth (stocks). The growth portion may be allocated as:
- Large-Cap Value: 20%
- Large-Cap Growth: 20%
- Mid-Cap Value: 10%
- Mid-Cap Growth: 10%
- Small-Cap Value: 10%
- Small-Cap Growth: 10%
- International Value: 10%
- International Growth: 10%
Overall, the firm has six portfolio strategies. Each strategy corresponds with a risk and growth level matched to your financial objectives.
Plan Group Financial
Ranking fifth on our list is fee-based Plan Group Financial. All of the clients at the firm are individuals, and the vast majority do not have a high net worth. There is no minimum account size at the firm, and fees are generally based on a percentage of assets under management.
As a fee-based firm some advisors work as insurance agents and/or broker-dealers and can earn commissions. Though this is a conflict of interest, all advisors must still act in the best interest of the client.
Plan Group Financial Background
Plan Group was founded in 1996 and is principally owned by Douglas Claycomb.
Services offered include investment management and financial consulting.
Plan Group Financial Investment Strategy
Plan Group has developed and implements a number of model portfolios assigned to clients depending on their individual goals, risk tolerance and time horizon. Generally the firm employs fundamental and technical analysis to inform its strategic decision. Portfolios are generally made up of exchange-traded funds (ETFs), mutual funds and individual stock investments. Cash holdings, some options and non-traded securities make up the rest of the investments.
Align Wealth Management
Align Wealth Management is a fee-only firm that works mainly with high-net-worth individuals. The firm asks new clients to have at least $750,000 in investable assets for its standard portfolio program, $2,000,000 for wrap fee accounts and $500,000 for its pension consulting services.
The firm has a small team of advisors, including certified financial planners (CFPs) and a certified public accountant (CPA). It is headquartered in Oklahoma City and has an additional office in St. Petersburg, Florida.
Align Wealth Management Background
William Puckett, the firm's founder, is “triple board certified,” which is a rare feat. He is a certified financial planner (CFP), a certified public accountant with personal financial specialist credentials (CPA/PFS) and an attorney.
Services offered include investment management, retirement management and 401(k) management.
Align Wealth Management Investment Philosophy
Align Wealth Management believes that capital markets are efficient and that risk control, costs and taxes matter. Those tenets feed into the firm’s overall philosophy of how to manage your portfolio.
Similar to most financial advisors, your portfolio will be exposed to numerous asset classes in order to reduce risk. Align Wealth diversifies across 12,000 securities, representing companies operating in 47 countries around the world. The firm also includes small-company stocks within portfolios to help maximize potential for long-term returns. One major priority is to minimize excessive taxes and costs.
Castlepoint Wealth Advisors
Coming in seventh on our list is fee-only firm Castlepoint Wealth Advisors. Clients consist largely of non-high-net-worth individuals, although the firm does serve high-net-worth clients, charities, businesses and retirement plans. There is no account minimum.
Advisors at Castlepoint hold several professional accreditations, including certified financial planner (CFP), chartered financial analyst (CFA), accredited estate planner (AEP), financial paraplanner qualified profession (FPQP), and a juris doctorate (JD).
Castlepoint Wealth Advisors Background
The firm, previously known as Castleview Wealth Advisors, was founded in 2015 by owner and CEO Kendall King. He has 15 years of experience in the financial industry and previously worked for UBS PaineWebber and The Legacy Financial Group.
The firm specializes in “helping clients who are going through a major life transition with $2 million+ in liquid assets, and focuses on helping them become wealthier in retirement.”
Castlepoint Wealth Advisors Investment Management
Like manyfinancial advisors, Castlepoint follows the tenets of modern portfolio theory (MPT). The main points are broad asset allocation across asset classes and investing for the long term. In addition, the firm follows four investment principles:
- Financial markets are extremely efficient
- Risk and return are related
- Broad global diversification
- Investor discipline
When planning your portfolio, advisors will keep this in mind. Your personal situation also matters for your investment plan. Advisors will discuss your current investments, your financial goals and objectives, retirement date, income, risk tolerance and other financial factors. The details you provide will help shape your asset allocation.
F.I.G. Financial Advisory Services
F.I.G. Financial Advisory Services is a fee-based firm where some advisors can also earn commissions as an insurance agent. Though this is a potential conflict of interest, all advisors must still act in the best interest of their clients. There are no institutional clients at F.I.G., only individuals, most of whom are not high-net-worth.
There is no minimum account size at F.I.G.. Fees for asset management are based on a percentage of assets under management and financial planning services are complimentary for asset management clients. The team at F.I.G. includes three certified financial planners (CFPs), one chartered financial analyst (CFA), one chartered life underwriter (CLU) and one chartered financial consultant (ChFC).
F.I.G. Financial Advisory Services Background
F.I.G. was founded in 1984 and is managed by CCO Ricky Jerrens.
Services include asset management, financial planning, tax planning, asset allocation, retirement planning and educational workshops.
F.I.G. Financial Advisory Services Investment Strategy
F.I.G. follows a value-based approach when evaluating investments and structures portfolios by asset allocation. Around three-fifths of assets under management at F.I.G are invested in individual stocks, with around two-fifths invested in mutual funds. A small amount is also held as cash.
Reuter James Wealth Management
Fresh on the list this year and ranking ninth is fee-only Reuter James Wealth Management. Clients consist of individuals, both non-high-net-worth and high-net-worth alike, charities and pension and profit-sharing plans. There is a minimum of $1,000,000 to open an account here.
Reuter James Wealth Management Background
RJWM was founded recently in 2021 by sole owners Kyle Reuter and Jeffrey James. The company takes pride in providing personalized solutions to its clients.
Services offered include financial planning and wealth management on either a discretionary or non-discretionary basis.
Reuter James Wealth Management Investment Strategy
Advisors at RJWM tailor its wealth management strategies based on client objectives, risk tolerance and time horizon. Client assets are primarily allocated among individual equity and debt securities, mutual funds and exchange-traded funds (ETFs), and some assets may be allocated to independent investment managers under separately-managed accounts.
RJWM prides itself on constructing risk-adjusted, tax-efficient, and cost-effective asset allocations for its clients. These strategies utilize a combination of active and passive management, and on occassion, the team may recommend clients invest in alternative investments.
Adaptation Financial Advisors
Finishing off out list is Adaptation Financial Advisors, a fee-based advisor working only with individuals -- nearly all of whom are not high-net-worth. Some advisors at the firm are also insurance agents and may earn commissions. Although a potential conflict of interest, though all must still act in the best interest of the client.
Fees for wealth management are based on a percentage of assets under management, with fixed fees and hourly charges also used. The minimum account size is $40,000 for non-wrap advisory services and $500,000 for the wrap fee program covering all services. The team at AFA includes one chartered life underwriter (CLU) and one chartered financial consultant (ChFC).
Adaptation Financial Advisors Background
AFA was founded in 2020. It is a wholly owned subsidiary of APN Adaptation Financial Holdings LLC. The sole member of that parent company is the Alan P. Niemann Trust.
AFA’s services include portfolio management, wealth management, financial planning and consulting.
Adaptation Financial Advisors Investment Strategy
AFA bases its investment decision on fundamental, technical and cyclical analsysis, as well as charting. Most of the assets under management at AFA are put into individual stocks, along with mutual funds, bonds and cash holdings. The firm also offers a no-load variable annuity upon request, and focuses its investments on longer-term purchases balanced with short-term trades and options.