Finding a Top Financial Advisor Firm in Mt. Pleasant, South Carolina
Choosing a financial advisor is one of the most important - and hardest - decisions you’re likely to make. SmartAsset, though, has done the initial heavy lifting for you, narrowing the field to this list of the top three registered investment advisors (RIAs) in Mt. Pleasant, South Carolina. To connect with advisors in your area, use SmartAsset's free financial advisor matching tool.
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We match more than 50,000 people with financial advisors per month. Get connected to an advisor that serves your area today.| Rank | Financial Advisor | Assets Managed | Minimum Assets | Financial Services | More Information |
|---|---|---|---|---|---|
| 1 | Morris Financial Concepts, Inc.  Find an Advisor | $305,912,456 | No set account minimum |
| Minimum AssetsNo set account minimumFinancial Services
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| 2 | Fusion Capital, LLC  Find an Advisor | $226,129,870 | $100,000 |
| Minimum Assets$100,000Financial Services
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| 3 | Jackson Financial Services, LLC  Find an Advisor | $248,782,492 | No set account minimum |
| Minimum AssetsNo set account minimumFinancial Services
|
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| 4 | JP Wealth Management Inc.  Find an Advisor | $299,638,618 | No set account minimum |
| Minimum AssetsNo set account minimumFinancial Services
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| 5 | Saos Capital, LLC  Find an Advisor | $128,179,089 | $50,000 |
| Minimum Assets$50,000Financial Services
|
What We Use in Our Methodology
To find the top financial advisors in Mt. Pleasant, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
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AUMFirms with more total assets under management are ranked higher. -
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Individual Client CountFirms who serve more individual clients (as opposed to institutional clients) are ranked higher. -
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Clients Per AdvisorFirms with a lower ratio of clients per financial advisor are ranked higher. -
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Age of FirmFirms that have been in business longer are ranked higher.
All information is accurate as of the writing of this article. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria.
Morris Financial Concepts, Inc.
Fee-only investment advisor Morris Financial Concepts, Inc. manages assets for non-high-net-worth and high-net-worth individuals, as well as pension and profit sharing plans.
Morris doesn’t have a minimum account size requirement, but the firm typically imposes a minimum annual fee of $8,500 for advisory services. The firm charges asset-based fees, hourly fees and fixed fees.
Morris’ staff has four certified financial planners (CFPs).
Morris Financial Concepts Background
Principally owned by Kyra Morris, Robert Morris and Sherry Cook, Morris specializes in financial planning, portfolio management, pension consulting and wrap fee programs. Clients seeking financial advice can also utilize the following areas of planning:
- Personal Financial Statement
- Tax Planning
- Retirement Planning
- Estate Planning
- Cash Flow Management
- Education Planning
- Investment Planning
- Insurance Planning
Morris Financial Concepts Investment Strategy
Morris generally builds diversified client portfolios using mutual funds and exchange-traded funds (ETFs) that invest in traditional asset classes, according to its firm brochure. The firm says it then makes approximations for future long-term expected returns by assessing historical long-term returns of its selected asset classes.
The firm’s Form ADV also shows it invests in cash and cash equivalents.
Fusion Capital
Fusion Capital, LLC is an investment advisory firm founded by two industry professionals who merged their individual practices a decade ago.
Jason M. Mengel is a certified financial planner (CFP) and Dan Webster is a registered financial consultant (RFC). Fusion Capital generally requires a minimum account value of $100,000 for managed supervisory accounts. It generally works with non-high-net-worth individuals.
Members of the firm may be licensed insurance agents. In this capacity, they can receive commissions on sales from insurance companies, on top of client fees. This dual role can create potential conflicts of interest. But the firm does have the legal fiduciary duty to provide advice in the best interest of the client.
Fusion Capital Background
Mengel and Webster founded the firm in 2010. They provide access to actively managed model portfolios. They also offer financial planning advice on such topics as:
- Portfolio asset-allocation services
- Retirement planning
- Cash-flow management
- Estate planning
- Insurance policies
In some cases, the firm may recommend that a third-party advisor manage all or a portion of a client’s portfolio.
Fusion Capital Investment Strategy
Fusion Capital examines clients’ financial objectives, risk tolerance, time horizon and other circumstances before devising an appropriate asset allocation strategy. Advisors may recommend an actively managed model portfolio or the services of a third-party advisor.
Generally, Fusion Capital invests client assets in equities, fixed-income securities and load-free mutual funds.
Jackson Financial Services
Jackson Financial Services LLC works with both non-high-net-worth and high-net-worth individuals.
The advisory team hold multiple certifications, including two certified financial planners (CFPs), two chartered mutual fund counselors (CMFCs) and one chartered financial analyst (CFA).
The fee-only firm doesn’t impose a minimum account size requirement for investment advisory services.
Jackson Financial Services Background
Jackson Financial Services was founded in 2004, and is owned by Mason Moise. He leads a team with more than 30 years of experience, combined, in the financial services industry. The team offers:
- Portfolio management services
- Selection of other advisors
- Financial planning advice
- Pension-consulting services
Advisory services for plan sponsors of corporate retirement plans and their participants
Jackson Financial Services Investment Strategy
The investment management team with Jackson Financial Services designs portfolios tailored to the needs and risk profile of the client. These portfolios are primarily built with mutual funds. When evaluating individual securities such as stocks, the firm generally engages in fundamental analysis. This process involves determining a stock’s intrinsic value by studying the financial health of the issuing company. Fundamental analysis also deals with examining the company's performance in relation to other firms in its industry group and the overall economy.
JP Wealth Management
The JP Wealth Management Inc. advisory team holds multiple certifications, including two certified financial planners (CFPs) and one certified public accountant (CPA).
Though the fee-only firm has no minimum account size, it does impose a minimum annual fee of $10,000 for investment management services. As a result, the firm states that it may not be right for clients with accounts smaller than $1 million. Most of its clients are high-net-worth individuals.
JP Wealth Management Background
Founded in 2004, JP Wealth Management is owned by Mark Perlson and John F. Carey. Its advisory team has more than 50 years of experience, combined, in the financial services industry.
In addition to provding discretionary investment management services to their clients, the firm offers non-discretionary investment advice on managing annuities and employer-sponsored retirement plans like 401(k)s. The team can also provide financial planning advice on:
- Retirement planning
- Education funding
- Cash-flow management
JP Wealth Management Investing Strategy
JP Wealth Management makes investment decisions based on the client’s long-term goals, financial profile, risk tolerance and other personal factors. An advisor uses this information to design an investment policy statement (IPC). Investment recommendations are then based on the IPC.
The firm generally allocates client assets across the following types of securities:
- Mutual funds
- Exchange-traded funds (ETFs)
- Individual debt and equity securities and options
- Securities components of variable annuities and variable life insurance contracts
Saos Capital, LLC
Saos Capital LLC is a fee-based firm serving individuals, high-net-worth individuals and pension and profit-sharing plans.
The firm has a minimum account size of $50,000. Saos’ staff features two accredited asset management specialists (AAMSs).
Saos Capital Background
Founded in 2011, Saos provides investment management, financial planning, pension consulting and wrap fee programs.
William Randolph “O’Malley” Avant is the firm's founder and principal owner.
Saos Capital Investment Strategy
This firm selects investments and formulates advice using fundamental and technical analysis. Saos also says on its brochure that it uses a relative strength methodology to simultaneously reduce portfolio volatility while enhancing total return. This method relies upon a “top-down” process involving market analysis, sector analysis, manager/product analysis and risk management.
Saos mainly invests in equities, bonds, options, structured notes, alternative investments, cash and cash equivalents, mutual funds, exchange traded funds (ETFs), currencies and futures.
