Top Financial Advisors in Mt. Pleasant, SC

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Fee-only investment advisor Morris Financial Concepts, Inc. manages assets for non-high-net-worth and high-net-worth individuals, as well as pension and profit sharing plans.

Morris doesn’t have a minimum account size requirement, but the firm typically imposes a minimum annual fee of $8,500 for advisory services. The firm charges asset-based fees, hourly fees and fixed fees.

Morris' staff has certified financial planners (CFPs).

Morris Financial Concepts Background

Principally owned by Kyra Morris, Robert Morris and Sherry Cook, Morris specializes in financial planning, portfolio management, pension consulting and wrap fee programs. Clients seeking financial advice can also utilize the following areas of planning:

• Personal Financial Statement
• Tax Planning
• Retirement Planning
• Estate Planning
• Cash Flow Management
• Education Planning
• Investment Planning
• Insurance Planning

Morris Financial Concepts Investment Strategy

Morris generally builds diversified client portfolios using mutual funds and exchange-traded funds (ETFs) that invest in traditional asset classes, according to its firm brochure. The firm says it then makes approximations for future long-term expected returns by assessing historical long-term returns of its selected asset classes. 

The firm’s Form ADV also shows it invests in cash and cash equivalents.

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Fusion Capital, LLC is an investment advisory firm founded by two industry professionals who merged their individual practices a decade ago. 

Jason M. Mengel is a certified financial planner (CFP) and Dan Webster is a registered financial consultant (RFC). Fusion Capital generally requires a minimum account value of $100,000 for managed supervisory accounts.

The firm generally works with high-net-worth and non-high-net-worth individuals. 

Members of the firm may be licensed insurance agents. In this capacity, they can receive commissions on sales from insurance companies, on top of client fees. This dual role can create potential conflicts of interest. But the firm does have the legal fiduciary duty to provide advice in the best interest of the client. 

Fusion Capital Background

Mengel and Webster founded the firm in 2010. They provide access to actively managed model portfolios. They also offer financial planning advice on such topics as: 

• Portfolio asset-allocation services
• Retirement planning
• Cash-flow management
• Estate planning
• Insurance policies

In some cases, the firm may recommend that a third-party advisor manage all or a portion of a client’s portfolio. 

Fusion Capital Investment Strategy

Fusion Capital examines clients’ financial objectives, risk tolerance, time horizon and other circumstances before devising an appropriate asset allocation strategy. Advisors may recommend an actively managed model portfolio or the services of a third-party advisor. 

Generally, Fusion Capital invests client assets in equities, fixed-income securities and load-free mutual funds. 

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Imprint Wealth is a fee-based firm that works with individuals, high-net-worth individuals, families, trusts, estates, businesses, charitable organizations and institutions. 

As a fee-based firm, there is a potential conflict of interest as the firm's advisors can earn commissions for the sale of certain securities. However, the firm is bound to a fiduciary duty that requires them to put the needs of the client first. 

Imprint Wealth Background

The firm was founded 2022 by Joe McQuaid who serves as the firm's Managing Partner today. The firm offers advisory and asset management services to its clients. 

Imprint Wealth Investing Strategy 

Imprint Wealth provides customized investment advisory solutions for its Clients. This is achieved through continuous

personal Client contact and interaction while providing discretionary investment management and related advisory

services. Imprint works with each Client to identify their investment goals and objectives as well as risk tolerance

and financial situation in order to create an investment strategy. Imprint will then design an investment strategy that

may include the Advisor’s internal investment management and/or the use of independent managers and/or internal

investment management. 

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Jackson Financial Services LLC works with both non-high-net-worth and high-net-worth individuals, as well as pension and profit-sharing plans and charities.

The advisory team hold multiple certifications, including certified financial planner (CFP), chartered mutual fund counselor (CMFC) and chartered financial analyst (CFA) designations. 

The fee-only firm doesn’t impose a minimum account size requirement for investment advisory services. 

Jackson Financial Services Background

Jackson Financial Services was founded in 2004, and is owned by Mason Moise. He leads a team with more than 30 years of experience, combined, in the financial services industry. The team offers: 

• Portfolio management services
• Selection of other advisors
• Financial planning advice
• Pension-consulting services

Advisory services for plan sponsors of corporate retirement plans and their participants 

Jackson Financial Services Investment Strategy

The investment management team with Jackson Financial Services designs portfolios tailored to the needs and risk profile of the client. These portfolios are primarily built with mutual funds. When evaluating individual securities such as stocks, the firm generally engages in fundamental analysis. This process involves determining a stock’s intrinsic value by studying the financial health of the issuing company. Fundamental analysis also deals with examining the company's performance in relation to other firms in its industry group and the overall economy.

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Saos Capital LLC is a fee-based firm serving both high-net-worth and non-high-net-worth individuals, as well as pension and profit-sharing plans. 

The firm has a minimum account size of $50,000. Saos’ staff features two accredited asset management specialists (AAMSs). 

Saos Capital Background

Founded in 2011, Saos provides investment management, financial planning, pension consulting and wrap fee programs. 

William Randolph “O’Malley” Avant is the firm's founder and principal owner.

Saos Capital Investment Strategy 

This firm selects investments and formulates advice using fundamental and technical analysis. Saos also says on its brochure that it uses a relative strength methodology to simultaneously reduce portfolio volatility while enhancing total return. This method relies upon a “top-down” process involving market analysis, sector analysis, manager/product analysis and risk management. 

Saos mainly invests in equities, bonds, options, structured notes, alternative investments, cash and cash equivalents, mutual funds, exchange traded funds (ETFs), currencies and futures.

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The JP Wealth Management Inc. advisory team holds multiple certifications, including certified financial planner (CFP) and one certified public accountant (CPA) designation. 

Though the fee-only firm has no minimum account size, it does impose a minimum annual fee of $10,000 for investment management services. As a result, the firm states that it may not be right for clients with accounts smaller than $1 million. Most of its clients are high-net-worth individuals. 

JP Wealth Management Background

Founded in 2004, JP Wealth Management is owned by Mark Perlson and John F. Carey. Its advisory team has more than 50 years of experience, combined, in the financial services industry. 

In addition to provding discretionary investment management services to their clients, the firm offers non-discretionary investment advice on managing annuities and employer-sponsored retirement plans like 401(k)s. The team can also provide financial planning advice on: 

• Retirement planning
• Education funding
• Cash-flow management 

JP Wealth Management Investing Strategy 

JP Wealth Management makes investment decisions based on the client’s long-term goals, financial profile, risk tolerance and other personal factors. An advisor uses this information to design an investment policy statement (IPC). Investment recommendations are then based on the IPC. 

The firm generally allocates client assets across the following types of securities:

• Mutual funds
• Exchange-traded funds (ETFs) 
• Individual debt and equity securities and options
• Securities components of variable annuities and variable life insurance contracts

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360 Wealth Management, LLC is a fee-based firm that works with high-net-worth and non-high-net-worth individuals, as well as charities and corporations. 

As a fee-based firm, members could receive commissions on sales from insurance and financial products that could be a conflict of interest for clients. However, the firm does have the legal fiduciary duty to provide advice in the best interest of the client. 

360 Financial Planners requires a minimum of $15,000 to open an account. Clients engaging in financial planning services will be charged a minimum fixed fee of $500.  

360 Wealth Management Background

Dustin J. Hughes, managing member and chief compliance officer, owns 50% of 360 Wealth Management. Randall D. Teegardin, managing member and investment advisor, owns the other 50%.

The firm offers client services in: 

• Asset management
• Financial planning
• Retirement planning

360 Wealth Management Investment Strategy

The firm examines clients’ financial objectives, risk tolerance, time horizon and other circumstances before devising an appropriate asset allocation strategy. Advisors may recommend an actively managed model portfolio or the services of a third-party advisor. 

Generally, 360 Wealth Management client assets in equities, fixed-income securities, exchange traded funds (ETFs) and mutual funds. 

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Apollon Financial is a fee-based firm that works with individuals, high-net-worth individuals, families, family offices, trusts, estates, businesses, charitable organizations, retirement plans and pooled investment vehicles. As a fee-based firm, there is a potential for a conflict of interest as the firm's advisors can earn commissions for the sale of certain securities. However, the firm must abide by a fiduciary duty to put the needs of the client first. 

Apollon Financial Background

The firm was founded in 2018 by Michale J. Dolberg and Robert H. Gorman who serve as the CEO and COO of the firm today.  The firm's advisors have earned a variety of designations such as the CFP, RICP, CPA, CEPA, CLU, ChFC, CASL and CLTC. 

Apollon Financial Investing Strategy 

Apollon Financial provides investment management services to its Clients using a variety of asset classes and investment vehicles that typically include mutual funds, exchange-traded funds (“ETFs”), equity securities, fixed-income securities, and other related securities. Client accounts are generally invested in strategies, with similar accounts invested in the same securities. Accounts are also managed at a custom level, with security selection varying from one Client to another. Apollon Financial IARs work with Clients to understand the Client’s risk tolerance, investment objectives, and investment attribute preferences, and to determine an appropriate asset portfolio construction. Apollon Financial IARs determine an appropriate portfolio for each of their clients. - Depending on how the Client’s assets are allocated, they are managed in different ways. 

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Oceanside Advisors is a fee-based firm that works with individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, corporations or business entities. There is a minimum account size of $500,000 to open an account. As a fee-based firm there is a potential for a conflict of interest as the firm's advisors can earn a commission for the sale of certain securities. However, the firm must abide by a fiduciary duty to put the needs of each client first. 

Oceanside Advisors Background

Oceanside Advisors was founded in 2012 by Johann Kroll. Patrick Gaul is also a Partner of the firm today. The advisors at the firm have earned the designation of certified financial planners (CFPs) and chartered financial analysts (CFAs). 

The firm offers client services in: 

• Asset management
• Financial planning
• ERISA plan services

Oceanside Advisors Investment Strategy

Oceanside offers discretionary direct asset management services to advisory clients. Oceanside will offer clients ongoing portfolio management services by determining individual investment goals, time horizons, objectives, and risk tolerance. Investment strategies, investment selection, asset allocation, portfolio monitoring and the overall investment program will be based on the above factors. The client will authorize Oceanside's discretionary authority to execute selected investment program transactions as stated within the Investment Advisory Agreement.

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Charleston Investment Advisors is a fee-only firm that works with individuals, high-net-worth individuals, trusts, estates, business entities, charitable organizations and pensions dn profit-sharing plans.  The minimum account size to work with the firm is $500,000 and as a fee-only firm there is no potential conflict of interest. 

Charleston Investment Advisors Background

Charleston Investment Advisors was founded in 2019 by Stephanie W. Mackara (JD), who serves as the Principal Wealth Advisor today. The firm also has Erica R. Smith on the staff as a Financial Planner, who has earned the designation of Certified Financial Planner (CFP).

The firm offers client services in: 

• Investment management
• ERISA plan services
• Advisory consulting

Charleston Investment Advisors Investment Strategy

The investment strategies used by Advisers when formulating investment advice or managing assets include broadly-diversified asset-class allocations principally comprised of mutual funds, ETFs, and individual bonds. The asset-class allocations designate specified percentages with the intent of creating a diversified investment portfolio of no-load (no sales commission) or low-load mutual funds. The Client has the opportunity to review, modify, and approve such recommended asset allocation program.