Finding the Top Financial Advisor Firms in Greenville, South Carolina
If you’re considering working with a financial advisor in Greenville, South Carolina, we can help you find one. The team at SmartAsset researched firms in the area to bring you the top financial advisors in Greenville. We covered key details such as minimum investments, services offered and any advisor certifications. SmartAsset's free financial advisor matching tool can also help, as it will connect you with up to three local advisors.
|Rank||Financial Advisor||Assets Managed||Minimum Assets||Financial Services||More Information|
|1||Nachman Norwood & Parrott, Inc. Find an Advisor||$1,721,205,730||No set account minimum|| || |
Minimum AssetsNo set account minimum
|2||Fintrust Capital Advisors, LLC Find an Advisor||$1,478,257,815||$100,000|| || |
|3||Reynolds Investment Management, Inc. Find an Advisor||$511,485,795||$1,000,000|| || |
|4||Foster Victor Wealth Advisors, LLC Find an Advisor||$498,324,069||Varies based on account type|| || |
Minimum AssetsVaries based on account type
|5||CDA Group Find an Advisor||$480,521,690||$500,000|| || |
|6||Wealth Management Advisors, LLC Find an Advisor||$404,396,789||$250,000|| || |
|7||Global View Investment Advisors Find an Advisor||$299,339,989||No set account minimum|| || |
Minimum AssetsNo set account minimum
|8||Family Legacy, Inc. Find an Advisor||$231,939,385||$250,000|| || |
|9||WCM Global Wealth, LLC Find an Advisor||$223,753,900||$250,000|| || |
|10||Goepper Burkhardt LLC Find an Advisor||$198,540,352||$1,000,000|| || |
How We Found the Top Financial Advisor Firms in Greenville, South Carolina
First, we gathered data on all the firms in Greenville, South Carolina that are registered with the Securities Exchange Commission (SEC). We then filtered our list by removing firms that underwent disciplinary issues filed with the SEC. We also removed those that don’t offer financial planning services or manage individual accounts. The final list is ordered by assets under management (AUM), which indicates the amount of money the firm is managing for clients. All information is accurate as of the writing of this article.
Nachman Norwood & Parrott, Inc.
Nachman Norwood & Parrot, Inc. is the top firm in Greenville, with the largest amount in assets under management (AUM). This fee-based firm has multiple advisors on staff. The team includes five certified financial planners (CFPs), two chartered retirement plans specialists (CRPS), two accredited investment fiduciaries (AIFs), one certified divorce financial analyst (CDFA), one chartered retirement plan counselor (CRPC), one certified private wealth advisor (CPWA) and one certified investment management analyst (CIMA).
The firm’s clients are a fairly even mix of individuals and high-net-worth individuals. It also has institutional clients, including pension and profit-sharing plans, charitable organizations and other corporations. The firm has no minimum account size.
Portfolio management fees are based on a percentage of assets under management. Some employees of the firm are also broker-dealers and may earn commissions. This is a conflict of interest. The firm does not pay an advisory fee for investments where a commission is paid, though.
Nachman Norwood & Parrott, Inc. Background
Nachman was founded in 2007. The firm’s SEC documents do not list any primary owners.
Services offered by the firm include portfolio management, separate account managers, financial planning, estate planning, retirement planning, general consulting, retirement plan consulting and service to retirement and pension plan participants.
Nachman Norwood & Parrott, Inc. Investment Strategy
Advisors at Nachman use a variety of strategies and analysis methods to manage clients’ portfolios. The principal methods of analysis are fundamental analysis -- including financial strength ratios, price-to-earnings ratios, dividend yields and growth rate-to-price ratios -- and technical analysis.
Advisors use both long-term and short-term investments. Typical assets include mutual funds, exchange-traded funds (ETFs) and fixed-income investments.
Fintrust Capital Advisors, LLC
Fintrust Capital Advisors has the largest team of any firm on this list. The staff includes four certified financial planners (CFPs), four accredited investment advisors (AIFs), three chartered financial advisors (CFAs), two certified public accountants (CPAs), one certified business financial advisor (CBFA), one chartered financial counselor (ChFC), one person certified in estate planning (CES), one chartered life underwriter (CLU), one chartered retirement plans specialist (CRPS), one certified fraud examiner (CFE), one certified anti-money laundering specialist (CAMS) and one chartered retirement planning counselor (CRPC).
Fintrust billions in assets under management and has a minimum account size of $100,000. Most of the accounts are for individuals, though the firm has some high-net-worth individuals as clients as well. Institutional clients include investment companies, pension and profit-sharing plans, charitable organizations, state or municipal government entities, and other corporations.
Fees for investment management services are based on a percentage of assets under management. The firm may also act as a broker-dealer, potentially earning a commission for selling securities to clients. This is a conflict of interest, but when acting as an advisor the firm must still act in the client’s best interest.
Fintrust Capital Advisors, LLC Background
Fintrust was founded in 2007. It is a 100% owned subsidiary of Fintrust Capital Partners, which is beneficially owned by Richard P. Sheridan (45%), Phillip H. Brice (45%) and Allen Gillespie (10%). The parent company is directly owned by Broad Street Capital Partners, LLC (45%), PHB Holdings, LLC (44%), ARG Holding, LLC (9%) and Centillion Partners, Inc. (2%).
Services offered by the firm include fiduciary and institutional consulting, retirement plan consulting, retirement planning, financial planning, wealth protection planning, estate reporting, and insurance.
Fintrust Capital Advisors, LLC Investment Strategy
Advisors at Fintrust work with clients to come up with a comprehensive investment and financial plan. The advisor considers factors including financial goals, resources, attitudes, age, experiences, investment time horizon and cash flow. From there, a strategy is devised that works for each client.
Investments may include third-party managers, mutual funds, exchange-traded funds (ETFs), fixed-income securities, options and individual equities.
Reynolds Investment Management, Inc.
Reynolds Investment Management, Inc. is the highest-ranked fee-only firm on this list. That means it only gets paid via fees for investment and advisors at the firm don’t earn commissions for selling securities, insurance or other financial products. The firm's team at the firm includes two certified financial planners (CFPs), one accredited asset management specialist (AAMS) and one certified public accountant (CPA).
There is a $1 million minimum account size at Reynolds. Clients at the firm are mostly individuals, but there are a small number of high-net-worth individuals. Institutional clients include pension and profit-sharing plans and charitable organizations.
Reynolds Investment Management, Inc. Background
Reynolds was founded in 2010. The principal shareholder is Thomas J. Reynolds, III, who also serves as the firm’s president.
Services offered at Reynolds include individual portfolio management, pension consulting, portfolio management, risk management, cash flow planning, retirement income planning, education saving and socially responsible investing.
Reynolds Investment Management, Inc. Investment Strategy
Advisors at Reynolds use fundamental, technical, qualitative and quantitative analysis to make investment decisions for clients. The firm thinks carefully about asset allocation to build a balanced portfolio. Possible investments include:
- Exchange-listed securities
- Securities traded over-the-counter
- Foreign issuers
- Corporate debt securities (other than commercial paper)
- Certificates of deposit (CDs)
- Municipal securities
- Variable annuities
- Mutual fund shares
- United States governmental securities
- Options contracts on securities
Foster Victor Wealth Advisors, LLC
Foster Victor Wealth Advisors is a fee-based advisor managing millions in assets for clients. Those clients are mostly individuals, with a chunk of those being high-net-worth individuals. The only institutional clients the firm has are corporations.
Though are minimum investments for some services, there is none for investment management. There are several advisors at the firm, including five certified financial planners (CFPs), four chartered life underwriters (CLU), one chartered financial advisor (CFA), one certified private wealth advisor (CPWA) and one certified regulatory and compliance professional (CRPC).
Fees for financial planning are fixed, while fees for investment management are based on assets under management. Some of the firm’s employees are also insurance agents and can earn commissions. This is a conflict of interest, but the firm has procedures to make sure actions are made in the best interest of the clients.
Foster Victor Wealth Advisors, LLC Background
FVW was founded in 2016, the newest firm on this list. It is wholly owned by Paul W. Foster and Robert T. Victor.
Services offered by the firm include investment management, insurance planning, financial planning, business planning, retirement planning, estate reporting, tax planning and college planning.
Foster Victor Wealth Advisors, LLC Investment Strategy
Advisors at FVW uses a variety of methods of analysis. When choosing an investment, the advisors consider an analysis of an issuer’s management team, investment strategies, style drift, past performance, reputation and financial strength in relation to the asset class concentrations and risk.
Portfolio balance is important, and the firm looks to invest in eight to nine asset classes in a variety of sectors and types of securities.
CDA Group, a fee-based firm, has one of the smallest staffs of advisors on this list. The team has one certified financial planner (CFP) and one chartered financial consultant (ChFC).
The account minimum at CDA is $500,000. Around two-thirds of the firm’s individual clients are not high-net-worth. There are also some pension and profit-sharing plans as clients.
Fees for investment services are paid based on a percentage of assets under management. Some employees of CDA are licensed insurance agents and can earn commissions from selling insurance products to clients. This is a conflict of interest, but advisors must still act in clients’ best interests.
CDA Group Background
CDA Group was founded in 2009. The owners of the firm are Joseph D. Schofield, III and Jeffrey K. Giguere, Jr. Schofield also serves as the CEO and Giguere also serves as the COO.
The firm offers such services as financial planning and portfolio management.
CDA Group Investment Strategy
CDA Group focuses on long-term purchases for its clients. This means investors tend to hold on to securities for a year or longer.
Modern Portfolio Theory is also a key part of the strategy for investors at CDA Group. This is a theory of investing that looks to maximize portfolio growth given the level of risk in the portfolio.
Wealth Management Advisors, LLC
Wagner Wealth Management -- also known as Wealth Management Advisors -- has a significant amount in assets under management (AUM). The firm's staff includes one certified financial planner (CFP).
The minimum account size at Wagner is $250,000. Most of the clients at the firm are not high-net-worth individuals, but there is also a good number of high-net-worth clients. Institutional clients at the firm are pension and profit-sharing plans, insurance companies, charitable organizations, state or municipal government entities and other corporations.
Fees for financial planning are generally based on the time needed for the service. Investment management fees are negotiated with each client. Some of the advisors at the firm are also registered broker-dealers and can earn commissions on the sale of insurance and other products. This is a conflict of interest, but clients will not pay an advisory fee on investments for which they have also paid a commission.
Wagner Wealth Management Background
Wagner was founded in 2014. DEW Holdings LLC (which is owned by Dan E. Wagner, Jr.) and Jeffrey Group, LLC (which is owned by Jeff Herman) are the owners of the firm. In addition to the Greenville main office, the firm has offices in Anderson and Seneca in South Carolina and Hendersonville in North Carolina.
The firms services include financial planning, estate planning, retirement plan advisory services and investment management.
Wagner Wealth Management Investment Strategy
Wagner may use the following investments:
- Separate account managers
- Mutual funds
- Exchange-traded funds (ETFs)
- Individual stocks
- Closed-end funds
Mutual funds and ETFs are the primary way advisors get client money into the U.S. equity market.
Global View Investment Advisors
This fee-only advisor has millions in assets under management. Of its advisors on staff, there are three certified financial planners (CFPs) on staff. Around 25% of the firm’s clients are high-net-worth individuals, and the rest are non-high-net-worth individuals.
There is no minimum investment or account size for clients at Global View. Fees for wealth management is based on a percentage of assets under management, which will not exceed 2%.
Global View Investment Advisors Background
The firm was founded in 2008. Joe E. Hines, Ken Moore and Adam Wiles all own at least 25% of the business.
Services offered by the firm include portfolio management, financial planning, tax planning and estate planning.
Global View Investment Advisors Investment Strategy
Global View lays out a four-step process for coming up with an investment approach for each client:
- Get to know each other
- Review preliminary recommendations
- Agree on a course of action
- Implementation and ongoing service
This process allows advisors to come up with a plan that works for each client. Most of the money managed by advisors at the firm is invested in mutual funds, with some put into individual securities and cash.
Family Legacy, Inc.
Family Legacy Inc. is a fee-only firm serving individuals, high-net-worth individuals, pension and profit sharing plans, trusts, charitable organizations, estates and corporations. The firm has several advisors managing more than 400 clients in total, and each client must meet a minimum account size requirement of $250,000.
Some qualifications among the firm’s team include the certified public accountant (CPA), certified financial planner (CFP) and personal financial specialist (PFS) designations.
Family Legacy’s advisory fees include asset-based fees and fixed fees.
Family Legacy, Inc. Background
Founded by William W. Brown and owned by Christopher A. Brown, Family Legacy began its operations in 1995. Collectively, the father and son oversee the firm’s portfolio management, pension consulting, financial planning and consultation services.
Family Legacy, Inc. Investment Strategy
Family Legacy says on its firm brochure that it holds securities over the long-term, while seeking capital appreciation to create sustainable growth.
In making investment decisions and employing portfolio diversification, Family Legacy uses stocks, government bonds, preferred stocks, convertible securities, real estate investment trusts, no-load mutual funds, exchange traded funds.
WCM Global Wealth, LLC
Fee-only firm WCM Global Wealth, LLC serves nearly 200 clients, including high-net-worth individuals, individuals, pooled investment vehicles, charitable organizations and pension and profit sharing plans. Its small staff of advisors features a range of specialties, including the certified financial planner (CFP) and chartered financial analyst (CFA) designations.
The firm requires an account minimum of $250,000 for prospective clients, and it charges asset-based fees, fixed fees and performance-based fees for its advisory services.
WCM Global Wealth, LLC Background
Wholly-owned by Erik C. Weir, WCM mainly provides investment advisory and financial planning services to its clients. The firm’s financial planning process has multiple stages, including goal identification, plan development and plan implementation.
The firm was formed in 2011.
WCM Global Wealth, LLC Investment Strategy
In making investment decisions, WCM utilizes an array of strategies, including the following: buy and hold, equity strategies, fundamental value, growth investment strategies, hedging, leverage, relative value and short selling.
The firm also studies securities using fundamental, technical, quantitative and qualitative analysis.
Goepper Burkhardt LLC
Goepper Burkhardt is a fee-only advisor. The only money you’ll pay to the firm is a fee for investment management, based on a percentage of assets under management. The firm's whole team includes one certified financial planner (CFP), one certified public accountant (CPA) and one financial paraplanner qualified professional (FPQP).
There is a minimum account size of $1 million, plus a minimum monthly fee of $750. Clients are almost all individuals, with a bit more than half being high-net-worth. The only institutional clients are charitable organizations.
Goepper Burkhardt LLC Background
GB was founded in 2003. There are two partners -- W. Dant Goepper and J. Bland Burkhardt, III.
Services offered by the firm include retirement wealth management, portfolio management and comprehensive retirement planning. The firm does not offer portfolio management and retirement planning as separate services, believing each one to be critical to the success of the other.
Goepper Burkhardt LLC Investment Strategy
GB comes up with an investment plan for each client based on their individual circumstances, including investment time horizon, risk tolerance, asset allocation parameters, investment restrictions and cash flow requirements.
Around 70% of the assets managed by the firm are in exchange-traded securities. They also put 15% each into non-investment grade corporate bonds and cash or cash equivalents.