Global View Capital Management is a Waukesha, Wisconsin-based financial advisor firm. Its investment advisory representatives (IARs) oversee hundreds of millions in assets under management (AUM). The firm works primarily with individual clients, though a handful of its accounts belong to institutions. Services offered by the firm include several different investment management programs, sub-advisory services, program sponsor services and financial planning.
As a fee-based firm, some of Global View's advisors may receive commissions for selling certain financial products. That's different from a fee-only firm, which only receives income from the advisory fees that clients pay.
Global View Capital Management Background
Global View Capital Management was founded in 2011 by Dina Fliss. The firm is a wholly owned subsidiary of Global View Capital Holdings, LTD, which is in turn owned by Dina Fliss and Dean Fliss. Today, Dina Fliss acts as the firm's president and chief investment strategist, while Dean Fliss is president of Global View Capital Advisors, an affiliated company.
Global View Capital Management Client Types and Minimum Account Sizes
Global View Capital Management works almost entirely with individual clients, with the vast majority of these individuals coming in below the high-net-worth threshold. High-net-worth individuals and retirement plans make up the rest of the firm's client base.
The minimum investment at this firm depends entirely on the services a client subscribes to. The firm reserves the right to waive these minimums, though.
Services Offered by Global View Capital Management
Global View Capital Management offers wide range of investment advisory services. Some of these are available through Global View, but for many, Global View only serves as the sub-advisor to a fund or strategy or as a plan sponsor. Global View also performance retirement plan services as a sub-advisor Heartland Retirement Plan Services.
Global View is a sponsor of just one program, the Personalized Managed Account Program.
Some of the firm's services are available as a wrap-fee program.
Global View Capital Management Investment Philosophy
While each strategy and program of Global View Capital Management is different, the goal is always to help clients achieve their personal financial and investment goals. Strategies tend to range from conservative to more aggressive, with advisors typically employing a techincal and quantitative approach to investment management. Advisors also utilize stop-loss limits to protect against downside loss in bear market scenarios.
AdvisorGuide, LLC, which is a majority-owned by Global View, provides the firm's technical research materials and helps further inform its investment decisions. All portfolios are managed with the risk tolerance, time horizon, income needs and preferences of clients in mind.
Fees Under Global View Capital Management
Fees for investment management services at Global View vary significantly depending on the service, strategy or program being utilized. Fees are based on a percentage of each client's total AUM.
|Fee Schedule for Flexible Plan Investments
|$500K - $1MM
The Personalized Managed Account Program is available with both asset-based and transaction-based fee schedules. For the former, the maximum annual fee is 1.00%, whereas the latter has a variable fee rate depending on the program used. Fees are typically calculated and billed on a quarterly basis. Some fees for other strategies and programs may be negotiable.
What to Watch Out For
There are no disclosures on Global View Capital Management's latest SEC-filed Form ADV.
Some advisors at Global View Capital Management can earn commissions when they sell specific financial products. This represents a potential conflict of interest, as these advisors may have an incentive to recommend certain products over others. Despite this, the firm is still a fiduciary, compelling it to act in clients' best interests.
Opening an Account With Global View Capital Management
To open an account with this firm, visit its website and fill out a contact form so an advisor can reach out to you. Global View's team is also available over the phone at (262) 650-1030.
All information is accurate as of the writing of this article.
- An experienced financial advisor can be a huge asset for any investor. Finding a qualified financial advisor doesn’t have to be hard. SmartAsset’s free tool matches you with up to three financial advisors who serve your area, and you can interview your advisor matches at no cost to decide which one is right for you. If you’re ready to find an advisor who can help you achieve your financial goals, get started now.
- Any investment gains outside of a tax-advantaged retirement account will be subject to taxation. To get an accurate picture of how much you might have to pay, stop by SmartAsset's capital gains tax calculator.