Finding a Top Financial Advisor Firm in Ramsey, New Jersey
Finding a financial advisor in Ramsey, New Jersey, takes a lot of homework. Advisors can be fee-only or fee-based. They may or may not offer investment management services through a wrap-fee program. Some follow a fiduciary standard while others do so only sometimes. To help you with the heavy lift, SmartAsset narrowed the field down to the top financial advisor firms in Ramsey. You can also try our financial advisor matching tool, which connects you to up to three advisors who serve your area.
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| Rank | Financial Advisor | Assets Managed | Minimum Assets | Financial Services | More Information |
|---|---|---|---|---|---|
| 1 |
Regency Wealth Management
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|
$416,257,522 | $750,000 |
|
Minimum Assets$750,000Financial Services
|
| 2 |
Corrado Advisors, LLC
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|
$220,208,896 | $500,000 |
|
Minimum Assets$500,000Financial Services
|
| 3 |
NCM Capital Management, LLC
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|
$298,273,051 | No set account minimum |
|
Minimum AssetsNo set account minimumFinancial Services
|
What We Use in Our Methodology
To find the top financial advisors in Ramsey, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
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AUMFirms with more total assets under management are ranked higher. -
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Individual Client CountFirms who serve more individual clients (as opposed to institutional clients) are ranked higher. -
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Clients Per AdvisorFirms with a lower ratio of clients per financial advisor are ranked higher. -
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Age of FirmFirms that have been in business longer are ranked higher.
All information is obtained through public records and is updated annually after the firms’ form ADV filing. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria. SmartAsset is not a client of the aforementioned firms, and did not receive compensation for including any of the firms on the aforementioned list.
Regency Wealth Management
Regency Wealth Management provides investment management and retirement plan consulting services. Its relatively small financial services team oversees hundreds of millions in client assets. Its advisory staff includes three certified financial planners (CFPs), three chartered financial analysts (CFAs), one chartered mutual fund counselor (CMFC) and one accredited asset management specialist (AAMS). Staff members may hold more than one designation.
The firm serves individuals with and without a high net worth, pension and profit-sharing plans, trusts, estates, foundations, charitable organizations and businesses. You’ll need a minimum account size of $750,000 to receive advisory services.
Regency Wealth Management Background
Regency Wealth Management formed in 2004 as Hudson Capital Management. Its principal owners are Andrew Aran, Timothy Parker and Mark Reitsma. They lead a team that shares nearly a century of experience in the financial services industry.
The firm builds and manages investment portfolios on behalf of its clients. Its team can also provide advice on such topics as:
- Tax and cash flow management
- Death and disability
- Retirement planning
Additionally, Regency Wealth Management advises plan sponsors of retirement plans. These services can include investment selection and participant education.
Regency Wealth Management Investing Strategy
Advisors at Regency Wealth Management conduct meetings with clients to determine their objectives, risk tolerance and financial standing. The team uses this information to design an asset allocation for a diversified portfolio.
Depending on your needs and risk tolerance, your account may be invested in:
- Individual equities
- Bonds
- No-load and load-waived mutual funds
- Structured products
- Exchange-traded products
- Certificates of deposit (CDs)
- Preferred stocks
- Real estate investment trusts
- Publicly traded master limited partnerships
Corrado Advisors
Corrado Advisors offers investment management, financial planning and accounting services either directly or through its affiliates. It has hundreds of millions in assets under management (AUM). The team includes six certified public accountants (CPAs), two certified financial planners (CFPs), one personal financial specialist (PFS), one chartered life underwriter (CLU) and one chartered financial consultant (ChFC).
The firm requires clients to have minimum account sizes of $500,000 to receive advisory services. Corrado Advisors works entirely with individuals, most of whom do not have a high net worth.
Some of this firm's representatives serve as licensed insurance agents of Corrado Risk Management, LLC. All such licensed individuals, in their capacities as agents of CR, may recommend the purchase of certain insurance products and receive commissions for these, which is a potential conflict of interest that makes the firm fee-based. The firm is obligated to uphold its fiduciary duty to act in the best interests of clients.
Corrado Advisors Background
Corrado Advisors was founded in 1997. Mark A. Corrado and Lisa Balsamo are the principal owners. The team at Corrado Advisors collectively have more than a century of experience in the financial services industry.
The firm designs and monitors investment portfolios tailored to a client's goals and risk profile. It also provides stand-alone financial planning services. On request, the firm can recommend CPAs and licensed insurance agents.
Corrado Advisors Investing Strategy
Corrado Advisors works with clients to determine their financial objectives, risk tolerance and time horizon. They then use this information to design diversified investment portfolios.
When evaluating securities and implementing investment advice, advisors may apply the following analytical and investment strategies:
- Fundamental
- Long-term purchases
- Short-term purchases
- Trading
- Hedging
NCM Capital Management
NCM Capital Management features a small staff of investment professionals who manage a significant amount in assets. Founder and majority owner Nicholas LaVerghetta is a certified financial planner (CFP), as is director of financial planning Taylor Thomas.
There is no minimum account size requirement to work with NCM. A fee-only advisory, the firm only collects fees from its clients. It does not earn additional compensation from third-party firms for investing client assets in their products.
NCM Capital Management Background
NCM Capital Management was formed back in 2009. The investment professionals at this firm have decades of experience in the financial services industry. They offer discretionary and non-discretionary investment management services along with financial planning advice.
NCM Capital Management Investing Strategy
Besides using a blend of fundamental, technical, charting and cyclical analyses, NCM designs investing strategies based on Modern Portfolio Theory. This theory proposes that there is an asset allocation for every level of risk. And the right one would help an investor capture strong returns with acceptable market volatility exposure. A main pillar of this theory is diversification, which is key to mitigating risk. Depending on your risk tolerance and needs, your portfolio may be invested in:
- Mutual funds
- Exchange-traded funds (ETFs)
- Exchange-traded notes (ETNs)
- Individual stocks and bonds
- Real estate investment trusts (REITs)
- Commodities
