Top Financial Advisors in Omaha, NE

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CWM, which stands for Carson Wealth Management, is a massive fee-based firm that ranks No. 1 among financial advisors in Omaha, Nebraska. CWM works with a diverse clientele, including individuals of varying net worths, qualified clients, pension and profit-sharing plans, sponsors of 401(k) plans and holders of various IRAs.

The firm, which has more than $50 billion in client assets under management, also appears on SmartAsset's list of the top financial advisors in the U.S. Carson Wealth doesn't typically require a minimum account size. It offers a comprehensive suite of services tailored to meet its clients' diverse financial needs. These services include traditional financial planning, a focused wealth planning program and the True Wealth Plan Program. 

As a fee-based advisor, it's important to understand the potential for conflicts of interest related to working with advisors who may receive additional compensation for selling products or services to you. However, the firm and its advisors are bound by a fiduciary duty to put the needs of its clients above its own. 

Carson Wealth was founded in 2010 and is owned by Carson Group Holdings, LLC. While based in Omaha, the firm has hundreds of advisors all over the country. These advisors offer comprehensive investment advisory services including personalized asset management, financial planning and retirement plan consulting. 

Like many other firms, Carson Wealth tailors investment strategies to each client's goals, risk tolerance and time horizon. The firm generally favors long-term asset allocation over market timing and builds portfolios using a wide range of asset classes, including equities, exchange-traded funds (ETFs), mutual funds, corporate and government bonds, options, futures, private equity, as well as alternative investments. The firm may also use customized indexing and tax optimization strategies.

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Mutual Advisors works with institutional investors, individuals, high-net-worth individuals, trusts and estates, as well as qualified purchasers. This fee-based firm does not enforce a universal minimum investment requirement; however, individual investment advisor representatives (IARs) may set their own minimums, which can be met through aggregated accounts.

As a fee-based firm, certain on-staff advisors at Mutual Advisors can sell insurance and securities for commissions. While this presents a potential conflict of interest, the firm's fiduciary duty requires it to act in clients' best interests at all times.

Mutual Advisors utilizes a variety of investment strategies to manage client portfolios. These strategies include diversification across multiple asset classes, investment styles, market capitalizations, sectors and regions. The firm integrates both passive and active management approaches, adheres to modern portfolio theory (MPT), and implements tactical asset allocation and dollar-cost-averaging to optimize investments. Defensive strategies and the inclusion of alternative investments are also part of their approach.

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Avior Wealth Management has been registered as an advisor with the SEC since 2008. According to SEC documents, the firm works primarily with individuals, including non-high-net-worth and high-net-worth individuals, but also serves banks, thrift institutions, pension plans, trusts, estates, charitable organizations and businesses. It specializes in the following topics:

• Retirement planning
• Investment management
• Cash flow planning
• Education planning
• Estate planning
• Tax planning
• Insurance planning

This is a fee-based firm. That means some advisors can sell insurance products on a commission basis. While this creates a potential conflict of interest, the firm is legally bound by fiduciary duty to act in your best interest. However, there is no set account minimum.

While its headquarters are in Omaha, Avior has offices all over the country. The leadership team holds several professional credentials, such as the Certified Financial Planner™ (CFP®), chartered financial analyst (CFA), accredited investment fiduciary (AIF) and certified public accountant (CPA) designations. 

Avior Wealth Management can create and manage an investment portfolio for you or simply consult you on accounts that already exist in your name. The firm uses fundamental analysis to devise investment strategies and make recommendations. Individual portfolios may invest in the following securities based on your risk tolerance and other factors:

• Exchange-listed securities
• Securities traded over the counter (OTC)
• Certificates of deposit (CD)
• Municipal securities
• Mutual funds
• Exchange-traded funds (ETFs)
• Commercial paper
• Variable annuities
• U.S. government securities

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Unlike most firms on this list, Bridges Investment Management operates on a fee-only basis. This means the firm and its advisors don't receive additional compensation for selling securities or insurance products, which helps avoid that type of conflict of interest.

The firm caters to a range of clients including hundreds of individuals and high-net-worth individuals, as well as charitable organizations, investment companies, trusts, estates and retirement plans. Notably, there is no minimum account size requirement to become a client. The firm offers a comprehensive suite of services tailored to meet the diverse financial needs of its clients, including financial planning, pension consulting, advisor selection, securities research and educational workshops.

Bridges Investment Management was founded in 1994, making it one of the oldest firms on this list. The firm specializes in comprehensive investment management, which may comprise ongoing portfolio monitoring, retirement plan rollover advice and cash management. The firm may also provide qualified investors access to private fund offerings, including the Bridges Private Equity Fund I, LP.

Bridges Investment Management follows a long-term investment approach centered on each client's goals, risk tolerance and time horizon. The firm emphasizes high-quality, investment-grade securities, fundamental analysis and broad diversification across industries and sectors. It also uses a range of strategies, including short-term trading, options and margin transactions when appropriate. 

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Lutz Financial's clients include individuals with and without a high net worth, retirement plans, charitable organizations and business entities. The firm typically maintains a $500,000 minimum account size requirement. If your account dips below this threshold, the firm may charge you 1.50% of assets under management or $1,250 per quarter, whichever is higher. 

Lutz Financial has several CFP® professionals on the staff. While Lutz Financial is a fiduciary, it has a fee-based structure because its advisors may earn commissions from selling certain financial services and products. While this is a conflict of interest, the firm's fiduciary duty requires it to act in clients' best interests.

Jim Boulay, the firm's managing member and chief compliance officer, founded Lutz Financial in 1980, making it the oldest firm on this list. The firm provides services such as retirement planning and advice for managing an investment portfolio. 

Lutz Financial primarily invests client assets in mutual funds, bonds and ETFs. The firm chooses stocks and other assets using fundamental analysis, a standard practice for financial advisors that involves analyzing a company’s revenue, expenses, assets and liabilities. The firm does not recommend investment strategies that rely on margin transactions. 

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Private Wealth Asset Management is a fee-based financial advisory firm that specializes in offering investment management, wealth management, 401(k) asset allocation strategies and non-investment advisory services. The firm primarily works with individuals and high-net-worth individuals, but also offers services to family offices, trusts, estates, non-profit organizations and other types of business entities. The firm does not have a required minimum account size to get started, but third-party advisors might. 

There is the potential for a conflict of interest as the firm or some advisors may earn commissions from the sale of certain products. However, the firm and its advisors are bound by fiduciary duty to put the needs of its clients first. Its team includes advisors and analysts who have earned the CFA, CFP®, CTFA (certified trust and financial advisor) and CRPS (chartered retirement plans specialist) designations. 

In addition to its headquarters in Omaha, the firm has offices in Iowa, in Cedar Rapids and Des Moines; in Texas, in San Antonio, Corpus Christi and Midland; and St. Louis. 

The firm believes that achieving investment success requires a disciplined, structured approach. Its investment philosophy is rooted in the principles of modern portfolio theory, applied with practical, real-world experience. Portfolios are managed in the client's best interest and tailored to their specific goals and financial circumstances.

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SMART Wealth is a fee-based financial advisor firm that works with individuals, high-net-worth individuals, business entities, profit-sharing plans, estates and trusts. It offers retirement income planning, financial planning, financial consulting, portfolio management, cash management and sub-advisory services.

There is no set account minimum. However, households with less than $133,334 in assets under management are subject to a $2,000 minimum annual fee, billed monthly in arrears. The firm's Private Wealth Partners Division generally works with clients who have $5 million or more in investable assets.

The team at SMART Wealth includes advisors who hold the CFP®, chartered retirement planning counselor (CRPC) and ChFC designations, among others. However, as a fee-based firm, certain advisors at SMART Wealth may earn commissions from selling insurance products through affiliated entities. While this presents a potential conflict of interest, the firm’s fiduciary duty requires it to act in clients' best interests at all times.

SMART Wealth generally uses goals-based and model-based portfolio management, with an emphasis on retirement income strategy development and account structure. Client portfolios may include domestic and international equities, exchange-traded funds (ETFs), mutual funds, fixed income, real estate investment trusts (REITs), commodities, money market funds and cash instruments. The firm may also use third-party sub-advisors, third-party asset management platforms or allocations to its proprietary SMARTWay ETFs.

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Organized as an LLC in 2013, Keystone Financial Services became a registered investment advisor in 2020. Today, the firm works with individuals, high-net-worth individuals, trusts, estates, charitable organizations, businesses and retirement plans.

As a fee-based firm, certain on-staff advisors may earn commissions from the sale of insurance products or securities. While this presents a potential conflict of interest, the firm's fiduciary duty requires it to act in clients' best interests. However, the firm does not require a minimum account size.

The Keystone advisory team includes professionals with CFP®, ChFC, CLU and enrolled agent (EA) designations. 

The firm's services include investment management, financial planning, retirement plan advisory services, tax preparation and business consulting. Its services may also include estate planning strategies, family office work, accounting, employer retirement plan consulting, tax-efficient investing, life insurance strategies, M&A and exit planning, and nonprofit advisory work.

Keystone generally invests with a long-term outlook, building portfolios that may include ETFs, low-cost mutual funds, individual stocks and individual bonds. The firm reviews investments using company research, market trends and each client’s overall asset mix. It may also adjust portfolios over time by rebalancing holdings, managing taxes through tax-loss or gain harvesting and changing exposure to certain sectors or asset classes when appropriate. In some cases, Keystone may also hold cash or use alternative investments and digital assets.

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Arkfeld Wealth Strategies works with individuals, families, businesses and retirement plans. This fee-based firm does not list a minimum asset requirement for investment management services, though it has a minimum annual fee of $500. Retirement plan services have a minimum annual fee of $1,000 per plan.

As a fee-based firm, some associated persons at Arkfeld Wealth Strategies may earn commissions from selling insurance products. While this creates a potential conflict of interest, the firm and its advisors are bound by fiduciary duty to act in clients' best interests.

The firm offers services such as discretionary and non-discretionary portfolio management, investment advisory services, financial planning, retirement plan services, business consulting and investment advisory consulting. Its financial planning services may address retirement planning, estate planning, education funding, risk management, employee benefits planning and tax planning.

Arkfeld Wealth Strategies generally builds globally diversified portfolios consistent with modern portfolio theory. The firm may use fundamental security analysis, market trend analysis and economic cycle analysis, with mutual funds, stocks and exchange-traded funds serving as common investment vehicles. It may also use long-term purchases, short-term purchases, trading, private investments, options, margin or outside sub-advisors when appropriate.

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Stevens Capital Partners, a fee-only firm founded in 2021, rounds out our list of the top financial advisors in Omaha. Stevens works with individuals, high-net-worth individuals, families, business owners, executives, charitable organizations, churches, nonprofits and businesses. The firm does not have a minimum account size requirement, though it charges a minimum annual advisory fee of $5,000 for investment management services.

The firm has a team of advisors who hold the CFP®, CFA, EA, CLU, RICP (retirement income certified professional) designations, among others. 

The firm provides investment management, financial planning and access to third-party investment managers. Financial planning services may include business planning, exit planning, cash flow and debt management, college savings planning, employee benefits optimization, estate planning, insurance review, retirement planning, risk management and tax planning strategies.

Stevens Capital Partners generally uses fundamental analysis and modern portfolio theory to manage portfolios. Its approach may emphasize asset allocation, diversification across lower-correlated asset classes and long-term investing. The firm may also use outside managers or third-party investment advisers for certain client portfolios.