Finding a Top Financial Advisor Firm in Omaha, Nebraska
With so many firms vying for your business, finding the right financial advisor can be a challenge. SmartAsset has simplified your search by determining the top financial advisor firms in Omaha. Below, we lay out our findings about these firms and what differentiates them from one another. If you would like more guidance in your search for an advisor, SmartAsset’s financial advisor matching tool can pair you with financial advisors in your area.
|Rank||Financial Advisor||Assets Managed||Minimum Assets||Financial Services||More Information|
|1||Bridges Investment Management Find an Advisor||$6,774,583,271||No set account minimum|| || |
Minimum AssetsNo set account minimum
|2||Nelson, Van Denburg & Campbell Wealth Management Group, LLC Find an Advisor||$1,673,429,378||No set account minimum|| || |
Minimum AssetsNo set account minimum
|3||Lutz Financial Find an Advisor||$1,433,927,817||No set account minimum|| || |
Minimum AssetsNo set account minimum
|4||Walnut Private Equity Partners, LLC Find an Advisor||$136,047,227|| |
| || |
|5||Silverleaf Advisor Group, LLC Find an Advisor||$699,877,055||Varies by account type|| || |
Minimum AssetsVaries by account type
|6||HUB Investment Advisors Find an Advisor||$1,062,233,856||$250,000|| || |
|7||Cambridge Advisors Inc. Find an Advisor||$538,309,000||$500,000|| || |
|8||America First Investment Advisors LLC Find an Advisor||$388,314,405||$300,000|| || |
|9||Arkfeld Wealth Strategies, LLC Find an Advisor||$270,193,500||No set account minimum|| || |
Minimum AssetsNo set account minimum
|10||Nabity-Jensen Investment Management Find an Advisor||$160,570,576||No set account minimum|| || |
Minimum AssetsNo set account minimum
How We Found the Top Financial Advisor Firms in Omaha, Nebraska
To find the top financial advisors in Omaha, Nebraska, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
Bridges Investment Management
Bridges Investment Management (BIM) is a fee-only advisory firm in Omaha. It mainly serves individuals, including high-net-worth individuals. However, it also extends it business to corporate profit-sharing plans, banks, thrift companies and charitable organizations.
To open an account with BIM, you don’t need a set minimum investment. However, the firm does impose minimum fees depending on what type of services you receive. The firm specializes in portfolio management.
Bridges Investment Management Background
BIM was incorporated in 1994. However, it can trace its roots back to 1945 when Marvin W. Bridges, Sr. became Nebraska’s first investment advisor. Today, the firm employs a medium sized team in its Omaha office. Advisory certifications at the firm include certified financial planner (CFP), certified public accountant (CPA), certified trust and fiduciary advisor (CTFA) and chartered financial analyst (CFA).
Bridges Investment Management Investing Approach
BIM generally begins their investment management process by having an initial meeting to understand your risk tolerance, financial situation and investment objectives. It would use this information to draft an Investment Policy Statement that would outline your asset allocation among other factors.
The firm would create and monitor your portfolio while making tactical changes when needed. For the most part, however the firm’s investment philosophy relies on long-term strategies. So it tends to hold onto securities for more than a year. But it will utilize short-term strategies if deemed necessary.
According to official documents it filed with the SEC, BIM generally focuses on the following guidelines when making investment decisions.
- Long-term in nature
- Emphasize high quality and/or investment grade securities
- Utilize a range of approaches to determine valuation and establish investment attractiveness
- Involve appropriate industry, sector, and individual security diversification.
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Nelson, Van Denburg & Campbell Wealth Management Group, LLC has been registered as an advisor with the SEC since 2008. According to SEC documents, the firm works primarily with individuals, including non-high-net-worth individuals, but also serves banks, thrift institutions, pension plans, trusts, estates, charitable organizations and other businesses. It specializes in the following topics:
- Retirement services
- Cash management
- Education planning
- Survivor and asset protection
- Estate plan coordination
- Tax plan coordination
This is a fee-based firm. That means some advisors can sell insurance products on a commission basis. While this creates a potential conflict of interest, the firm is legally bound by fiduciary duty to act in your best interest.
Nelson, Van Denburg & Campbell Wealth Management Group, LLC Background
The Nelson, Van Denburg & Campbell Wealth Management Group has been registered with the SEC since 2008. Its current owners are Kent E. Nelson, Andrea P. McMahon, Rodney W. Goben, Britt E. Campbell, Stephen Esch, Elizabeth Sanley, Cynthia Bohrer, Jay Nelson, Scott Cavey, Josh Heiden, Steve Ryherd and Ryan Elkins.
The firm’s advisor team features several professional designations, such as certified financial planner (CFP), chartered financial analyst (CFA), accredited investment fiduciary (AIF), chartered retirement planning counselor (CRPC), certified investment management analyst (CIMA), certfied wealth strategist (CWS) and chartered financial consultant (ChFC).
Nelson, Van Denburg & Campbell Wealth Management Group, LLC Investing Approach
The Nelson, Van Denburg & Campbell Wealth Management Group can create and manage an investment portfolio for you or simply consult you on accounts that already exist in your name. The firm uses fundamental analysis when it considers investment strategies and recommendations. Individual portfolios may invest in the following securities based on your risk tolerance and other factors:
- Exchange-listed securities
- Certificates of deposit (CD)
- Municipal securities
- Mutual funds
- Commercial paper
Lutz Financial's clients include individuals, retirement plans, charitable organizations and business entities. There is no minimum investment required to open an account, nor is there a minimum asset level required to use the firm’s advisory services.
The Lutz Financial has several certified financial planners (CFPs) on the staff. While Lutz Financial is a fiduciary, it is fee-based. Its advisors may earn commissions from selling certain financial services and products.
Lutz Financial Background
Jim Boulay, the firm’s principal owner, founded Lutz Financial in 2000. The firm provides services such as retirement planning and advice for managing an investment portfolio. The firm doesn’t show preference to clients who want to invest for the short term (holding securities for less than a year) or the long term (holding securities for at least a year).
Lutz Financial Investing Approach
Lutz Financial primarily invests client assets in mutual funds, bonds and exchange-traded funds (ETFs). The firm chooses stocks and other assets through fundamental analysis, a standard practice for financial advisors that involves analyzing a company’s revenue, expenses, assets and liabilities.
Lutz Financial provides financial advice for both short-term and long-term investments. According to the firm, it particularly looks to maximize gains while keeping expenses low and minimizing taxes for the investor.
Walnut Private Equity Partners
Walnut Private Equity Partners is a fee-only financial advisory firm. This means it charges fees for only its own services. It doesn’t collect commissions or revenue for other activities such as recommending one investment over another. This arrangement can, thus, significantly reduce potential conflicts of interest between the client and the advisor.
Walnut Private Equity Partners Background
Founded in 2013, the firm offers asset management services and consulting services. Steven Seline is the chief compliance officer (CCO) and managing member of the firm and owns 60% of it.
Walnut Private Equity Partners Investing Approach
To formulate investment advice, the firm uses fundamental analysis and a long-term approach. It also primarily recommends one type of security, acknowledging that some of the risks involved with this include "lack of diversification, need for sophisticated tax advice, reliance upon volatile commodities pricing for valuations and lack of liquidity in many of the potential holdings."
Silverleaf Advisor Group, LLC
Silverleaf Advisor Group, LLC doesn't boast a ton of advisory certifications, but multiple team members are accredited wealth management advisors (AWMA) and certified financial planners (CFPs). Other team members also have the accredited asset management specialist (AAMS) and financial paraplanner qualified professional (FPQP) certifications.
Most clients of Silverleaf Advisor Group are individuals but the firm also serves trusts, estates, charitable organizations, and other corporations. While the firm is a fiduciary, employees may receive commissions from selling certain products because the firm is fee-based.
Silverleaf Advisor Group, LLC Background
Silverleaf Advisor Group, LLC was founded in 2016. Justin Gibson is the majority manager of the firm and Curtis Krueger is a minority manager.
The firm offers a wide range of services, including advising clients on buying an automobile, choosing life insurance, investing in a 529 plan and planning for retirement.
Silverleaf Advisor Group, LLC Investing Strategy
The base of Silverleaf Advisor Group’s investing philosophy is to create a diverse portfolio for clients. In particular, the firm uses what it calls strategy diversification, which focuses on how investments relate to each other within a portfolio. The idea is to look for companies that have different characteristics beyond just asset class.
With that being said, the Silverleaf typically invests in mutual funds, which already offer greater diversification than a single stock does.
The firm uses fundamental, technical and cyclical analysis to assess strategies and recommendations for clients.
HUB Investment Advisors
HUB Investment Advisors (HIA) is the DBA (doing business as) name of SilverStone Asset management, Inc. (SSAM), an SEC-registered firm in Omaha. It provides its clients with financial planning, private wealth management and investment management services. It also works with corporate retirement plan sponsors and businesses.
To open an account with the firm, you’d generally need a minimum initial investment of $250,000.
This fee-based firm has on-staff financial advisors that can earn commissions from insurance or securities sales. Despite the potential conflict of interest this induces, the firm is legally required to act in your best interest because of its fiduciary duty.
HUB Investment Advisors Background
HIA was established in 2004 and became a registered investment advisor in 2012. The firm’s owner is HUB International Limited, which purchased the firm in 2019.
HUB Investment Advisors Investing Approach
HUB's goal is to help clients protect and enhance their financial well-being, build net worth and manage risk. It does this by seeking to understand each client’s objectives, time horizon and risk tolerance so it can develop customized strategies to help realize that client's goals. The firm provides a variety of alternative solutions and allows the client to select a strategy that best fits his or her needs. Once a game plan is established, the firm continues to monitor the performance of the strategy relative to the original plan and stated goals. Advisors periodically meet with clients to update their objectives, measure the effectiveness of their current strategies and make adjustments to accommodate any changes.
The firm may use any of the following securities: exchange-traded funds (ETFs), stocks, mutual funds, fixed-income securities, alternative investments, options and limited partnerships.
Cambridge Advisors Inc.
Cambridge Advisors is a fee-only financial advisory firm. This means Cambridge charges fees for only its own services. It doesn’t collect commissions or revenue for other activities such as recommending one investment over another. This arrangement can, thus, significantly reduce potential conflicts of interest between the client and the advisor.
Today, Cambridge works with non-high-net-worth individuals as well as with people who have a high net worth. It also works with pensions, profit-sharing plans and charities.
Cambridge Advisors Background
Cambridge was founded in 1990, making it one of the oldest firms on our list. The primary owners are firm President Lori Liffring and Vice President Michael Bridgman. Its team features one chartered financial analyst (CFA), one chartered financial consultant (ChFC) and one certified public accountant (CPA).
Cambridge Advisors Investing Approach
Cambridge typically creates portfolios by using mutual funds and exchange traded funds. It considers several factors to determine the right asset allocation. However, the firm generally focuses on long-term strategies. The firm states that it does not time the market, but it does note the risk/reward relationship of a range of asset classes over time. The firm adjusts asset allocations to incorporate projected growth opportunities and a client's risk tolerance and particular set of needs.
America First Investment Advisors LLC
Founded in 1994, America First Investment Advisors LLC (AFIA) is one of the oldest firms on this list. Starting a new client relationship with AFIA will require you to have at least $300,000 in assets. The majority of the firm’s clients are individuals, but it also serves trusts, estates, pensions, profit sharing plans, charitable organizations, corporations and other business entities.
AFIA has only a handful of employees. But of those employees, there are certified financial planners (CFPs) and chartered financial analysts (CFAs). Advisors at AFIA may receive commissions from selling financial products, hence its status as a fee-based firm. This is a potential conflict of interest, but the firm is legally bound by fiduciary duty to act in your best interest, no matter what.
America First Investment Advisors LLC Background
As mentioned, America First Investment Advisors LLC is an employee-owned firm that maintains a small size. Notably, the firm requires all employees who are involved in portfolio management or financial planning to have at least a college degree and two years of experience in investment-related work.
The firm offers financial planning services and help with investment management. AFIA’s focus is on long-term investing to help clients prepare for retirement and major life events.
America First Investment Advisors LLC Investing Approach
America First Investment Advisors has a list of simple and concrete criteria that it looks for when investing in any company’s stock. On that list is a strong balance sheet, cash flow in excess of the company’s operating costs and an “identifiable market niche that provides a competitive advantage.”
The firm’s goal with fixed-income securities, such as bonds, is to limit the number of transactions, because making many transactions tends to decrease the net value of bond investments. So when AFIA invests in bonds, it typically goes with bond exchange-traded funds (ETFs). The firm does sometimes invest in individual bonds for clients who are looking to buy large amounts of fixed-income securities.
Arkfeld Wealth Strategies, LLC
Arkfeld Wealth Strategies, LLC's client base consists largely of non-high-net-worth individuals. Other clients on the institutional side include high-net-worth individuals, businesses and retirement plans. There isn't a set account minimum for working with Arkfeld.
Arkfeld is a fee-based firm, as some of its advisors are registered insurance agents who receive commissions from the sale of insurance products to clients. This potential conflict of interest is only offset by the fact that the firm is registered fiduciary that is legally obligated to act in the best interests of clients at all times. A fee-only firm, in contrast, does not receive commissions.
Arkfeld Wealth Strategies Background
Arkfeld Wealth Strategies is a very young firm, as it was founded in 2018 and has been registered with the SEC as an investment advisor ever since. Andrew Arkfeld, managing member of the firm, is also the firm's owner. Ashley Brannan is chief compliance officer.
Arkfeld provides clients with both financial planning and portfolio management services. While assets are managed on both a non-discretionary and discretionary basis, the majority of the firm's assets are managed on a discretionary basis.
Arkfeld Wealth Strategies Investment Strategy
As is the case with many other investment advisors, Arkfeld Wealth Strategies tailors its investment strategies to the needs of its clients. Advisors meet with clients before engaging them for financial services in order to determine their investment goals. From there, they work to determine even more about the client, such as their financial situation, risk tolerance and liquidity needs.
Advisors at Arkfeld aim to use modern portfolio theory and reduce risk and volatility through building globally diversified portfolios. Advisors primarily use mutual funds, stocks and exchange-traded funds (ETFs) to populate client portfolios, but composition ultimately depends on the client's goals. The firm uses fundamental, market trend and economic cycle analysis to inform decisions.
Nabity-Jensen Investment Management
Nabity-Jensen Investment Management is a fee-only financial advisory firm. This means it charges fees for only its own services. It doesn’t collect commissions or revenue for other activities such as recommending one investment over another. This arrangement can, thus, significantly reduce potential conflicts of interest between the client and the advisor.
Today, the firm works with non-high-net-worth individuals as well as with people who have a high net worth. Other clients include corporations and charitable institutions.
Nabity-Jensen Investment Management Background
Nabity-Jensen was founded in 1991, making it one of the older firms on our list. It offers investment management, investment counsel and financial planning to clients. Its predecessor firm, Stockbridge Associates, began as a registered investment advisor (RIA).
The firm is owned by Randall Jensen, who is a certified financial planner (CFP) and David Nabity, who is a chartered financial consultant (ChFC).
Nabity-Jensen Investment Management Investing Approach
Nabity-Jensen investment analysis and strategy are based mainly on modern portfolio theory (MPT), for which the goal is to diversify portfolios to achieve the highest possible return for a given level of risk. Asset classes may include domestic and international equities, fixed-income securities and low-correlation asset classes such as commodities, real estate or foreign currencies.