Finding a Top Financial Advisor Firm in Omaha, Nebraska
With so many firms vying for your business, finding the right financial advisor can be a challenge. SmartAsset has simplified your search by determining the top financial advisor firms in Omaha after dozens of hours of research into the city’s numerous firms. Below, we lay out our findings about these firms and what differentiates them from one another. If you would like more guidance in your search for an advisor, SmartAsset’s financial advisor matching tool can pair you with financial advisors in your area.
|Rank||Financial Advisor||Assets Managed||Minimum Assets||Financial Services||More Information|
|1||CWM , LLC Find an Advisor||$5,106,532,308||Varies|| || |
|2||Bridges Investment Management Find an Advisor||$3,462,248,773||None|| || |
|3||Wealthplan Partners Find an Advisor||$988,111,577|| |
No set minimum
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No set minimum
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|4||Silverstone Asset Management, Inc. Find an Advisor||$896,236,740||$250,000|| || |
|5||Nelson, Van Denburg & Campbell Wealth Management Group, LLC Find an Advisor||$879,155,213||$400,000|| || |
|6||Lutz Financial Find an Advisor||$856,184,278|| |
No set minimum
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No set minimum
|7||Lawson Kroeker Investment Management, Inc. Find an Advisor||$432,538,450||$1 million|| || |
Minimum Assets$1 million
|8||Cambridge Advisors Inc. Find an Advisor||$420,498,695||$500,000|| || |
|9||America First Investment Advisors LLC Find an Advisor||$369,440,238|| |
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|10||Silverleaf Advisor Group, LLC Find an Advisor||$330,560,664|| |
No set minimum
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No set minimum
How We Found the Top Financial Advisor Firms in Omaha, Nebraska
To create this list of top financial firms, SmartAsset considered all firms in Omaha registered with the U.S. Securities and Exchange Commission (SEC). We looked specifically at SEC-registered firms, because they have a fiduciary duty to put their clients’ best interests ahead of their own. From there, we eliminated any firms with disciplinary issues. Only firms with clean records made it to our final list for consideration. We also eliminated firms that did not manage individual accounts or did not have financial planners on staff. We sorted the remaining firms according to assets under management (AUM), from highest AUM to lowest.
Founded in 2010, CWM stands as one of the oldest firms on our list. The firm is an affiliate of Carson Group Holdings. CWM provides a range of wealth management services as well as tax preparation offerings through Carson Wealth Tax Planning. And despite its short track record, the firm has accumulated more than $5 billion.
CWM formed in 2010. It’s wholly owned by Carson Group Holdings. According to recent filings with the SEC, the firm employs 136 investment advisors. Most of its clients are high-net-worth. However, it extends its services to pension and profit sharing plans.
CWM Investment Strategy
CWM utilizes various model portfolios and separately managed accounts based on certain strategies. These include long-term purchases, short-term purchases, frequent trading and more.
Investment minimum vary depending on what kind of investment strategy you enroll in. These minimums range from $5,000 to $250,000.
Bridges Investment Management
Bridges Investment Management (BIM) is an advisory firm with more than $3 billion in assets under management. It mainly serves high-networth individuals. However, it also extends it business to corporate profit-sharing plans, banks, thrift companies and charitable organizations.
To open an account with BIM, you don’t need a set minimum investment. However, the firm does impose minimum fees depending on what type of services you receive. The firm specializes in portfolio management.
Bridges Investment Management Background
BIM was incorporated in 1994. However, it can trace its roots back to 1945 when Marvin W. Bridges, Sr. became Nebraska’s first investment advisor. Today, the firm employs nine such professionals within its Omaha office. Collectively, the firm supports one certified financial planner (CFP), one certified public accountant (CPA), and six certified financial analysts (CFA). And unlike most of the firms on the list, BIM also employs a certified trust and financial advisor (CTFA). So if estate planning is a major aspect of your financial planning, you’d have access to several professionals who specialize in this area when you work with BIM.
Bridges Investment Management Investing Approach
BIM generally begins their investment management process by having an initial meeting to understand your risk tolerance, financial situation and investment objectives. It would use this information to draft an Investment Policy Statement that would outline your asset allocation among other factors.
The firm would create and monitor your portfolio while making tactical changes when needed. For the most part, however the firm’s investment philosophy relies on long-term strategies. So it tends to hold onto securities for more than a year. But it will utilize short-term strategies if deemed necessary.
According to official documents it filed with the SEC, BIM generally focuses on the following guidelines when making investment decisions.
- Long term in nature
- Emphasize high quality and/or investment grade securities
- Utilize a range of approaches to determine valuation and establish investment attractiveness
Involve appropriate industry, sector, and individual security diversification.
Wealthplan Partners has nearly $1 billion in assets under management, bringing it to the top of our list. And while Wealthplan Partners offers services for trusts, charitable organizations and corporations, the majority of its clients are individuals. There is no minimum account balance required.
Wealthplan Partners operates in multiple cities across the country. Including the advisors outside of Omaha, it has about 22 investment advisors on staff. That’s more than all of the other firms on this list combined. The Omaha office has two certified financial planners (CFPs). One of those CFPs is also a certified financial specialist (CFS). There is one other CFS on the staff.
Advisors at Wealthplan Partners earn commissions from brokerage services and from selling insurance products. However, like all the firms on this list, Wealthplan Partners is a fiduciary, which means it’s required to act in its clients’ best interests at all times.
Wealthplan Partners Background
Founded in 2011, Wealthplan Partners is one of the youngest firms on this list. Todd Feltz is the principal indirect owner and Brent O’Mara and Wade Behlen also hold minority indirect ownership interests. Wealthplan Partners has offices in multiple cities, but Omaha is its primary location.
Wealthplan Partners offers a number of advisory services and it’s also available for consultations. The firm’s services range from looking at the tax and cash flow needs of a client to helping a client plan for higher education costs, retirement or estates.
Wealthplan Partners Investing Approach
Wealthplan Partners’ investing approach centers on the idea of diversification. A diverse portfolio protects investors by minimizing the risk of loss if one or two stocks perform poorly.
To help maintain diverse portfolios, Wealthplan Partners invests its clients’ assets in mutual funds and exchange-traded funds (ETFs). These funds are naturally diverse, because they invest in multiple stocks instead of just a few. The firm also uses an investing strategy called Strategy Diversification. This strategy focuses on how a portfolio’s investments interact with each other and looks at relationships beyond just asset class.
Silverstone Asset Management, Inc.
SilverStone Asset management, Inc. (SSAM) is an SEC-registered firm with more than $800 million in assets under management. It provides its clients with financial planning, private wealth management and investment management services. It also works with corporate retirement plan sponsors and businesses. In fact, the firm earned recognition by PLANADVISER magazine as one of the Top Retirement Plan Advisors in 2014 and 2015.
To open an account with SSAM, you’d generally need a minimum initial investment of $250,000.
SilverStone Asset Management Background
SSAM was established in 2004 and became a registered investment advisor in 2012. The firm’s principal owner is John H. Nelson.
But despite its small staff, the firm boasts an impressive number of professional accreditations. Its team has a certified financial planner (CFPs), certified private wealth advisor (CPWA), chartered financial consultant (ChFC), Accredited Investment Fiduciary (AIF) and Qualified Plan Financial Consultant (QPFC).
SilverStone Asset Management Investing Approach
SSAM specializes in asset management. So it can utilize its expertise to help you properly manage accounts such as 401(k) plans, individual retirement accounts (IRAs) and 529 college savings plans.
In addition, the firm can flesh out a holistic financial plan for you to take. This plan can cover several topics including the following:
- Retirement planning
- Income tax planning
- Estate planning
- Debt management
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Nelson, Van Denburg & Campbell Wealth Management Group, LLC has been registered as an advisor with the SEC since 2008. Today, it holds more than $800 million in assets under management.
According to SEC documents, the firm works primarily with non-high-networth individuals. It specializes in the following topics:
- Retirement services
- Cash management
- Education planning
- Survivor and asset protection
- Estate plan coordination
- Tax plan coordination
Nelson, Van Denburg & Campbell Wealth Management Group, LLC Background
The Nelson, Van Denburg & Campbell Wealth Management Group has been registered with the SEC since 2008. Its current owners are E. Nelson, Burton L. Van Denburg and Britt E. Campbell, Rodney W. Goben and Andrea P. McMahon.
The firm’s advisor team features six certified financial planners (CFPs), two chartered financial analysts (CFAs), one chartered retirement plan counselor (CRPC) and two accredited investment fiduciaries (AIFs).
Nelson, Van Denburg & Campbell Wealth Management Group, LLC Investing Approach
The Nelson, Van Denburg & Campbell Wealth Management Group can create and manage an investment portfolio for you or simply consult you on accounts that already exist in your name. Individual portfolios may invest in the following securities based on your risk tolerance and other factors.
- Exchange-listed securities
- Certificates of deposit (CD)
- Municipal securities
- Mutual funds
- Commercial paper
Lutz Financial has more than $800 million in assets under management (AUM).
The firm's clients include individuals, charitable organizations and business entities. There is no minimum investment required to open an account, nor is there a minimum asset level required to use the firm’s advisory services.
The Lutz Financial has five certified financial planners (CFPs) on the staff, one of whom is also a certified public accountant (CPA). While Lutz Financial is a fiduciary, it is fee-based. Its advisors may earn commissions from selling certain financial services and products.
Lutz Financial Background
Jim Boulay, the firm’s principal owner, founded Lutz Financial in 2000. The firm provides services such as retirement planning and advice for managing an investment portfolio. The firm doesn’t show preference to clients who want to invest for the short term (holding securities for less than a year) or the long term (holding securities for at least a year).
Lutz Financial Investing Approach
Lutz Financial primarily invests client assets in mutual funds, bonds and exchange-traded funds (ETFs). The firm chooses stocks and other assets through fundamental analysis, a standard practice for financial advisors that involves analyzing a company’s revenue, expenses, assets and liabilities.
Lutz Financial provides financial advice for both short-term and long-term investments. According to the firm, it particularly looks to maximize gains while keeping expenses low and minimizing taxes for the investor.
Lawson Kroeker Investment Management
Lawson Kroeker Investment Management
Forming in 1986, Lawson Kroeker Investment Management is among the longest running firms on our list. It currently has $400 million in assets under management (AUM). It serves about as many high-net-worth clients as it does individuals.
Lawson Kroeker Investment Management Background
This SEC-registered investment advisor opened its doors in its home state of Nebraska during the late 1980s. Today, its principal owners are President and CCO Thomas J. Sudyka, Jr., along with Vice President Bruce H. Van Kooten.
Lawson Kroeker Investment Management Strategies
The firm provides portfolio management services tailored to individual needs. Asset allocations may include some or all of the following:
- Corporate bonds
- Municipal securities
- Mutual funds
To open an account with the firm, you’d need a minimum initial investment of $1 million. However, the firm states that it may “waive the minimum size requirement in instances where significant future contributions to the account are expected.”
Cambridge Advisors Inc.
Cambridge Advisors is a fee-only financial advisory firm. This means Cambridge charges fees for only its own services. It doesn’t collect commissions or revenue for other activities such as recommending one investment over another. This arrangement can, thus, significantly reduce potential conflicts of interest between the client and the advisor.
Today, Cambridge works with about as many high-networth individuals as it does with people who fall below this threshold. It also works with pension and profit-sharing plans.
Cambridge Advisors Background
Cambridge was founded in 1990, making it one of the oldest firms on our list. The primary owners are firm President Lori Liffring and Vice President Michael Bridgman. Its team features one chartered financial analyst (CFA), one chartered financial consultant (ChFC) and one certified public accountant (CPA).
Cambridge Advisors Investing Approach
Cambridge typically creates portfolios by using mutual funds and exchange traded funds. It considers several factors to determine the right asset allocation. However, the firm generally focuses on long-term strategies. The firm states that it does not time the market, it does note the risk/reward relationship of a range of asset classes over time. The firm adjusts asset allocations to incorporate projected growth opportunities and a client's risk tolerance and particular set of needs.
America First Investment Advisors LLC
Founded in 1994, America First Investment Advisors LLC (AFIA) is one of the oldest firms on this list. It has more than $300 million in assets under management (AUM). It is also the first firm on this list to require a minimum investment. Starting a new client relationship with AFIA will require you to have at least $300,000 in assets. The majority of the firm’s clients are individuals, but it also serves trusts, estates, charitable organizations, corporations and other business entities.
AFIA has just five employees. But of those five, two employees are certified financial planners (CFPs) and another two are chartered financial analysts (CFAs). Advisors at AFIA do not charge commissions or sell any investment products. Their only compensation comes from a quarterly management fee that clients pay.
America First Investment Advisors LLC Background
As mentioned, America First Investment Advisors LLC is an employee-owned firm that maintains a small size, with just five employees on staff. Notably, the firm requires all employees who are involved in portfolio management or financial planning to have at least a college degree and two years of experience in investment-related work.
The firm offers financial planning services and help with investment management. AFIA’s focus is on long-term investing to help clients prepare for retirement and major life events.
America First Investment Advisors LLC Investing Approach
America First Investment Advisors has a list of simple and concrete criteria that it looks for when investing in any company’s stock. On that list is a strong balance sheet, cash flow in excess of the company’s operating costs and an “identifiable market niche that provides a competitive advantage.”
The firm’s goal with fixed-income securities, such as bonds, is to limit the number of transactions, because making many transactions tends to decrease the net value of bond investments. So when AFIA invests in bonds, it typically goes with bond exchange-traded funds (ETFs). The firm does sometimes invest in individual bonds for clients who are looking to buy large amounts of fixed-income securities.
Silverleaf Advisor Group, LLC
Silverleaf Advisor Group, LLC has $110.41 million in assets under management (AUM). Even though that’s among the lowest AUMs on this list, Silverleaf Advisor Group has a rather large staff of seven advisors. One of those advisors is a chartered financial analyst (CFA).
Most clients of Silverleaf Advisor Group are individuals but the firm also serves charitable organizations, insurance companies and other corporations. While the firm is a fiduciary, employees may receive commissions from selling certain products because the firm is fee-based.
Silverleaf Advisor Group, LLC Background
Silverleaf Advisor Group, LLC was founded in 2016, making it the youngest firm on this list. Justin Gibson is the majority manager of the firm and Curtis Krueger is a minority manager.
The firm offers a wide range of services, including advising clients on buying an automobile, choosing life insurance, investing in a 529 plan and planning for retirement.
Silverleaf Advisor Group, LLC Investing Strategy
The base of Silverleaf Advisor Group’s investing philosophy is to create a diverse portfolio for clients. In particular, the firm uses what it calls strategy diversification, which focuses on how investments relate to each other within a portfolio. The idea is to look for companies that have different characteristics beyond just asset class.
With that being said, the Silverleaf typically invests in mutual funds, which already offer greater diversification than a single stock does.