Finding the Top Financial Advisors in Oakbrook Terrace, Illinois
SmartAsset did a deep dive into the data to bring you the top financial advisor firms in Oakbrook, Illinois. Read on to learn key details such as investment minimums, fee structure and scope of services. To expand your search, use our financial advisor matching tool. This interactive application will connect you with up to three advisors who serve your area.
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|Rank||Financial Advisor||Assets Managed||Minimum Assets||Financial Services||More Information|
|1||Capital Strategies Investment Group LLC Find an Advisor||$20,374,972,272||No set account minimum|| || |
Minimum AssetsNo set account minimum
|2||Harvest Investment Services, LLC Find an Advisor||$291,831,278||$25,000|| || |
|3||Sage Private Wealth Group Find an Advisor||$354,227,542||$500,000|| || |
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|4||T2 Asset Management, LLC Find an Advisor||$162,000,000||$100,000|| || |
|5||Spotlight Asset Group Find an Advisor||$446,769,186||$500,000|| || |
|6||Dillow Wealth Management Find an Advisor||$103,000,000||No set account minimum|| || |
Minimum AssetsNo set account minimum
What We Use in Our Methodology
To find the top financial advisors in Oakbrook Terrace, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
- AUMFirms with more total assets under management are ranked higher.
- Individual Client CountFirms who serve more individual clients (as opposed to institutional clients) are ranked higher.
- Clients Per AdvisorFirms with a lower ratio of clients per financial advisor are ranked higher.
- Age of FirmFirms that have been in business longer are ranked higher.
All information is accurate as of the writing of this article. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria.
Capital Strategies Investment Group LLC
Capital Strategies Investment Group (CSIG) manages assets for high-net-worth and non-high-net-worth individuals, as well as pension and profit-sharing plans and corporations.
The advisory team includes three chartered financial analysts (CFAs), one accredited investment fiduciarie (AIF) and one certified private wealth advisor (CPWA).
The firm doesn't require a set minimum investment to open an account.
Capital Strategies Investment Group Background
Barbara Best, Nancy Rizzuto and Will Woodall founded CSIG in 2009. Alison Bettonville, Mike Rarey and Mike Warford have since joined them as principals.
The firm provides customized investment advisory services on a discretionary basis that includes comprehensive financial planning. It also provides investment consulting or services on a non-discretionary basis, where it may recommend one or more unaffiliated investment managers. Additionally, CSIG extends its services to plan sponsors of corporate retirement plans such as 401(k) plans and pensions.
Capital Strategies Investment Group Investing Strategies
CSIG designs diversified portfolios that aim for high returns consistent with the risk tolerance of the client. To achieve diversification, the firm explores different asset classes, industries and investment styles. Depending on the client's investment goals and financial profile, the firm may create portfolios with:
- No-load mutual funds
- Exchange-traded funds (ETFs)
- Limited partnerships
- Collective trusts
- Fixed income
Harvest Investment Services
Harvest Investment Services is headquartered in Oakbrook Terrace with branches in California, Indiana and Pennsylvania.
The team in Oakbrook Terrace holds multiple certifications, including accredited investment fiduciarie (AIF), certified financial planner (CFP), certified estate planner (CEP), certified kingdom advisor (CKA) and certified investment management analyst (CIMA).
The fee-based firm's financial professionals may be licensed as independent insurance agents who earn commissions for selling insurance products like annuities. This is separate and in addition to its advisory fees. This practice may present a potential conflict of interest because they have a financial incentive to recommend insurance products to you. However, the firm's fiduciary obligation means it must always act in clients' best interests.
To open an account with Harvest Investment, you’d generally need a minimum investment of $25,000. As this suggests, the firm primarily works with individuals who do not have a high net worth. It also serves pension and profit-sharing plans, trusts, estates, charitable organizations, corporations and other business entities.
Harvest Investment Services Background
Tim J. Newell founded Harvest Investment in 2011 and is the majority owner through Harvest Financial Planning, LLC. He serves as managing director, while Fred Newell, director of operations, and John Alyo, director of investments and trading, have small stakes. Founder Newell notes in his online bio that the firm is a "stewardship company," which means, he says, "We recognize that everything we have been entrusted with ultimately belongs to God."
Harvest Investment provides discretionary portfolio management services either through or not through a wrap fee program. It also offers non-discretionary investment services (to a limited degree), financial planning and consulting, selection of other advisors and pension consulting services.
Harvest Investment Services Investing Strategies
Harvest Investment Services focuses on tactical investing through its proprietary AlphaSolutions models. The nine models are:
- Conservative Growth and Income - primarily aims for dividend income with moderate growth. It also seeks to limit equity market volatility by limiting its exposure to equities.
- Low Volatility - aims for equity growth while reducing volatility with positions that historically have mitigated downside risk
- Multi-Sector Fixed Income - seeks long-term positive returns by investing in high-ranked sectors within the fixed income market
- Tactical Response - utilizes artificial intelligence to spot market trends for growth and downside risk controls. It also aims for long-term growth by investing in major indices at a time when they are trending or advancing.
- 13/50 - seeks long-term growth by investing in major indices when they are trending or advancing
- Daily Harvest - seeks short-term growth by buying and selling leveraged exchange-traded funds (ETFs) to reach a 1% profit target due to the large daily price variability
- High Yield Income - seeks to produce a high level of risk-adjusted income
- Ascend - aims for long-term growth of capital by investing in high-ranked equities during bull markets
- Momentum - seeks long-term growth of capital by investing in high-ranked global equity classes
Sage Private Wealth Group, LLC
Sage Private Wealth Group, LLC (SPWG) works primarily with high-net-worth and non-high-net-worth individuals, as well as charitable organizations.
As a fee-based firm, some advisors at SPWG could be licensed to sell insurance and investment products, and could earn commissions on those transactions. However, the firm has a fiduciary duty to put client interests first.
The advisor team includes one certified financial planner (CFP).
SPWG imposes a minimum account requirement of $500,000 to engage in services. Clients are also charged investment management fees that are based on a percentage of assets under management, ranging between 0.4% and 1.25%.
Sage Private Wealth Group Background
Headquartered in Oakbrook Terrace, Illinois, the firm was founded as a limited liability company in 2014. The sole owner of SPWG is Khaled Awad Taha.
The firm manages and evaluates portfolios based on client goals and objectives. Services include:
- Investment management
- Financial planning
- Retirement planning
- Estate planning
- Tax planning
- Education planning
- Business planning
- Charitable planning
- Insurance services
Sage Private Wealth Group Investment Strategy
Around four-fifths of all the money managed by Sage is put into mutual funds. Stocks, bonds and cash holdings are also used.
T2 Asset Management, LLC
T2 Asset Management works with more than 500 individuals, most of whom do not have a high net worth. Clients of this fee-based firm need at $100,000 to open an investment account, though T2 may waive the minimum at its discretion.
The team includes two chartered financial advisors (CFAs), two chartered retirement plan consultants (CRPCs), one certified financial planner (CFP), one accredited investment fiduciary (AIF) and one chartered market technician (CMT). Most advisors are also licensed insurance agents and one is a broker, so they receive commissions from third parties on top of client fees.
T2 Asset Management Background
Dragan Timotic and Kenneth S. Tomko, the two Ts in the firm name, founded T2 Asset Management in 2013. Chicago Magazine recognized Tomko as a Five Star Wealth Manager from 2015 to 2017. The two founders own the firm, while Paul Novak, a senior wealth manager, has a small stake.
The firm is primarily in the business of providing customized portfolio management services on a discretionary basis through separately managed accounts. Additionally, it offers wealth-planning services, business-advisory services and 401(k) consultative services.
T2 Asset Management Investing Strategies
The investment team at T2 allocates client assets across different tactical investment models. In constructing these models, the firm generally uses fundamental analysis to evaluate securities.
For clients seeking income strategies, the firm can build diversified bond portfolios. T2 can also customize accounts based on the specific needs and demands of a client.
Spotlight Asset Group
Spotlight Asset Group manages assets for non-high-net-worth and high-net-worth individuals. The fee-only firm also works with businesses, charitable organizations and pensions and profit-sharing plans.
Its main office is in Oakbrook Terrace, and it has branches in Ann Arbor, Michigan; San Diego and Calabasas in California; and Irving, Texas.
To open an investment account, a client generally needs at least $500,000 in assets. Spotlight may waive this minimum at its discretion.
Spotlight Asset Group Background
CEO Stephen A. Greco founded the firm in 2017. Prior to that, he was the director of wealth management at Creative Planning. He is Spotlight Asset's majority owner.
The firm's main business is providing dicretionary portfolio management services. It does this either through or not through a wrap fee program that it manages and sponsors. Spotlight Asset also offers investment advisory services on a non-discretionary basis, as well as financial planning, which is included for investment accounts with at least $500,000.
Spotlight Asset Group Investment Strategies
Spotlight advisors develop investment strategies and asset allocations based on clients' financial information and goals. In evaluating securities, it uses cyclical and fundamental methods of analysis. As investing strategies, it may use long-term purchases (securities held for at least a year), short-term purchases (securities sold within a year), trading (securities sold within 30 days), margin transactions and options.
The firm can provide advice on:
- Exchange-listed securities such as stocks
- Foreign issues
- Corporate debt securities and commercial paper
- Certificates of deposit (CDs)
- Municipal securities
- Variable life insurance
- Variable annuities
- Mutual fund shares
- U.S. government securities
- Options contracts (including on securities)
- Interests in partnerships investing in real estate
- Futures contracts
- Oil and gas interests
- Master Limited Partnerships (MLPs)
- Private placements
- Alternative investments
Dillow Wealth Management
Dillow Wealth Management is a fee-based firm, as advisors can earn commissions for selling insurance products. While this is a conflict of interest, all must still act in the best interest of the client when acting as an advisor.
The firm works with a fairly small list of individauls, around two-thirds of which are not high-net-worth. That said, there is no minimum account size. The only institutional client at the firm is a pooled investment vehicle.
The team at Dillow includes one certified financial planner (CFP).
Dillow Wealth Management Background
The firm was founded in 2021 and is owned by Timothy L. Dillow, Christopher L. Hughes and John A. Staab.
Services include investment management, financial planning, trust and estate planning, retirement planning, distribution planning, tax planning and education planning.
Dillow Wealth Management Investment Strategy
Around half of the money managed at the firm is put into individual stocks, with another third going into bonds. Mutual funds represent just under one quarter, and a small amount of money is held as cash.