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Top Financial Advisors in Oakbrook Terrace, IL

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This review was produced by SmartAsset based on publicly available information. The named firm and its financial professionals have not reviewed, approved, or endorsed this review and are not responsible for its accuracy. Review content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named firm and its financial professionals, and firms and financial professionals having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s reviews. This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the firm mentioned in this review or its financial professionals.

Finding the Top Financial Advisors in Oakbrook Terrace, Illinois 

SmartAsset did a deep dive into the data to bring you the top financial advisor firms in Oakbrook, Illinois. Read on to learn key details such as investment minimums, fee structure and scope of services. To expand your search, use our financial advisor matching tool. This interactive application will connect you with up to three local advisors. 

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Rank Financial Advisor Assets Managed Minimum Assets Financial Services More Information
1 Capital Strategies Investment Group LLC Capital Strategies Investment Group LLC logo Find an Advisor

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$17,398,632,253 No set account minimum
  • Financial planning
  • Portfolio management
  • Selection of other advisors
  • Pension consulting services

Minimum Assets

No set account minimum

Financial Services

  • Financial planning
  • Portfolio management
  • Selection of other advisors
  • Pension consulting services
2 Spotlight Asset Group Spotlight Asset Group logo Find an Advisor

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$446,769,186 $500,000
  • Financial planning
  • Portfolio management

Minimum Assets

$500,000

Financial Services

  • Financial planning
  • Portfolio management
3 Harvest Investment Services, LLC Harvest Investment Services, LLC logo Find an Advisor

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$265,576,404 $25,000
  • Financial planning
  • Portfolio management
  • Pension consulting
  • Selection of other advisors

Minimum Assets

$25,000

Financial Services

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Selection of other advisors

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4 Sage Private Wealth Group Sage Private Wealth Group logo Find an Advisor

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$342,479,300 $500,000
  • Investment management
  • Financial planning
  • Retirement planning
  • Estate planning
  • Tax planning
  • Education planning
  • Business planning
  • Charitable planning
  • Insurance services

Minimum Assets

$500,000

Financial Services

  • Investment management
  • Financial planning
  • Retirement planning
  • Estate planning
  • Tax planning
  • Education planning
  • Business planning
  • Charitable planning
  • Insurance services
5 T2 Asset Management, LLC T2 Asset Management, LLC logo Find an Advisor

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$137,000,000 $100,000
  • Financial planning
  • Portfolio management

Minimum Assets

$100,000

Financial Services

  • Financial planning
  • Portfolio management

What We Use in Our Methodology

To find the top financial advisors in Oakbrook Terrace, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:

  • AUM
    Firms with more total assets under management are ranked higher.
  • Individual Client Count
    Firms who serve more individual clients (as opposed to institutional clients) are ranked higher.
  • Clients Per Advisor
    Firms with a lower ratio of clients per financial advisor are ranked higher.
  • Age of Firm
    Firms that have been in business longer are ranked higher.
  • Fee Structure
    Firms with a fee-only (as opposed to fee-based) compensation structure are ranked higher.

All information is accurate as of the writing of this article. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria.

Capital Strategies Investment Group LLC

Capital Strategies Investment Group (CSIG) manages assets for high-net-worth and non-high-net-worth individuals, as well as pension and profit-sharing plans and corporations.

The advisory team includes three chartered financial analysts (CFAs), two accredited investment fiduciaries (AIFs) and one certified private wealth advisor (CPWA).

The firm doesn't require a set minimum investment to open an account.

Capital Strategies Investment Group Background 

Barbara Best, Nancy Rizzuto and Will Woodall founded CSIG in 2009. Alison Bettonville, Mike Rarey and Mike Warford have since joined them as principals.

The firm provides customized investment advisory services on a discretionary basis that includes comprehensive financial planning. It also provides investment consulting or services on a non-discretionary basis, where it may recommend one or more unaffiliated investment managers. Additionally, CSIG extends its services to plan sponsors of corporate retirement plans such as 401(k) plans and pensions.

Capital Strategies Investment Group Investing Strategies

CSIG designs diversified portfolios that aim for high returns consistent with the risk tolerance of the client. To achieve diversification, the firm explores different asset classes, industries and investment styles. Depending on the client's investment goals and financial profile, the firm may create portfolios with: 

  • No-load mutual funds
  • Exchange-traded funds (ETFs)
  • Limited partnerships
  • Collective trusts
  • Equities
  • Fixed income

Spotlight Asset Group

Spotlight Asset Group manages assets for non-high-net-worth and high-net-worth individuals. The fee-based firm also works with businesses, charitable organizations and pensions and profit-sharing plans.

Its main office is in Oakbrook Terrace, and it has branches in Ann Arbor, Michigan; San Diego and Calabasas in California; and Irving, Texas.

The advisory team includes two certified financial planners (CFPs), one certified public accountant (CPA), one chartered global management accountant (CGMA) and one chartered alternative investment analyst (CAIA). Two staffers are also insurance agents, which means they receive commissions from third parties as well as fees from clients.

To open an investment account, a client generally needs at least $500,000 in assets. Spotlight may waive this minimum at its discretion.

Spotlight Asset Group Background 

CEO Stephen A. Greco founded the firm in 2017. Prior to that, he was the director of wealth management at Creative Planning. He is Spotlight Asset's majority owner. 

The firm's main business is providing dicretionary portfolio management services. It does this either through or not through a wrap fee program that it manages and sponsors. Spotlight Asset also offers investment advisory services on a non-discretionary basis, as well as financial planning, which is included for investment accounts with at least $500,000.  

Spotlight Asset Group Investment Strategies 

Spotlight advisors develop investment strategies and asset allocations based on clients' financial information and goals. In evaluating securities, it uses cyclical and fundamental methods of analysis. As investing strategies, it may use long-term purchases (securities held for at least a year), short-term purchases (securities sold within a year), trading (securities sold within 30 days), margin transactions and options.

The firm can provide advice on: 

  • Exchange-listed securities such as stocks
  • Foreign issues
  • Warrants
  • Corporate debt securities and commercial paper
  • Certificates of deposit (CDs)
  • Municipal securities
  • Variable life insurance 
  • Variable annuities
  • Mutual fund shares
  • U.S. government securities
  • Options contracts (including on securities)
  • Interests in partnerships investing in real estate
  • Futures contracts
  • Oil and gas interests
  • Master Limited Partnerships (MLPs)
  • Private placements
  • Alternative investments

Harvest Investment Services

With more than $265 million in assets under management (AUM), Harvest Investment Services is headquartered in Oakbrook Terrace with branches in California, Indiana and Pennsylvania.

The team in Oakbrook Terrace holds multiple certifications, including two accredited investment fiduciaries (AIFs), one certified financial planner (CFP), one certified estate planner (CEP), one certified kingdom advisor (CKA) and one certified investment management analyst (CIMA). 

The fee-based firm's financial professionals may be licensed as independent insurance agents who earn commissions for selling insurance products like annuities. This is separate and in addition to its advisory fees. This practice may present a potential conflict of interest because they have a financial incentive to recommend insurance products to you. However, the firm's fiduciary obligation means it must always act in clients' best interests.

To open an account with Harvest Investment, you’d generally need a minimum investment of $25,000. As this suggests, the firm primarily works with individuals who do not have a high net worth. It also serves pension and profit-sharing plans, trusts, estates, charitable organizations, corporations and other business entities. 

Harvest Investment Services Background 

Tim J. Newell founded Harvest Investment in 2011 and is the majority owner through Harvest Financial Planning, LLC. He serves as managing director, while Fred Newell, director of operations, and John Alyo, director of investments and trading, have small stakes. Founder Newell notes in his online bio that the firm is a "stewardship company," which means, he says, "We recognize that everything we have been entrusted with ultimately belongs to God."

Harvest Investment provides discretionary portfolio management services either through or not through a wrap fee program. It also offers non-discretionary investment services (to a limited degree), financial planning and consulting, selection of other advisors and pension consulting services.

Harvest Investment Services Investing Strategies

Harvest Investment Services focuses on tactical investing through its proprietary AlphaSolutions models. The nine models are: 

  • Conservative Growth and Income - primarily aims for dividend income with moderate growth. It also seeks to limit equity market volatility by limiting its exposure to equities. 
  • Low Volatility - aims for equity growth while reducing volatility with positions that historically have mitigated downside risk 
  • Multi-Sector Fixed Income - seeks long-term positive returns by investing in high-ranked sectors within the fixed income market 
  • Tactical Response - utilizes artificial intelligence to spot market trends for growth and downside risk controls. It also aims for long-term growth by investing in major indices at a time when they are trending or advancing. 
  • 13/50 - seeks long-term growth by investing in major indices when they are trending or advancing 
  • Daily Harvest - seeks short-term growth by buying and selling leveraged exchange-traded funds (ETFs) to reach a 1% profit target due to the large daily price variability
  • High Yield Income - seeks to produce a high level of risk-adjusted income
  • Ascend - aims for long-term growth of capital by investing in high-ranked equities during bull markets
  • Momentum - seeks long-term growth of capital by investing in high-ranked global equity classes

Sage Private Wealth Group, LLC

Sage Private Wealth Group, LLC (SPWG) works primarily with high-net-worth and non-high-net-worth individuals, as well as charitable organizations.

As a fee-based firm, some advisors at SPWG could be licensed to sell insurance and investment products, and could earn commissions on those transactions. However, the firm has a fiduciary duty to put client interests first.

SPWG imposes a minimum account requirement of $500,000 to engage in services. Clients are also charged investment management fees that are based on a percentage of assets under management, ranging between 0.4% and 1.25%.

Sage Private Wealth Group Background

Headquartered in Oakbrook Terrace, Illinois, the firm was founded as a limited liability company in 2014. The sole owner of SPWG is Khaled Awad Taha.

The advisor team includes one certified financial planner (CFP).

Sage Private Wealth Group  Strategy

The firm manages and evaluates portfolios based on client goals and objectives. Services include:

  • Investment management
  • Financial planning
  • Retirement planning
  • Estate planning
  • Tax planning
  • Education planning
  • Business planning
  • Charitable planning
  • Insurance services

T2 Asset Management, LLC

T2 Asset Management works with more than 500 individuals, most of whom do not have a high net worth. Clients of this fee-based firm need at $100,000 to open an investment account, though T2 may waive the minimum at its discretion.

The team includes three chartered financial advisors (CFAs), two chartered retirement plan consultants (CRPCs), one certified financial planner (CFP), one accredited investment fiduciary (AIF) and one chartered market technician (CMT). Most advisors are also licensed insurance agents and one is a broker, so they receive commissions from third parties on top of client fees.

T2 Asset Management Background 

Dragan Timotic and Kenneth S. Tomko, the two Ts in the firm name, founded T2 Asset Management in 2013. Chicago Magazine recognized Tomko as a Five Star Wealth Manager from 2015 to 2017. The two founders own the firm, while Paul Novak, a senior wealth manager, has a small stake. 

The firm is primarily in the business of providing customized portfolio management services on a discretionary basis through separately managed accounts. Additionally, it offers wealth-planning services, business-advisory services and 401(k) consultative services. 

T2 Asset Management Investing Strategies

The investment team at T2 allocates client assets across different tactical investment models. In constructing these models, the firm generally uses fundamental analysis to evaluate securities.

For clients seeking income strategies, the firm can build diversified bond portfolios. T2 can also customize accounts based on the specific needs and demands of a client. 

How Long $1mm Lasts in Retirement

SmartAsset's interactive map highlights places where $1 million will last the longest in retirement. Zoom between states and the national map to see the top spots in each region. Also, scroll over any city to learn about the cost of living in retirement for that location.

Least
Most
Rank City Housing Expenses Food Expenses Healthcare Expenses Utilities Expenses Transportation Expenses

Methodology We analyzed data on average expenditures for seniors, cost of living and investment returns to determine how many years of retirement a $1 million nest egg would cover in cities across America.

First, we looked at data from the Bureau of Labor Statistics (BLS) on the average annual expenditures of seniors. We then applied cost of living data from the Council for Community and Economic Research to adjust those national average spending levels based on the costs of each expense category (housing, food, healthcare, utilities, transportation and other) in each city. Using this data, SmartAsset calculated the average cost of living for retirees in the largest U.S. cities.

We assumed the $1 million would grow at a real return (interest minus inflation) of 2%. Then, we divided $1 million by the sum of each of those annual numbers to determine how long $1 million would cover retirement expenses in each of the cities in our study. Cities where $1 million lasted the longest ranked the highest in the study.

Sources: Bureau of Labor Statistics (BLS), Council for Community and Economic Research