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Top Financial Advisors in New Canaan, CT

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This review was produced by SmartAsset based on publicly available information. The named firm and its financial professionals have not reviewed, approved, or endorsed this review and are not responsible for its accuracy. Review content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named firm and its financial professionals, and firms and financial professionals having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s reviews. This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the firm mentioned in this review or its financial professionals.

Finding a Top Financial Advisor Firm in New Canaan, Connecticut

Trying to figure out which financial advisor in New Canaan is best for you? We narrowed down the top firms in the city to make your search easier. Each entry contains information about each firm's client base, account minimums, advisory services and much more.  SmartAsset's advisor matching tool can connect you with up to three local advisors if you'd like some more options.

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Rank Financial Advisor Assets Managed Minimum Assets Financial Services More Information
1 HTG Investment Advisors, Inc. HTG Investment Advisors, Inc. logo Find an Advisor

Read Review

$716,973,394 No set account minimum
  • Financial planning
  • Portfolio management
  • Selection of other advisors (including private fund managers)

Minimum Assets

No set account minimum

Financial Services

  • Financial planning
  • Portfolio management
  • Selection of other advisors (including private fund managers)
2 Gilman Hill Asset Management, LLC Gilman Hill Asset Management, LLC logo Find an Advisor

Read Review

$419,232,038 $1,000,000
  • Financial planning
  • Portfolio management
  • Provision of model portfolios to third parties

Minimum Assets

$1,000,000

Financial Services

  • Financial planning
  • Portfolio management
  • Provision of model portfolios to third parties

What We Use in Our Methodology

To find the top financial advisors in New Canaan, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:

  • AUM
    Firms with more total assets under management are ranked higher.
  • Individual Client Count
    Firms who serve more individual clients (as opposed to institutional clients) are ranked higher.
  • Clients Per Advisor
    Firms with a lower ratio of clients per financial advisor are ranked higher.
  • Age of Firm
    Firms that have been in business longer are ranked higher.
  • Fee Structure
    Firms with a fee-only (as opposed to fee-based) compensation structure are ranked higher.

All information is accurate as of the writing of this article. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria.

HTG Investment Advisors, Inc.

HTG Investment Advisors takes the first spot on our list of the top financial advisors in New Caanan. HTG's advisory staff has five certified financial planners (CFPs) and two chartered financial analysts (CFAs).

This firm's client base is made up entirely of individual investors. About 60% of these individuals have a high net worth, with the remaining 40% falling below the high-net-worth threshold. HTG does not have a stated minimum account balance, but it does hold clients to a $1,500 minimum quarterly fee.

As a fee-only firm, HTG only earns income directly from its clients. This is markedly different from a fee-based firm, which may also receive third-party commissions that can introduce conflicts of interest.

HTG Investment Advisors Background

Tom Knuse and Jeanne Knuse founded HTG Investment Advisors in 1993. Tom Knuse has since passed away, and Jeanne Knuse is no longer a principal owner. The firm's current principal owners are president, CEO, chief compliance officer (CCO) and treasurer Robin Sherwood and executive vice president and assistant secretary Lex Zaharoff.

This firm provides investment management and counseling, along with several financial planning services, to its clients. These financial planning services include wealth accumulation planning, estate planning, retirement planning, education fund planning, tax planning and more. The firm only manages assets on a discretionary basis, meaning advisors have full control over client accounts. 

HTG Investment Advisors Investment Strategy

HTG Investment Advisors creates customized investment plans for each of its clients based upon their financial needs and long-term objectives. The firm uses a mix of investment management and financial planning services through advanced planning software to help clients achieve the results that they want.

The firm emphasizes asset allocation and diversification when creating investment strategies. Advisors typically use a mix of mutual funds, large- and small-cap stocks, real estate, commodities, fixed-income securities and more.

Gilman Hill Asset Management, LLC

Gilman Hill Asset Management comes in next on our list with millions in assets under management (AUM). The firm employs a small staff of advisors, one of whom is a chartered financial analyst (CFA).

This firm's client base consists mainly of high-net-worth individuals  a focus it maintains with a $1 million minimum investment. This minimum is waivable under certain circumstances, though. The firm also works with some non-high-net-worth individuals, pension and profit-sharing plans, charitable organizations and businesses.

Gilman Hill is also a fee-only firm, meaning the entirety of its compensation comes from client-paid fees.

Gilman Hill Asset Management Background

While it was founded in 1999, Gilman Hill Asset Management registered with the SEC in 2007. The firm has always been fully employee-owned and majority female-owned. CEO and portfolio manager Jenny Van Leeuwen Harrington currently holds the title of principal owner.

This firm provides investment management services using separately managed accounts (SMAs) and model portfolios. The firm manages all assets on a discretionary basis.

Gilman Hill Asset Management Investment Strategy

At the dawn of each new relationship, the firm takes note of the client's financial situation, including long-term investing objectives, risk tolerance, income needs and time horizon. Based on these characteristics, the firm will build an appropriate asset allocation to help them eventually reach your goals.

Advisors are constantly analyzing client portfolios to ensure their asset allocations are kept on-target. The firm utilizes both top-down and bottom-up analysis to evaluate investments. When investing, it uses a mix of long- and short-term purchases, trading, margin transactions and short sales, while keeping risk at an acceptable level for each client's personal needs.

How Long $1mm Lasts in Retirement

SmartAsset's interactive map highlights places where $1 million will last the longest in retirement. Zoom between states and the national map to see the top spots in each region. Also, scroll over any city to learn about the cost of living in retirement for that location.

Least
Most
Rank City Housing Expenses Food Expenses Healthcare Expenses Utilities Expenses Transportation Expenses

Methodology We analyzed data on average expenditures for seniors, cost of living and investment returns to determine how many years of retirement a $1 million nest egg would cover in cities across America.

First, we looked at data from the Bureau of Labor Statistics (BLS) on the average annual expenditures of seniors. We then applied cost of living data from the Council for Community and Economic Research to adjust those national average spending levels based on the costs of each expense category (housing, food, healthcare, utilities, transportation and other) in each city. Using this data, SmartAsset calculated the average cost of living for retirees in the largest U.S. cities.

We assumed the $1 million would grow at a real return (interest minus inflation) of 2%. Then, we divided $1 million by the sum of each of those annual numbers to determine how long $1 million would cover retirement expenses in each of the cities in our study. Cities where $1 million lasted the longest ranked the highest in the study.

Sources: Bureau of Labor Statistics (BLS), Council for Community and Economic Research