Finding a Top Financial Advisor Firm in New Canaan, Connecticut
Trying to figure out which financial advisor in New Canaan is best for you? We narrowed down the top firms in the city to make your search easier. Each entry contains information about each firm's client base, account minimums, advisory services and much more. SmartAsset's advisor matching tool can connect you with up to three advisors serving your area if you'd like some more options.
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|Rank||Financial Advisor||Assets Managed||Minimum Assets||Financial Services||More Information|
|1||HTG Investment Advisors, Inc. Find an Advisor||$814,776,175||No set account minimum|| || |
Minimum AssetsNo set account minimum
|2||Gilman Hill Asset Management, LLC Find an Advisor||$597,060,615||$1,000,000|| || |
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What We Use in Our Methodology
To find the top financial advisors in New Canaan, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
- AUMFirms with more total assets under management are ranked higher.
- Individual Client CountFirms who serve more individual clients (as opposed to institutional clients) are ranked higher.
- Clients Per AdvisorFirms with a lower ratio of clients per financial advisor are ranked higher.
- Age of FirmFirms that have been in business longer are ranked higher.
All information is obtained through public records and is updated annually after the firms’ form ADV filing. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria. SmartAsset is not a client of the aforementioned firms, and did not receive compensation for including any of the firms on the aforementioned list.
HTG Investment Advisors
HTG Investment Advisors takes the first spot on our list of the top financial advisors in New Caanan. HTG's advisory staff has earned the certification of certified financial planners (CFPs) and chartered financial analysts (CFAs).
This firm's client base is made up entirely of individual investors. About 60% of these individuals have a high net worth, with the remaining 40% falling below the high-net-worth threshold. HTG does not have a stated minimum account balance, but it does hold clients to a $1,500 minimum quarterly fee.
As a fee-only firm, HTG only earns income directly from its clients. This is markedly different from a fee-based firm, which may also receive third-party commissions that can introduce conflicts of interest.
HTG Investment Advisors Background
Tom Knuse and Jeanne Knuse founded HTG Investment Advisors in 1993. Tom Knuse has since passed away, and Jeanne Knuse is no longer a principal owner. The firm's current principal owners are President, CEO, Chief Compliance Officer (CCO) and Treasurer Robin Sherwood and Executive Vice President and Assistant Secretary Lex Zaharoff.
This firm provides investment management and counseling, along with several financial planning services, to its clients. These financial planning services include wealth accumulation planning, estate planning, retirement planning, education fund planning, tax planning and more. The firm only manages assets on a discretionary basis, meaning advisors have full control over client accounts.
HTG Investment Advisors Investment Strategy
HTG Investment Advisors creates customized investment plans for each of its clients based on their financial needs and long-term objectives. The firm uses a mix of investment management and financial planning services through advanced planning software to help clients achieve the results that they want.
The firm emphasizes asset allocation and diversification when creating investment strategies. Advisors typically use a mix of mutual funds, large- and small-cap stocks, real estate, commodities, fixed-income securities and more.
Gilman Hill Asset Management
Gilman Hill Asset Management comes in next on our list with nearly $600 million in assets under management (AUM). The firm employs a small staff of advisors. This firm's client base consists mainly of high-net-worth individuals — a focus it maintains with a $1 million minimum investment. This minimum is waivable under certain circumstances, though.
The firm also works with some non-high-net-worth individuals, pension and profit-sharing plans, charitable organizations and businesses. Gilman Hill is also a fee-only firm, meaning the entirety of its compensation comes from client-paid fees.
Gilman Hill Asset Management Background
While it was founded in 1999, Gilman Hill Asset Management registered with the SEC in 2007. The firm has always been fully employee-owned and majority female-owned. CEO and portfolio manager Jenny Van Leeuwen Harrington currently holds the title of principal owner.
This firm provides investment management services using separately managed accounts (SMAs) and model portfolios. The firm manages all assets on a discretionary basis.
Gilman Hill Asset Management Investment Strategy
At the dawn of each new relationship, the firm takes note of the client's financial situation, including long-term investment objectives, risk tolerance, income needs and time horizon. Based on these characteristics, the firm will build an appropriate asset allocation to help them eventually reach your goals.
Advisors are constantly analyzing client portfolios to ensure their asset allocations are kept on target. The firm utilizes both top-down and bottom-up analysis to evaluate investments. When investing, it uses a mix of long- and short-term purchases, trading, margin transactions and short sales, while keeping risk at an acceptable level for each client's personal needs.