Finding the Top Financial Advisor Firms in Vienna, VA
Finding the right financial advisor requires plenty of research and evaluation. But we did all the hard work for you to bring you the top financial advisors in Vienna, Virginia. Read on to learn more about the biggest firms in the area. We cover key details like account minimums, fees and certifications among staff.
|Rank||Financial Advisor||Assets Managed||Minimum Assets||Financial Services||More Information|
|1||Glassman Wealth Services Find an Advisor||$ 1,370,863,109||$2,000,000|| || |
|2||Yeske Buie Inc. Find an Advisor||$ 663,574,010||$3,000,000|| || |
|3||Navy Federal Brokerage Services, LLC. Find an Advisor||$429,129,555||$50,000 to $100,000|| || |
Minimum Assets$50,000 to $100,000
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|4||KFA Private Wealth Group, LLC Find an Advisor||$355,660,923||No set account minimum|| || |
Minimum AssetsNo set account minimum
|5||Pactolus Private Wealth Management, LLC Find an Advisor||$ 300,420,337||Determined on a case-by-case basis|| || |
Minimum AssetsDetermined on a case-by-case basis
|6||Campion Asset Management LLC Find an Advisor||$192,550,351||$1,000,000|| || |
|7||Capital Private Wealth Group Find an Advisor||$144,478,603||No set account minimum|| || |
Minimum AssetsNo set account minimum
|8||Chao & Company, Ltd. Find an Advisor||$121,209,984||$1,000,000|| || |
|9||Variant Private Wealth LLC Find an Advisor||$95,377,486||$250,000|| || |
How We Found the Top Financial Advisor Firms in Vienna, VA
The team at SmartAsset compiled data on all financial advisor firms in Vienna that are registered with the Securities Exchange Commission (SEC). We then removed from our list firms that underwent disciplinary action within the last 10 years. We also discarded firms that don’t provide financial planning or manage individual accounts. Finally, we ranked the remaining firms by assets under management (AUM) from largest to smallest. The result is the top 8 financial advisor firms in Vienna.
Glassman Wealth Services
Glassman Wealth Services (GWS) tops our list of the largest financial advisors in Vienna with more than $1 billion in assets under management (AUM). Last year, the Financial Planning Association of the National Capital Area recognized it as the 2018 Planner of the Year. GWS has also received accolades from Barron’s, the Financial Times and the Washington Business Journal, among others.
To work with GWS, you’d generally need a minimum investment of $2 million. The firm also requires a minimum annual asset-based fee of $16,000 for investment advisory business.
The firm’s team features seven certified financial planners (CFPs), one chartered financial analyst (CFA), one certified public accountant (CPA) and one personal financial specialist (PFS). You’ll also get access to an enrolled agent (EA) with the IRS.
Glassman Wealth Services Background
GWS is a registered investment advisor (RIA) formed in 2009. Barry Glassman, the firm’s chief compliance officer, currently owns the firm. It provides financial management and investment advice to individuals, charities, profit-sharing plans, pensions and more.
The firm can tailor its services to your needs, but it focuses on the following:
- Investment management
- Tax and estate planning
- Retirement planning
- Holistic financial planning
It extends these and other services on a fee-only basis. This means the firm collects compensation only for the services it provides to you. It doesn't earn money from specific companies or other entities for recommending certain investment products. This can reduce the potential for conflict of interest as the firm isn’t incentivised to make one recommendation over another.
Glassman Wealth Services Investment Strategy
GWS conducts fundamental analysis which involves examining historical financial data to make forecasts. Ultimately, it aims to build a diversified portfolio based on your risk profile, financial situation, time horizon and more. That’s why investment management begins with a thorough conversation with clients to grasp their short- and long-term goals.
In addition, the firm gives clients access to technology where they can link all their financial accounts to a single portal. With this, clients can see a continuously updated picture of their entire financial health.
Yeske Buie Inc.
Yeske Buie is a fee-only financial advisory firm with more than $600 million in assets under management. With a team of just six advisors, the company provides investment management services and holistic financial planning advice.
The team features seven certified financial planners (CFPs) and two financial paraplanner qualified professionals (FPQPS). To work with Yeske Buie, you generally need assets worth $3 million. But the firm may negotiate a lower minimum based on certain circumstances.
Yeske Buie Inc. Background
Yeske Buie started offering asset management services in 2007. It serves clients on a national level with branches in Virginia and California. The firm is owned by Dave Yeske and Elissa Buie.
The firm breaks its business down into three parts: asset management, financial planning and wealth management. Its financial planning wing can assist you with several aspects of money management including the following:
- Cash-flow monitoring
- Tax planning
- Risk management
- Retirement planning
- Estate planning
Yeske Buie also combines financial planning with investment advice through its wealth management service.
Yeske Buie Inc. Investment Strategy
Yeske Buie aims to build portfolios that adhere to clients’ profiles and may hedge against adverse market conditions in the long run. It bases its investing strategies on its own research. The firm also provides access to institutional securities that may have lower fees. But, overall, the firm makes investment decisions based on Modern Portfolio Theory. This means it focuses on creating a well-diversified portfolio with an asset allocation appropriate to your risk tolerance and financial goals.
Navy Federal Brokerage Services, LLC.
Navy Federal Brokerage Services (NFBS) generally offers investment advice to members of the Navy Federal Credit Union, individuals, trusts and institutions. It currently holds more than $400 million in assets under management to rank. Minimum investments for portfolio management services range from $50,000 to $100,000, depending on the third-party manager you select.
Through its parent group, the Navy Federal Financial Group, the advisory arm employs more than 150 financial advisors at more than 150 branches. All are versed in investments and insurance policies as well as military and governmental benefits.
Navy Federal Brokerage Services, LLC Background
NFBS is fee-based firm that’s wholly owned by Navy Federal Financial Group, which is a subsidiary of Navy Federal Credit Union. NFBS began operations in 2005. It mainly serves as an investment advisory firm and a broker-dealer.
NFBS offers its investment advisory and financial planning services through its investment adviser representatives.
Navy Federal Brokerage Services, LLC Investing Strategy
NFBS directs its clients to third-party managers who generally build client portfolios with mutual funds and exchange-traded funds (ETFs) based on various asset allocation models. NFBS’s investment advisor representatives include the following firms:
- Brinker Capital
- CLS Investment
- Members Trust
- Morningstar Investment Management, LLC
- NFFG ETF
KFA Private Wealth Group, LLC
The KFA Private Wealth Group is a fee-based financial advisory firm that works mostly with individuals who are not high net worth. It currently manages more than $300 million in assets. It serves as a fiduciary, so it’s legally obligated to provide advice in clients’ best interest at all times.
The team consists of two certified financial planners (CFPs) and two chartered retirement planning counselors (CRPC).
KFA Private Wealth Group, LLC. Background
KFA is currently owned by John R. Fennig, Jr. and Gregg S. Konopaske. The firm provides investment advice as well as financial planning services. Advisors can tailor a plan to your goals and needs. Its staff has expertise around various topics including the following:
- Business planning
- Financial reporting
- Insurance planning
- Education funding through 529 college savings plans and more
- Retirement income planning
- Manager due diligence
KFA Private Wealth Group, LLC. Investment Strategy
KFA generally invests client assets among mutual funds, ETFs, individual debt and equity securities, real estate investment trusts (REITs), business development companies (BDCs), annuities and independent investment managers, as appropriate to the client’s profile and investment goals.
It doesn’t have a set account minimum. But third-party managers may impose their own.
Pactolus Private Wealth Management, LLC
Pactolus Private Wealth Management is a fee-based firm that provides family office advisory services to high-net-worth individuals, their families and their related trusts, entities and investing companies. It holds more than $300 million in assets under management, with two employees providing investment advice. Pactolus doesn’t impose any minimums for its services.
Pactolus Private Wealth Management, LLC Background
Pactolus was formed in 2011. It may offer specific financial services upon request, but its primary offerings are investment-related tax planning, investment advice and financial planning and administration.
Pactolus Private Wealth Management, LLC Investing Strategy
Pactolus seeks to build diversified portfolios based on the client’s individual circumstances. It may utilize the following securities:
- Foreighn securities
The practice generally does not utilize margin leverage, but other separate account managers and ETFs may.
Campion Asset Management, LLC
Campion Asset Management is a fee-based firm that provides asset management and financial planning services to individuals and non-profit organizations. It currently holds more than $100 million in assets under management, which is overseen by three investment advisors. According to documents it filed recently with the SEC, the firm works with just about as many high-net-worth individuals as persons outside this scope.
For investment advisory services, you generally need a minimum account size of $1 million.
The team includes two chartered financial analysts (CFAs).
Campion Asset Management, LLC Background
Campion was formed in 2005 by Terence Burns, who remains the sole owner. The firm aims to provide holistic financial planning, performance measurement and client education. It emphasizes ongoing communication and meetings, detailed performance analysis and sharing market insights with clients.
Campion Asset Management, LLC Investment Strategy
Campion focuses on strategic asset allocation when building client portfolios. Utilizing fundamental analysis to identify securities that may be undervalued, it engages active as well as passive investment strategies as deemed appropriate for the client’s individual circumstances.
Capitol Private Wealth Group, LLC
Capitol Private Wealth Group (CPWG) is a fee-based firm that provides long-term, holistic financial planning in addition to investment management services. It has more than $100 million in assets under management. The firm has three certified financial planners (CFPs), two chartered financial consultants (ChFCs), one chartered life underwriter (CLU), one accredited portfolio management advisor (APMA) and one chartered retirement planning counselor (CRPC).
Capitol Private Wealth Group, LLC Background
CPWG registered as an investment advisor in 2016, and Giancarlo Dalimonte owns the firm. The firm works mostly with individuals who are non high net worth. So it may be more accessible to you if you’re just beginning to build your wealth. In fact, the firm doesn’t have a set account minimum for services. But note that the minimum fee for financial planning services is two hours at $350 per hour.
Capitol Private Wealth Group, LLC Investment Strategy
The firm utilizes fundamental analysis and other portfolio modeling theories to invest clients’ investments. It engages in long-term trading, short-term trading, short sales, margin transactions or options trading if deemed appropriate for a client’s risk profile and investment objectives.
Chao & Company, LTD.
Caho & Company is a fee-only firm that serves individuals as well as corporate benefit plans such as 401(k)s and 403(b)s. It also extends services to non-qualified plans. The fee-only firm currently holds more than $100 million in assets under management. To receive portfolio management services, you generally need a minimum investment of $1 million.
The team features two certified financial planners (CFPs) and one chartered financial analyst (CFA).
Chao & Company, LTD Background
Chao & Company was founded in 1991. However, it registered with the SEC in 2010. Philip S.L. Chao serves as the sole shareholder and chief investment officer. The firm provides investment management services to high-net-worth individuals, businesses, trusts, charities and other entities. It also extends these services to institutional clients such as qualified retirement plans. Upon request, the firm may provide financial planning services to non-high-net-worth individual clients.
Chao & Company, LTD Investment Strategy
Chao & Company generally focuses on long-term investment and strategic allocation driven by Modern Portfolio Theory. The firm believes “market participants are irrational and will continue to overbuy in periods of exuberance and oversell in periods of extreme fear, ultimately exacerbating market volatility.” So it aims to hedge against this volatility by building diversified portfolios based on a “core and satellite approach.” The core portion of the portfolio attempts to capture market returns through risk. The satellite portion focuses on alternative investments. The firm generally uses index funds and broad mutual funds.
Variant Private Wealth, LLC
Unlike most of the firms on this list, Variant Private Wealth primarily works with clients who are not high net worth. It requires a comparatively small investment minimum of $250,000.
Variant Private Wealth, LLC Background
Variant’s client base consists mostly of individuals who are not high net worth. So it may be a suitable partner if you’re just starting to amass wealth. It focuses on long-term financial planning from budgeting to retirement and estate planning.
This fee-based firm was founded in 2017. David Morgante is the firm’s only principal owner.
Variant Private Wealth, LLC Investment Strategy
Variant deploys several strategies to build the right investment portfolios for its clients. For instance, it utilizes fundamental analysis and takes a deep dive into historical financial data. It also focuses on diversifying investments to hedge against market volatility. To tailor asset allocation to your situation, Variant states, “The percentages in each type that we recommend are based on the typical behavior of that security type, individual securities we follow, current market conditions, your current financial situation, your financial goals and the timeline to get you to those goals.”