Finding a Top Financial Advisor in Braintree, Massachusetts
If you’re in need of a financial advisor, it can be difficult to know which one is best for you. SmartAsset’s list of the top Braintree, Massachusetts financial advisor firms can streamline your search. Below, you’ll find each firm listed in order of the amount of assets it manages, with information detailing their various account minimums, investment strategies, fee structures and more. SmartAsset has also developed a financial advisor matching tool that can pair you with as many as three financial advisors who serve your area.
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|Rank||Financial Advisor||Assets Managed||Minimum Assets||Financial Services||More Information|
|1||Pallas Capital Advisors, LLC Find an Advisor||$1,553,679,946||No set account minimum|| || |
Minimum AssetsNo set account minimum
|2||MSA Financial Find an Advisor||$978,085,997||No set account minimum|| || |
Minimum AssetsNo set account minimum
|3||MG Financial, LLC Find an Advisor||$1,252,015,531||$10,000,000|| || |
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|4||Kelly Financial Services, LLC Find an Advisor||$391,242,496||No set account minimum|| || |
Minimum AssetsNo set account minimum
|5||Compass Capital Corporation Find an Advisor||$481,743,334||$150,000|| || |
|6||Peddock Capital Advisors, LLC Find an Advisor||$474,245,935||No set account minimum|| || |
Minimum AssetsNo set account minimum
|7||U.S. Financial Advisors Find an Advisor||$303,397,504||$50,000|| || |
|8||Little House Capital, LLC Find an Advisor||$338,558,532||No set account minimum|| || |
Minimum AssetsNo set account minimum
|9||Genesis Wealth Advisors, LLC Find an Advisor||$210,829,362||$250,000 to $1 million|| || |
Minimum Assets$250,000 to $1 million
|10||Kraematon Investment Advisors, Inc. Find an Advisor||$193,141,913||$100,000|| || |
What We Use in Our Methodology
To find the top financial advisors in Braintree, we first identified all firms registered with the SEC in the city. Next, we filtered out firms that don't offer financial planning services, those that don't serve primarily individual clients and those that have disclosures on their record. The qualifying firms were then ranked according to the following criteria:
- AUMFirms with more total assets under management are ranked higher.
- Individual Client CountFirms who serve more individual clients (as opposed to institutional clients) are ranked higher.
- Clients Per AdvisorFirms with a lower ratio of clients per financial advisor are ranked higher.
- Age of FirmFirms that have been in business longer are ranked higher.
All information is accurate as of the writing of this article. This list may include firms that have a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. Such relationships have no impact on our rankings, and firms are included and ranked based strictly on the above criteria.
Pallas Capital Advisors
Pallas Capital Advisors comes next on our list of the top financial advisory firms in Braintree, Massachusetts. The firm works with both high-net-worth and non-high-net-worth clients, as well as pension and profit sharing plans, charitable organizations and business entities.
Pallas Capital Advisors is a fee-based advisory firm. That means that advisors can earn commissions from the sale of financial products to clients. This is a potential conflict of interest, but the firm is still a fiduciary. This means that the firm and its advisors are legally obligated to act in the best interests of clients.
Pallas Capital Advisors Background
Pallas Capital Advisors was founded in 2019, making it one of the youngest firms on our Braintree list. The firm only just registered with the SEC as an investment advisor in 2020, so it hasn't been open for business for very long. The firm is owned by Richard S. Mullen, managing director and co-founder, Charles C. Evangelakos, managing director and co-founder and Gregory E. Boyle, managing director and co-founder.
Pallas Capital Advisors Investment Strategy
Like many other advisory firms, Pallas Capital Advisors works with clients to provide tailored investment strategies and financial planning services. Advisors will meet with clients, both new and existing, to determine their overall investment objectives and financial situations so that they can best craft investment plans around that information.
Advisors at Pallas primarily use bonds, stocks, mutual funds and exchange-traded funds (ETFs) to populate client portfolios.
MSA Financial is a fee-based firm that works with both non-high-net-worth and high-net-worth individuals, as well as pensions and profit sharing plans and business entities.
A handful of the firm’s advisors are certified financial planners (CFPs). There is no minimum account size requirement at MSA.
As a fee-based firm, MSA advisors may be able to earn commissions for conducting certain securities transactions or selling clients insurance products. Although this brings the potential for conflicts of interest, the firm is still bound by fiduciary duty to act in your best interest, no matter what.
MSA Financial Background
MSA Financial was initially founded in 1997 by current managing directors Richard E. Stram and Paul M. Marino. In 2010, the firm became a limited liability company (LLC), and it officially registered as an investment advisor with the SEC in 2011. Stram and Marino still own the firm today, along with Michael P. Cammarata, partner.
The firm provides investment management, financial planning and consulting services for both individuals and retirement plans. If it aligns with the client’s goals, the firm may implement some or all of a client’s portfolio via a managed account program made available through the client’s custodian. One example of this is the Managed Opportunities Programs sponsored by Securities America. Financial planning services are tailored to each individual client and can include advice on areas ranging from retirement planning to personal saving to insurance needs analysis.
MSA Financial Investment Philosophy
When advising clients, MSA Financial's advisors will usually recommend a mix of diversified mutual funds, variable annuities, certificates of deposit (CDs), U.S. government securities and exchange-traded funds (ETFs). On occasion, the firm may also recommend incorporating individual stocks and bonds into your portfolio's constructions.
MSA Financial typically advises clients with a long-term view in mind. However, the firm may purchase or sell positions on a shorter-term basis if the client’s circumstances dictate such an action. The firm will routinely review client holdings to ensure that the asset allocation still aligns with the client’s overall goals and that the portfolio is protected against market movement through diversification.
MG Financial works mostly with high-net-worth individuls and a few non-high-net-worth clients, as well as pooled investment vehicles and charitable organizations.
This fee-only firm is quite exclusive, as it states an account minimum of $10 million in its Form ADV. This requirement is waivable, though. The firm employs just a small team of advisors.
MG Financial Background
MG Financial was founded back in 1996, and Mary Gilligan is its sole owner to this day. Gilligan has over 35 years of experience in financial services and currently serves as the firm's chief investment officer (CIO).
The firm provides its clients with investment management services, which can include asset allocation planning or independent manager selection. It also offers financial planning, which can touch on areas such as income and estate tax planning, charitable giving strategies, cash flow analysis, retirement planning and insurance analysis. On at least a quarterly basis, the firm provides all of its clients with a comprehensive report detailing every area of their financial situation.
MG Financial Investment Philosophy
MG Financial develops its strategies and investment recommendations with a long-term perspective in mind, believing that markets are generally efficient over time. The firm typically works with each client to develop an asset allocation that involves equities, fixed-income, cash and alternative investments. It choose investments for this asset allocation that align with the client’s goals, timeline and risk tolerance. From there, the firm will rely on independent managers, brokers and other professionals to implement this allocation.
When formulating recommendations, the firm will employ both fundamental analysis and technical analysis. Fundamental analysis involves looking at a company’s earnings, management capabilities, products, services and market position to gain an idea of its intrinsic value. Technical analysis involves analyzing historical market data to attempt to forecast future performance.
Kelly Financial Services
Kelly Financial Services works entirely with individual clients. The majority are non-high-net-worth individuals. However, more than half of the firm's assets under management belong to a few high-net-worth clients.
Kelly Financial doesn't require a minimum account size. It is, however, a fee-based firm. Advisors may receive commissions from selling financial products to clients. The firm is still a fiduciary and is legally obligated to act in the best interests of clients at all times.
Kelly Financial Services Background
Kelly Financial Services opened its doors for business in 2004 and has been around ever since. However, it only registered with the SEC as an investment advisor in 2018. William A. Kelly and Kelly D. Kelly founded the firm. William Kelly died in 2017, and so Kelly Kelly is currently the firm principal owner.
Kelly Financial Services Investment Strategy
Kelly Financial Services functions much like the majority of financial advisory shops out there in that it works with clients to develop tailored and individualized approaches to asset management. This process involves meeting with clients, both new and existing, to find out how to best invest their assets and plan for the future.
While advisors may use a variety of investments to populate portfolios, they primarily look to stocks, govenrment debt securities, mutual funds, exchange-traded funds (ETFs), real estate investment trusts (REITs) and publicly traded oil and gas interests.
Compass Capital Corporation
Compass Capital Corporation was founded in 1984. The firm advises a client base consisting mainly of individuals below the high-net-worth threshold, but Compass also works with some pension plans and high-net-worth individuals.
A handful of the firm's advisors are certified financial planners (CFPs). Compass is a fee-only firm, despite being affiliated with a broker-dealer.
The firm has a minimum investment amount of $150,000. But like many firms, Compass may choose to waive this requirement.
Compass Capital Corporation Background
Compass Capital Corporation first opened for business back in 1984. The firm is fully owned by a holding company, Compass Holding group, which is in turn principally owned by Scott S. Chaisson and some of the firm's employees.
Asset management and financial planning are the primary services Compass Capital offers. The latter may include cash flow planning, college planning, retirement planning, tax planning, divorce planning and estate planning.
Compass Capital Corporation Investment Philosophy
When providing clients with investment advice and recommendations, Compass Capital Corporation factors in each client’s investment goals and risk tolerance. Based on this information, the firm will develop a portfolio that maximizes expected return for the client’s risk level.
Mutual funds and exchange-traded funds (ETFs) make up a majority of each client’s portfolio. However, the firm and its advisors may also recommend a combination of equities, warrants, corporate debt securities, commercial paper, certificates of deposit, municipal securities, variable life insurance, variable annuities, exchange-traded notes (ETNs), U.S. government securities, interests in partnerships and master limited partnerships (MLPs).
Peddock Capital Advisors
Peddock Capital Advisors is a fee-based firm that works with non-high-net-worth individuals, high-net-worth individuals and business entities.
Among the firm’s advisors, there are certified financial planners (CFPs) and a chartered financial analyst (CFA). Peddock doesn’t impose any sort of account minimum to become a client.
Peddock Capital Advisors Background
Peddock Capital Advisors opened for business in 2008. It has two principal owners: president and CEO Peter E. Simmons and chief compliance officer (CCO) Matthew E. Simmons.
The firm offers both individual portfolio management and financial planning services to its clients. The latter can cover a range of topics, including tax & cash flow planning, investment planning, insurance planning, retirement planning, death & disability planning and estate planning.
Peddock Capital Advisors Investment Philosophy
When constructing client portfolios, Peddock Capital Advisors will generally invest in a mix of low-cost, diversified mutual funds and/or exchange-traded funds (ETFs). It also invests directly in individual stocks, bonds, options and other investments if appropriate for the client. The firm prefers to focus on long-term investing, but if client circumstances dictate it, the firm may engage in short-term transactions.
When analyzing potential securities, the firm employs both fundamental and technical analysis. Fundamental analysis involves examining key factors of a company or fund to gauge if the market is undervaluing it, while technical analysis is the practice of analyzing historical trends to predict future movements.
U.S. Financial Advisors
U.S. Financial Advisors is a fee-based firm that works with both high-net-worth and non-high-net-worth individuals, as well as pension and profit sharing plans and business entities.
USFA generally imposes a $50,000 account minimum. Clients engaging in invenstment management services will pay between 1.5% and 2% of assets under management. The firm also offers financial planning services for a fixed fee ranging between $1,000 and $10,000. Hourly rates for other services could range from $150 to $500.
Because USFA is a fee-based firm, advisors may get commissions from selling financial products to clients. This could result in a potential conflict of interest, but advisors must adhere to the firm's fiduciary duties that put the best interests of clients first.
U.S. Financial Advisors Background
USFA has been a registered investment advisor since October 1998. The firm is owned and controlled by Great Valley Advisor Group, Inc.
Clients could engage in both investment and financial planning services.
U.S. Financial Advisors Investment Strategy
USFA tailors investment management services and strategies to the needs and goals of its clients. Advisors determine a client's overall financial situation, investment objectives, tolerance for risk, time horizon and more in order to provide the best, most individualized services that they can.
Advisors populate client portfolios using mutual funds, exchange-traded funds (ETFs) and stocks. They use fundamental methods of analysis to inform decisions.
Little House Capital
Little House Capital is a fee-only firm that works with individuals above and below the high-net-worth threshold, as well as a handful of charitable organizations, pensions and profit-sharing plans, other investment advisors and business entities. This is a fee-only firm.
Advisory certifications at the firm include certified public accountant (CPA) and chartered financial analyst (CFA). There is no stated minimum account size in order to become a client here.
Little House Capital Background
Robert C. Stimson founded Little House Capital in 2004 after years of experience in wealth management and accounting. Stimson serves as the firm’s CEO and chief investment officer (CIO) today.
There are a plethora of services available through this firm. These include general financial planning and consulting, financial goal-setting, retirement planning, estate planning, insurance planning, charitable giving planning and investment management.
Little House Capital Investment Philosophy
Little House Capital begins the creation of your portfolio by meeting with you and establishing your investment goals, preferences, liquidity needs, risk tolerance and any other pertinent information. With these factors in hand, the firm will formulate an asset allocation that best sets you up for long-term success. The firm generally sticks to individual equities, fixed-income instruments, mutual funds, exchange-traded funds (ETFs) and alternative investment strategies.
Genesis Wealth Advisors, LLC
Genesis Wealth Advisors is a fee-only firm that works with both high-net-worth and non-high-net-worth individuals.
The firm generally imposes a $250,000 account minimum for individuals and a $1 million minimum for institutions.
Clients engaging in invenstment management services will pay between 0.35% and 2% of assets under management. The firm also offers financial planning services for a fixed fee ranging between $500 and $5,000. Hourly rates for other services could range from $200 to $400.
Because USFA is a fee-only firm, advisors do not get commissions from selling financial products to clients that could result in a potential conflict of interest.
Genesis Wealth Advisors Background
Genesis was was established in 2011. Before then, it had been organized as a limited liability company in 1994. The firm is owned and operated by its president and chief compliance officer Paul Duval.
Clients could engage in general wealth management and financial planning services that include retirement planning, estate planning, elder care planning, education planning and business planning.
Genesis Wealth Advisors Investment Strategy
Genesis tailors investment management services and strategies to the needs and goals of its clients. Advisors determine a client's overall financial situation, investment objectives, tolerance for risk, time horizon and more in order to provide the best, most individualized services that they can.
Advisors populate client portfolios using mutual funds, exchange-traded funds (ETFs) and real estate investment trusts (REITs). They use fundamental methods of analysis to inform decisions.
Kraematon Investment Advisors
Kraematon Investment Advisors works mainly with individual clients and the majority are non-high-net-worth individuals. It also works with a select number of high-net-worth individuals, corporations and other businesses. The firm has a $100,000 minimum account size requirement.
Kraematon Investment Advisors is a fee-only firm, so advisors won't receive commissions from selling financial products to clients. As a result, there is no potential conflict of interest that could arise from such an arrangement.
Kraematon Investment Advisors Background
Kraematon Investment Advisors was founded in 1997 and has been in business ever since. Being over 20 years old, its certainly one of the oldest firms on our list. After being registered at the state level for about ten years, it became an SEC-registered investment advisor in 2006. The firm is principally owned by Gregory Clinton, the firm's president.
Kraematon provides clients with both investment portfolio management services and financial planning. Assets are managed on a discretionary basis.
Kraematon Investment Advisors Investment Strategy
As is the case with many other financial advisory firm, Kraematon Investment Advisors tailors its investment management services and strategies to the needs of its clients. Advisors determine a client's overall financial situation, investment objectives, tolerance for risk, time horizon and more in order to provide the best, most individualized services that they can.
Advisors at Kraematon primarily populate client portfolios using mutual funds, exchange-traded funds (ETFs) and stocks. They primarily use fundamental methods of analysis to inform decisions.