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Luke Baumgarten

Luke
Baumgarten

Harvest Investment Services, LLC

CRD#6481176
Investment Advisor
in Villa Park, IL

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About this Advisor

Luke Baumgarten is an investment advisor with Harvest Investment Services, LLC, a firm based in Oakbrook Terrace, Illinois. Baumgarten, who studied business finance with a specialization in financial planning at Liberty University, started his career in the financial services industry in 2014. He holds a Series 65 license, which qualifies a professional to offer investment advice. He provides retirement planning, wealth management and investment planning.

Baumgarten specializes in serving high-net-worth individuals, families, business owners, retirees and retirement plans. He requires his clients to have a minimum of $25,000 in investable assets. He is a fee-based advisor, and his fees vary depending on whether a client is getting financial planning, investment management or 401(k) management services. Clients are charged an annual percentage of assets for investment management services. Baumgarten says he provides his clients monthly check-ups and he offers reviews based on clients’ preferences, though he recommends an annual review.

Baumgarten says that the most common investment mistakes he sees investors making are not having downside risk controls in their portfolios and selling off at market lows only to miss the market’s recovery. Baumgarten encourages his clients to first create a comprehensive financial plan that will enable him to better assess their situations, and recommends implementing downside risk controls into their investment portfolios. His firm’s investment philosophy is largely based on modern portfolio theory and strategic asset allocation and diversification.

Outside of the office, Baumgarten and his wife and daughter are involved in the local church community in Elmhurst, Illinois. He played ice hockey for 19 years.

Certifications and Registrations

Series 65

Years of Experience

3

Services Offered

Retirement Planning, Wealth Management, Investment Planning

Fee Structure

Asset based fee

Fiduciary

Yes

Disclosures

0

Office Location

1 Trans Am Plaza Dr., Suite 230
Villa Park, IL

Phone Number

(630) 613-9230

Advisor Certifications and Licenses

Series 65

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Investment Advisory Services

  • Retirement Planning
  • Wealth Management
  • Investment Planning

Luke Baumgarten Work History

Luke has 3 years of experience.

2014 - Present (3 years)

Harvest Investment Services, LLC

Disclosures

Luke has no disclosures.

Please visit his SEC profile for more details.

This content was compiled from the SEC and FINRA.

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